0001591505-20-000006.txt : 20201110 0001591505-20-000006.hdr.sgml : 20201110 20201110142807 ACCESSION NUMBER: 0001591505-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201110 DATE AS OF CHANGE: 20201110 EFFECTIVENESS DATE: 20201110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Swan Global Investments, LLC CENTRAL INDEX KEY: 0001591505 IRS NUMBER: 841504885 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16047 FILM NUMBER: 201300695 BUSINESS ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 BUSINESS PHONE: 9703828901 MAIL ADDRESS: STREET 1: 1099 MAIN AVE. STREET 2: SUITE 206 CITY: DURANGO STATE: CO ZIP: 81301 FORMER COMPANY: FORMER CONFORMED NAME: Swan Wealth Advisors, Inc. DATE OF NAME CHANGE: 20131108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001591505 XXXXXXXX 09-30-2020 09-30-2020 Swan Global Investments, LLC

1099 MAIN AVE. SUITE 206 DURANGO CO 81301

13F HOLDINGS REPORT 028-16047 N Brad Ackerman 813-575-7577 Bradley O. Ackerman TAMPA FL 11-10-2020 1 31 3431295 false 1 0001591478 028-16131 Swan Capital Management, LLC INFORMATION TABLE 2 SEC13F.xml Q3 SGI 13F iShares MSCI Emerging Markets Indx ETF EEM 464287234 10800 244950 SH SOLE 0 0 244950 iShares MSCI Emerging Markets Indx ETF EEM Call 464287904 7795 155900 SH Call SOLE 0 0 155900 iShares MSCI Emerging Markets Indx ETF EEM Put 464287954 83065 2056700 SH Put SOLE 0 0 2056700 iShares MSCI EAFE ETF EFA 464287465 36140 567800 SH SOLE 0 0 567800 iShares MSCI EAFE ETF EFA Call 464287905 803 11000 SH Call SOLE 0 0 11000 iShares MSCI EAFE ETF EFA Put 464287955 34542 568100 SH Put SOLE 0 0 568100 SPDR Gold Trust GLD 78463V107 9458 53400 SH SOLE 0 0 53400 SPDR Gold Trust GLD Put 78463V957 9612 53400 SH Put SOLE 0 0 53400 ishares ETF - CORE MSCI EMKT IEMG 46434G103 26521 502300 SH SOLE 0 0 502300 IShares ETF-Rus2000 IWM 464287655 36639 244600 SH SOLE 0 0 244600 IShares ETF-Rus2000 IWM Put 464287955 390 2600 SH Put SOLE 0 0 2600 POWERSHARES QQQ TRUST QQQ 73935A104 718 2585 SH SOLE 0 0 2585 POWERSHARES QQQ TRUST QQQ Call 73935A904 714 2100 SH Call SOLE 0 0 2100 POWERSHARES QQQ TRUST QQQ Put 73935A954 525 2100 SH Put SOLE 0 0 2100 SPDR S&P 500 ETF TR SPY 78462F103 418789 1250526 SH SOLE 0 0 1250526 SPDR S&P 500 ETF TR SPY Call 78462F903 14244 41400 SH Call SOLE 0 0 41400 SPDR S&P 500 ETF TR SPY Put 78462F953 1321721 4330800 SH Put SOLE 0 0 4330800 IShares ETF-20yr TLT 464287432 2841 17400 SH SOLE 0 0 17400 IShares ETF-20yr TLT Put 464287952 2598 17400 SH Put SOLE 0 0 17400 SELECT SECTOR SPDR TR XLB 81369Y100 99427 1562329 SH SOLE 0 0 1562329 SELECT SECTOR SPDR TR XLC 81369Y852 162422 2734369 SH SOLE 0 0 2734369 SELECT SECTOR SPDR TR XLE 81369Y506 78323 2615120 SH SOLE 0 0 2615120 SELECT SECTOR SPDR TR XLF 81369Y605 118662 4929855 SH SOLE 0 0 4929855 SELECT SECTOR SPDR TR XLF Put 81369Y955 324 18000 SH Put SOLE 0 0 18000 SELECT SECTOR SPDR TR XLI 81369Y704 127283 1653452 SH SOLE 0 0 1653452 SELECT SECTOR SPDR TR XLK 81369Y803 259858 2226716 SH SOLE 0 0 2226716 SELECT SECTOR SPDR TR XLP 81369Y308 113731 1774280 SH SOLE 0 0 1774280 SELECT SECTOR SPDR TR XLRE 81369Y860 29968 849668 SH SOLE 0 0 849668 SELECT SECTOR SPDR TR XLU 81369Y886 72105 1214291 SH SOLE 0 0 1214291 SELECT SECTOR SPDR TR XLV 81369Y209 183097 1735851 SH SOLE 0 0 1735851 SELECT SECTOR SPDR TR XLY 81369Y407 168180 1144241 SH SOLE 0 0 1144241