0001597298-15-000002.txt : 20150515 0001597298-15-000002.hdr.sgml : 20150515 20150515100013 ACCESSION NUMBER: 0001597298-15-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Verity Asset Management, Inc. CENTRAL INDEX KEY: 0001597298 IRS NUMBER: 561981693 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15857 FILM NUMBER: 15866114 BUSINESS ADDRESS: STREET 1: 280 S. MANGUM ST. SUITE 550 CITY: DURHAM STATE: NC ZIP: 27701 BUSINESS PHONE: 919-490-6717 MAIL ADDRESS: STREET 1: 280 S. MANGUM ST. SUITE 550 CITY: DURHAM STATE: NC ZIP: 27701 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001597298 XXXXXXXX 03-31-2015 03-31-2015 Verity Asset Management, Inc.

280 S. MANGUM ST. SUITE 550 DURHAM NC 27701

13F HOLDINGS REPORT 028-15857 N Steven Craig Butz 919-490-6717 Steven Craig Butz Durham NC 05-15-2015 0 80 102603 false INFORMATION TABLE 2 Verity13F.20150331.xml VERITY 13F 20150331 A F L A C INC COM 001055102 229 3580 SH SOLE 0 0 3580 ABERDEEN ASIA-PACIFIC INCOME FUND COM 003009107 4760 884726 SH SOLE 0 0 884726 AETNA US HEALTHCARE INC COM COM 00817Y108 273 2571 SH SOLE 0 0 2571 AMERIGAS PARTNERS LP UNIT LP INT 030975106 289 6115 SH SOLE 0 0 6115 Apple Computer COM 037833100 979 7894 SH SOLE 0 0 7894 ARES CAPITAL CORPORATION - CLOSED END FUND COM 04010L103 268 15580 SH SOLE 0 0 15580 BARCLAYS BK PLC IPATH DOW JONES AIG GRAINS RETURN ETN DJ GRAINS 06739H305 1557 44143 SH SOLE 0 0 44143 BB&T Corporation COM 054937107 2100 53862 SH SOLE 0 0 53862 CHAMBERS STREET PROPERTIES COM 157842105 133 16839 SH SOLE 0 0 16839 Chevron Corporation COM 166764100 290 2746 SH SOLE 0 0 2746 DBX ETF TR DB X-TRACKERS HARVEST CSI 300 CHINA CL A SHS ETF 233051879 813 19532 SH SOLE 0 0 19532 DINEEQUITY INC COM COM 254423106 1299 12139 SH SOLE 0 0 12139 EASTMAN CHEMICAL COMPANY COM 277432100 241 3484 SH SOLE 0 0 3484 ENERGY SELECT SECTOR SPDR FUND SBI INT ENERGY 81369Y506 2998 38645 SH SOLE 0 0 38645 EOG RESOURCES COM 26875P101 229 2496 SH SOLE 0 0 2496 Exxon Mobil Corporation COM 30231G102 243 2862 SH SOLE 0 0 2862 General Electric Company COM 369604103 305 12305 SH SOLE 0 0 12305 H C P INC REIT COM 40414L109 227 5230 SH SOLE 0 0 5230 HALLIBURTON CO. COM 406216101 283 6451 SH SOLE 0 0 6451 HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAP INC COM 41068X100 307 16781 SH SOLE 0 0 16781 HELMERICH & PAYNE INC COM 423452101 371 5448 SH SOLE 0 0 5448 HOSPITALITY PROPERTIES TRUST COM SH BEN INT 44106M102 305 9252 SH SOLE 0 0 9252 HUNTSMAN COPORATION COMMON STOCK, $0.01 PAR VALUE COM 447011107 240 10824 SH SOLE 0 0 10824 INGERSOLL-RAND PLC ( IRELAND) (NEW) SHS G47791101 244 3582 SH SOLE 0 0 3582 ISHARES GOLDMAN SACHS SOFTWARE INDEX FUND ETF 464287515 1865 19409 SH SOLE 0 0 19409 Ishares MSCI Germany ETF ETF 464286806 213 7132 SH SOLE 0 0 7132 ISHARES TR BOND 20+ YEAR TREASURY BOND ETF ETF 464287432 231 1761 SH SOLE 0 0 1761 ISHARES TR CHINA LARGE CAP ETF ETF 464287184 1121 25257 SH SOLE 0 0 25257 ISHARES TR NASDAQ BIOTECH ETF ETF 464287556 6615 19262 SH SOLE 0 0 19262 ISHARES TR RUSSELL 1000 ETF RUS 1000 ETF 464287622 201 1735 SH SOLE 0 0 1735 Ishares TR Russell 2000 ETF RUS 2000 ETF 464287655 5047 40585 SH SOLE 0 0 40585 Ishares TR Russell 3000 ETF RUS 3000 ETF 464287689 226 1829 SH SOLE 0 0 1829 ISHARES TR RUSSELL MID-CAP GROWTH ETF RUS MD CP GR ETF 464287481 202 2062 SH SOLE 0 0 2062 ISHARES US HEALTHCARE PROVIDERS ETF ETF US HLTHCARE 464288828 2268 17042 SH SOLE 0 0 17042 ISHARES US HOME CONSTRUCTION ETF ETF US HOME CNSTR 464288752 4504 159532 SH SOLE 0 0 159532 ISHARES US PREFERRED STOCK ETF ETF PFD STK 464288687 4450 110936 SH SOLE 0 0 110936 Johnson & Johnson COM 478160104 326 3269 SH SOLE 0 0 3269 KAISER ALUMINUM CORPORATION - COMMON STOCK COM 483007704 272 3540 SH SOLE 0 0 3540 MAGAL SECURITY SYSTEMS LTD. - ORDINARY SHARES ORD SHS M6786D104 114 20885 SH SOLE 0 0 20885 MAGELLAN MIDSTREAM PTNRS COM UNIT RP LP 559080106 246 3130 SH SOLE 0 0 3130 MARKET VECTORS ETF TR SEMICONDUCTOR ETF ETF SEMICONDCT 57060U233 4240 76666 SH SOLE 0 0 76666 McDonalds Corp COM 580135101 210 2174 SH SOLE 0 0 2174 MEDTRONIC PLC SHS ISIN#IE00BTN1Y115 COM 585055106 1117 14318 SH SOLE 0 0 14318 Microsoft Corp COM 594918104 570 14033 SH SOLE 0 0 14033 MORGAN STANLEY CO COM 617446448 3181 89115 SH SOLE 0 0 89115 NATIONAL OILWELL VARCO INC COM 637071101 229 4589 SH SOLE 0 0 4589 NORTHROP GRUMMAN CORP COM 666807102 3167 19678 SH SOLE 0 0 19678 NXT-ID INC COM 67091J107 87 29394 SH SOLE 0 0 29394 PLANTRONICS INC COM 727493108 287 5416 SH SOLE 0 0 5416 POWERSHARES WATER RESOURCE PORTFOLIO ETF WATER RSCE 73935X575 3042 122162 SH SOLE 0 0 122162 Procter & Gamble COM 742718109 242 2955 SH SOLE 0 0 2955 PROSHARES TR ULTRASHORT 20+ YR TREAS NEW PSHS TR 74347B201 1438 34341 SH SOLE 0 0 34341 QUEST DIAGONSTIC COM 74834L100 262 3407 SH SOLE 0 0 3407 REALTY INCOME CORP REIT COM 756109104 250 4845 SH SOLE 0 0 4845 RPC INC. COM 749660106 362 28259 SH SOLE 0 0 28259 SABRA HEALTH CARE REIT INC COM 78573L106 260 7844 SH SOLE 0 0 7844 SANDERSON FARMS, INC. COM 800013104 365 4584 SH SOLE 0 0 4584 SELECT SECTOR SPDR FD HEALTH CARE SPDR HEALTHCARE 81369Y209 2866 39527 SH SOLE 0 0 39527 SELECT SECTOR SPDR TR CONSUMER SBI CONS STPLS 81369Y407 5754 76370 SH SOLE 0 0 76370 SELECT SECTOR SPDR TR FINANCIAL SBI INT FINL 81369Y605 2503 103810 SH SOLE 0 0 103810 SHORT S&P500 PROSHARES PSHS SHRT 74347R503 7010 326658 SH SOLE 0 0 326658 SINOVAC BIOTECH LTD SHS P8696W104 88 17671 SH SOLE 0 0 17671 SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1 SPDR DJ INDL AVG 78467X109 1641 9245 SH SOLE 0 0 9245 SPDR GOLD TR GOLD SHS SPDR GOLD SHS 78463V107 2958 26026 SH SOLE 0 0 26026 SPDR RETAIL ETF SPDR S&P RETAIL 78464A714 2158 21360 SH SOLE 0 0 21360 SPDR SER TR S&P REGL BKG ETF S&P REGL BKG 78464A698 276 6768 SH SOLE 0 0 6768 SPECIAL DIVERSIFIED OPPORTUNITIES INC COM COM 84740Q101 114 97961 SH SOLE 0 0 97961 SPECTRA ENERGY PARTNERS COM 847560109 218 4230 SH SOLE 0 0 4230 STANLEY BLACK & DECKER INC COM COM 854502101 246 2575 SH SOLE 0 0 2575 SUNTRUST BANKS COM 867914103 1996 48565 SH SOLE 0 0 48565 SWEDISH EXPT CR CORP ELEMENTS LKD TO ROGERS INTL COMMODITY INDEX AGRI RETURN ROG AGRI ETN 870297603 2002 295719 SH SOLE 0 0 295719 SYNTA PHARMACEUTICALS CORP. - COMMON STOCK COM 87162T206 110 56518 SH SOLE 0 0 56518 UGI CORPORATION COM 902681105 209 6423 SH SOLE 0 0 6423 UTILITIES SELECT SECTOR SPDR FUND SBI INT UTILS 81369Y886 1481 33339 SH SOLE 0 0 33339 VANGUARD DIVIDEND APPRECIATION VIPERS DIV APP ETF 921908844 305 3793 SH SOLE 0 0 3793 VANGUARD LT BD ETF LT BOND ETF 921937793 200 2081 SH SOLE 0 0 2081 Ventas Inc COM 92276F100 2048 28040 SH SOLE 0 0 28040 WESTERN REFINING, INC. COMMON STOCK COM 959319104 424 8577 SH SOLE 0 0 8577 WESTLAKE CHEMICAL CORPORATION COMMON STOCK COM 960413102 422 5870 SH SOLE 0 0 5870 WISDOMTREE TR EUROPE SMALLCAP DIVID FD EUROPE SMCP DIVD 97717W869 1654 29719 SH SOLE 0 0 29719