FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
TrueCar, Inc. [ TRUE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/01/2016 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 06/01/2016(1) | S | 171,000(2)(3) | D | $7.2271(2)(3) | 10,461,346 | D | |||
Common Stock | 06/02/2016(1) | S | 29,000(4) | D | $7.2509(4) | 10,432,346 | D | |||
Common Stock | 1,633,347 | I | USAA Property Holdings, Inc.(5) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. The transactions reported on this form were executed pursuant to a 10b5-1 plan adopted as of August 26, 2015. |
2. Execution Breakdown of Price/Sold Shares: (continuation will be included in footnote #3) PRICE SOLD SHARES $7.12 2,000 $7.13 1,590 $7.14 1,200 $7.145 400 $7.15 100 $7.155 600 $7.16 2,129 $7.165 100 $7.17 9,055 $7.175 5,000 $7.179 200 $7.18 23,337 $7.185 2,900 $7.19 11,179 $7.195 2,600 $7.20 9,269 $7.205 2,700 $7.21 6,452 $7.215 1,900 $7.22 13,590 $7.225 2,500 $7.23 8,054 |
3. Execution Breakdown of Price/Sold Shares: (continuation from footnote #2) PRICE SOLD SHARES $7.235 1,556 $7.24 8,200 $7.2425 200 $7.245 3,600 $7.25 9,944 $7.255 100 $7.26 4,700 $7.265 800 $7.27 3,740 $7.275 380 $7.28 1,600 $7.285 1,900 $7.29 6,100 $7.295 1,900 $7.30 3,101 $7.305 600 $7.31 3,800 $7.315 1 $7.32 800 $7.33 1,600 $7.34 3,823 $7.345 100 $7.35 900 $7.355 500 $7.365 200 $7.3675 100 $7.37 400 $7.38 1,200 $7.385 100 $7.39 100 $7.405 1,100 $7.41 100 $7.415 200 $7.48 100 $7.57 600 |
4. Execution Breakdown of Price/Sold Shares: PRICE SOLD SHARES $7.18 200 $7.185 900 $7.19 1,300 $7.195 100 $7.20 600 $7.205 900 $7.21 300 $7.215 200 $7.22 1,900 $7.23 2,100 $7.235 677 $7.24 2,587 $7.245 900 $7.25 2,700 $7.255 1,300 $7.26 2,902 $7.265 1,700 $7.27 2,600 $7.28 1,034 $7.29 1,100 $7.30 500 $7.31 200 $7.32 800 $7.33 400 $7.34 1,100 |
5. USAA Property Holdings, Inc. is a wholly owned subsidiary of United Services Automobile Association. |
/s/ Douglas I. Ward, Vice President and Chief Investment Officer | 06/03/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |