0000950123-17-004772.txt : 20170512 0000950123-17-004772.hdr.sgml : 20170512 20170512141148 ACCESSION NUMBER: 0000950123-17-004772 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 EFFECTIVENESS DATE: 20170512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Formidable Asset Management, LLC CENTRAL INDEX KEY: 0001592613 IRS NUMBER: 462376509 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15660 FILM NUMBER: 17837848 BUSINESS ADDRESS: STREET 1: 221 E. 4TH STREET STREET 2: SUITE 2850 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-655-5566 MAIL ADDRESS: STREET 1: 221 E. 4TH STREET STREET 2: SUITE 2850 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: BBK Capital Partners, LLC DATE OF NAME CHANGE: 20131121 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001592613 XXXXXXXX 03-31-2017 03-31-2017 Formidable Asset Management, LLC
221 E. 4TH STREET SUITE 2850 CINCINNATI OH 45202
13F HOLDINGS REPORT 028-15660 N
William Brown Chief Executive Officer and Managing Partner 513-655-5566 William Brown Cincinnati OH 05-12-2017 0 225 226681 false
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F PROCTER AND GAMBLE COMPANY Common 742718109 31547 364490 SH SOLE 0 0 364490 CHEMED CORPORATION NEW Common 16359R103 18559 90834 SH SOLE 0 0 90834 APPLE INCORPORATED Common 037833100 13438 87947 SH SOLE 2000 0 85947 GENERAL ELECTRIC COMPANY Common 369604103 7092 243954 SH SOLE 0 0 243954 FACEBOOK INCORPORATED CLASS A Common 30303M102 7080 46899 SH SOLE 500 0 46399 EATON VANCE TAX ADVT DIV INCM Equity 27828G107 6770 309283 SH SOLE 0 0 309283 BANK AMER CORPORATION Common 060505260 5837 243627 SH SOLE 0 0 243627 EATON VANCE TAX MNGD GBL DV EQ Equity 27829F108 5992 671571 SH SOLE 30000 0 641570 ETF SER SOLUTIONS APTUS BEHAVIORAL MOMENTUM ETF Exchange Traded Funds 26922A784 5057 189601 SH SOLE 0 0 189601 STOCK YDS BANCORP INCORPORATED Common 861025104 4567 113757 SH SOLE 0 0 113757 EXXON MOBIL CORPORATION Common 30231G102 3978 47995 SH SOLE 0 0 47995 MICROSOFT CORPORATION Common 594918104 3429 49735 SH SOLE 0 0 49735 LAS VEGAS SANDS CORPORATION Common 517834107 2873 50227 SH SOLE 0 0 50227 INTEL CORPORATION Common 458140100 2028 55508 SH SOLE 0 0 55508 SPDR S&P 500 ETF TRUST Exchange Traded Funds 78462F103 1918 8004 SH SOLE 0 0 8004 PEPSICO INCORPORATED Common 713448108 1869 16510 SH SOLE 0 0 16510 CHEVRON CORPORATION NEW Common 166764100 1866 17488 SH SOLE 0 0 17488 GENERAL DYNAMICS CORPORATION Common 369550108 1644 8373 SH SOLE 0 0 8373 CHICAGO BRIDGE & IRON COMPANY N V Ordinary Shares 167250109 1731 59334 SH SOLE 4000 0 55334 MERCK & COMPANY INCORPORATED Common 58933Y105 1600 25002 SH SOLE 0 0 25002 US BANCORP DEL COM NEW Common 902973304 1551 29821 SH SOLE 0 0 29821 PFIZER INCORPORATED Common 717081103 1532 45806 SH SOLE 0 0 45806 NIKE INCORPORATED CLASS B Common 654106103 1504 27706 SH SOLE 0 0 27706 OASIS PETE INCORPORATED NEW Common 674215108 1540 126290 SH SOLE 5000 0 121290 NUVEEN DOW 30 DYN OVERWRITE SHS Equity 67075F105 1463 90819 SH SOLE 0 0 90819 THE FORMIDABLE FUND LIMITED PARTNERSHIP Guar Ltr/Oth Origin Par 346900996 1452 1452133 SH SOLE 0 0 1452133 DOW CHEMICAL COMPANY Common 260543103 1446 23185 SH SOLE 0 0 23185 HOME DEPOT INCORPORATED Common 437076102 1436 9151 SH SOLE 0 0 9151 CHURCH & DWIGHT INCORPORATED Common 171340102 1423 28109 SH SOLE 0 0 28109 GENERAL MLS INCORPORATED Common 370334104 1400 24385 SH SOLE 0 0 24385 ADCARE HEALTH SYSTEMS INCORPORATED COM NEW Common 00650W300 1360 1446472 SH SOLE 0 0 1446472 FIFTH THIRD BANCORP Common 316773100 1358 54431 SH SOLE 0 0 54431 BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW Common 084670702 1230 7452 SH SOLE 0 0 7452 ARES CAP CORPORATION Equity 04010L103 1227 73989 SH SOLE 0 0 73989 TRACTOR SUPPLY COMPANY Common 892356106 1177 19088 SH SOLE 0 0 19088 CVS HEALTH CORPORATION Common 126650100 1152 14216 SH SOLE 0 0 14216 SCHLUMBERGER LIMITED Ordinary Shares 806857108 1117 15466 SH SOLE 0 0 15466 SYSCO CORPORATION Common 871829107 1044 19018 SH SOLE 0 0 19018 WHOLE FOODS MKT INCORPORATED Common 966837106 1160 32358 SH SOLE 4000 0 28358 SANDERSON FARMS INCORPORATED Common 800013104 1029 9039 SH SOLE 0 0 9039 HONEYWELL INTERNATIONAL INCORPORATED Common 438516106 1018 7766 SH SOLE 0 0 7766 KNIGHT TRANSN INCORPORATED Common 499064103 1009 30207 SH SOLE 0 0 30207 3M COMPANY Common 88579Y101 1005 5061 SH SOLE 0 0 5061 MSC INDL DIRECT INCORPORATED CLASS A Common 553530106 983 11038 SH SOLE 0 0 11038 CUBIC CORPORATION Common 229669106 953 18163 SH SOLE 0 0 18163 GRAINGER W W INCORPORATED Common 384802104 942 4983 SH SOLE 0 0 4983 SPDR SERIES TRUST S&P 500 HIGH DIVID ETF Exchange Traded Funds 78468R788 941 26900 SH SOLE 0 0 26900 WILLIS TOWERS WATSON PUB LIMITED SHS Ordinary Shares G96629103 940 6514 SH SOLE 0 0 6514 FOOT LOCKER INCORPORATED Common 344849104 927 12110 SH SOLE 0 0 12110 ALPHABET INCORPORATED CAP STK CLASS C Common 02079K107 920 985 SH SOLE 0 0 985 BIO TECHNE CORPORATION Common 09073M104 912 8274 SH SOLE 0 0 8274 HENRY JACK & ASSOC INCORPORATED Common 426281101 911 9382 SH SOLE 0 0 9382 QUALYS INCORPORATED Common 74758T303 891 22125 SH SOLE 0 0 22125 REPUBLIC BANCORP KY CLASS A Common 760281204 885 24585 SH SOLE 0 0 24585 ROSS STORES INCORPORATED Common 778296103 873 13507 SH SOLE 0 0 13507 DONALDSON INCORPORATED Common 257651109 870 18554 SH SOLE 0 0 18554 APTARGROUP INCORPORATED Common 038336103 865 10483 SH SOLE 0 0 10483 GENUINE PARTS COMPANY Common 372460105 861 9300 SH SOLE 0 0 9300 ISHARES TR MSCI EAFE ETF Exchange Traded Funds 464287465 846 12998 SH SOLE 0 0 12998 BLOCK H & R INCORPORATED Common 093671105 844 33405 SH SOLE 0 0 33405 ALTRIA GROUP INCORPORATED Common 02209S103 815 11525 SH SOLE 0 0 11525 JOHNSON & JOHNSON Common 478160104 813 6595 SH SOLE 0 0 6595 FORD MTR COMPANY DEL COM PAR $0.01 Common 345370860 810 72764 SH SOLE 0 0 72764 INTERNATIONAL BUSINESS MACHINES Common 459200101 810 5290 SH SOLE 0 0 5290 FACTSET RESH SYSTEMS INCORPORATED Common 303075105 805 4992 SH SOLE 0 0 4992 POWERSHARES QQQ TRUST UNIT SERIES 1 Exchange Traded Funds 73935A104 799 5800 SH SOLE 0 0 5800 V F CORPORATION Common 918204108 797 14505 SH SOLE 0 0 14505 UNITED TECHNOLOGIES CORPORATION Common 913017109 797 6584 SH SOLE 0 0 6584 WILLIAMS SONOMA INCORPORATED Common 969904101 780 14712 SH SOLE 0 0 14712 EMERSON ELEC COMPANY Common 291011104 757 12913 SH SOLE 0 0 12913 AMGEN INCORPORATED Common 031162100 747 4583 SH SOLE 0 0 4583 PAYPAL HLDGS INCORPORATED Common 70450Y103 747 15191 SH SOLE 0 0 15191 DISNEY WALT COMPANY COM DISNEY Common 254687106 740 6642 SH SOLE 0 0 6642 PHILIP MORRIS INTERNATIONAL INCORPORATED Common 718172109 737 6545 SH SOLE 0 0 6545 BRISTOL MYERS SQUIBB COMPANY Common 110122108 726 13215 SH SOLE 0 0 13215 ENBRIDGE INCORPORATED Ordinary Shares 29250N105 723 17380 SH SOLE 0 0 17380 SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST Exchange Traded Funds 78467X109 719 3423 SH SOLE 0 0 3423 ALPHABET INCORPORATED CAP STK CLASS A Common 02079K305 710 741 SH SOLE 0 0 741 HORMEL FOODS CORPORATION Common 440452100 703 20397 SH SOLE 0 0 20397 MASTERCARD INCORPORATED CLASS A Common 57636Q104 699 5993 SH SOLE 0 0 5993 EATON VANCE TX ADV GLBL DIV FD Equity 27828S101 697 41200 SH SOLE 0 0 41200 WELLS FARGO COMPANY NEW Common 949746101 696 12652 SH SOLE 0 0 12652 ORACLE CORPORATION Common 68389X105 664 14577 SH SOLE 0 0 14577 PUBLIC STORAGE REIT REITs 74460D109 647 3105 SH SOLE 0 0 3105 PNC FINL SVCS GROUP INCORPORATED Common 693475105 643 5199 SH SOLE 0 0 5199 AT&T INCORPORATED Common 00206R102 642 16641 SH SOLE 0 0 16641 LOWES COMPANIES INCORPORATED Common 548661107 624 7261 SH SOLE 0 0 7261 ABBOTT LABS Common 002824100 624 13962 SH SOLE 0 0 13962 WHITING PETE CORPORATION NEW Common 966387102 718 82291 SH SOLE 10000 0 72291 WEYERHAEUSER COMPANY REIT REITs 962166104 610 18300 SH SOLE 0 0 18300 COCA COLA COMPANY Common 191216100 607 13834 SH SOLE 0 0 13834 DUKE ENERGY CORPORATION NEW COM NEW Common 26441C204 591 7129 SH SOLE 0 0 7129 BOEING COMPANY Common 097023105 583 3132 SH SOLE 0 0 3132 CINCINNATI FINL CORPORATION Common 172062101 575 8227 SH SOLE 0 0 8227 GENWORTH FINL INCORPORATED COM CLASS A Common 37247D106 561 147551 SH SOLE 0 0 147551 VERIZON COMMUNICATIONS INCORPORATED Common 92343V104 558 11975 SH SOLE 0 0 11975 KANSAS CITY SOUTHERN COM NEW Common 485170302 544 5915 SH SOLE 0 0 5915 QUALCOMM INCORPORATED Common 747525103 543 9933 SH SOLE 0 0 9933 FIRST TR EXCHANGE TRADED FD VI DORSEY WRIGHT FOCUS 5 ETF Exchange Traded Funds 33738R605 528 21496 SH SOLE 0 0 21496 NOVARTIS A G SPONSORED ADR American Dep. Receipt 66987V109 525 6740 SH SOLE 0 0 6740 PRUDENTIAL FINL INCORPORATED Common 744320102 506 4673 SH SOLE 0 0 4673 PIMCO TOTAL RETURN ACTIVE ETF Exchange Traded Funds 72201R775 504 4795 SH SOLE 0 0 4795 BLACKROCK INCORPORATED Common 09247X101 502 1314 SH SOLE 0 0 1314 EATON VANCE TX MGD DIV EQ INCM Equity 27828N102 502 44660 SH SOLE 0 0 44660 CHUBB LIMITED Ordinary Shares H1467J104 499 3635 SH SOLE 0 0 3635 HERSHEY COMPANY Common 427866108 491 4588 SH SOLE 0 0 4588 FIRST TRUST MORNINGSTAR DIVID LEADERS INDEX FUND Exchange Traded Funds 336917109 489 17175 SH SOLE 0 0 17175 PERRIGO COMPANY PLC SHS Ordinary Shares G97822103 482 6593 SH SOLE 0 0 6593 TJX COMPANIES INCORPORATED NEW Common 872540109 481 6125 SH SOLE 0 0 6125 LABORATORY CORPORATION AMER HLDGS COM NEW Common 50540R409 467 3285 SH SOLE 0 0 3285 GROUPON INCORPORATED Common 399473107 531 147240 SH SOLE 20000 0 127240 BP PLC SPONSORED ADR American Dep. Receipt 055622104 440 12414 SH SOLE 0 0 12414 DIAGEO P L C SPON ADR NEW American Dep. Receipt 25243Q205 440 3666 SH SOLE 0 0 3666 EASTMAN CHEMICAL COMPANY Common 277432100 438 5522 SH SOLE 0 0 5522 FIRST TR MLP & ENERGY INCOME Equity 33739B104 419 26175 SH SOLE 0 0 26175 FIRSTATLANTIC FINL HLDGS INCORPORATED Common 337651103 413 32407 SH SOLE 0 0 32407 EATON VANCE RISK MNGD DIV EQTY Equity 27829G106 410 44176 SH SOLE 0 0 44176 MARATHON OIL CORPORATION Common 565849106 562 37680 SH SOLE 10000 0 27680 BAXTER INTERNATIONAL INCORPORATED Common 071813109 387 6939 SH SOLE 0 0 6939 SCRIPPS NETWORKS INTERACT INCORPORATED CLASS A COM Common 811065101 381 5360 SH SOLE 0 0 5360 PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR American Dep. Receipt 71654V408 717 75995 SH SOLE 35000 0 40995 NXP SEMICONDUCTORS N V Ordinary Shares N6596X109 366 3425 SH SOLE 0 0 3425 NETFLIX INCORPORATED Common 64110L106 660 4325 SH SOLE 2000 0 2325 CISCO SYSTEMS INCORPORATED Common 17275R102 363 10574 SH SOLE 0 0 10574 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN Master Limited Partnership 01881G106 360 17243 SH SOLE 0 0 17243 TESLA INCORPORATED Common 88160R101 358 1166 SH SOLE 0 0 1166 ISHARES TR RUSSELL 2000 ETF Exchange Traded Funds 464287655 349 2525 SH SOLE 0 0 2525 SECTOR SPDR TR SBI INT-FINL Exchange Traded Funds 81369Y605 349 14668 SH SOLE 0 0 14668 EATON VANCE ENH EQTY INCORPORATED FD II Equity 278277108 344 23950 SH SOLE 0 0 23950 FEDEX CORPORATION Common 31428X106 343 1795 SH SOLE 0 0 1795 JPMORGAN CHASE & COMPANY Common 46625H100 339 3897 SH SOLE 0 0 3897 SOUTHERN COPPER CORPORATION Common 84265V105 332 9862 SH SOLE 0 0 9862 VANGUARD REIT ETF Exchange Traded Funds 922908553 330 4030 SH SOLE 0 0 4030 KIMBERLY CLARK CORPORATION Common 494368103 322 2513 SH SOLE 0 0 2513 FIRST TR VALUE LINE DIVID INDX SHS Exchange Traded Funds 33734H106 317 10900 SH SOLE 0 0 10900 VANGUARD HIGH DIVIDEND YIELD ETF Exchange Traded Funds 921946406 315 4058 SH SOLE 0 0 4058 BECTON DICKINSON & COMPANY Common 075887109 307 1680 SH SOLE 0 0 1680 VANGUARD LARGE CAP ETF Exchange Traded Funds 922908637 304 2770 SH SOLE 0 0 2770 VANTIV INCORPORATED CLASS A Common 92210H105 303 4706 SH SOLE 0 0 4706 SPDR SERIES TRUST S&P BANK ETF Exchange Traded Funds 78464A797 302 7000 SH SOLE 0 0 7000 SPDR SERIES TRUST S&P REGL BKG ETF Exchange Traded Funds 78464A698 302 5500 SH SOLE 0 0 5500 KRAFT HEINZ COMPANY Common 500754106 298 3331 SH SOLE 0 0 3331 NORFOLK SOUTHERN CORPORATION Common 655844108 293 2535 SH SOLE 0 0 2535 ALPS ETF TRUST ALERIAN MLP ETF Exchange Traded Funds 00162Q866 287 23105 SH SOLE 0 0 23105 ROCKWELL AUTOMATION INCORPORATED Common 773903109 287 1840 SH SOLE 0 0 1840 REYNOLDS AMERICAN INCORPORATED Common 761713106 286 4413 SH SOLE 0 0 4413 TARGET CORPORATION Common 87612E106 285 4967 SH SOLE 0 0 4967 AMAZON COM INCORPORATED Common 023135106 282 297 SH SOLE 0 0 297 GILEAD SCIENCES INCORPORATED Common 375558103 279 4155 SH SOLE 0 0 4155 PROSHARES ULTRASHORT 20 YEAR TREASURY Exchange Traded Funds 74347B201 279 7187 SH SOLE 0 0 7187 MACYS INCORPORATED Common 55616P104 275 9600 SH SOLE 0 0 9600 ABBVIE INCORPORATED Common 00287Y109 259 3916 SH SOLE 0 0 3916 MONDELEZ INTERNATIONAL INCORPORATED CLASS A Common 609207105 241 5409 SH SOLE 0 0 5409 FEDERAL NATIONAL MORTGAGE ASSOCIATION Common 313586109 331 122100 SH SOLE 35000 0 87100 SPDR SERIES TRUST S&P AEROSPACE & DEFENSE ETF Exchange Traded Funds 78464A631 240 3500 SH SOLE 0 0 3500 OCCIDENTAL PETE CORPORATION DEL Common 674599105 236 3893 SH SOLE 0 0 3893 VANGUARD INTL EQUITY INDEX FUNDS TOTAL WORLD STK Exchange Traded Funds 922042742 234 3500 SH SOLE 0 0 3500 MCDONALDS CORPORATION Common 580135101 229 1588 SH SOLE 0 0 1588 CINTAS CORPORATION Common 172908105 229 1891 SH SOLE 0 0 1891 ISHARES TR RUS 1000 GRW ETF Exchange Traded Funds 464287614 228 1945 SH SOLE 0 0 1945 CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES Exchange Traded Funds 18383M613 228 5750 SH SOLE 0 0 5750 ENERGY TRANSFER EQUITY L P COM UT LTD PTN Master Limited Partnership 29273V100 228 12900 SH SOLE 0 0 12900 STIFEL FINL CORPORATION Common 860630102 225 4662 SH SOLE 0 0 4662 ISHARES TR CORE MSCI EAFE Exchange Traded Funds 46432F842 225 3712 SH SOLE 0 0 3712 ISHARES TR RUS 1000 VAL ETF Exchange Traded Funds 464287598 221 1927 SH SOLE 0 0 1927 INTERCONTINENTAL EXCHANGE INCORPORATED Common 45866F104 220 3715 SH SOLE 0 0 3715 VANGUARD FTSE EMERGING MARKETS ETF Exchange Traded Funds 922042858 217 5434 SH SOLE 0 0 5434 NEXTERA ENERGY INCORPORATED Common 65339F101 216 1603 SH SOLE 0 0 1603 HUNTINGTON BANCSHARES INCORPORATED Common 446150104 216 16520 SH SOLE 0 0 16520 COSTCO WHOLESALE CORPORATION NEW Common 22160K105 215 1246 SH SOLE 0 0 1246 WEST SHORE BK CORPORATION Common 955809108 213 8320 SH SOLE 0 0 8320 SPDR INDEX SHS FUNDS DJ EURO STOXX 50 ETF Exchange Traded Funds 78463X202 391 10360 SH SOLE 5000 0 5360 INTUIT Common 461202103 208 1650 SH SOLE 0 0 1650 TEKLA HEALTHCARE OPPORTUNIT FD SHS Equity 879105104 207 11900 SH SOLE 0 0 11900 SOUTHERN COMPANY Common 842587107 207 4129 SH SOLE 0 0 4129 ISHARES TR EUROPE ETF Exchange Traded Funds 464287861 204 4600 SH SOLE 0 0 4600 ISHARES TR S&P 500 GRWT ETF Exchange Traded Funds 464287309 204 1504 SH SOLE 0 0 1504 SHAKE SHACK INCORPORATED CLASS A Common 819047101 315 8960 SH SOLE 3500 0 5460 ISHARES TR CORE S&P500 ETF Exchange Traded Funds 464287200 195 810 SH SOLE 0 0 810 Verizon Communications Jun 57.50 EXP 06/16/17 Option 92343V104 0 10 SH Call SOLE 0 0 0 MERCK & COMPANY INCORPORATED Sep 70 EXP 09/15/17 Option 58933YMEI 0 4 SH Call SOLE 0 0 0 MERCK & COMPANY INCORPORATED July 70 EXP 07/21/17 Option 58933Y105 0 10 SH Call SOLE 0 0 0 ENBRIDGE INCORPORATED Jun 44 EXP 06/16/17 Option 29250N105 0 10 SH Call SOLE 0 0 0 BRISTOL MYERS SQUIBB COMPANY SEP 65 EXP 09/15/17 Option 110122108 0 8 SH Call SOLE 0 0 0 MERCK & COMPANY INCORPORATED JUN 67.50 EXP 06/16/17 Option 58933Y105 0 10 SH Call SOLE 0 0 0 CHEVRON CORPORATION NEW SEP 120 EXP 09/15/17 Option 166764100 0 10 SH Call SOLE 0 0 0 WHOLE FOODS MKT INCORPORATED JAN 32 EXP 01/19/18 Option 966837106 0 2 SH Call SOLE 0 0 0 MICROSOFT CORPORATION JUN 67.50 EXP 06/16/17 Option 594918104 1 10 SH Call SOLE 0 0 0 FACEBOOK INCORPORATED CLASS A JUN 140 EXP 06/16/17 Option 30303M102 1 2 SH Call SOLE 0 0 0 PEPSICO INCORPORATED JUL 115 EXP 07/21/17 Option 713448108 2 10 SH Call SOLE 0 0 0 STIFEL FINL CORPORATION OCT 60 EXP 10/20/17 Option 860630102 2 8 SH Call SOLE 0 0 0 FACEBOOK INCORPORATED CLASS A MAY 145 EXP 05/19/17 Option 30303M102 2 5 SH Call SOLE 0 0 0 MICROSOFT CORPORATION OCT 70 EXP 10/20/17 Option 594918104 2 10 SH Call SOLE 0 0 0 STIFEL FINL CORPORATION APRIL 50 EXP 04/21/17 Option 860630102 2 14 SH Call SOLE 0 0 0 STIFEL FINL CORPORATION JUL 60 EXP 07/21/17 Option 860630102 2 14 SH Call SOLE 0 0 0 PROCTER AND GAMBLE COMPANY JUN 95 EXP 06/16/17 Option 742718109 4 104 SH Call SOLE 0 0 0 PROCTER AND GAMBLE COMPANY JUL 95 EXP 07/21/17 Option 742718109 5 100 SH Call SOLE 0 0 0 FIRST TRUST ETF II ENERGY ALPHADEX FUND Exchange Traded Funds 33734X127 153 10680 SH SOLE 0 0 10680 PROCTER AND GAMBLE COMPANY JUL 92.50 EXP 07/21/17 Option 742718109 6 50 SH Call SOLE 0 0 0 PROCTER AND GAMBLE COMPANY JAN 97.50 EXP 01/19/18 Option 742718109 6 50 SH Call SOLE 0 0 0 NUVEEN PREFERRED INCOME OPPRTNY FD Equity 67073B106 148 14500 SH SOLE 0 0 14500 PROCTER AND GAMBLE COMPANY OCT 95 EXP 10/20/17 Option 742718109 6 50 SH Call SOLE 0 0 0 3M COMPANY JUN 190 EXP 06/16/17 Option 88579Y101 4 8 SH Call SOLE 0 0 0 BOEING COMPANY JAN 180 EXP 01/19/18 Option 097023105 5 5 SH Call SOLE 0 0 0 BLACKROCK MUN INCOME TR SH BEN INT Equity 09248F109 145 10270 SH SOLE 0 0 10270 APPLE INCORPORATED APR 140 EXP 04/21/17 Option 037833100 5 10 SH Call SOLE 0 0 0 OPKO HEALTH INCORPORATED Common 68375N103 144 19838 SH SOLE 0 0 19838 APPLE INCORPORATED MAY 145 EXP 05/19/17 Option 037833100 6 18 SH Call SOLE 0 0 0 BIOSCRIP INCORPORATED Common 09069N108 164 95225 SH SOLE 15000 0 80225 CYS INVTS INCORPORATED REIT REITs 12673A108 114 13850 SH SOLE 0 0 13850 BAYTEX ENERGY CORPORATION Ordinary Shares 07317Q105 131 394000 SH SOLE 15000 0 24400 FRONTIER COMMUNICATIONS CORPORATION Common 35906A108 61 40023 SH SOLE 0 0 40023 HAIER ELECTRONICS GROUP INCORPORATED HKD SHS Ordinary Shares G42313125 35 15126 SH SOLE 0 0 15126 LEGACY RESVS LP UNIT LP INT Master Limited Partnership 524707304 27 12943 SH SOLE 0 0 12943 CYTRX CORPORATION COM PAR Common 232828509 14 29750 SH SOLE 5000 0 24750 REX ENERGY CORPORATION Common 761565100 18 38189 SH SOLE 16189 0 22000 AMACORE GROUP INCORPORATED CLASS A Common 022624100 1 1238738 SH SOLE 0 0 1238738 JAMMIN JAVA CORPORATION Common 470751108 0 32850 SH SOLE 0 0 32850 BAC OF AMERICA JAN 20 EXP 1/19/18 Option 060505260 264 600 SH Call SOLE 0 0 0 BAC OF AMERICA JAN 600 EXP 1/19/18 Option 060505260 24 600 SH Call SOLE 0 0 0 TESLA INCORPORATED NOV 335 EXP 11/17/17 Option 88160R101 13 10 SH Call SOLE 0 0 0 NETFLIX INCORPORATED JAN 170 EXP 1/18/19 Option 64110L106 39 20 SH Call SOLE 0 0 0 TESLA INCORPORATED JAN 250 EXP 1/18/19 Option 88160R101 33 5 SH Call SOLE 0 0 0 TESLA INCORPORATED JAN 250 EXP 1/18/18 Option 88160R101 23 5 SH Call SOLE 0 0 0