0001214659-14-007617.txt : 20141113 0001214659-14-007617.hdr.sgml : 20141113 20141113093605 ACCESSION NUMBER: 0001214659-14-007617 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BECK CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001601904 IRS NUMBER: 271940430 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16099 FILM NUMBER: 141216521 BUSINESS ADDRESS: STREET 1: 2009 S. CAPITAL OF TEXAS HWY. STREET 2: STE 200 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-345-6789 MAIL ADDRESS: STREET 1: 2009 S. CAPITAL OF TEXAS HWY. STREET 2: STE 200 CITY: AUSTIN STATE: TX ZIP: 78746 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001601904 XXXXXXXX 09-30-2014 09-30-2014 false BECK CAPITAL MANAGEMENT, LLC

2009 S. CAPITAL OF TEXAS HWY. STE 200 AUSTIN TX 78746

13F HOLDINGS REPORT 028-16099 N James Franklin Beck 512-345-6789 /s/ James Franklin Beck Austin TX 11-06-2014 0 149 142094 INFORMATION TABLE 2 infotable.xml YAHOO INC Equity 984332106 4987 121357 SH SOLE 0 0 121357 APPLE INC Equity 037833100 4773 47254 SH SOLE 0 0 47254 DISNEY WALT CO Equity 254687106 4046 47212 SH SOLE 0 0 47212 ISHARES CORE S&P 500 ETF Equity 464287200 4032 20794 SH SOLE 0 0 20794 FACEBOOK INC COM USD0.000006 CL A Equity 023135106 3840 50582 SH SOLE 0 0 50582 AMERICAN INTL GROUP INC COM NEW Equity 026874784 3094 61362 SH SOLE 0 0 61362 ASTROTECH CORP COM Equity 046484101 3093 1283325 SH SOLE 0 0 1283325 PALO ALTO NETWORKS INC COM USD0.0001 Equity 697435105 2976 28969 SH SOLE 0 0 28969 CITIGROUP INC COM NEW Equity 172967424 2924 57170 SH SOLE 0 0 57170 NEW YORK REIT INC COM Equity 64976L109 2588 238765 SH SOLE 0 0 238765 BOEING CO Equity 097023105 2548 20757 SH SOLE 0 0 20757 NEXTERA ENERGY INC COM Equity 65339F101 2540 27136 SH SOLE 0 0 27136 SOUTHWEST AIRLNS CO Equity 844741108 2248 71773 SH SOLE 0 0 71773 HAIN CELESTIAL GROUP INC Equity 405217100 2225 22186 SH SOLE 0 0 22186 POWERSHARES ETF TRADED FD TR WATER RES PORT ISIN #US73935X5757 SEDOL #B0QRNK5 Equity 73935X575 2101 87569 SH SOLE 0 0 87569 WHITEWAVE FOODS CO COM USD0.01 Equity 966244105 2086 59315 SH SOLE 0 0 59315 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECHNOLOGY INDEX FD Equity 33733E203 2036 22855 SH SOLE 0 0 22855 INDIA FD INC Equity 454089103 1937 73557 SH SOLE 0 0 73557 ISHARES NASDAQ BIOTECHNOLOGY ETF Equity 464287556 1871 6981 SH SOLE 0 0 6981 FORTINET INC COM USD0.001 Equity 34959E109 1847 75802 SH SOLE 0 0 75802 GOOGLE INC CL A Equity 38259P508 1792 3140 SH SOLE 0 0 3140 HANESBRANDS INC COM Equity 410345102 1792 16496 SH SOLE 0 0 16496 ENTERPRISE PRODUCTS PPTNS LP Equity 293792107 1767 48000 SH SOLE 0 0 48000 JETBLUE AWYS CORP Equity 477143101 1741 162982 SH SOLE 0 0 162982 BANK OF AMERICA CORP Equity 060505104 1689 101838 SH SOLE 0 0 101838 GENWORTH FINL INC COM CL A Equity 37247D106 1665 131698 SH SOLE 0 0 131698 AMERICAN RLTY CAP PPTYS INC COM Equity 02917T104 1631 140840 SH SOLE 0 0 140840 EXACT SCIENCES CORP Equity 30063P105 1543 85145 SH SOLE 0 0 85145 CHECK POINT SOFTWARE TECHNOLOGIES ORD ILS0.01 Equity M22465104 1515 22030 SH SOLE 0 0 22030 GUGGENHEIM S&P 500 EQUAL WEIGHT TECHNOLOGY ETF Equity 78355W817 1511 18411 SH SOLE 0 0 18411 FIRST TR EXCHANGE TRADED FD II HEALTH CARE ALPHADEX FD ANNUAL Equity 33734X143 1482 26825 SH SOLE 0 0 26825 EL POLLO LOCO HOLDINGS INC COM USD0.01 Equity 268603107 1465 40305 SH SOLE 0 0 40305 DELTA AIR LINES INC DEL COM NEW Equity 247361702 1428 42366 SH SOLE 0 0 42366 ISHARES GLOBAL HEALTHCARE ETF Equity 464287325 1392 14573 SH SOLE 0 0 14573 NIKE INC CLASS B Equity 654106103 1381 15836 SH SOLE 0 0 15836 GOOGLE INC CL C Equity 38259P706 1361 2426 SH SOLE 0 0 2426 GREENBRIER COMPANIES INC Equity 393657101 1268 22477 SH SOLE 0 0 22477 POWERSHARES EXCH TRADED FD TST II S&P 500 LOW VOLATILITY PORT Equity 73937B779 1267 36387 SH SOLE 0 0 36387 SPDR SER TR S&P HOMEBUILDERS ETF Equity 78464A888 1171 40177 SH SOLE 0 0 40177 ISHARES U S FINANCIAL SERVICES ETF Equity 464287770 1162 13819 SH SOLE 0 0 13819 AMERICAN AIRLINES GROUP INC COM USD1 Equity 02376R102 1160 36266 SH SOLE 0 0 36266 CORENERGY INFRASTRUCTURE TR INC COM Equity 21870U205 1132 154420 SH SOLE 0 0 154420 TARGA RES CORP COM Equity 87612G101 1110 8794 SH SOLE 0 0 8794 UNDER ARMOUR INC CL A Equity 904311107 1061 16230 SH SOLE 0 0 16230 FIREEYE INC COM USD0.0001 Equity 30303M102 1049 39059 SH SOLE 0 0 39059 FIRST TR EXCHANGE TRADED FD II INDLS PROD DURABL ALPHADEX FD ANNUAL Equity 33734X150 1018 36563 SH SOLE 0 0 36563 HOME DEPOT INC Equity 40416M105 953 10240 SH SOLE 0 0 10240 TARGA RES PARTNERS LP COM UNIT LTD PARTNERSHIP INT Equity 87611X105 943 14350 SH SOLE 0 0 14350 AMAZON.COM INC Equity 023135106 935 2965 SH SOLE 0 0 2965 ISHARES RUSSELL 3000 ETF Equity 464287689 923 8099 SH SOLE 0 0 8099 UNITEDHEALTH GROUP Equity 91324P102 918 10802 SH SOLE 0 0 10802 D R HORTON INC Equity 23331A109 902 43725 SH SOLE 0 0 43725 JPMORGAN CHASE & CO ALERIAN MLP INDEX ETN BASED ON WAP DUE 05/24/2024 PUTTABLE NOT RATED Equity 46625H365 895 18090 SH SOLE 0 0 18090 AVAGO TECHNOLOGIES LTD COM NPV ISIN #SG9999006241 SEDOL #B3Z2D24 Equity Y0486S104 886 10990 SH SOLE 0 0 10990 VEOLIA ENVIRONNEMENT ADR EACH REP ONE ORD EUR13.5(SPON) Equity 92334N103 866 52372 SH SOLE 0 0 52372 GILEAD SCIENCES INC Equity 375558103 864 8165 SH SOLE 0 0 8165 MOBILEYE NV EUR0.01 Equity N51488117 798 14730 SH SOLE 0 0 14730 GUGGENHM S&P GLOBAL WATER INDEX Equity 18383Q507 794 29905 SH SOLE 0 0 29905 UBS AG JERSEY BRH E TRACS LKD TO ALERIAN MLP INFRASTRUCTURE UNDEX ETN DUE 04/02/2040 CALLABLE Equity 902641646 762 17999 SH SOLE 0 0 17999 FIRST TR MORNINGSTAR DIVID LEADERS INDEX FD SHS Equity 336917109 726 31340 SH SOLE 0 0 31340 FIRST TR ISE WTR INDEX FD Equity 33733B100 717 23140 SH SOLE 0 0 23140 WALGREEN COMPANY Equity 931422109 708 11507 SH SOLE 0 0 11507 XEROX CORP Equity 984121103 704 55178 SH SOLE 0 0 55178 TJX COMPANIES INC Equity 872540109 696 11505 SH SOLE 0 0 11505 AMERICAN RLTY CAP PPTYS INC PFD SER F Equity 02917T401 692 29890 SH SOLE 0 0 29890 COMCAST CORP NEW CL A Equity 20030N101 668 12530 SH SOLE 0 0 12530 ISHARES U S FINANCIALS ETF Equity 464287788 647 7850 SH SOLE 0 0 7850 HOMEAWAY INC COM USD0.0001 Equity 437076102 628 18230 SH SOLE 0 0 18230 BUNGE LIMITED COM STK USD0.01 Equity G16962105 621 7450 SH SOLE 0 0 7450 GENERAL ELECTRIC CO Equity 369604103 613 24740 SH SOLE 0 0 24740 JPMORGAN CHASE & CO Equity 46625H100 605 10237 SH SOLE 0 0 10237 KIMBERLY CLARK CORP Equity 494368103 605 5581 SH SOLE 0 0 5581 WISDOMTREE TRUST JAPAN HEDGE EQT Equity 97717W851 603 12331 SH SOLE 0 0 12331 AMERICAN TOWER CORPORATION COM USD0.01 Equity 03027X100 602 6349 SH SOLE 0 0 6349 NUVEEN ENERGY MLP TOTAL RETURN FUND USD0.001 Equity 67074U103 597 28598 SH SOLE 0 0 28598 GUGGENHM SHIPPING ETF Equity 18383Q796 595 31166 SH SOLE 0 0 31166 MICROSOFT CORP Equity 594918104 591 12888 SH SOLE 0 0 12888 WISDOMTREE TR LARGECAP DIVID FD Equity 97717W307 585 8373 SH SOLE 0 0 8373 3M COMPANY Equity 88579Y101 567 4093 SH SOLE 0 0 4093 INTEL CORP Equity 458140100 542 16120 SH SOLE 0 0 16120 VANGUARD SPECIALIZED PORTFOLIOS DIV APPRECIATION INDEX FD VIPER SHS Equity 921908844 541 7150 SH SOLE 0 0 7150 MACYS INC Equity 55616P104 526 9327 SH SOLE 0 0 9327 SAREPTA THERAPEUTICS INC COM Equity 803607100 521 26254 SH SOLE 0 0 26254 MAGELLAN MIDSTREAM PARTNERS LP COM UNIT REPSTG LTD PARTNER INT Equity 559080106 513 6549 SH SOLE 0 0 6549 VERIZON COMMUNICATIONS Equity 92343V104 510 10432 SH SOLE 0 0 10432 JOHNSON & JOHNSON Equity 478160104 508 4981 SH SOLE 0 0 4981 GUGGENHEIM SPINOFF ETF Equity 18383M605 499 11385 SH SOLE 0 0 11385 KKR & CO L P DEL COM UNITS Equity 48248M102 499 23789 SH SOLE 0 0 23789 ISHARES NORTH AMERICAN TECH ETF Equity 464287549 486 5098 SH SOLE 0 0 5098 FIRST TRUST ENERGY INFRAST FD COM USD0.01 Equity 33738C103 476 20708 SH SOLE 0 0 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COM Equity 68620A104 392 65280 SH SOLE 0 0 65280 BERKSHIRE HATHAWAY INC DEL CL B NEW Equity 084670702 387 2820 SH SOLE 0 0 2820 BLOCK H & R INC Equity 093671105 375 12965 SH SOLE 0 0 12965 EXCHANGE TRADED CONCEPTS TR ROBO STOX GBL ROBOT & AUTO IDX ETF Equity 301505707 374 14985 SH SOLE 0 0 14985 T C PIPELINES Equity 87233Q108 357 5325 SH SOLE 0 0 5325 DIAGEO ADR EACH REPR 4 ORD GBX28.935185 Equity 25243Q205 345 3061 SH SOLE 0 0 3061 MASTERCARD INC CL A Equity 57636Q104 343 4770 SH SOLE 0 0 4770 VISA INC COM CL A Equity 92826C839 343 1652 SH SOLE 0 0 1652 ISHARES U S HEALTHCARE ETF Equity 464287762 342 2570 SH SOLE 0 0 2570 POWERSHARES EXCHANGE TRADED FD TR DYNAMIC PHARMACEUTICALS PORTFOLIO Equity 73935X799 341 5400 SH SOLE 0 0 5400 CHIPOTLE MEXICAN GRILL INC Equity 169656105 335 507 SH SOLE 0 0 507 FORD MTR CO DEL COM Equity 345370860 334 24112 SH SOLE 0 0 24112 ANHEUSER-BUSCH INBEV ADR EAH REP 1 ORD NPV Equity 03524A108 316 3005 SH SOLE 0 0 3005 TWITTER INC COM USD0.000005 Equity 90184L102 312 5635 SH SOLE 0 0 5635 NIELSEN N.V. EUR0.07 Equity N63218106 311 7535 SH SOLE 0 0 7535 ROSS STORES INC Equity 778296103 308 4050 SH SOLE 0 0 4050 CAMBRIA ETF TRUST SHAREHOLDER YIELD ETF Equity 132061201 298 10160 SH SOLE 0 0 10160 ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP Equity 29273V100 294 5550 SH SOLE 0 0 5550 DIRECTV COM USD0.01 Equity 25490A309 292 3370 SH SOLE 0 0 3370 TENARIS S.A. SPONS ADR EACH REP 2 ORD SHS Equity 88031M109 292 7155 SH SOLE 0 0 7155 PLAINS ALL AMERICAN PIPELINE LP Equity 726503105 283 5163 SH SOLE 0 0 5163 CHENIERE ENERGY INC NEW Equity 16411R208 278 4140 SH SOLE 0 0 4140 NEUBERGER BERMAN MLP INCOME FD INC COM Equity 64129H104 276 13751 SH SOLE 0 0 13751 ICAHN ENTERPRISES LP DESPOSITARY UNIT Equity 451100101 275 2636 SH SOLE 0 0 2636 BROADCOM CORP CL A Equity 111320107 274 7200 SH SOLE 0 0 7200 NESTLE SA SPON ADR EACH REPR 1 COM CHF0.10 Equity 641069406 255 3521 SH SOLE 0 0 3521 ALPS ETF TR ALERIAN MLP ETF Equity 00162Q866 249 13595 SH SOLE 0 0 13595 ABBOTT LABORATORIES Equity 002824100 248 5961 SH SOLE 0 0 5961 MARKET VECTORS ETF TRUST MKT VECTORS WIDE MOAT ETF Equity 57060U134 242 7910 SH SOLE 0 0 7910 ALCOA INC ISIN #US0138171014 Equity 013817101 241 15675 SH SOLE 0 0 15675 LOWES COMPANIES Equity 548661107 240 4455 SH SOLE 0 0 4455 ARES CAPITAL CORP COM STK USD0.001 Equity 04010L103 235 14738 SH SOLE 0 0 14738 GUGGENHEIM S&P 500 PURE VALUE ETF Equity 78355W304 235 4575 SH SOLE 0 0 4575 KAYNE ANDERSON ENERGY TOTAL RETURN FD INC Equity 48660P104 233 7940 SH SOLE 0 0 7940 BLACKROCK ENHANCED EQUITY DIVID TR COM Equity 09251A104 226 27875 SH SOLE 0 0 27875 ALLIANCE HLDGS GP L P COM UNITS REPSTG LTD PARTNER INT Equity 01861G100 225 3551 SH SOLE 0 0 3551 WELLS FARGO & CO NEW Equity 949746101 224 4390 SH SOLE 0 0 4390 CORNING INC Equity 219350105 223 11989 SH SOLE 0 0 11989 INVESCO MORTGAGE CAPITAL INC COM Equity 46131B100 223 13975 SH SOLE 0 0 13975 STARBUCKS CORP Equity 855244109 213 2856 SH SOLE 0 0 2856 ALLSTATE CORP Equity 020002101 208 3405 SH SOLE 0 0 3405 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD PARTNERSHIP INT Equity 866142102 208 4385 SH SOLE 0 0 4385 ACCESS MIDSTREAM PARTNERS L P UNIT Equity 00434L109 206 3400 SH SOLE 0 0 3400 SPDR SER TR S&P TRANSN ETF Equity 78464A532 202 2297 SH SOLE 0 0 2297 TATA MOTORS LIMITED ADR EA REP 5 ORD INR2 Equity 876568502 202 4580 SH SOLE 0 0 4580 LTWC CORP NO STOCKHOLDERS EQUITY 04/12/04 Equity 502386105 0 12250 SH SOLE 0 0 12250 TECHLITE INC COM Equity 87833R100 0 37500 SH SOLE 0 0 37500