Chief Compliance Officer

0001214659-20-007183.txt : 20200814 0001214659-20-007183.hdr.sgml : 20200814 20200814160429 ACCESSION NUMBER: 0001214659-20-007183 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Private Capital Management, LLC CENTRAL INDEX KEY: 0001588456 IRS NUMBER: 463167283 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15645 FILM NUMBER: 201104974 BUSINESS ADDRESS: STREET 1: 8889 PELICAN BAY BOULEVARD, SUITE 500 CITY: NAPLES STATE: FL ZIP: 34108 BUSINESS PHONE: 239-254-2500 MAIL ADDRESS: STREET 1: 8889 PELICAN BAY BOULEVARD, SUITE 500 CITY: NAPLES STATE: FL ZIP: 34108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001588456 XXXXXXXX 06-30-2020 06-30-2020 false Private Capital Management, LLC

8889 Pelican Bay Boulevard, Suite 500 Naples FL 34108

13F HOLDINGS REPORT 028-15645 N Chad Atkins Chief Compliance Officer 239-254-2500 /s/ Chad Atkins Naples FL 08-13-2020 0 77 404021 INFORMATION TABLE 2 infotable.xml Air Transport Services Group, COM 00922R105 17054 765779 SH DFND 183044 582735 0 Asure Software Inc. COM 04649U102 11963 1860438 SH DFND 473458 1386980 0 Barrett Business Services COM 068463108 8379 157702 SH DFND 23154 134548 0 CapStar Financial Holdings, In COM 14070T102 3808 317357 SH DFND 71584 245773 0 Celanese Corp. COM 150870103 4858 56269 SH DFND 9230 47039 0 Community Financial Corporatio COM 20368X101 3679 150761 SH DFND 16885 133876 0 Dirtt Environmental Solutions COM 25490H106 3280 2710414 SH DFND 522148 2188266 0 ECN Capital Corporation COM 26829L107 21813 7626778 SH DFND 2075750 5551028 0 Everi Holdings, Inc. COM 30034T103 8524 1652029 SH DFND 410636 1241393 0 Fiesta Restaurant Group, Inc. COM 31660B101 11307 1772191 SH DFND 507148 1265043 0 First Northwest Bancorp COM 335834107 9338 751848 SH DFND 187952 563896 0 Gildan Activewear, Inc. COM 375916103 6581 424871 SH DFND 88480 336391 0 Hometrust Bancshares Inc. COM 437872104 6108 381768 SH DFND 66720 315048 0 INTL FCStone, Inc. COM 46116V105 32357 588308 SH DFND 161832 426476 0 Imax Corporation COM 45245E109 14684 1309892 SH DFND 326300 983592 0 Information Services Group COM 45675Y104 13547 6544384 SH DFND 1652791 4891593 0 Jefferies Financial Group Inc. COM 47233W109 15021 965990 SH DFND 249645 716345 0 KKR & Co. Inc. Cl A COM 48251W104 27480 889897 SH DFND 223945 665952 0 Lantheus Holdings Inc. COM 516544103 2222 155361 SH DFND 18241 137120 0 Motorcar Parts of America, Inc COM 620071100 21988 1244373 SH DFND 313143 931230 0 Northrim BanCorp, Inc. COM 666762109 1753 69713 SH DFND 8725 60988 0 Perion Network Ltd. COM M78673114 11160 2133769 SH DFND 604091 1529678 0 PowerFleet, Inc. COM 73931J109 6204 1342883 SH DFND 548545 794338 0 QuinStreet, Inc. COM 74874Q100 33358 3189089 SH DFND 1006263 2182826 0 Raymond James Financial, Inc. COM 754730109 7776 112973 SH DFND 17925 95048 0 Safeguard Scientifics, Inc. COM 786449207 161 23000 SH DFND 23000 0 0 SmartFinancial Inc. COM 83190L208 7502 463661 SH DFND 142399 321262 0 Stoneridge, Inc. COM 86183P102 9029 437048 SH DFND 106180 330868 0 Synovus Financial Corp. COM 87161C501 8401 409195 SH DFND 100550 308645 0 Target Hospitality Corp. COM 87615L107 5529 3271560 SH DFND 843586 2427974 0 Tronox Holdings PLC COM G9087Q102 18920 2620548 SH DFND 722510 1898038 0 Visteon Corp. COM 92839U206 14706 214682 SH DFND 68703 145979 0 WSFS Financial Corp. COM 929328102 5640 196526 SH DFND 53851 142675 0 Zimmer Biomet Holdings, Inc. COM 98956P102 5875 49224 SH DFND 7895 41329 0 AMC Networks Inc. COM 00164V103 269 11500 SH Call DFND 11500 0 0 American Express Co. COM 025816109 209 2200 SH Call DFND 2200 0 0 Bill Com Hldgs Inc. COM 090043100 226 2500 SH Call DFND 2500 0 0 CF Industries COM 125269100 281 10000 SH Call DFND 10000 0 0 Clorox Co. COM 189054109 1053 4800 SH Call DFND 4800 0 0 Coca Cola Co. COM 191216100 626 14000 SH Call DFND 14000 0 0 Cryolife Inc. COM 228903100 383 20000 SH Call DFND 20000 0 0 H&R Block Inc. COM 093671105 221 15500 SH Call DFND 15500 0 0 Health Care Select Sector SPDR Fund COM G5960L103 715 7800 SH Call DFND 7800 0 0 Health Care Select Sector SPDR Fund COM 81369Y209 1001 10000 SH Call DFND 10000 0 0 iShares iBoxx $ High Yield Corporate Bond ETF COM 464288513 326 4000 SH Call DFND 4000 0 0 iShares Russell 2000 Value ETF COM 464287630 487 5000 SH Call DFND 5000 0 0 Medallia Inc. COM 584021109 328 13000 SH Call DFND 13000 0 0 Molson Coors COM 60871R209 687 20000 SH Call DFND 20000 0 0 Olin Corp. COM 680665205 230 20000 SH Call DFND 20000 0 0 Pfizer Inc. COM 717081103 719 22000 SH Call DFND 22000 0 0 Phillips 66 COM 718546104 784 10900 SH Call DFND 10900 0 0 Pilgrims Pride Corp. COM 72147K108 656 12500 SH Call DFND 12500 0 0 Southern Co. COM 842587107 337 6500 SH Call DFND 6500 0 0 SPDR DJ Industrial Average ETF Trust COM 78467X109 1289 5000 SH Call DFND 5000 0 0 Sysco Corp. COM 871829107 421 7700 SH Call DFND 7700 0 0 Utilities Select Sector SPDR Fund COM 81369Y886 1016 18000 SH Call DFND 18000 0 0 AMC Networks Inc. COM 00164V103 269 11500 SH Put DFND 11500 0 0 American Express Co. COM 025816109 447 4700 SH Put DFND 4700 0 0 Bill Com Hldgs Inc. COM 090043100 226 2500 SH Put DFND 2500 0 0 CF Industries COM 125269100 281 10000 SH Put DFND 10000 0 0 Clorox Co. COM 189054109 1053 4800 SH Put DFND 4800 0 0 Coca Cola Co. COM 191216100 626 14000 SH Put DFND 14000 0 0 H&R Block Inc. COM 093671105 214 15000 SH Put DFND 15000 0 0 Health Care Select Sector SPDR Fund COM G5960L103 871 9500 SH Put DFND 9500 0 0 Health Care Select Sector SPDR Fund COM 81369Y209 1001 10000 SH Put DFND 10000 0 0 iShares iBoxx $ High Yield Corporate Bond ETF COM 464288513 326 4000 SH Put DFND 4000 0 0 iShares Russell 2000 Value ETF COM 464287630 487 5000 SH Put DFND 5000 0 0 Medallia Inc. COM 584021109 328 13000 SH Put DFND 13000 0 0 Molson Coors COM 60871R209 687 20000 SH Put DFND 20000 0 0 Olin Corp. COM 680665205 230 20000 SH Put DFND 20000 0 0 Pfizer Inc. COM 717081103 719 22000 SH Put DFND 22000 0 0 Phillips 66 COM 718546104 755 10500 SH Put DFND 10500 0 0 Pilgrims Pride Corp. COM 72147K108 169 10000 SH Put DFND 10000 0 0 Southern Co. COM 842587107 337 6500 SH Put DFND 6500 0 0 SPDR DJ Industrial Average ETF Trust COM 78467X109 1289 5000 SH Put DFND 5000 0 0 Sysco Corp. COM 871829107 421 7700 SH Put DFND 7700 0 0 Utilities Select Sector SPDR Fund COM 81369Y886 1016 18000 SH Put DFND 18000 0 0