0000950123-17-004772.txt : 20170512
0000950123-17-004772.hdr.sgml : 20170512
20170512141148
ACCESSION NUMBER: 0000950123-17-004772
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170512
DATE AS OF CHANGE: 20170512
EFFECTIVENESS DATE: 20170512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Formidable Asset Management, LLC
CENTRAL INDEX KEY: 0001592613
IRS NUMBER: 462376509
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15660
FILM NUMBER: 17837848
BUSINESS ADDRESS:
STREET 1: 221 E. 4TH STREET
STREET 2: SUITE 2850
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-655-5566
MAIL ADDRESS:
STREET 1: 221 E. 4TH STREET
STREET 2: SUITE 2850
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: BBK Capital Partners, LLC
DATE OF NAME CHANGE: 20131121
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001592613
XXXXXXXX
03-31-2017
03-31-2017
Formidable Asset Management, LLC
221 E. 4TH STREET
SUITE 2850
CINCINNATI
OH
45202
13F HOLDINGS REPORT
028-15660
N
William Brown
Chief Executive Officer and Managing Partner
513-655-5566
William Brown
Cincinnati
OH
05-12-2017
0
225
226681
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
PROCTER AND GAMBLE COMPANY
Common
742718109
31547
364490
SH
SOLE
0
0
364490
CHEMED CORPORATION NEW
Common
16359R103
18559
90834
SH
SOLE
0
0
90834
APPLE INCORPORATED
Common
037833100
13438
87947
SH
SOLE
2000
0
85947
GENERAL ELECTRIC COMPANY
Common
369604103
7092
243954
SH
SOLE
0
0
243954
FACEBOOK INCORPORATED CLASS A
Common
30303M102
7080
46899
SH
SOLE
500
0
46399
EATON VANCE TAX ADVT DIV INCM
Equity
27828G107
6770
309283
SH
SOLE
0
0
309283
BANK AMER CORPORATION
Common
060505260
5837
243627
SH
SOLE
0
0
243627
EATON VANCE TAX MNGD GBL DV EQ
Equity
27829F108
5992
671571
SH
SOLE
30000
0
641570
ETF SER SOLUTIONS APTUS BEHAVIORAL MOMENTUM ETF
Exchange Traded Funds
26922A784
5057
189601
SH
SOLE
0
0
189601
STOCK YDS BANCORP INCORPORATED
Common
861025104
4567
113757
SH
SOLE
0
0
113757
EXXON MOBIL CORPORATION
Common
30231G102
3978
47995
SH
SOLE
0
0
47995
MICROSOFT CORPORATION
Common
594918104
3429
49735
SH
SOLE
0
0
49735
LAS VEGAS SANDS CORPORATION
Common
517834107
2873
50227
SH
SOLE
0
0
50227
INTEL CORPORATION
Common
458140100
2028
55508
SH
SOLE
0
0
55508
SPDR S&P 500 ETF TRUST
Exchange Traded Funds
78462F103
1918
8004
SH
SOLE
0
0
8004
PEPSICO INCORPORATED
Common
713448108
1869
16510
SH
SOLE
0
0
16510
CHEVRON CORPORATION NEW
Common
166764100
1866
17488
SH
SOLE
0
0
17488
GENERAL DYNAMICS CORPORATION
Common
369550108
1644
8373
SH
SOLE
0
0
8373
CHICAGO BRIDGE & IRON COMPANY N V
Ordinary Shares
167250109
1731
59334
SH
SOLE
4000
0
55334
MERCK & COMPANY INCORPORATED
Common
58933Y105
1600
25002
SH
SOLE
0
0
25002
US BANCORP DEL COM NEW
Common
902973304
1551
29821
SH
SOLE
0
0
29821
PFIZER INCORPORATED
Common
717081103
1532
45806
SH
SOLE
0
0
45806
NIKE INCORPORATED CLASS B
Common
654106103
1504
27706
SH
SOLE
0
0
27706
OASIS PETE INCORPORATED NEW
Common
674215108
1540
126290
SH
SOLE
5000
0
121290
NUVEEN DOW 30 DYN OVERWRITE SHS
Equity
67075F105
1463
90819
SH
SOLE
0
0
90819
THE FORMIDABLE FUND LIMITED PARTNERSHIP
Guar Ltr/Oth Origin Par
346900996
1452
1452133
SH
SOLE
0
0
1452133
DOW CHEMICAL COMPANY
Common
260543103
1446
23185
SH
SOLE
0
0
23185
HOME DEPOT INCORPORATED
Common
437076102
1436
9151
SH
SOLE
0
0
9151
CHURCH & DWIGHT INCORPORATED
Common
171340102
1423
28109
SH
SOLE
0
0
28109
GENERAL MLS INCORPORATED
Common
370334104
1400
24385
SH
SOLE
0
0
24385
ADCARE HEALTH SYSTEMS INCORPORATED COM NEW
Common
00650W300
1360
1446472
SH
SOLE
0
0
1446472
FIFTH THIRD BANCORP
Common
316773100
1358
54431
SH
SOLE
0
0
54431
BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW
Common
084670702
1230
7452
SH
SOLE
0
0
7452
ARES CAP CORPORATION
Equity
04010L103
1227
73989
SH
SOLE
0
0
73989
TRACTOR SUPPLY COMPANY
Common
892356106
1177
19088
SH
SOLE
0
0
19088
CVS HEALTH CORPORATION
Common
126650100
1152
14216
SH
SOLE
0
0
14216
SCHLUMBERGER LIMITED
Ordinary Shares
806857108
1117
15466
SH
SOLE
0
0
15466
SYSCO CORPORATION
Common
871829107
1044
19018
SH
SOLE
0
0
19018
WHOLE FOODS MKT INCORPORATED
Common
966837106
1160
32358
SH
SOLE
4000
0
28358
SANDERSON FARMS INCORPORATED
Common
800013104
1029
9039
SH
SOLE
0
0
9039
HONEYWELL INTERNATIONAL INCORPORATED
Common
438516106
1018
7766
SH
SOLE
0
0
7766
KNIGHT TRANSN INCORPORATED
Common
499064103
1009
30207
SH
SOLE
0
0
30207
3M COMPANY
Common
88579Y101
1005
5061
SH
SOLE
0
0
5061
MSC INDL DIRECT INCORPORATED CLASS A
Common
553530106
983
11038
SH
SOLE
0
0
11038
CUBIC CORPORATION
Common
229669106
953
18163
SH
SOLE
0
0
18163
GRAINGER W W INCORPORATED
Common
384802104
942
4983
SH
SOLE
0
0
4983
SPDR SERIES TRUST S&P 500 HIGH DIVID ETF
Exchange Traded Funds
78468R788
941
26900
SH
SOLE
0
0
26900
WILLIS TOWERS WATSON PUB LIMITED SHS
Ordinary Shares
G96629103
940
6514
SH
SOLE
0
0
6514
FOOT LOCKER INCORPORATED
Common
344849104
927
12110
SH
SOLE
0
0
12110
ALPHABET INCORPORATED CAP STK CLASS C
Common
02079K107
920
985
SH
SOLE
0
0
985
BIO TECHNE CORPORATION
Common
09073M104
912
8274
SH
SOLE
0
0
8274
HENRY JACK & ASSOC INCORPORATED
Common
426281101
911
9382
SH
SOLE
0
0
9382
QUALYS INCORPORATED
Common
74758T303
891
22125
SH
SOLE
0
0
22125
REPUBLIC BANCORP KY CLASS A
Common
760281204
885
24585
SH
SOLE
0
0
24585
ROSS STORES INCORPORATED
Common
778296103
873
13507
SH
SOLE
0
0
13507
DONALDSON INCORPORATED
Common
257651109
870
18554
SH
SOLE
0
0
18554
APTARGROUP INCORPORATED
Common
038336103
865
10483
SH
SOLE
0
0
10483
GENUINE PARTS COMPANY
Common
372460105
861
9300
SH
SOLE
0
0
9300
ISHARES TR MSCI EAFE ETF
Exchange Traded Funds
464287465
846
12998
SH
SOLE
0
0
12998
BLOCK H & R INCORPORATED
Common
093671105
844
33405
SH
SOLE
0
0
33405
ALTRIA GROUP INCORPORATED
Common
02209S103
815
11525
SH
SOLE
0
0
11525
JOHNSON & JOHNSON
Common
478160104
813
6595
SH
SOLE
0
0
6595
FORD MTR COMPANY DEL COM PAR $0.01
Common
345370860
810
72764
SH
SOLE
0
0
72764
INTERNATIONAL BUSINESS MACHINES
Common
459200101
810
5290
SH
SOLE
0
0
5290
FACTSET RESH SYSTEMS INCORPORATED
Common
303075105
805
4992
SH
SOLE
0
0
4992
POWERSHARES QQQ TRUST UNIT SERIES 1
Exchange Traded Funds
73935A104
799
5800
SH
SOLE
0
0
5800
V F CORPORATION
Common
918204108
797
14505
SH
SOLE
0
0
14505
UNITED TECHNOLOGIES CORPORATION
Common
913017109
797
6584
SH
SOLE
0
0
6584
WILLIAMS SONOMA INCORPORATED
Common
969904101
780
14712
SH
SOLE
0
0
14712
EMERSON ELEC COMPANY
Common
291011104
757
12913
SH
SOLE
0
0
12913
AMGEN INCORPORATED
Common
031162100
747
4583
SH
SOLE
0
0
4583
PAYPAL HLDGS INCORPORATED
Common
70450Y103
747
15191
SH
SOLE
0
0
15191
DISNEY WALT COMPANY COM DISNEY
Common
254687106
740
6642
SH
SOLE
0
0
6642
PHILIP MORRIS INTERNATIONAL INCORPORATED
Common
718172109
737
6545
SH
SOLE
0
0
6545
BRISTOL MYERS SQUIBB COMPANY
Common
110122108
726
13215
SH
SOLE
0
0
13215
ENBRIDGE INCORPORATED
Ordinary Shares
29250N105
723
17380
SH
SOLE
0
0
17380
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
Exchange Traded Funds
78467X109
719
3423
SH
SOLE
0
0
3423
ALPHABET INCORPORATED CAP STK CLASS A
Common
02079K305
710
741
SH
SOLE
0
0
741
HORMEL FOODS CORPORATION
Common
440452100
703
20397
SH
SOLE
0
0
20397
MASTERCARD INCORPORATED CLASS A
Common
57636Q104
699
5993
SH
SOLE
0
0
5993
EATON VANCE TX ADV GLBL DIV FD
Equity
27828S101
697
41200
SH
SOLE
0
0
41200
WELLS FARGO COMPANY NEW
Common
949746101
696
12652
SH
SOLE
0
0
12652
ORACLE CORPORATION
Common
68389X105
664
14577
SH
SOLE
0
0
14577
PUBLIC STORAGE REIT
REITs
74460D109
647
3105
SH
SOLE
0
0
3105
PNC FINL SVCS GROUP INCORPORATED
Common
693475105
643
5199
SH
SOLE
0
0
5199
AT&T INCORPORATED
Common
00206R102
642
16641
SH
SOLE
0
0
16641
LOWES COMPANIES INCORPORATED
Common
548661107
624
7261
SH
SOLE
0
0
7261
ABBOTT LABS
Common
002824100
624
13962
SH
SOLE
0
0
13962
WHITING PETE CORPORATION NEW
Common
966387102
718
82291
SH
SOLE
10000
0
72291
WEYERHAEUSER COMPANY REIT
REITs
962166104
610
18300
SH
SOLE
0
0
18300
COCA COLA COMPANY
Common
191216100
607
13834
SH
SOLE
0
0
13834
DUKE ENERGY CORPORATION NEW COM NEW
Common
26441C204
591
7129
SH
SOLE
0
0
7129
BOEING COMPANY
Common
097023105
583
3132
SH
SOLE
0
0
3132
CINCINNATI FINL CORPORATION
Common
172062101
575
8227
SH
SOLE
0
0
8227
GENWORTH FINL INCORPORATED COM CLASS A
Common
37247D106
561
147551
SH
SOLE
0
0
147551
VERIZON COMMUNICATIONS INCORPORATED
Common
92343V104
558
11975
SH
SOLE
0
0
11975
KANSAS CITY SOUTHERN COM NEW
Common
485170302
544
5915
SH
SOLE
0
0
5915
QUALCOMM INCORPORATED
Common
747525103
543
9933
SH
SOLE
0
0
9933
FIRST TR EXCHANGE TRADED FD VI DORSEY WRIGHT FOCUS 5 ETF
Exchange Traded Funds
33738R605
528
21496
SH
SOLE
0
0
21496
NOVARTIS A G SPONSORED ADR
American Dep. Receipt
66987V109
525
6740
SH
SOLE
0
0
6740
PRUDENTIAL FINL INCORPORATED
Common
744320102
506
4673
SH
SOLE
0
0
4673
PIMCO TOTAL RETURN ACTIVE ETF
Exchange Traded Funds
72201R775
504
4795
SH
SOLE
0
0
4795
BLACKROCK INCORPORATED
Common
09247X101
502
1314
SH
SOLE
0
0
1314
EATON VANCE TX MGD DIV EQ INCM
Equity
27828N102
502
44660
SH
SOLE
0
0
44660
CHUBB LIMITED
Ordinary Shares
H1467J104
499
3635
SH
SOLE
0
0
3635
HERSHEY COMPANY
Common
427866108
491
4588
SH
SOLE
0
0
4588
FIRST TRUST MORNINGSTAR DIVID LEADERS INDEX FUND
Exchange Traded Funds
336917109
489
17175
SH
SOLE
0
0
17175
PERRIGO COMPANY PLC SHS
Ordinary Shares
G97822103
482
6593
SH
SOLE
0
0
6593
TJX COMPANIES INCORPORATED NEW
Common
872540109
481
6125
SH
SOLE
0
0
6125
LABORATORY CORPORATION AMER HLDGS COM NEW
Common
50540R409
467
3285
SH
SOLE
0
0
3285
GROUPON INCORPORATED
Common
399473107
531
147240
SH
SOLE
20000
0
127240
BP PLC SPONSORED ADR
American Dep. Receipt
055622104
440
12414
SH
SOLE
0
0
12414
DIAGEO P L C SPON ADR NEW
American Dep. Receipt
25243Q205
440
3666
SH
SOLE
0
0
3666
EASTMAN CHEMICAL COMPANY
Common
277432100
438
5522
SH
SOLE
0
0
5522
FIRST TR MLP & ENERGY INCOME
Equity
33739B104
419
26175
SH
SOLE
0
0
26175
FIRSTATLANTIC FINL HLDGS INCORPORATED
Common
337651103
413
32407
SH
SOLE
0
0
32407
EATON VANCE RISK MNGD DIV EQTY
Equity
27829G106
410
44176
SH
SOLE
0
0
44176
MARATHON OIL CORPORATION
Common
565849106
562
37680
SH
SOLE
10000
0
27680
BAXTER INTERNATIONAL INCORPORATED
Common
071813109
387
6939
SH
SOLE
0
0
6939
SCRIPPS NETWORKS INTERACT INCORPORATED CLASS A COM
Common
811065101
381
5360
SH
SOLE
0
0
5360
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
American Dep. Receipt
71654V408
717
75995
SH
SOLE
35000
0
40995
NXP SEMICONDUCTORS N V
Ordinary Shares
N6596X109
366
3425
SH
SOLE
0
0
3425
NETFLIX INCORPORATED
Common
64110L106
660
4325
SH
SOLE
2000
0
2325
CISCO SYSTEMS INCORPORATED
Common
17275R102
363
10574
SH
SOLE
0
0
10574
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN
Master Limited Partnership
01881G106
360
17243
SH
SOLE
0
0
17243
TESLA INCORPORATED
Common
88160R101
358
1166
SH
SOLE
0
0
1166
ISHARES TR RUSSELL 2000 ETF
Exchange Traded Funds
464287655
349
2525
SH
SOLE
0
0
2525
SECTOR SPDR TR SBI INT-FINL
Exchange Traded Funds
81369Y605
349
14668
SH
SOLE
0
0
14668
EATON VANCE ENH EQTY INCORPORATED FD II
Equity
278277108
344
23950
SH
SOLE
0
0
23950
FEDEX CORPORATION
Common
31428X106
343
1795
SH
SOLE
0
0
1795
JPMORGAN CHASE & COMPANY
Common
46625H100
339
3897
SH
SOLE
0
0
3897
SOUTHERN COPPER CORPORATION
Common
84265V105
332
9862
SH
SOLE
0
0
9862
VANGUARD REIT ETF
Exchange Traded Funds
922908553
330
4030
SH
SOLE
0
0
4030
KIMBERLY CLARK CORPORATION
Common
494368103
322
2513
SH
SOLE
0
0
2513
FIRST TR VALUE LINE DIVID INDX SHS
Exchange Traded Funds
33734H106
317
10900
SH
SOLE
0
0
10900
VANGUARD HIGH DIVIDEND YIELD ETF
Exchange Traded Funds
921946406
315
4058
SH
SOLE
0
0
4058
BECTON DICKINSON & COMPANY
Common
075887109
307
1680
SH
SOLE
0
0
1680
VANGUARD LARGE CAP ETF
Exchange Traded Funds
922908637
304
2770
SH
SOLE
0
0
2770
VANTIV INCORPORATED CLASS A
Common
92210H105
303
4706
SH
SOLE
0
0
4706
SPDR SERIES TRUST S&P BANK ETF
Exchange Traded Funds
78464A797
302
7000
SH
SOLE
0
0
7000
SPDR SERIES TRUST S&P REGL BKG ETF
Exchange Traded Funds
78464A698
302
5500
SH
SOLE
0
0
5500
KRAFT HEINZ COMPANY
Common
500754106
298
3331
SH
SOLE
0
0
3331
NORFOLK SOUTHERN CORPORATION
Common
655844108
293
2535
SH
SOLE
0
0
2535
ALPS ETF TRUST ALERIAN MLP ETF
Exchange Traded Funds
00162Q866
287
23105
SH
SOLE
0
0
23105
ROCKWELL AUTOMATION INCORPORATED
Common
773903109
287
1840
SH
SOLE
0
0
1840
REYNOLDS AMERICAN INCORPORATED
Common
761713106
286
4413
SH
SOLE
0
0
4413
TARGET CORPORATION
Common
87612E106
285
4967
SH
SOLE
0
0
4967
AMAZON COM INCORPORATED
Common
023135106
282
297
SH
SOLE
0
0
297
GILEAD SCIENCES INCORPORATED
Common
375558103
279
4155
SH
SOLE
0
0
4155
PROSHARES ULTRASHORT 20 YEAR TREASURY
Exchange Traded Funds
74347B201
279
7187
SH
SOLE
0
0
7187
MACYS INCORPORATED
Common
55616P104
275
9600
SH
SOLE
0
0
9600
ABBVIE INCORPORATED
Common
00287Y109
259
3916
SH
SOLE
0
0
3916
MONDELEZ INTERNATIONAL INCORPORATED CLASS A
Common
609207105
241
5409
SH
SOLE
0
0
5409
FEDERAL NATIONAL MORTGAGE ASSOCIATION
Common
313586109
331
122100
SH
SOLE
35000
0
87100
SPDR SERIES TRUST S&P AEROSPACE & DEFENSE ETF
Exchange Traded Funds
78464A631
240
3500
SH
SOLE
0
0
3500
OCCIDENTAL PETE CORPORATION DEL
Common
674599105
236
3893
SH
SOLE
0
0
3893
VANGUARD INTL EQUITY INDEX FUNDS TOTAL WORLD STK
Exchange Traded Funds
922042742
234
3500
SH
SOLE
0
0
3500
MCDONALDS CORPORATION
Common
580135101
229
1588
SH
SOLE
0
0
1588
CINTAS CORPORATION
Common
172908105
229
1891
SH
SOLE
0
0
1891
ISHARES TR RUS 1000 GRW ETF
Exchange Traded Funds
464287614
228
1945
SH
SOLE
0
0
1945
CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES
Exchange Traded Funds
18383M613
228
5750
SH
SOLE
0
0
5750
ENERGY TRANSFER EQUITY L P COM UT LTD PTN
Master Limited Partnership
29273V100
228
12900
SH
SOLE
0
0
12900
STIFEL FINL CORPORATION
Common
860630102
225
4662
SH
SOLE
0
0
4662
ISHARES TR CORE MSCI EAFE
Exchange Traded Funds
46432F842
225
3712
SH
SOLE
0
0
3712
ISHARES TR RUS 1000 VAL ETF
Exchange Traded Funds
464287598
221
1927
SH
SOLE
0
0
1927
INTERCONTINENTAL EXCHANGE INCORPORATED
Common
45866F104
220
3715
SH
SOLE
0
0
3715
VANGUARD FTSE EMERGING MARKETS ETF
Exchange Traded Funds
922042858
217
5434
SH
SOLE
0
0
5434
NEXTERA ENERGY INCORPORATED
Common
65339F101
216
1603
SH
SOLE
0
0
1603
HUNTINGTON BANCSHARES INCORPORATED
Common
446150104
216
16520
SH
SOLE
0
0
16520
COSTCO WHOLESALE CORPORATION NEW
Common
22160K105
215
1246
SH
SOLE
0
0
1246
WEST SHORE BK CORPORATION
Common
955809108
213
8320
SH
SOLE
0
0
8320
SPDR INDEX SHS FUNDS DJ EURO STOXX 50 ETF
Exchange Traded Funds
78463X202
391
10360
SH
SOLE
5000
0
5360
INTUIT
Common
461202103
208
1650
SH
SOLE
0
0
1650
TEKLA HEALTHCARE OPPORTUNIT FD SHS
Equity
879105104
207
11900
SH
SOLE
0
0
11900
SOUTHERN COMPANY
Common
842587107
207
4129
SH
SOLE
0
0
4129
ISHARES TR EUROPE ETF
Exchange Traded Funds
464287861
204
4600
SH
SOLE
0
0
4600
ISHARES TR S&P 500 GRWT ETF
Exchange Traded Funds
464287309
204
1504
SH
SOLE
0
0
1504
SHAKE SHACK INCORPORATED CLASS A
Common
819047101
315
8960
SH
SOLE
3500
0
5460
ISHARES TR CORE S&P500 ETF
Exchange Traded Funds
464287200
195
810
SH
SOLE
0
0
810
Verizon Communications Jun 57.50 EXP 06/16/17
Option
92343V104
0
10
SH
Call
SOLE
0
0
0
MERCK & COMPANY INCORPORATED Sep 70 EXP 09/15/17
Option
58933YMEI
0
4
SH
Call
SOLE
0
0
0
MERCK & COMPANY INCORPORATED July 70 EXP 07/21/17
Option
58933Y105
0
10
SH
Call
SOLE
0
0
0
ENBRIDGE INCORPORATED Jun 44 EXP 06/16/17
Option
29250N105
0
10
SH
Call
SOLE
0
0
0
BRISTOL MYERS SQUIBB COMPANY SEP 65 EXP 09/15/17
Option
110122108
0
8
SH
Call
SOLE
0
0
0
MERCK & COMPANY INCORPORATED JUN 67.50 EXP 06/16/17
Option
58933Y105
0
10
SH
Call
SOLE
0
0
0
CHEVRON CORPORATION NEW SEP 120 EXP 09/15/17
Option
166764100
0
10
SH
Call
SOLE
0
0
0
WHOLE FOODS MKT INCORPORATED JAN 32 EXP 01/19/18
Option
966837106
0
2
SH
Call
SOLE
0
0
0
MICROSOFT CORPORATION JUN 67.50 EXP 06/16/17
Option
594918104
1
10
SH
Call
SOLE
0
0
0
FACEBOOK INCORPORATED CLASS A JUN 140 EXP 06/16/17
Option
30303M102
1
2
SH
Call
SOLE
0
0
0
PEPSICO INCORPORATED JUL 115 EXP 07/21/17
Option
713448108
2
10
SH
Call
SOLE
0
0
0
STIFEL FINL CORPORATION OCT 60 EXP 10/20/17
Option
860630102
2
8
SH
Call
SOLE
0
0
0
FACEBOOK INCORPORATED CLASS A MAY 145 EXP 05/19/17
Option
30303M102
2
5
SH
Call
SOLE
0
0
0
MICROSOFT CORPORATION OCT 70 EXP 10/20/17
Option
594918104
2
10
SH
Call
SOLE
0
0
0
STIFEL FINL CORPORATION APRIL 50 EXP 04/21/17
Option
860630102
2
14
SH
Call
SOLE
0
0
0
STIFEL FINL CORPORATION JUL 60 EXP 07/21/17
Option
860630102
2
14
SH
Call
SOLE
0
0
0
PROCTER AND GAMBLE COMPANY JUN 95 EXP 06/16/17
Option
742718109
4
104
SH
Call
SOLE
0
0
0
PROCTER AND GAMBLE COMPANY JUL 95 EXP 07/21/17
Option
742718109
5
100
SH
Call
SOLE
0
0
0
FIRST TRUST ETF II ENERGY ALPHADEX FUND
Exchange Traded Funds
33734X127
153
10680
SH
SOLE
0
0
10680
PROCTER AND GAMBLE COMPANY JUL 92.50 EXP 07/21/17
Option
742718109
6
50
SH
Call
SOLE
0
0
0
PROCTER AND GAMBLE COMPANY JAN 97.50 EXP 01/19/18
Option
742718109
6
50
SH
Call
SOLE
0
0
0
NUVEEN PREFERRED INCOME OPPRTNY FD
Equity
67073B106
148
14500
SH
SOLE
0
0
14500
PROCTER AND GAMBLE COMPANY OCT 95 EXP 10/20/17
Option
742718109
6
50
SH
Call
SOLE
0
0
0
3M COMPANY JUN 190 EXP 06/16/17
Option
88579Y101
4
8
SH
Call
SOLE
0
0
0
BOEING COMPANY JAN 180 EXP 01/19/18
Option
097023105
5
5
SH
Call
SOLE
0
0
0
BLACKROCK MUN INCOME TR SH BEN INT
Equity
09248F109
145
10270
SH
SOLE
0
0
10270
APPLE INCORPORATED APR 140 EXP 04/21/17
Option
037833100
5
10
SH
Call
SOLE
0
0
0
OPKO HEALTH INCORPORATED
Common
68375N103
144
19838
SH
SOLE
0
0
19838
APPLE INCORPORATED MAY 145 EXP 05/19/17
Option
037833100
6
18
SH
Call
SOLE
0
0
0
BIOSCRIP INCORPORATED
Common
09069N108
164
95225
SH
SOLE
15000
0
80225
CYS INVTS INCORPORATED REIT
REITs
12673A108
114
13850
SH
SOLE
0
0
13850
BAYTEX ENERGY CORPORATION
Ordinary Shares
07317Q105
131
394000
SH
SOLE
15000
0
24400
FRONTIER COMMUNICATIONS CORPORATION
Common
35906A108
61
40023
SH
SOLE
0
0
40023
HAIER ELECTRONICS GROUP INCORPORATED HKD SHS
Ordinary Shares
G42313125
35
15126
SH
SOLE
0
0
15126
LEGACY RESVS LP UNIT LP INT
Master Limited Partnership
524707304
27
12943
SH
SOLE
0
0
12943
CYTRX CORPORATION COM PAR
Common
232828509
14
29750
SH
SOLE
5000
0
24750
REX ENERGY CORPORATION
Common
761565100
18
38189
SH
SOLE
16189
0
22000
AMACORE GROUP INCORPORATED CLASS A
Common
022624100
1
1238738
SH
SOLE
0
0
1238738
JAMMIN JAVA CORPORATION
Common
470751108
0
32850
SH
SOLE
0
0
32850
BAC OF AMERICA JAN 20 EXP 1/19/18
Option
060505260
264
600
SH
Call
SOLE
0
0
0
BAC OF AMERICA JAN 600 EXP 1/19/18
Option
060505260
24
600
SH
Call
SOLE
0
0
0
TESLA INCORPORATED NOV 335 EXP 11/17/17
Option
88160R101
13
10
SH
Call
SOLE
0
0
0
NETFLIX INCORPORATED JAN 170 EXP 1/18/19
Option
64110L106
39
20
SH
Call
SOLE
0
0
0
TESLA INCORPORATED JAN 250 EXP 1/18/19
Option
88160R101
33
5
SH
Call
SOLE
0
0
0
TESLA INCORPORATED JAN 250 EXP 1/18/18
Option
88160R101
23
5
SH
Call
SOLE
0
0
0