0001597298-15-000003.txt : 20150813 0001597298-15-000003.hdr.sgml : 20150813 20150813135713 ACCESSION NUMBER: 0001597298-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150813 DATE AS OF CHANGE: 20150813 EFFECTIVENESS DATE: 20150813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Verity Asset Management, Inc. CENTRAL INDEX KEY: 0001597298 IRS NUMBER: 561981693 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15857 FILM NUMBER: 151050005 BUSINESS ADDRESS: STREET 1: 280 S. MANGUM ST. SUITE 550 CITY: DURHAM STATE: NC ZIP: 27701 BUSINESS PHONE: 919-490-6717 MAIL ADDRESS: STREET 1: 280 S. MANGUM ST. SUITE 550 CITY: DURHAM STATE: NC ZIP: 27701 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001597298 XXXXXXXX 06-30-2015 06-30-2015 Verity Asset Management, Inc.

280 S. MANGUM ST. SUITE 550 DURHAM NC 27701

13F HOLDINGS REPORT 028-15857 N Steven Craig Butz 919-490-6717 Steven Craig Butz Durham NC 08-13-2015 0 92 110367 false INFORMATION TABLE 2 Verity13F.20150630.xml ABERDEEN ASIA-PACIFIC INCOME FUND COM 003009107 1848 372522 SH SOLE 0 0 1848 AFLAC INC COM 001055102 223 3580 SH SOLE 0 0 223 APPLE COMPUTER INC COM COM 037833100 1117 8902 SH SOLE 0 0 1117 APPLIED INDUSTRIAL TECHNOLOGIES, INC. COMMON STOCK COM 03820C105 586 14776 SH SOLE 0 0 586 APPLIED MATERIALS COM 038222105 610 31738 SH SOLE 0 0 610 ARES CAPITAL CORPORATION - CLOSED END FUND COM 04010L103 517 31435 SH SOLE 0 0 517 AT&T INC COM COM 00206R102 693 19511 SH SOLE 0 0 693 B&G FOODS INC CL A COM 05508R106 276 9663 SH SOLE 0 0 276 BARCLAYS BK PLC IPATH DOW JONES AIG GRAINS TOTAL RETURN ETN GRNS 37 06739H305 1889 48441 SH SOLE 0 0 1889 BB & T CORP COM 054937107 2183 54158 SH SOLE 0 0 2183 BLUEROCK RESIDENTIAL GROWTH REIT INC COM CL A COM 09627J102 408 32191 SH SOLE 0 0 408 CEMEX S.A. DE C.V. SPON ADR 151290889 1295 141359 SH SOLE 0 0 1295 CENTERPOINT ENERGY INC COM 15189T107 380 19992 SH SOLE 0 0 380 CHEVRON CORP NEW COM 166764100 226 2346 SH SOLE 0 0 226 CLARCOR INC. COM 179895107 605 9717 SH SOLE 0 0 605 DBX ETF TR DB X-TRACKERS HARVEST CSI 300 CHINA CL A SHS DBX TR CS 233051879 887 19270 SH SOLE 0 0 887 DEUTSCHE BK AG LONDON BRH GOLD DOUBLES SHORT EXCH TRD NTS GOLD DBL SHOR 25154H756 317 42449 SH SOLE 0 0 317 DINEEQUITY INC COM COM 254423106 1322 13338 SH SOLE 0 0 1322 DUPONT DENEMOURS & CO COM 263534109 1230 19229 SH SOLE 0 0 1230 EATON CORP PLC SHS ISIN#IE00B8KQN827 SHS G29183103 230 3406 SH SOLE 0 0 230 ENERGY SELECT SECTOR SPDR FUND SBI INT ENERGY 81369Y506 971 12922 SH SOLE 0 0 971 EXXON MOBIL CORP COM COM 30231G102 238 2862 SH SOLE 0 0 238 FLY LEASING LTD SPON ADR SPON ADR 34407D109 464 29584 SH SOLE 0 0 464 GENERAL ELECTRIC COMPANY COM 369604103 324 12205 SH SOLE 0 0 324 GLOBAL X FDS GLOBAL X URANIUM ETF NEW GBLX URANIUM 37950E275 327 35438 SH SOLE 0 0 327 GRUPO SIMEC, S.A. DE C.V. ADR 400491106 119 13688 SH SOLE 0 0 119 INVESCO LTD SHS G491BT108 208 5550 SH SOLE 0 0 208 ISHARES FLOATING RATE BOND ETF ETF 46429B655 1505 29719 SH SOLE 0 0 1505 ISHARES GOLDMAN SACHS SOFTWARE INDEX FUND ETF 464287515 3971 39920 SH SOLE 0 0 3971 ISHARES IBOXX $ INVESTMENT GRADE CO ETF ETF 464287242 1337 11557 SH SOLE 0 0 1337 ISHARES TIPS BOND ETF ETF TIPS BD 464287176 359 3208 SH SOLE 0 0 359 ISHARES TR CHINA LARGE CAP ETF ETF 464287184 757 16430 SH SOLE 0 0 757 ISHARES TR NASDAQ BIOTECH ETF ETF 464287556 7010 18998 SH SOLE 0 0 7010 ISHARES TR RUSSELL 2000 ETF ETF 464287655 5228 41869 SH SOLE 0 0 5228 ISHARES US HEALTHCARE PROVIDERS ETF ETF 464288828 1439 10068 SH SOLE 0 0 1439 ISHARES US HOME CONSTRUCTION ETF ETF 464288752 6911 251755 SH SOLE 0 0 6911 JOHNSON & JOHNSON COM 478160104 221 2269 SH SOLE 0 0 221 MAGELLAN MIDSTREAM PTNRS COM UNIT RP LP 559080106 230 3130 SH SOLE 0 0 230 MARKET VECTORS ETF TR SEMICONDUCTOR ETF ETF 57060U233 923 16920 SH SOLE 0 0 923 MARKET VECTORS OIL SERVICE ETF ETF 57060U191 663 18987 SH SOLE 0 0 663 MARTIN MARIETTA MATERIALS INC. COM 573284106 1325 9362 SH SOLE 0 0 1325 MCDONALDS CORP COM 580135101 207 2174 SH SOLE 0 0 207 MICROSOFT CORP COM 594918104 84 13623 SH SOLE 0 0 84 MKT VECT AGRBSHS ETF AGIBUS 57060U605 274 4975 SH SOLE 0 0 274 MORGAN STANLEY CO COM 617446448 2233 57567 SH SOLE 0 0 2233 MOSAIC CO NEW COM COM 61945C103 608 12973 SH SOLE 0 0 608 NORTHROP GRUMMAN CORP COM 666807102 3161 19925 SH SOLE 0 0 3161 NXT-ID INC COM 67091J107 125 52836 SH SOLE 0 0 125 PATTERSON COS INC COM COM 703395103 619 12723 SH SOLE 0 0 619 PEOPLE'S UNITED FINANCIAL, INC. - COMMON STOCK COM 712704105 509 31370 SH SOLE 0 0 509 POWERSHARES ETF TR II VAR RATE PFD PORT ETF 73937B597 4829 195647 SH SOLE 0 0 4829 POWERSHARES WATER RESOURCE PORTFOLIO ETF WATER RSCE 73935X575 4729 189538 SH SOLE 0 0 4729 PROCTOR & GAMBLE CO COM 742718109 216 2755 SH SOLE 0 0 216 PROSHARES TR SHORT FTSE CHINA 25 PSHS TR 74347X658 368 15068 SH SOLE 0 0 368 PROSHARES TR ULTRASHORT 20+ YR TREAS NEW PSHS TR 74347B201 1468 29484 SH SOLE 0 0 1468 PROSHARES TR ULTRASHORT FTSE EUROPE NEW JAN 2014 ULTSHT FTSE EURO 74348A434 527 9732 SH SOLE 0 0 527 PRUDENTIAL FINANCIAL INC COM 744320102 939 10730 SH SOLE 0 0 939 REALTY INCOME CORP REIT COM 756109104 224 5045 SH SOLE 0 0 224 REGULUS THERAPEUTICS INC COM 75915K101 140 12783 SH SOLE 0 0 140 RELIANCE STEEL & ALUMINUM CO. COM 759509102 561 9280 SH SOLE 0 0 561 RPC INC. COM 749660106 148 10689 SH SOLE 0 0 148 SANDERSON FARMS, INC. COM 800013104 679 9038 SH SOLE 0 0 679 SEATTLE GENETICS, INC. COM 812578102 274 5663 SH SOLE 0 0 274 SELECT SECTOR SPDR FD HEALTH CARE SPDR HEALTHCARE 81369Y209 3381 45453 SH SOLE 0 0 3381 SELECT SECTOR SPDR TR CONSUMER SBI CONS STPLS 81369Y407 6052 79129 SH SOLE 0 0 6052 SELECT SECTOR SPDR TR FINANCIAL SBI INT FINL 81369Y605 2352 96460 SH SOLE 0 0 2352 SELECT SECTOR SPDR TR MATLS SBI MATERIALS 81369Y100 1012 20912 SH SOLE 0 0 1012 SIGNATURE BK NEW YORK N Y COM COM 82669G104 380 2593 SH SOLE 0 0 380 SINOVAC BIOTECH LTD SHS P8696W104 188 35884 SH SOLE 0 0 188 SONOCO PRODUCTS COMPANY COM 835495102 565 13181 SH SOLE 0 0 565 SOUTHERN CO COM 842587107 249 5934 SH SOLE 0 0 249 SPDR GOLD TR GOLD SHS SPDR GOLD SHS 78463V107 2980 26519 SH SOLE 0 0 2980 SPDR S&P DIVIDEND ET ETF S&P DIVD 78464A763 654 8581 SH SOLE 0 0 654 SPDR SER TR S&P REGL BKG ETF S&P REGL BKG 78464A698 515 11651 SH SOLE 0 0 515 SPECIAL DIVERSIFIED OPPORTUNITIES INC COM COM 84740Q101 162 141759 SH SOLE 0 0 162 SUNTRUST BANKS COM 867914103 2143 49821 SH SOLE 0 0 2143 SWEDISH EXPT CR CORP ELEMENTS LKD TO ROGERS INTL COMMODITY INDEX AGRI TOTAL RETURN ROG AGRI ETN 870297603 2223 306237 SH SOLE 0 0 2223 SYNTA PHARMACEUTICALS CORP. - COMMON STOCK COM 87162T206 182 81694 SH SOLE 0 0 182 TECHNOLOGY SECTOR SPDR TR SPDR TECH 81369Y803 1968 47546 SH SOLE 0 0 1968 TRIANGLE CAPITAL CORPORATION COMMON STOCK COM 895848109 273 11658 SH SOLE 0 0 273 TRINITY INDUSTRIES COM 896522109 645 24402 SH SOLE 0 0 645 TRIUMPH GROUP INC NEW COM 896818101 609 9230 SH SOLE 0 0 609 TYSON FOODS INC COM 902494103 601 14098 SH SOLE 0 0 601 UR ENERGY INC COM ISIN#CA91688R1082 COM 91688R108 86 108724 SH SOLE 0 0 86 UTILITIES SELECT SECTOR SPDR FUND SBI UTILS 81369Y886 1695 40876 SH SOLE 0 0 1695 VALLEY NATIONAL BANCORP COM 919794107 492 47682 SH SOLE 0 0 492 VANGUARD DIVIDEND APPRECIATION VIPERS DIV APP ETF 921908844 313 3984 SH SOLE 0 0 313 VENTAS INC COM 92276F100 1979 31873 SH SOLE 0 0 1979 WESTLAKE CHEMICAL CORPORATION COMMON STOCK COM 960413102 746 10881 SH SOLE 0 0 746 WISDOMTREE TR BARCLAYS US AGGREGATE BD NEGATIVE DURATION FD BRCLYS NEG 97717W364 1287 28288 SH SOLE 0 0 1287 WISDOMTREE TR EUROPE SMALLCAP DIVID FD EUROPE SMCP DIVD 97717W869 1705 29831 SH SOLE 0 0 1705 WOODWARD INC COM 980745103 636 11573 SH SOLE 0 0 636