0001592613-19-000004.txt : 20191108
0001592613-19-000004.hdr.sgml : 20191108
20191108110651
ACCESSION NUMBER: 0001592613-19-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191108
DATE AS OF CHANGE: 20191108
EFFECTIVENESS DATE: 20191108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Formidable Asset Management, LLC
CENTRAL INDEX KEY: 0001592613
IRS NUMBER: 462376509
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15660
FILM NUMBER: 191202890
BUSINESS ADDRESS:
STREET 1: 221 E. 4TH STREET
STREET 2: SUITE 2850
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-655-5566
MAIL ADDRESS:
STREET 1: 221 E. 4TH STREET
STREET 2: SUITE 2850
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: BBK Capital Partners, LLC
DATE OF NAME CHANGE: 20131121
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001592613
XXXXXXXX
09-30-2019
09-30-2019
Formidable Asset Management, LLC
221 E. 4TH STREET
SUITE 2850
CINCINNATI
OH
45202
13F HOLDINGS REPORT
028-15660
N
Jason Wainscott
Chief Compliance Officer
513-655-5561
Jason Wainscott
Cincinnati
OH
11-08-2019
0
130
108060
false
INFORMATION TABLE
2
13FQ32019.xml
4FRONT VENTURES CORP COM
COM
35086B207
20
37000
SH
SOLE
0
0
37000
ACTINIUM PHARMACEUTICALS INCORPORATED
COM
00507W107
2
10000
SH
SOLE
0
0
10000
ADVENT CONVERTIBLE & INCOME FD
COM
00764C109
1693
116898
SH
SOLE
0
0
116898
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN
COM
01881G106
520
18735
SH
SOLE
0
0
18735
ALPS ETF TRUST ALERIAN MLP ETF
ALERIAN MLP ETF
00162Q866
207
22695
SH
SOLE
0
0
22695
AMACORE GROUP INCORPORATED CLASS A
COM
022624100
0
40000
SH
SOLE
0
0
40000
AMERICAN BATTERY METALS CORPORATION
COM
02451V101
4
60000
SH
SOLE
0
0
60000
AMERICAN FINANCIAL GROUP INC COM
COM
025932104
239
2214
SH
SOLE
0
0
2214
APPLE INC COM
COM
037833100
328
1463
SH
SOLE
0
0
1463
AUTOMATIC DATA PROCESSING INCORPORATED
COM
053015103
263
1602
SH
SOLE
0
0
1602
BAXTER INTERNATIONAL INCORPORATED
COM
071813109
445
5119
SH
SOLE
0
0
5119
BB&T CORP COM
COM
054937107
509
9538
SH
SOLE
0
0
9538
BECTON DICKINSON & CO COM
COM
075887109
215
849
SH
SOLE
0
0
849
BLACKROCK MUN INCOME TR SH BEN INT
COM
09248F109
151
10789
SH
SOLE
0
0
10789
BOEING CO COM
COM
097023105
218
573
SH
SOLE
0
0
573
BOOKING HLDGS INCORPORATED
COM
09857L108
337
166
SH
SOLE
0
0
166
CALAMOS CONVERTIBLE OPPORTUNIT SH BEN INT
SH BEN INT
128117108
245
23500
SH
SOLE
0
0
23500
CANADA HOUSE WELLNESS GRP INC COM
COM
135101103
1
30000
SH
SOLE
0
0
30000
CAPTOR CAPITAL CORP COM
COM
14075H202
36
69972
SH
SOLE
0
0
69972
CHEMED CORPORATION NEW
COM
16359R103
24259
58342
SH
SOLE
0
0
58342
CHEVRON CORPORATION COM
COM
166764100
269
2266
SH
SOLE
0
0
2266
CINTAS CORPORATION
COM
172908105
376
1410
SH
SOLE
0
0
1410
COMMSCOPE HOLDINGS CO INC COM
COM
20337X109
124
10515
SH
SOLE
0
0
10515
CRONOS GROUP INC COM
COM
22717L101
258
28525
SH
SOLE
0
0
28525
DONALDSON INCORPORATED
COM
257651109
954
18554
SH
SOLE
0
0
18554
EATON VANCE ENH EQTY INCORPORATED FD II
COM
278277108
311
18528
SH
SOLE
0
0
18528
EATON VANCE RISK MNGD DIV EQTY
COM
27829G106
470
50752
SH
SOLE
0
0
50752
EATON VANCE TAX ADVT DIV INCM
COM
27828G107
6458
266649
SH
SOLE
0
0
266649
EATON VANCE TX ADV GLB DIV OP
COM
27828U106
581
22693
SH
SOLE
0
0
22693
EATON VANCE TX ADV GLBL DIV FD
COM
27828S101
512
31485
SH
SOLE
0
0
31485
EATON VANCE TX MGD DIV EQ INCM
COM
27828N102
593
49710
SH
SOLE
0
0
49710
ELI LILLY AND COMPANY COM
COM
532457108
244
2186
SH
SOLE
0
0
2186
EMERSON ELEC COMPANY
COM
291011104
708
10511
SH
SOLE
0
0
10511
ERICSSON ADR SPONSORED
ADR SPONSORED
294821608
147
18472
SH
SOLE
0
0
18472
ETF SERIES SOLUTIONS APTUS BHVRL MMTM ETF
APTUS BHVRL MMTM ETF
26922A784
1421
46621
SH
SOLE
0
0
46621
ETF SERIES SOLUTIONS APTUS DEFINED ETF
APTUS DEFINED ETF
26922A388
2341
85467
SH
SOLE
0
0
85467
ETF SERIES SOLUTIONS APTUS FORTIFIED ETF
APTUS FORTIFIED ETF
26922A610
1464
56103
SH
SOLE
0
0
56103
EXXON MOBIL CORPORATION COM
COM
30231G102
646
9147
SH
SOLE
0
0
9147
FACEBOOK INC COM CL A
COM CL A
30303M102
224
1256
SH
SOLE
0
0
1256
FARMER BROS COMPANY
COM
307675108
961
67645
SH
SOLE
0
0
67645
FEDERAL NATIONAL MORTGAGE ASSOCIATION
COM
313586109
161
45850
SH
SOLE
0
0
45850
FIRST TRUST CAPITAL STRENGTH ETF
COM
33733E104
299
5263
SH
SOLE
0
0
5263
FIRST TRUST EXCHANGE-TRADED FU CAP STRENGTH ETF
CAP STRENGTH ETF
33733E104
848
14927
SH
SOLE
0
0
14927
FIRST TRUST MLP & ENERGY INC FUND
COM
33739B104
455
42663
SH
SOLE
0
0
42663
FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND
COM
336917109
489
15800
SH
SOLE
0
0
15800
FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND
COM
337344105
214
3164
SH
SOLE
0
0
3164
FIRST TST VALUE LI SHS ETF
SHS ETF
33734H106
4518
129564
SH
SOLE
0
0
129564
GABELLI HEALTH & WELLNESS
COM
36246K103
621
60558
SH
SOLE
0
0
60558
GENERAL ELECTRIC CO COM
COM
369604103
92
10247
SH
SOLE
0
0
10247
GENWORTH FINL INCORPORATED COM CLASS A
COM
37247D106
178
40367
SH
SOLE
0
0
40367
GROUPON INCORPORATED
COM
399473107
149
51652
SH
SOLE
0
0
51652
GROWGENERATION CORP COM
COM
39986L109
106
25025
SH
SOLE
0
0
25025
HEMP INC COM
COM
423703206
0
21700
SH
SOLE
0
0
21700
HUNTINGTON BANCSHARES INCORPORATED
COM
446150104
174
12221
SH
SOLE
0
0
12221
IANTHUS CAPITAL HOLDINGS INC COM
COM
45074T102
53
37650
SH
SOLE
0
0
37650
INTERCONTINENTAL EXCHANGE INCORPORATED
COM
45866F104
315
3368
SH
SOLE
0
0
3368
INVESCO QQQ
COM
46090E103
541
2800
SH
SOLE
0
0
2800
INVESCO RAYMOND JAMES SB-1 EQUITY ETF
COM
46137V522
231
5465
SH
SOLE
0
0
5465
ISHARES TR CORE MSCI EAFE
COM
46432F842
200
3219
SH
SOLE
0
0
3219
ISHARES TR RUS 1000 GRW ETF
COM
464287614
271
1673
SH
SOLE
0
0
1673
ISHARES TR RUS 1000 VAL ETF
COM
464287598
242
1894
SH
SOLE
0
0
1894
ISHARES TR RUS MID CAP ETF
COM
464287499
219
3924
SH
SOLE
0
0
3924
ISHARES TR RUSSELL 2000 ETF
COM
464287655
415
2741
SH
SOLE
0
0
2741
ISHARES TRUST CORE HIGH DV ETF
CORE HIGH DV ETF
46429B663
4831
51309
SH
SOLE
0
0
51309
ISHARES TRUST JPMORGAN USD EMG ETF
JPMORGAN USD EMG ETF
464288281
251
2214
SH
SOLE
0
0
2214
ISHARES TRUST PFD AND INCM SEC ETF
PFD AND INCM SEC ETF
464288687
202
5374
SH
SOLE
0
0
5374
ISHARES TRUST USA QUALITY FCTR ETF
USA QUALITY FCTR ETF
46432F339
1372
14850
SH
SOLE
0
0
14850
ISHARES US ETF TRUST SHT MAT BD ETF
SHT MAT BD ETF
46431W507
1766
35074
SH
SOLE
0
0
35074
JAMMIN JAVA CORPORATION
COM
470751108
0
32850
SH
SOLE
0
0
32850
JOHNSON & JOHNSON COM
COM
478160104
212
1636
SH
SOLE
0
0
1636
KANSAS CITY SOUTHERN COM NEW
COM
485170302
554
4125
SH
SOLE
0
0
4125
LABORATORY CORPORATION AMER HLDGS COM NEW
COM
50540R409
355
2090
SH
SOLE
0
0
2090
LAS VEGAS SANDS CORPORATION
COM
517834107
2369
41264
SH
SOLE
0
0
41264
LEGACY RESVS INCORPORATED
COM
524706108
0
12843
SH
SOLE
0
0
12843
LEGG MASON INCORPORATED
COM
524901105
240
6825
SH
SOLE
0
0
6825
LIBERTY HEALTH SCIENCES INC COM
COM
530562107
64
218600
SH
SOLE
0
0
218600
LINDE PLC COM
COM
G5494J103
480
2479
SH
SOLE
0
0
2479
LYFT INCORPORATED CLASS A COM
COM
55087P104
685
16900
SH
SOLE
0
0
16900
MEDMEN ENTERPRISES INC COM
COM
58507M107
116
80000
SH
SOLE
0
0
80000
MICRON TECHNOLOGY INC COM
COM
595112103
204
4760
SH
SOLE
0
0
4760
MICROSOFT CORP COM
COM
594918104
768
5525
SH
SOLE
0
0
5525
MORGAN STANLEY EM MKTS DM DEBT
COM
617477104
400
59184
SH
SOLE
0
0
59184
NATURALSHRIMP INCORPORATED
COM
63902N106
2
13000
SH
SOLE
0
0
13000
NEXTERA ENERGY INCORPORATED
COM
65339F101
531
2319
SH
SOLE
0
0
2319
NOKIA OYJ ADR SPONSORED
ADR SPONSORED
654902204
99
19505
SH
SOLE
0
0
19505
NUVEEN DOW 30 DYNAMIC OVERWRITE
COM
67075F105
1372
77989
SH
SOLE
0
0
77989
NUVEEN NASDAQ 100 DYNAMIC OVERWRITE
COM
670699107
534
23763
SH
SOLE
0
0
23763
OASIS PETROLEUM INC COM
COM
674215108
91
26300
SH
SOLE
0
0
26300
OCCIDENTAL PETROLEUM CORP COM
COM
674599105
332
7475
SH
SOLE
0
0
7475
OPKO HEALTH INCORPORATED
COM
68375N103
50
23988
SH
SOLE
0
0
23988
OPTION CARE HEALTH INCORPORATED
COM
68404L102
153
44200
SH
SOLE
0
0
44200
OPUS SMALL CAP VALUE ETF
COM
26922A446
400
15500
SH
SOLE
0
0
15500
PIMCO ETF TRUST 25YR ZERO US ETF
COM
72201R882
311
2154
SH
SOLE
0
0
2154
PROCTER & GAMBLE CO COM
COM
742718109
3564
28652
SH
SOLE
0
0
28652
QUALYS INCORPORATED
COM
74758T303
1282
16345
SH
SOLE
0
0
16345
QUINSAM CAPITAL CORP COM
COM
748747201
24
228500
SH
SOLE
0
0
228500
REGIONAL HEALTH PPTYS INCORPORATED REIT
COM
75903M309
23
13649
SH
SOLE
0
0
13649
REPUBLIC BANCORP KY CLASS A
COM
760281204
1123
25846
SH
SOLE
0
0
25846
RESTORATION ROBOTICS INCORPORATED
COM
76133C103
4
10700
SH
SOLE
0
0
10700
ROYCE VALUE TRUST
COM
780910105
208
15389
SH
SOLE
0
0
15389
SCHWAB U.S. TIPS ETF
COM
808524870
401
7099
SH
SOLE
0
0
7099
SELECT SECTOR SPDR TRUST ENERGY ETF
ENERGY ETF
81369Y506
1490
25173
SH
SOLE
0
0
25173
SHAKE SHACK INCORPORATED CLASS A
COM
819047101
2479
27413
SH
SOLE
0
0
27413
SOUTHERN COPPER CORPORATION
COM
84265V105
242
7112
SH
SOLE
0
0
7112
SPDR EURO STOXX 50 ETF
COM
78463X202
216
5572
SH
SOLE
0
0
5572
SPDR FINANCIAL SELECT SECTOR FUND
COM
81369Y605
382
13620
SH
SOLE
0
0
13620
SPDR S&P AEROSPACE & DEFENSE ETF
COM
78464A631
371
3500
SH
SOLE
0
0
3500
SPDR S&P BANK ETF
COM
78464A797
302
7000
SH
SOLE
0
0
7000
SPDR S&P REGIONAL BANKING ETF
COM
78464A698
291
5500
SH
SOLE
0
0
5500
SPDR SERIES TRUST PORTFOLIO LN TSR ETF
PORTFOLIO LN TSR ETF
78464A664
6577
160293
SH
SOLE
0
0
160293
SPDR SERIES TRUST PORTFOLIO TL STK ETF
PORTFOLIO TL STK ETF
78464A805
207
5641
SH
SOLE
0
0
5641
SPROTT INC COM
COM
852066109
50
21350
SH
SOLE
0
0
21350
SPROTT PHYSICAL GOLD TRUST UNIT
COM
85207H104
483
40400
SH
SOLE
0
0
40400
STIFEL FINL CORPORATION
COM
860630102
254
4662
SH
SOLE
0
0
4662
STOCK YDS BANCORP INCORPORATED
COM
861025104
3499
96345
SH
SOLE
0
0
96345
SUPREME CANNABIS CO INC COM
COM
86860J106
25
28500
SH
SOLE
0
0
28500
SYSCO CORPORATION
COM
871829107
1490
18879
SH
SOLE
0
0
18879
TARGET CORPORATION
COM
87612E106
531
4733
SH
SOLE
0
0
4733
TEKLA HEALTHCARE OPPORTUNIT FD SHS
COM
879105104
202
11500
SH
SOLE
0
0
11500
THE FORMIDABLE FUND LIMITED PARTNERSHIP
COM
346900996
887
886968
SH
SOLE
0
0
886968
US BANCORP COM
COM
902973304
723
13072
SH
SOLE
0
0
13072
VANGUARD FTSE DEVELOPED MARKETS ETF
COM
921943858
269
6461
SH
SOLE
0
0
6461
VANGUARD HIGH DIVIDEND YIELD ETF
COM
921946406
357
4050
SH
SOLE
0
0
4050
VANGUARD REAL ESTATE ETF
COM
922908553
396
4244
SH
SOLE
0
0
4244
VANGUARD TOTAL WORLD STOCK ETF
COM
922042742
278
3684
SH
SOLE
0
0
3684
VEONEER INC COM
COM
92336X109
188
12548
SH
SOLE
0
0
12548
WALT DISNEY COMPANY (THE) COM
COM
254687106
223
1712
SH
SOLE
0
0
1712
WEST SHORE BK CORPORATION
COM
955809108
235
8320
SH
SOLE
0
0
8320
WHITING PETE CORPORATION NEW COM NEW
COM
966387409
97
14615
SH
SOLE
0
0
14615
WORLD GOLD TRUST SPDR GOLD MINISHARES TR
COM
98149E204
398
26750
SH
SOLE
0
0
26750