SEC FORM 3

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Di Nardo Christopher Thomas 59

(Last)

(First)

(Middle)

5901 WEST SIDE AVENUE

(Street)

NORTH BERGEN

07047

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/30/2013

3. Issuer Name and Ticker or Trading Symbol
Fifth & Pacific Companies, Inc. [ FNP ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP, Gen. Counsel & Secretary

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $1 per share	1,885	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Options	03/04/2005⁽¹⁾	03/04/2014⁽¹⁾	Common Stock, par value $1 per share	1,700	$37.24⁽¹⁾	D
Options	12/01/2011⁽²⁾	12/01/2015⁽²⁾	Common Stock, par value $1 per share	2,500	$2.11⁽²⁾	D
Options	03/16/2012⁽³⁾	03/16/2016⁽³⁾	Common Stock, par value $1 per share	2,500	$1.77⁽³⁾	D
Options	03/01/2011⁽⁴⁾	03/01/2017⁽⁴⁾	Common Stock, par value $1 per share	2,500	$7.1⁽⁴⁾	D
Options	09/01/2011⁽⁵⁾	09/01/2017⁽⁵⁾	Common Stock, par value $1 per share	3,750	$4.4⁽⁵⁾	D
Options	03/01/2012⁽⁶⁾	03/01/2018⁽⁶⁾	Common Stock, par value $1 per share	3,750	$4.97⁽⁶⁾	D
Options	09/01/2012⁽⁷⁾	09/01/2018⁽⁷⁾	Common Stock, par value $1 per share	5,000	$5.06⁽⁷⁾	D
Options	03/01/2013⁽⁸⁾	03/01/2019⁽⁸⁾	Common Stock, par value $1 per share	12,500	$11.1⁽⁸⁾	D
Options	06/03/2014⁽⁹⁾	06/03/2020⁽⁹⁾	Common Stock, par value $1 per share	6,625	$21.2⁽⁹⁾	D

Explanation of Responses:

1. These options to purchase shares of Issuer's Common Stock granted under the Fifth & Pacific Companies 2002 Stock Incentive Plan vest as follows: 1/4 on each of the first (3/4/2005) and second anniversary (3/4/2006), and the remaining 1/2 on the third (3/4/2007) anniversary; these options expire on the tenth grant date anniversary (3/4/2014).

2. These options to purchase shares of Issuer's Common Stock granted under the Fifth & Pacific Companies 2005 Stock Incentive Plan vest on the third grant date anniversary (12/1/2011) and these options expire on the seventh grant date anniversary (12/1/2015).

3. These options to purchase shares of Issuer's Common Stock granted under the Fifth & Pacific Companies 2005 Stock Incentive Plan vest on the third anniversary (3/16/2012); these options expire on the seventh grant date anniversary (3/16/2015).

4. These options to purchase shares of Issuer's Common Stock granted under the Fifth & Pacific Companies 2002 Stock Incentive Plan vest as follows: 1/4 on each of the first (3/1/2011) and second (3/1/2012) anniversary, and the remaining 1/2 on the third anniversary (3/1/2013); these options expire on the seventh grant date anniversary (3/1/2017).

5. These options to purchase shares of Issuer's Common Stock granted under the Fifth & Pacific Companies 2002 Stock Incentive Plan vest as follows: 1/4 on each of the first (9/1/2011) and second (9/1/2012) anniversary, and the remaining 1/2 on the third (9/1/2013) anniversary; these options expire on the seventh grant date anniversary (9/1/2017).

6. These options to purchase shares of Issuer's Common Stock granted under the Fifth & Pacific Companies 2005 Plan vest as follows: 1/4 on each of the first (3/1/2012) and second (3/1/2013) grant date anniversary, and the remaining 1/2 on the third (3/1/2014) grant date anniversary; these options expire on the seventh grant date anniversary (3/1/2018).

7. These options to purchase shares of Issuer's Common Stock granted under the Fifth & Pacific Companies 2011 Stock Incentive Plan vest as follows: 1/4 on each of the first (9/1/2012) and second (9/1/2013) anniversary and the remaining 1/2 on the third (9/1/2014) anniversary; these options expire on the seventh grant date anniversary (9/1/2018).

8. These options to purchase shares of Issuer's Common Stock granted under the Fifth & Pacific Companies 2005 Stock Incentive Plan vest as follows: 1/4 on each of the first (3/1/2013) and second (3/1/2014) anniversary, and the remaining 1/2 on the third (3/1/2015) anniversary; these options expire on the seventh grant date anniversary (3/1/2019).

9. These options to purchase shares of Issuer's Common Stock granted under the Fifth & Pacific Companies 2013 Plan vest as follows: 1/4 on each of the first (6/3/2014) and second (6/3/2015) grant date anniversary, and the remaining 1/2 on the third (6/3/2016) grant date anniversary; these options expire on the seventh grant date anniversary (6/3/2020).

Remarks:

	Robert A. Karpf, as Attorney-In-Fact	01/09/2014
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.