0001398344-19-008152.txt : 20190508 0001398344-19-008152.hdr.sgml : 20190508 20190508105130 ACCESSION NUMBER: 0001398344-19-008152 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190508 DATE AS OF CHANGE: 20190508 EFFECTIVENESS DATE: 20190508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iron Financial, LLC CENTRAL INDEX KEY: 0001595509 IRS NUMBER: 262409128 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15674 FILM NUMBER: 19805581 BUSINESS ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847-715-3200 MAIL ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001595509 XXXXXXXX 03-31-2019 03-31-2019 false Iron Financial, LLC

630 DUNDEE ROAD, SUITE 200 NORTHBROOK IL 60062

13F HOLDINGS REPORT 028-15674 N Richard Lakin 847-715-3200 /s/ Richard Lakin Northbrook IL 05-07-2019 0 94 158063 INFORMATION TABLE 2 fp0041817_13fhr-table.xml 13F INFORMATION TABLE ABBOTT LABS COM 002824100 382 4783 SH SOLE 0 0 4783 AMAZON COM INC COM 023135106 1334 749 SH SOLE 0 0 749 APPLE INC COM 037833100 4206 22142 SH SOLE 0 0 22142 BAUSCH HEALTH COS INC COM 071734107 472 19094 SH SOLE 0 0 19094 brkb US Equities 084670207 283 1409 SH SOLE 0 0 1409 CBL & ASSOC PPTYS INC COM 124830100 23 14548 SH SOLE 0 0 14548 DISNEY WALT CO COM DISNEY 254687106 337 3039 SH SOLE 0 0 3039 HOME DEPOT INC COM 437076102 247 1287 SH SOLE 0 0 1287 ILLUMINA INC COM 452327109 233 750 SH SOLE 0 0 750 INTEL CORP COM 458140100 817 15205 SH SOLE 0 0 15205 ISHARES TR SELECT DIVID ETF 464287168 440 4481 SH SOLE 0 0 4481 ISHARES TR MSCI EMG MKT ETF 464287234 284 6606 SH SOLE 0 0 6606 ISHARES TR MSCI EAFE ETF 464287465 1415 21817 SH SOLE 0 0 21817 ISHARES TR RUS 1000 GRW ETF 464287614 462 3053 SH SOLE 0 0 3053 ISHARES TR RUSSELL 2000 ETF 464287655 238 1553 SH SOLE 0 0 1553 JOHNSON & JOHNSON COM 478160104 694 4962 SH SOLE 0 0 4962 MICROSOFT CORP COM 594918104 1004 8515 SH SOLE 0 0 8515 PNC FINL SVCS GROUP INC COM 693475105 709 5782 SH SOLE 0 0 5782 PROCTER AND GAMBLE CO COM 742718109 510 4903 SH SOLE 0 0 4903 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 536 7879 SH SOLE 0 0 7879 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 308 5623 SH SOLE 0 0 5623 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 225 7191 SH SOLE 0 0 7191 UNITED TECHNOLOGIES CORP COM 913017109 286 1874 SH SOLE 0 0 1874 VANGUARD GROUP DIV APP ETF 921908844 1573 14348 SH SOLE 0 0 14348 VANGUARD STAR FD VG TL INTL STK F 921909768 3034 58460 SH SOLE 0 0 58460 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 360 2814 SH SOLE 0 0 2814 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 967 19286 SH SOLE 0 0 19286 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 203 4771 SH SOLE 0 0 4771 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 264 4930 SH SOLE 0 0 4930 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 281 1082 SH SOLE 0 0 1082 VANGUARD INDEX FDS GROWTH ETF 922908736 338 2163 SH SOLE 0 0 2163 VANGUARD INDEX FDS TOTAL STK MKT 922908769 10532 72780 SH SOLE 0 0 72780 AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 432 490000 SH SOLE 0 0 490000 AT&T INC COM 00206R102 376 11989 SH SOLE 0 0 11989 ABBVIE INC COM 00287Y109 313 3886 SH SOLE 0 0 3886 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 408 2237 SH SOLE 0 0 2237 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 01988PAD0 500 510000 SH SOLE 0 0 510000 ALPHABET INC CAP STK CL A 02079K305 288 245 SH SOLE 0 0 245 ATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0 049164BH8 512 485000 SH SOLE 0 0 485000 BIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1 09061GAF8 503 440000 SH SOLE 0 0 440000 CBOE GLOBAL MARKETS INC COM 12503M108 1064 11150 SH SOLE 0 0 11150 CME GROUP INC COM CL A 12572Q105 16044 97486 SH SOLE 0 0 97486 CSG SYS INTL INC NOTE 4.250% 3/1 126349AF6 541 515000 SH SOLE 0 0 515000 CALAMP CORP NOTE 1.625% 5/1 128126AB5 489 500000 SH SOLE 0 0 500000 CTRIP COM INTL LTD NOTE 1.250% 9/1 22943FAM2 462 455000 SH SOLE 0 0 455000 DNP SELECT INCOME FD COM 23325P104 130 11270 SH SOLE 0 0 11270 DYCOM INDS INC NOTE 0.750% 9/1 267475AB7 469 510000 SH SOLE 0 0 510000 ECHO GLOBAL LOGISTICS INC NOTE 2.500% 5/0 27875TAA9 491 490000 SH SOLE 0 0 490000 FINISAR CORP NOTE 0.500%12/1 31787AAP6 496 505000 SH SOLE 0 0 505000 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 238 4135 SH SOLE 0 0 4135 FLEXSHARES TR GLB QLT R/E IDX 33939L787 5856 91610 SH SOLE 0 0 91610 FREEPORT-MCMORAN INC CL B 35671D857 217 16848 SH SOLE 0 0 16848 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 441 460000 SH SOLE 0 0 460000 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 406 300000 SH SOLE 0 0 300000 INTERDIGITAL INC NOTE 1.500% 3/0 458660AD9 487 465000 SH SOLE 0 0 465000 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 233 2227 SH SOLE 0 0 2227 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 630 465000 SH SOLE 0 0 465000 ISHARES TR 0-5YR HI YL CP 46434V407 11485 245881 SH SOLE 245881 0 0 JPMORGAN CHASE & CO COM 46625H100 755 7453 SH SOLE 0 0 7453 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 631 470000 SH SOLE 0 0 470000 KAMAN CORP NOTE 3.250% 5/0 483548AF0 479 430000 SH SOLE 0 0 430000 MERITOR INC NOTE 3.250%10/1 59001KAF7 386 395000 SH SOLE 0 0 395000 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 462 420000 SH SOLE 0 0 420000 NATIONAL HEALTH INVS INC NOTE 3.250% 4/0 63633DAE4 464 400000 SH SOLE 0 0 400000 NVIDIA CORP COM 67066G104 307 1708 SH SOLE 0 0 1708 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 568 510000 SH SOLE 0 0 510000 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 491 485000 SH SOLE 0 0 485000 PDC ENERGY INC NOTE 1.125% 9/1 69327RAD3 387 415000 SH SOLE 0 0 415000 PACIRA PHARMACEUTICALS INC NOTE 2.375% 4/0 695127AD2 394 395000 SH SOLE 0 0 395000 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 480 435000 SH SOLE 0 0 435000 PROSHARES TR PSHS ULTRA QQQ 74347R206 938 10432 SH SOLE 0 0 10432 REDWOOD TR INC NOTE 4.750% 8/1 758075AC9 456 475000 SH SOLE 0 0 475000 ROVI CORP NOTE 0.500% 3/0 779376AD4 388 400000 SH SOLE 0 0 400000 SM ENERGY CO NOTE 1.500% 7/0 78454LAM2 248 265000 SH SOLE 0 0 265000 SPDR S&P 500 ETF TR TR UNIT 78462F103 11919 42192 SH SOLE 0 0 42192 SPDR GOLD TRUST GOLD SHS 78463V107 306 2508 SH SOLE 0 0 2508 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2406 67295 SH SOLE 0 0 67295 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 9077 310733 SH SOLE 0 0 310733 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 20048 569863 SH SOLE 0 0 569863 SPDR SER TR BLOOMBERG SRT TR 78468R408 11454 420346 SH SOLE 420346 0 0 SALESFORCE COM INC COM 79466L302 214 1350 SH SOLE 0 0 1350 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 240 3200 SH SOLE 0 0 3200 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 303 5202 SH SOLE 0 0 5202 SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 494 455000 SH SOLE 0 0 455000 TERADYNE INC NOTE 1.250%12/1 880770AG7 602 430000 SH SOLE 0 0 430000 THE TRADE DESK INC COM CL A 88339J105 342 1730 SH SOLE 0 0 1730 TRIMTABS ETF TR ALL CAP US FREE 89628W302 14064 396515 SH SOLE 0 0 396515 ULTA BEAUTY INC COM 90384S303 249 714 SH SOLE 0 0 714 VERIZON COMMUNICATIONS INC COM 92343V104 524 8856 SH SOLE 0 0 8856 VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 564 510000 SH SOLE 0 0 510000 ISHARES TR CORE HIGH DV ETF 46429B663 238 2550 SH SOLE 0 0 2550 ISHARES TR S&P 500 GRWT ETF 464287309 225 1303 SH SOLE 0 0 1303 ISHARES TR RUS MD CP GR ETF 464287481 234 1725 SH SOLE 0 0 1725 XCEL ENERGY INC COM 98389B100 217 3864 SH SOLE 0 0 3864