Chief Compliance Officer

0001398344-20-013825.txt : 20200715 0001398344-20-013825.hdr.sgml : 20200715 20200715103155 ACCESSION NUMBER: 0001398344-20-013825 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200715 DATE AS OF CHANGE: 20200715 EFFECTIVENESS DATE: 20200715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iron Financial, LLC CENTRAL INDEX KEY: 0001595509 IRS NUMBER: 262409128 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15674 FILM NUMBER: 201028470 BUSINESS ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847-715-3200 MAIL ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001595509 XXXXXXXX 06-30-2020 06-30-2020 false Iron Financial, LLC

630 DUNDEE ROAD, SUITE 200 NORTHBROOK IL 60062

13F HOLDINGS REPORT 028-15674 N Richard Lakin Chief Compliance Officer 847-715-3200 /s/ Richard Lakin Northbrook IL 07-14-2020 0 111 194004 INFORMATION TABLE 2 fp0055486_13fhr-table.xml 13F INFORMATION TABLE CHIPOTLE MEXICAN GRILL INC COM 169656105 221 210 SH SOLE 0 0 210 DISNEY WALT CO COM DISNEY 254687106 433 3883 SH SOLE 0 0 3883 DOCUSIGN INC COM 256163106 753 4370 SH SOLE 0 0 4370 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 625 11589 SH SOLE 0 0 11589 HOME DEPOT INC COM 437076102 363 1449 SH SOLE 0 0 1449 INTEL CORP COM 458140100 983 16437 SH SOLE 0 0 16437 ISHARES GOLD TRUST ISHARES 464285105 390 22939 SH SOLE 0 0 22939 ISHARES INC JP MRG EM CRP BD 464286251 4449 87863 SH SOLE 0 0 87863 ISHARES INC MIN VOL GBL ETF 464286525 14625 166991 SH SOLE 0 0 166991 ISHARES TR SELECT DIVID ETF 464287168 236 2926 SH SOLE 0 0 2926 ISHARES TR MSCI EMG MKT ETF 464287234 236 5892 SH SOLE 0 0 5892 ISHARES TR MSCI EAFE ETF 464287465 1318 21650 SH SOLE 0 0 21650 ISHARES TR RUS MD CP GR ETF 464287481 379 2395 SH SOLE 0 0 2395 ISHARES TR RUS 1000 GRW ETF 464287614 258 1344 SH SOLE 0 0 1344 ISHARES TR NATIONAL MUN ETF 464288414 238 2059 SH SOLE 0 0 2059 ISHARES TR MBS ETF 464288588 5961 53844 SH SOLE 0 0 53844 JOHNSON & JOHNSON COM 478160104 709 5041 SH SOLE 0 0 5041 LEGG MASON ETF INVT TR CLRBRG GWT ETF 524682101 6407 179045 SH SOLE 0 0 179045 MICROSOFT CORP COM 594918104 2105 10343 SH SOLE 0 0 10343 NIKE INC CL B 654106103 273 2788 SH SOLE 0 0 2788 PNC FINL SVCS GROUP INC COM 693475105 630 5984 SH SOLE 0 0 5984 PROCTER AND GAMBLE CO COM 742718109 653 5459 SH SOLE 0 0 5459 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 352 4784 SH SOLE 0 0 4784 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 619 8356 SH SOLE 0 0 8356 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 206 6927 SH SOLE 0 0 6927 SCHWAB STRATEGIC TR US TIPS ETF 808524870 3889 64803 SH SOLE 0 0 64803 STARBUCKS CORP COM 855244109 221 2997 SH SOLE 0 0 2997 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1284 10958 SH SOLE 0 0 10958 VANGUARD STAR FDS VG TL INTL STK F 921909768 1280 26026 SH SOLE 0 0 26026 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 311 2585 SH SOLE 0 0 2585 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 237 4978 SH SOLE 0 0 4978 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 297 7497 SH SOLE 0 0 7497 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 603 11141 SH SOLE 0 0 11141 VANGUARD INDEX FDS GROWTH ETF 922908736 627 3105 SH SOLE 0 0 3105 VANGUARD INDEX FDS TOTAL STK MKT 922908769 8526 54469 SH SOLE 0 0 54469 WALMART INC COM 931142103 250 2084 SH SOLE 0 0 2084 AT&T INC COM 00206R102 462 15287 SH SOLE 0 0 15287 ABBOTT LABS COM 002824100 371 4058 SH SOLE 0 0 4058 ABBVIE INC COM 00287Y109 527 5371 SH SOLE 0 0 5371 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 772 3581 SH SOLE 0 0 3581 ALPHABET INC CAP STK CL C 02079K107 249 176 SH SOLE 0 0 176 ALPHABET INC CAP STK CL A 02079K305 520 367 SH SOLE 0 0 367 AMAZON COM INC COM 023135106 2717 985 SH SOLE 0 0 985 APPLE INC COM 037833100 6965 19093 SH SOLE 0 0 19093 ARMADA HOFFLER PPTYS INC COM 04208T108 260 1004 SH SOLE 0 0 1004 BK OF AMERICA CORP COM 060505104 229 9629 SH SOLE 0 0 9629 BAUSCH HEALTH COS INC COM 071734107 239 13094 SH SOLE 0 0 13094 CBOE GLOBAL MARKETS INC COM 12503M108 1035 11100 SH SOLE 0 0 11100 CME GROUP INC COM 12572Q105 14578 89686 SH SOLE 0 0 89686 DNP SELECT INCOME FD COM 23325P104 133 12221 SH SOLE 0 0 12221 DATADOG INC CL A COM 23804L103 339 3900 SH SOLE 0 0 3900 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 143 11073 SH SOLE 0 0 11073 EXXON MOBIL CORP COM 30231G102 332 7426 SH SOLE 0 0 7426 FACEBOOK INC CL A 30303M102 465 2046 SH SOLE 0 0 2046 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 261 3500 SH SOLE 0 0 3500 FREEPORT-MCMORAN INC CL B 35671D857 210 18163 SH SOLE 0 0 18163 HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 41653L305 15623 372959 SH SOLE 0 0 372959 INVESCO EXCHANGE-TRADED FD T TREAS COLATERL 46138G888 4036 38149 SH SOLE 0 0 38149 ISHARES TR MSCI MIN VOL ETF 46429B697 6948 114592 SH SOLE 0 0 114592 ISHARES TR CORE 1 5 YR USD 46432F859 1520 29535 SH SOLE 0 0 29535 JPMORGAN CHASE & CO COM 46625H100 898 9548 SH SOLE 0 0 9548 MASTERCARD INCORPORATED CL A 57636Q104 240 812 SH SOLE 0 0 812 NVIDIA CORPORATION COM 67066G104 531 1397 SH SOLE 0 0 1397 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 476 4676 SH SOLE 0 0 4676 INVESCO QQQ TR UNIT SER 1 46090E103 321 1295 SH SOLE 0 0 1295 PROSHARES TR PSHS ULTRA QQQ 74347R206 739 5002 SH SOLE 0 0 5002 SPDR S&P 500 ETF TR TR UNIT 78462F103 12328 39980 SH SOLE 0 0 39980 SPDR GOLD TR GOLD SHS 78463V107 451 2697 SH SOLE 0 0 2697 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2200 65763 SH SOLE 0 0 65763 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 4342 157189 SH SOLE 0 0 157189 SPDR SER TR PORTFOLIO SHORT 78464A474 17930 572119 SH SOLE 0 0 572119 SPDR SER TR PORTFOLI S&P1500 78464A805 8466 224088 SH SOLE 0 0 224088 SPDR SER TR BLOMBERG BRC INV 78468R200 207 6793 SH SOLE 0 0 6793 SPDR SER TR SPDR BLOOMBERG 78468R663 665 7264 SH SOLE 0 0 7264 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 239 4237 SH SOLE 0 0 4237 TAILORED BRANDS INC COM 87403A107 12 12681 SH SOLE 0 0 12681 TESLA INC COM 88160R101 275 255 SH SOLE 0 0 255 UNITEDHEALTH GROUP INC COM 91324P102 393 1333 SH SOLE 0 0 1333 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 6088 116568 SH SOLE 0 0 116568 VANGUARD WORLD FDS INF TECH ETF 92204A702 249 895 SH SOLE 0 0 895 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1313 15879 SH SOLE 0 0 15879 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 5724 81110 SH SOLE 0 0 81110 VERIZON COMMUNICATIONS INC COM 92343V104 404 7323 SH SOLE 0 0 7323 VISA INC COM CL A 92826C839 284 1469 SH SOLE 0 0 1469 YUM CHINA HLDGS INC COM 98850P109 204 4246 SH SOLE 0 0 4246 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 504 405000 SH SOLE 0 0 405000 ATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0 049164BH8 405 435000 SH SOLE 0 0 435000 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 18 15000 SH SOLE 0 0 15000 CSG SYS INTL INC NOTE 4.250% 3/1 126349AF6 422 410000 SH SOLE 0 0 410000 CTRIP COM INTL LTD NOTE 1.250% 9/1 22943FAM2 425 425000 SH SOLE 0 0 425000 ETSY INC NOTE 3/0 29786AAC0 29 10000 SH SOLE 0 0 10000 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 547 430000 SH SOLE 0 0 430000 FINISAR CORP NOTE 0.500%12/1 31787AAP6 557 540000 SH SOLE 0 0 540000 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 321 385000 SH SOLE 0 0 385000 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 82 70000 SH SOLE 0 0 70000 ILLUMINA INC NOTE 8/1 452327AK5 0 395000 SH SOLE 0 0 395000 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 430 390000 SH SOLE 0 0 390000 KAMAN CORP NOTE 3.250% 5/0 483548AF0 382 400000 SH SOLE 0 0 400000 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 194 190000 SH SOLE 0 0 190000 MERITOR INC NOTE 3.250%10/1 59001KAF7 512 510000 SH SOLE 0 0 510000 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 526 355000 SH SOLE 0 0 355000 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 404 420000 SH SOLE 0 0 420000 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 213 175000 SH SOLE 0 0 175000 PDC ENERGY INC NOTE 1.125% 9/1 69327RAD3 294 320000 SH SOLE 0 0 320000 PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 421 410000 SH SOLE 0 0 410000 PACIRA BIOSCIENCES NOTE 2.375% 4/0 695127AD2 411 375000 SH SOLE 0 0 375000 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 397 370000 SH SOLE 0 0 370000 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 415 390000 SH SOLE 0 0 390000 REDWOOD TR INC NOTE 4.750% 8/1 758075AC9 387 425000 SH SOLE 0 0 425000 SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 502 415000 SH SOLE 0 0 415000 VIAVI SOLUTIONS INC NOTE 1.750% 6/0 925550AE5 346 310000 SH SOLE 0 0 310000