0000950123-17-001059.txt : 20170208
0000950123-17-001059.hdr.sgml : 20170208
20170208083024
ACCESSION NUMBER: 0000950123-17-001059
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170208
DATE AS OF CHANGE: 20170208
EFFECTIVENESS DATE: 20170208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Formidable Asset Management, LLC
CENTRAL INDEX KEY: 0001592613
IRS NUMBER: 462376509
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15660
FILM NUMBER: 17580995
BUSINESS ADDRESS:
STREET 1: 221 E. 4TH STREET
STREET 2: SUITE 2850
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-655-5566
MAIL ADDRESS:
STREET 1: 221 E. 4TH STREET
STREET 2: SUITE 2850
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: BBK Capital Partners, LLC
DATE OF NAME CHANGE: 20131121
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001592613
XXXXXXXX
12-31-2016
12-31-2016
Formidable Asset Management, LLC
221 E. 4th Street
Suite 2850
Cincinnati
OH
45202
13F HOLDINGS REPORT
028-15660
N
William Brown
Chief Executive Officer and Managing Partner
513-655-5566
William Brown
Cincinnati
OH
02-07-2017
0
171
196717
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
PROCTER AND GAMBLE COMPANY
Common
742718109
30944
368034
SH
SOLE
0
0
368034
CHEMED CORPORATION NEW
Common
16359R103
14211
88594
SH
SOLE
0
0
88594
APPLE INCORPORATED
Common
037833100
1263
91028
SH
SOLE
2000
0
89028
GENERAL ELECTRIC COMPANY
Common
369604103
7956
251776
SH
SOLE
0
0
251776
EATON VANCE TAX ADVT DIV INCM
Equity
27828G107
6568
319773
SH
SOLE
0
0
319773
FACEBOOK INCORPORATED CLASS A
Common
30303M102
5567
48402
SH
SOLE
500
0
47902
BANK AMER CORPORATION
Common
060505104
5029
227550
SH
SOLE
0
0
227550
EATON VANCE TAX MNGD GBL DV EQ
Equity
27829F108
5265
629389
SH
SOLE
3000
0
629389
STOCK YDS BANCORP INCORPORATED
Common
861025104
4682
99730
SH
SOLE
0
0
99730
EXXON MOBIL CORPORATION
Common
30231G102
4160
46086
SH
SOLE
0
0
46086
ETF SER SOLUTIONS APTUS BEHAVIORAL MOMENTUM ETF
Exchange Traded Funds
26922A784
3611
139586
SH
SOLE
0
0
139586
MICROSOFT CORPORATION
Common
594918104
2971
47804
SH
SOLE
0
0
47804
LAS VEGAS SANDS CORPORATION
Common
517834107
2758
51639
SH
SOLE
0
0
51639
AMERICAN CAP LIMITED
Equity
02503Y103
2565
143136
SH
SOLE
0
0
143136
CHEVRON CORPORATION NEW
Common
166764100
2025
17208
SH
SOLE
0
0
17208
ADCARE HEALTH SYSTEMS INCORPORATED COM NEW
Common
00650W300
1975
1352866
SH
SOLE
0
0
1352866
OASIS PETE INCORPORATED NEW
Common
674215108
1980
130775
SH
SOLE
5000
0
125775
CHICAGO BRIDGE & IRON COMPANY N V
Ordinary Shares
167250109
2029
63907
SH
SOLE
4000
0
59907
INTEL CORPORATION
Common
458140100
1867
51481
SH
SOLE
0
0
51481
PEPSICO INCORPORATED
Common
713448108
1744
16667
SH
SOLE
0
0
16667
US BANCORP DEL COM NEW
Common
902973304
1564
30446
SH
SOLE
0
0
30446
GENERAL MLS INCORPORATED
Common
370334104
1546
25034
SH
SOLE
0
0
25034
MERCK & COMPANY INCORPORATED
Common
58933Y105
1529
25971
SH
SOLE
0
0
25971
PFIZER INCORPORATED
Common
717081103
1525
46964
SH
SOLE
0
0
46964
NUVEEN DOW 30 DYN OVERWRITE SHS
Equity
67075F105
1519
101275
SH
SOLE
0
0
101275
SCHLUMBERGER LIMITED
Ordinary Shares
806857108
1417
16873
SH
SOLE
0
0
16873
GENERAL DYNAMICS CORPORATION
Common
369550108
1376
7971
SH
SOLE
0
0
7971
SPDR S&P 500 ETF TRUST
Exchange Traded Funds
78462F103
1362
6091
SH
SOLE
0
0
6091
TRACTOR SUPPLY COMPANY
Common
892356106
1361
17955
SH
SOLE
0
0
17955
DOW CHEMICAL COMPANY
Common
260543103
1338
23380
SH
SOLE
0
0
23380
FIFTH THIRD BANCORP
Common
316773100
1323
49048
SH
SOLE
0
0
49048
HOME DEPOT INCORPORATED
Common
437076102
1244
9281
SH
SOLE
0
0
9281
BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW
Common
084670702
1241
7612
SH
SOLE
0
0
7612
CHURCH & DWIGHT INCORPORATED
Common
171340102
1161
26265
SH
SOLE
0
0
26265
CVS HEALTH CORPORATION
Common
126650100
1153
14608
SH
SOLE
0
0
14608
GRAINGER W W INCORPORATED
Common
384802104
1068
4600
SH
SOLE
0
0
4600
SYSCO CORPORATION
Common
871829107
1053
19018
SH
SOLE
0
0
19018
FORD MTR COMPANY DEL COM PAR $0.01
Common
345370860
1023
84326
SH
SOLE
0
0
84326
QUALYS INCORPORATED
Common
74758T303
1009
31890
SH
SOLE
0
0
31890
NIKE INCORPORATED CLASS B
Common
654106103
1007
19815
SH
SOLE
0
0
19815
INTERNATIONAL BUSINESS MACHINES
Common
459200101
978
5893
SH
SOLE
0
0
5893
MSC INDL DIRECT INCORPORATED CLASS A
Common
553530106
966
10455
SH
SOLE
0
0
10455
REPUBLIC BANCORP KY CLASS A
Common
760281204
961
24307
SH
SOLE
0
0
24307
KNIGHT TRANSN INCORPORATED
Common
499064103
935
28294
SH
SOLE
0
0
28294
3M COMPANY
Common
88579Y101
922
5161
SH
SOLE
0
0
5161
HONEYWELL INTERNATIONAL INCORPORATED
Common
438516106
897
7740
SH
SOLE
0
0
7740
PAYPAL HLDGS INCORPORATED
Common
70450Y103
835
21146
SH
SOLE
0
0
21146
WHITING PETE CORPORATION NEW
Common
966387102
939
78155
SH
SOLE
10000
0
68155
GENUINE PARTS COMPANY
Common
372460105
809
8466
SH
SOLE
0
0
8466
ROSS STORES INCORPORATED
Common
778296103
798
12162
SH
SOLE
0
0
12162
CUBIC CORPORATION
Common
229669106
787
16418
SH
SOLE
0
0
16418
JOHNSON & JOHNSON
Common
478160104
787
6827
SH
SOLE
0
0
6827
WHOLE FOODS MKT INCORPORATED
Common
966837106
909
29550
SH
SOLE
4000
0
25550
SANDERSON FARMS INCORPORATED
Common
800013104
782
8296
SH
SOLE
0
0
8296
DONALDSON INCORPORATED
Common
257651109
781
18554
SH
SOLE
0
0
18554
ALTRIA GROUP INCORPORATED
Common
02209S103
779
11525
SH
SOLE
0
0
11525
FOOT LOCKER INCORPORATED
Common
344849104
773
10901
SH
SOLE
0
0
10901
BIO TECHNE CORPORATION
Common
09073M104
772
7511
SH
SOLE
0
0
7511
DISNEY WALT COMPANY COM DISNEY
Common
254687106
764
7334
SH
SOLE
0
0
7334
ALPHABET INCORPORATED CAP STK CLASS C
Common
02079K107
760
985
SH
SOLE
0
0
985
HENRY JACK & ASSOC INCORPORATED
Common
426281101
749
8437
SH
SOLE
0
0
8437
UNITED TECHNOLOGIES CORPORATION
Common
913017109
746
6806
SH
SOLE
0
0
6806
EMERSON ELEC COMPANY
Common
291011104
746
13377
SH
SOLE
0
0
13377
SPECTRA ENERGY CORPORATION
Common
847560109
736
17920
SH
SOLE
0
0
17920
FACTSET RESH SYSTEMS INCORPORATED
Common
303075105
730
4464
SH
SOLE
0
0
4464
FIRST TR EXCHANGE TRADED FD VI DORSEY WRIGHT FOCUS 5 ETF
Exchange Traded Funds
33738R605
715
30889
SH
SOLE
0
0
30889
WILLIS TOWERS WATSON PUB LIMITED SHS
Ordinary Shares
G96629103
713
5827
SH
SOLE
0
0
5827
WELLS FARGO & COMPANY NEW
Common
949746101
711
12902
SH
SOLE
0
0
12902
ISHARES TR MSCI EAFE ETF
Exchange Traded Funds
464287465
710
12291
SH
SOLE
0
0
12291
AMGEN INCORPORATED
Common
031162100
697
4768
SH
SOLE
0
0
4768
QUALCOMM INCORPORATED
Common
747525103
694
10648
SH
SOLE
0
0
10648
V F CORPORATION
Common
918204108
692
12980
SH
SOLE
0
0
12980
APTARGROUP INCORPORATED
Common
038336103
687
9352
SH
SOLE
0
0
9352
MASTERCARD INCORPORATED CLASS A
Common
57636Q104
679
6578
SH
SOLE
0
0
6578
AT&T INCORPORATED
Common
00206R102
675
15860
SH
SOLE
0
0
15860
BLOCK H & R INCORPORATED
Common
093671105
664
28893
SH
SOLE
0
0
28893
CINCINNATI FINL CORPORATION
Common
172062101
653
8627
SH
SOLE
0
0
8627
BRISTOL MYERS SQUIBB COMPANY
Common
110122108
638
10915
SH
SOLE
0
0
10915
WILLIAMS SONOMA INCORPORATED
Common
969904101
625
12925
SH
SOLE
0
0
12925
HORMEL FOODS CORPORATION
Common
440452100
618
17759
SH
SOLE
0
0
17759
ALPHABET INCORPORATED CAP STK CLASS A
Common
02079K305
609
769
SH
SOLE
0
0
769
PNC FINL SVCS GROUP INCORPORATED
Common
693475105
608
5195
SH
SOLE
0
0
5195
PUBLIC STORAGE REIT
REITs
74460D109
601
2688
SH
SOLE
0
0
2688
PHILIP MORRIS INTERNATIONAL INCORPORATED
Common
718172109
599
6551
SH
SOLE
0
0
6551
WEYERHAEUSER COMPANY REIT
REITs
962166104
593
19700
SH
SOLE
0
0
19700
GENWORTH FINL INCORPORATED COM CLASS A
Common
37247D106
591
155001
SH
SOLE
0
0
155001
ORACLE CORPORATION
Common
68389X105
589
15331
SH
SOLE
0
0
15331
EATON VANCE TX ADV GLBL DIV FD
Equity
27828S101
577
41000
SH
SOLE
0
0
41000
DUKE ENERGY CORPORATION NEW COM NEW
Common
26441C204
568
7323
SH
SOLE
0
0
7323
ABBOTT LABS
Common
002824100
562
14634
SH
SOLE
0
0
14634
LOWES COMPANIES INCORPORATED
Common
548661107
550
7736
SH
SOLE
0
0
7736
FIRST TRUST MORNINGSTAR DIVID LEADERS INDEX FUND
Exchange Traded Funds
336917109
540
19473
SH
SOLE
0
0
19473
BLACKROCK INCORPORATED
Common
09247X101
529
1389
SH
SOLE
0
0
1389
NOVARTIS A G SPONSORED ADR
American Dep. Receipt
66987V109
518
7115
SH
SOLE
0
0
7115
EASTMAN CHEMICAL COMPANY
Common
277432100
514
6829
SH
SOLE
0
0
6829
KANSAS CITY SOUTHERN COM NEW
Common
485170302
512
6040
SH
SOLE
0
0
6040
MARATHON OIL CORPORATION
Common
565849106
677
39102
SH
SOLE
10000
0
29102
HERSHEY COMPANY
Common
427866108
496
4798
SH
SOLE
0
0
4798
COCA COLA COMPANY
Common
191216100
490
11822
SH
SOLE
0
0
11822
BOEING COMPANY
Common
097023105
488
3132
SH
SOLE
0
0
3132
CHUBB LIMITED
Ordinary Shares
H1467J104
486
3682
SH
SOLE
0
0
3682
PRUDENTIAL FINL INCORPORATED
Common
744320102
482
4635
SH
SOLE
0
0
4635
TJX COMPANIES INCORPORATED NEW
Common
872540109
476
6330
SH
SOLE
0
0
6330
EATON VANCE TX MGD DIV EQ INCM
Equity
27828N102
459
44385
SH
SOLE
0
0
44385
BP PLC SPONSORED ADR
American Dep. Receipt
055622104
445
11906
SH
SOLE
0
0
11906
GROUPON INCORPORATED
Common
399473107
543
153396
SH
SOLE
20000
0
133396
PERRIGO COMPANY PLC SHS
Ordinary Shares
G97822103
441
5303
SH
SOLE
0
0
5303
LABORATORY CORPORATION AMER HLDGS COM NEW
Common
50540R409
441
3435
SH
SOLE
0
0
3435
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
American Dep. Receipt
71654V408
530
52395
SH
SOLE
10000
0
42395
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN
Master Limited Partnership
01881G106
421
17943
SH
SOLE
0
0
17943
SCRIPPS NETWORKS INTERACT INCORPORATED CLASS A COM
Common
811065101
410
5740
SH
SOLE
0
0
5740
FEDEX CORPORATION
Common
31428X106
403
2165
SH
SOLE
0
0
2165
VERIZON COMMUNICATIONS INCORPORATED
Common
92343V104
401
7518
SH
SOLE
0
0
7518
PIMCO TOTAL RETURN ACTIVE ETF
Exchange Traded Funds
72201R775
395
3795
SH
SOLE
0
0
3795
EATON VANCE RISK MNGD DIV EQTY
Equity
27829G106
394
44024
SH
SOLE
0
0
44024
DIAGEO P L C SPON ADR NEW
American Dep. Receipt
25243Q205
383
3683
SH
SOLE
0
0
3683
FIRST TR VALUE LINE DIVID INDX SHS
Exchange Traded Funds
33734H106
378
13500
SH
SOLE
0
0
13500
JPMORGAN CHASE & COMPANY
Common
46625H100
361
4187
SH
SOLE
0
0
4187
REYNOLDS AMERICAN INCORPORATED
Common
761713106
344
6142
SH
SOLE
0
0
6142
NXP SEMICONDUCTORS N V
Ordinary Shares
N6596X109
343
3500
SH
SOLE
0
0
3500
Proshares TR
Exchange Traded Funds
74347B201
342
8387
SH
SOLE
0
0
8387
FEDERAL NATIONAL MORTGAGE ASSOCIATION
Common
313586109
479
122675
SH
SOLE
35000
0
87675
ISHARES TR RUSSELL 2000 ETF
Exchange Traded Funds
464287655
340
2525
SH
SOLE
0
0
2525
NETFLIX INCORPORATED
Common
64110L106
582
4695
SH
SOLE
2000
0
2695
SOUTHERN COPPER CORPORATION
Common
84265V105
319
9986
SH
SOLE
0
0
9986
BAXTER INTERNATIONAL INCORPORATED
Common
071813109
319
7189
SH
SOLE
0
0
7189
FIRSTATLANTIC FINL HLDGS INCORPORATED
Common
337651103
315
28407
SH
SOLE
0
0
28407
OCCIDENTAL PETE CORPORATION DEL
Common
674599105
313
4392
SH
SOLE
0
0
4392
SECTOR SPDR TR SBI INT-FINL
Exchange Traded Funds
81369Y605
307
13208
SH
SOLE
0
0
13208
EATON VANCE ENH EQTY INCORPORATED FD II
Equity
278277108
307
23950
SH
SOLE
0
0
23950
GILEAD SCIENCES INCORPORATED
Common
375558103
305
4260
SH
SOLE
0
0
4260
CISCO SYSTEMS INCORPORATED
Common
17275R102
304
10053
SH
SOLE
0
0
10053
KRAFT HEINZ COMPANY
Common
500754106
300
3431
SH
SOLE
0
0
3431
KIMBERLY CLARK CORPORATION
Common
494368103
287
2513
SH
SOLE
0
0
2513
VANGUARD LARGE CAP ETF
Exchange Traded Funds
922908637
287
2800
SH
SOLE
0
0
2800
ENERGY TRANSFER EQUITY L P COM UT LTD PTN
Master Limited Partnership
29273V100
283
14650
SH
SOLE
0
0
14650
BECTON DICKINSON & COMPANY
Common
075887109
278
1680
SH
SOLE
0
0
1680
NORFOLK SOUTHERN CORPORATION
Common
655844108
274
2534
SH
SOLE
0
0
2534
POWERSHARES QQQ TRUST UNIT SERIES 1
Exchange Traded Funds
73935A104
273
2300
SH
SOLE
0
0
2300
FIRST TR MLP & ENERGY INCOME
Equity
33739B104
263
16300
SH
SOLE
0
0
16300
MONDELEZ INTERNATIONAL INCORPORATED CLASS A
Common
609207105
258
5809
SH
SOLE
0
0
5809
ABBVIE INCORPORATED
Common
00287Y109
257
4112
SH
SOLE
0
0
4112
ROCKWELL AUTOMATION INCORPORATED
Common
773903109
247
1840
SH
SOLE
0
0
1840
NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS
Equity
670699107
240
12922
SH
SOLE
0
0
12922
COSTCO WHOLESALE CORPORATION NEW
Common
22160K105
236
1471
SH
SOLE
0
0
1471
SPDR INDEX SHS FUNDS DJ EURO STOXX 50 ETF
Exchange Traded Funds
78463X202
402
12010
SH
SOLE
5000
0
7010
STIFEL FINL CORPORATION
Common
860630102
233
4662
SH
SOLE
0
0
4662
CLAYMORE ETF TRUST GUGGENHEIM RAYMOND JAMES
Exchange Traded Funds
18383M613
227
5900
SH
SOLE
0
0
5900
WEST SHORE BK CORPORATION
Common
955809108
224
8320
SH
SOLE
0
0
8320
AMAZON COM INCORPORATED
Common
023135106
223
297
SH
SOLE
0
0
297
CINTAS CORPORATION
Common
172908105
219
1891
SH
SOLE
0
0
1891
HUNTINGTON BANCSHARES INCORPORATED
Common
446150104
217
16420
SH
SOLE
0
0
16420
INTERCONTINENTAL EXCHANGE INCORPORATED
Common
45866F104
210
3715
SH
SOLE
0
0
3715
ISHARES TR CORE MSCI EAFE
Exchange Traded Funds
46432F842
209
3902
SH
SOLE
0
0
3902
ARIAD PHARMACEUTICALS INCORPORATED
Common
04033A100
202
16266
SH
SOLE
0
0
16266
NUVEEN OHIO QLTY MUN INCOME FD
Equity
670980101
199
13708
SH
SOLE
0
0
13708
MCDONALDS CORPORATION
Common
580135101
193
1587
SH
SOLE
0
0
1587
VALERO ENERGY CORPORATION NEW
Common
91913Y100
193
2818
SH
SOLE
0
0
2818
MW BANCORP INCORPORATED
Common
55400T106
189
10000
SH
SOLE
0
0
10000
FIRST TRUST ETF II ENERGY ALPHADEX FUND
Exchange Traded Funds
33734X127
183
11080
SH
SOLE
0
0
11080
FRONTIER COMMUNICATIONS CORPORATION
Common
35906A108
148
43661
SH
SOLE
0
0
43661
MALLINCKRODT PUB LIMITED COMPANY SHS
Ordinary Shares
G5785G107
245
4901
SH
SOLE
2000
0
2901
BLACKROCK MUN INCOME TR SH BEN INT
Equity
09248F109
141
10198
SH
SOLE
0
0
10198
SHAKE SHACK INCORPORATED CLASS A
Common
819047101
240
6710
SH
SOLE
3500
0
3210
OPKO HEALTH INCORPORATED
Common
68375N103
108
11638
SH
SOLE
0
0
11638
BAYTEX ENERGY CORPORATION
Ordinary Shares
07317Q105
177
36400
SH
SOLE
15000
0
21400
BIOSCRIP INCORPORATED
Common
09069N108
104
99225
SH
SOLE
15000
0
84225
SEADRILL LIMITED SHS
Ordinary Shares
G7945E105
106
26235
SH
SOLE
5000
0
21235
ALCOBRA LIMITED SHS
Ordinary Shares
M2239P109
29
13785
SH
SOLE
0
0
13785
LEGACY RESVS LP UNIT LP INT
Master Limited Partnership
524707304
28
13443
SH
SOLE
0
0
13443
REX ENERGY CORPORATION
Common
761565100
18
38189
SH
SOLE
16189
0
22000
CYTRX CORPORATION COM PAR
Common
232828509
7
14250
SH
SOLE
5000
0
14250