0001597298-16-000006.txt : 20160513 0001597298-16-000006.hdr.sgml : 20160513 20160513151405 ACCESSION NUMBER: 0001597298-16-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160513 DATE AS OF CHANGE: 20160513 EFFECTIVENESS DATE: 20160513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Verity Asset Management, Inc. CENTRAL INDEX KEY: 0001597298 IRS NUMBER: 561981693 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15857 FILM NUMBER: 161647921 BUSINESS ADDRESS: STREET 1: 280 S. MANGUM ST. SUITE 550 CITY: DURHAM STATE: NC ZIP: 27701 BUSINESS PHONE: 919-490-6717 MAIL ADDRESS: STREET 1: 280 S. MANGUM ST. SUITE 550 CITY: DURHAM STATE: NC ZIP: 27701 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001597298 XXXXXXXX 03-31-2016 03-31-2016 Verity Asset Management, Inc.

280 S. MANGUM ST. SUITE 550 DURHAM NC 27701

13F HOLDINGS REPORT 028-15857 N Steven Craig Butz 919-490-6717 Steven Craig Butz Durham NC 05-13-2016 0 85 88445 false INFORMATION TABLE 2 Verity13F.20160331.xml ALASKA AIR GROUP COMMON STOCK COM 011659109 323 3938 SH SOLE 0 0 3938 ALTRIA GROUP INC COM COM 02209S103 279 4459 SH SOLE 0 0 4459 AMERICAN EAGLE OUTFITTERS INC NEW COM 02553E106 370 22210 SH SOLE 0 0 22210 AMERIGAS PARTNERS, L LP UNIT LP 030975106 359 8260 SH SOLE 0 0 8260 APPLE COMPUTER INC COM COM 037833100 1622 14885 SH SOLE 0 0 14885 BARCLAYS BK PLC IPATH DOW JONES AIG GRAINS TOTAL RETURN ETN 06739H305 1455 47953 SH SOLE 0 0 47953 BARCLAYS BK PLC IPATH S&P 500 VIX MID TERM FUTURES ETN ETN 06740C519 370 34032 SH SOLE 0 0 34032 BRUNSWICK CORP. COM 117043109 230 4791 SH SOLE 0 0 4791 CAL-MAINE FOODS, INC. COM 128030202 337 6499 SH SOLE 0 0 6499 COLGATE PALMOLIVE COM 194162103 2024 28654 SH SOLE 0 0 28654 CONSUMER STAPLES SPDR SBI CON STPL 81369Y308 3266 61560 SH SOLE 0 0 61560 CORESITE RLTY CORP COM COM 21870Q105 516 7370 SH SOLE 0 0 7370 CVS HEALTH CORP COM 126650100 2045 19712 SH SOLE 0 0 19712 DECKERS OUTDOOR CORP COM 243537107 826 13784 SH SOLE 0 0 13784 DISNEY (WALT) CO COM 254687106 1333 13426 SH SOLE 0 0 13426 DUKE ENERGY CORP COM 26441C204 289 3584 SH SOLE 0 0 3584 EMERSON ELEC. CO. COM 291011104 249 4582 SH SOLE 0 0 4582 ETF SER SOLUTIONS US GLOBAL JETS ETF 26922A842 1313 51773 SH SOLE 0 0 51773 EXACT SCIENCES CORPORATION COM 30063P105 133 19741 SH SOLE 0 0 19741 FORTINET INC COM COM 34959E109 230 7501 SH SOLE 0 0 7501 GENERAL ELECTRIC CO COM 369604103 390 12270 SH SOLE 0 0 12270 GENTEX CORP COM 371901109 373 23802 SH SOLE 0 0 23802 GLOBAL X FDS GLOBAL X URANIUM ETF ETF 37954Y871 274 18852 SH SOLE 0 0 18852 GOOD TIMES RESTAURANTS INC COM PAR $0.001 NEW COM 382140879 88 22155 SH SOLE 0 0 22155 HARMAN INTERNATIONAL INDUSTRIES COM 413086109 232 2601 SH SOLE 0 0 2601 HEICO CORPORATION COM 422806109 202 3361 SH SOLE 0 0 3361 HERMAN MILLER, INC. COM 600544100 203 6558 SH SOLE 0 0 6558 HOME BANCSHARES, INC. - COMMON STOCK COM 436893200 382 9318 SH SOLE 0 0 9318 ISHARES 20 PLS YEAR TREASURY BND ETF ETF 464287432 391 2990 SH SOLE 0 0 2990 ISHARES 7-10 YEAR TRSURYBOND ETF ETF 464287440 302 2740 SH SOLE 0 0 2740 ISHARES DOW JONES TRANSPORTATION AV INDEX FUND ETF 464287192 1442 10127 SH SOLE 0 0 10127 ISHARES FLOATING RATE BOND ETF ETF 46429B655 5847 115968 SH SOLE 0 0 115968 ISHARES GOLDMAN SACHS SOFTWARE INDEX FUND ETF 464287515 2408 23924 SH SOLE 0 0 23924 ISHARES IBOXX $ INVESTMENT GRADE CO ETF ETF 464287242 1280 10774 SH SOLE 0 0 10774 ISHARES TR CHINA LARGE CAP ETF ETF 464287184 471 13940 SH SOLE 0 0 13940 ISHARES TR NASDAQ BIOTECH ETF ETF 464287556 3526 13519 SH SOLE 0 0 13519 ISHARES TR RUSSELL 2000 ETF ETF 464287655 285 2573 SH SOLE 0 0 2573 ISHARES US HOME CONSTRUCTION ETF ETF 464288752 2868 105913 SH SOLE 0 0 105913 ISHARES US PREFERRED STOCK ETF ETF 464288687 1895 48554 SH SOLE 0 0 48554 JOHNSON & JOHNSON COM 478160104 1708 15783 SH SOLE 0 0 15783 LANDSTAR SYSTEM INC COM 515098101 497 7689 SH SOLE 0 0 7689 LOWES COMPANIES INC COM 548661107 1392 18382 SH SOLE 0 0 18382 MAGELLAN MIDSTREAM P LP COM UNIT LP 559080106 259 3760 SH SOLE 0 0 3760 MAIN STREET CAPITAL COM 56035L104 227 7235 SH SOLE 0 0 7235 MARKET VECTORS ETF TR SEMICONDUCTOR ETF ETF 57060U233 3157 57318 SH SOLE 0 0 57318 MARKET VECTORS OIL SERVICE ETF ETF 57060U191 1354 50878 SH SOLE 0 0 50878 MICROSOFT CORP COM 594918104 656 11872 SH SOLE 0 0 11872 NEOPHOTONICS CORP COM COM 64051T100 221 15748 SH SOLE 0 0 15748 NORFOLK SOUTHERN CORP COM COM 655844108 511 6135 SH SOLE 0 0 6135 NORTHERN TRUST CORP COM 665859104 1607 24653 SH SOLE 0 0 24653 NXT-ID INC COM 67091J107 17 29100 SH SOLE 0 0 29100 OCLARO INC COM NEW COM 67555N206 111 20565 SH SOLE 0 0 20565 PHILIP MORRIS INTL COM 718172109 233 2372 SH SOLE 0 0 2372 PHILLIPS 66 COM COM 718546104 1563 18054 SH SOLE 0 0 18054 PIMCO ETF TR ENHANCED SHORT MAT ACTIVE ETF ETF 72201R833 237 2356 SH SOLE 0 0 2356 POWERSHARES ETF TR II VAR RATE PFD PORT ETF 73937B597 4405 183777 SH SOLE 0 0 183777 POWERSHARES QQQ TR UNIT SER 1 UNIT SER 1 73935A104 2551 23358 SH SOLE 0 0 23358 POWERSHARES WATER RESOURCE PORTFOLIO ETF 73935X575 2992 136242 SH SOLE 0 0 136242 PROSHARES TR SHORT MSCI EAFE FD PSHS MSCI 74347R370 1150 33866 SH SOLE 0 0 33866 PROSHARES TR ULTRASHORT 20+ YR TREAS NEW PSHSULTSH 20 74347B201 2183 59216 SH SOLE 0 0 59216 REALTY INCM CORP REIT COM 756109104 217 3475 SH SOLE 0 0 3475 SELECT SECTOR SPDR FD HEALTH CARE SBI HLT CARE 81369Y209 2154 31783 SH SOLE 0 0 31783 SELECT SECTOR SPDR TR CONSUMER SBI CONS 81369Y407 2682 33901 SH SOLE 0 0 33901 SELECT SECTOR SPDR TR MATLS SBI MATLS 81369Y100 234 5218 SH SOLE 0 0 5218 SHORT S&P500 PROSHARES PSHS SHRT 500 74347R503 1924 94263 SH SOLE 0 0 94263 SINOVAC BIOTECH LTD SHS P8696W104 175 27396 SH SOLE 0 0 27396 SKECHERS U.S.A. INC COM 830566105 597 19596 SH SOLE 0 0 19596 SOTHEBY'S HOLDINGS INC COM 835898107 387 14471 SH SOLE 0 0 14471 SOUTHERN CO COM 842587107 305 5892 SH SOLE 0 0 5892 SPDR SER TR S&P REGL BKG ETF ETF 78464A698 1367 36311 SH SOLE 0 0 36311 SPECIAL DIVERSIFIED OPPORTUNITIES INC COM COM 84740Q101 91 100897 SH SOLE 0 0 100897 SPECTRA ENERGY CORP COM 847560109 270 5840 SH SOLE 0 0 5840 STRYKER CORP. COM 863667101 1317 12279 SH SOLE 0 0 12279 TECHNOLOGY SECTOR SPDR TR ETF 81369Y803 1986 44776 SH SOLE 0 0 44776 THOR INDUSTRIES INC. COM 885160101 397 6231 SH SOLE 0 0 6231 UR ENERGY INC COM ISIN#CA91688R1082 COM 91688R108 56 110871 SH SOLE 0 0 110871 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 1774 35751 SH SOLE 0 0 35751 VANGUARD DIVIDEND APPRECIATION VIPERS ETF 921908844 310 3814 SH SOLE 0 0 3814 VANGUARD MALVERN FDS SHORT TERM INFLATION PROTECTED SECS INDEX ETF ETF 922020805 1974 40177 SH SOLE 0 0 40177 VENTAS INC REIT COM 92276F100 319 5060 SH SOLE 0 0 5060 VERIZON COMMUNICATIONS COM 92343V104 263 4869 SH SOLE 0 0 4869 VIAVI SOLUTIONS INC COM COM 925550105 175 25537 SH SOLE 0 0 25537 WEATHERFORD INTL LTD ORD SHS G48833100 88 11341 SH SOLE 0 0 11341 WELLTOWER INC COM 95040Q104 336 4850 SH SOLE 0 0 4850 WISDOMTREE TR INDIA EARNINGS FD INDIA ERNGS FND 97717W422 1588 81406 SH SOLE 0 0 81406