0001580642-17-006059.txt : 20171113
0001580642-17-006059.hdr.sgml : 20171110
20171113144410
ACCESSION NUMBER: 0001580642-17-006059
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
EFFECTIVENESS DATE: 20171113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Winch Advisory Services, LLC
CENTRAL INDEX KEY: 0001585822
IRS NUMBER: 391923903
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1213
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16148
FILM NUMBER: 171195329
BUSINESS ADDRESS:
STREET 1: 424 E WISCONSIN AVENUE
CITY: APPLETON
STATE: WI
ZIP: 54911
BUSINESS PHONE: 920-739-8577
MAIL ADDRESS:
STREET 1: 424 E WISCONSIN AVENUE
CITY: APPLETON
STATE: WI
ZIP: 54911
13F-HR
1
primary_doc.xml
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0001585822
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09-30-2017
09-30-2017
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Winch Advisory Services, LLC
424 E Wisconsin Avenue
Appleton
WI
54911
13F HOLDINGS REPORT
028-16148
N
Christina V. Winch
CEO
920-739-8577
/s/ Christina V. Winch
Appleton
WI
11-13-2017
0
312
153736
INFORMATION TABLE
2
infotable.xml
HIGHLANDS REIT INC NSA
COM
43199G105
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10000
SH
SOLE
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10000
INVENTRUST PROPERTIES CORP NSA
COM
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33
10000
SH
SOLE
0
0
10000
ALCOA CORPORATION COM
COM
013872106
1
11
SH
SOLE
0
0
11
AVANTAIR INC COM
COM
05350T101
0
300
SH
SOLE
0
0
300
APPLE INC COM
COM
037833100
8223
53185
SH
SOLE
0
0
53185
ABBVIE INC COM
COM
00287Y109
5
54
SH
SOLE
0
0
54
ABBOTT LABS COM
COM
002824100
34
630
SH
SOLE
0
0
630
ISHARES MSCI ACWI ETF
MSCI ACWI ETF
464288257
28
409
SH
SOLE
0
0
409
ADAMIS PHARMACEUTICALS CORP COM
COM
00547W208
13
2500
SH
SOLE
0
0
2500
AFLAC INC CM
COM
001055102
18
216
SH
SOLE
0
0
216
ISHARES CORE US AGGREGATE BOND ETF
CORE TOTUSBD ETF
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270
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270
ALLERGAN PLC COM
COM
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AGNC INVESTMENT CORP COM
COM
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ALBEMARLE CORP COM
COM
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AMERIPRISE FINL ICN COM
COM
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AMAZON.COM INC COM
COM
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ANADARKO PETROL CORP COM
COM
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145
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ARCONIC INC COM
COM
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ASSOCIATED BANC CORP COM
COM
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582
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ASHLAND GLOBAL HOLDINGS INC COM
COM
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Activision Blizzard, Inc.
COM
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GOLDEN MINERALS CO COM
COM
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BROADCOM LIMITED COM
COM
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BOEING CO COM
COM
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224
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ALIBABA GROUP HLDG LTD ADR
SPON ADR
01609W102
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909
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909
BANK OF AMERICA CORP COM
COM
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2212
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2212
BANK OF AMERICA CORP PFD
PREFERRED STOCK
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332
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332
BREITBURN ENERGY PARTNERS LP COM
COM
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239
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239
BCE INC COM
COM
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223
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BAYCOM CORP COM
COM
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2431
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BLUCORA INC COM
COM
095229100
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2
BIOCRYST PHARMACEUTICALS INC COM
COM
09058V103
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200
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200
BRIGHTHOUSE FINL INC COM
COM
10922N103
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19
BROOKFIELD INFR PART LP COM
COM
G16252101
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14
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0
14
BANK MONTREAL QUE COM COM
COM
063671101
82
1088
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1088
BEMIS INC COM
COM
081437105
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62
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SOLE
0
0
62
BRISTOL-MYERS SQUIBB CM
COM
110122108
2
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SOLE
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36
BP PLC SPONS ADR
COM
055622104
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BERKSHIRE HATHAWAY INC DEL CL B
CL B NEW
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18869
VANGUARD SHORT TERM BOND FUND
ETF
921937827
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50258
SH
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THE BLACKSTONE GROUP LP COM
COM
09253U108
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113
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113
Citigroup Inc
COM
172967424
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799
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0
0
799
CENTERRA GOLD INC COM
COM
152006102
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19
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19
CARA THERAPEUTICS INC COM
COM
140755109
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200
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0
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200
CATERPILLAR INC COM
COM
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75
558
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558
CANNABIS SATIVA INC COM
COM
13764T105
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164
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164
CHOICE BANCORP INC COM
COM
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CELGENE CORP COM
COM
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8350
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SOLE
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8350
CULLEN FROST BANKERS COM
COM
229899109
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21
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21
CHEGG INC COM
COM
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500
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CHECK POINT SOFTWARE TECH COM
COM
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CIENA CORP COM
COM
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COLGATE PALMOLIVE CO COM
COM
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CLEANTECH SOLUTIONS INTL INC COM
COM
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CLARENT CORP COM
COM
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CLOROX COMPANY COM
COM
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CUMMINS INC COM
COM
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CENTERPOINT ENERGY INC COM
COM
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CONOCOPHILLIPS CORP COM
COM
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CRRC CORP LTD ORD
COM
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CISCO SYSTEMS INC COM
COM
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CHEVRON CORP COM
COM
166764100
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CEMEX S.A.B. DE C.V. SPONS ADR PART CER
SPON ADR
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CYBERARK SOFTWARE LTD ORD
COM
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DUCOMMUN INC DEL COM
COM
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DEERE & CO COM
COM
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CREDIT SUISSE HIGH YIELD BD COM
SH BEN INT
22544F103
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WALT DISNEY CO COM
COM
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COM
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DOVER CORP COM
COM
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DUKE ENERGY HOLDINGS CORP COM
COM
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DYNAVAX TECHNOLOGIES COM
COM
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COM
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DYNEX CAPITAL INC COM
COM
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E DIGITAL CORP COM
COM
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ETF
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ELECTRONIC GAME CARD INC COM
COM
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ENBRIDGE INC COM
COM
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COM
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ENERPLUS CORP COM
COM
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E-TRADE FINANCIAL CORP NEW COM
COM
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EXELIXIS INC COM
COM
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FORD MOTOR COM
COM
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ABERDEEN ASIA-PAC PRIME INC COM
COM
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FACEBOOK INC COM
COM
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FIRST TRUST DJ INTERNET
ETF
33733E302
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FIRSTENERGY CORP COM
COM
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FIDELITY NATIONAL INFO SVCS COM
COM
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Fifth Third Bancorp
COM
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F M C CORP COM
COM
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FREDDIE MAC COM
COM
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FANNIE MAE COM
COM
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FRANCO NEVADA CORP COM
COM
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FIFTH STREET FINANCIAL CORP COM
COM
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GCL-POLY ENERGY HOLDINGS LTD COM
COM
G3774X108
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4000
GENERAL DYNAMICS CORP COM
COM
369550108
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VANECK VECTORS GOLD MINERS ETF
GOLD ETF
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100
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100
GENERAL ELECTRIC CO COM
COM
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GILEAD SCIENCES INC COM
COM
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SPDR GOLD TR GOLD SHS ETF
GOLD ETF
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RANDGOLD RESOURCES LTD ADR
COM
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COM
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ALPHABET INC CL A
COM
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415
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GOVERNMENT PROPERTIES INCM TR COM
COM
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COM
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COM
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1000
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COM
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GW PHARMACEUTICALS PLC ADR
COM
36197T103
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ETF MANAGERS TR PRIME CYBER SCRTY ETF
ETF
26924G201
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65
HALLIBURTON CO COM
COM
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HUNTINGTON BANCSHARES INC COM
COM
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HANESBRAND INC COM
COM
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WELLTOWER INC COM
COM
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HOME DEPOT INC COM
COM
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53
HONDA MOTOR LTD ADR NEW
COM
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349
HARLEY DAVIDSON INC COM
COM
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HONEYWELL INTERNATIONAL INC COM
COM
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HP INC COM
COM
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HEARTLAND FINANCIAL USA INC COM
COM
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HYDROGENICS CORP COM
COM
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268
HALYARD HEALTH INC COM
COM
40650V100
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ISHARES GOLD TRUST COM
ETF
464285105
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200
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200
ISHARES NASDAQ BIOTECHNOLOGY ETF
BIOTECH ETF
464287556
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14039
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14039
INTL BUSINESS MACHINES COM
COM
459200101
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34
Illumina, Inc.
COM
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INTEL CORP COM
COM
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600
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COM
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IPG PHOTONICS CORP COM
COM
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75
IRON MOUNTAIN INC COM
COM
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294
ILLINOIS TOOL WORKS INC COM
COM
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ISHARES CORE S&P 500 ETF
S&P 500 ETF
464287200
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316
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316
iShares Russell 2000 ETF
ETF
464287655
123
836
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836
iShares U.S. Real Estate ETF
ETF
464287739
71
867
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JETBLUE AIRWAYS CORP COM
COM
477143101
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67
JOHNSON CONTROLS INTL PLC COM
COM
G51502105
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JUST ENERGY GROUP INC ORD
COM
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JOHNSON & JOHNSON COM
COM
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JP MORGAN CHASE & CO COM
COM
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KEMET CORP COM
COM
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220
KLA-TENCOR CORP COM
COM
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COM
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COM
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COM
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ETF
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KRANESHARES TRUST CSI CHINA INTERNET ETF
ETF
500767306
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COM
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COM
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LOCKHEED MARTIN COM
COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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ETF
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COM
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COM
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COM
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Markel Corporation
COM
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MARTIN MARIETTA MATLS INC COM
COM
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3M CO COM
COM
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ALTRIA GROUP INC COM
COM
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MARATHON PETE CORP COM
COM
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COM
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COM
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COM
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COM
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COM
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766
SH
SOLE
0
0
766
ANNALY CAPITAL MANAGEMENT INC COM
COM
035710409
23
1894
SH
SOLE
0
0
1894
NORTHROP GRUMMAN CORP COM
COM
666807102
424
1474
SH
SOLE
0
0
1474
NOKIA CORP ADR
COM
654902204
1
115
SH
SOLE
0
0
115
NEENAH PAPER INC COM
COM
640079109
8
90
SH
SOLE
0
0
90
NOVAVAX INC COM
COM
670002104
2
2000
SH
SOLE
0
0
2000
NOVOCURE LTD ORD
COM
G6674U108
12
600
SH
SOLE
0
0
600
NVIDIA CORP COM
COM
67066G104
188
949
SH
SOLE
0
0
949
VANECK VECTORS OIL SERVICES ETF
ETF
92189F718
36
1364
SH
SOLE
0
0
1364
ONEOK INC CM (NEW)
COM
682680103
6
102
SH
SOLE
0
0
102
ORACLE CORP COM
COM
68389X105
1
16
SH
SOLE
0
0
16
JANUS THE ORGANICS
ETF
47103U605
5
180
SH
SOLE
0
0
180
OSHKOSH CORPORATION COM
COM
688239201
3
37
SH
SOLE
0
0
37
PALO ALTO NETWORKS COM
COM
697435105
3
22
SH
SOLE
0
0
22
PRICELINE GROUP INC COM
COM
741503403
1252
684
SH
SOLE
0
0
684
PEPSICO INC COM
COM
713448108
45
406
SH
SOLE
0
0
406
PFIZER INC COM
COM
717081103
1420
39764
SH
SOLE
0
0
39764
PRINCIPAL FINANCIAL GROUP COM
COM
74251V102
19
295
SH
SOLE
0
0
295
PROCTER GAMBLE CO COM
COM
742718109
239
2630
SH
SOLE
0
0
2630
POWERSHARES BUYBACK ACH
ETF
73935X286
43
766
SH
SOLE
0
0
766
PLEXUS CORP COM
COM
729132100
11
200
SH
SOLE
0
0
200
PENNANT INVESTMENT CORP COM
COM
708062104
6
775
SH
SOLE
0
0
775
PRUDENTIAL FINANCIAL INC COM
COM
744320102
13
119
SH
SOLE
0
0
119
PUBLIC STORAGE COM
COM
74460D109
14
66
SH
SOLE
0
0
66
PROSPECT CAPITAL CORPORATION COM
COM
74348T102
3
516
SH
SOLE
0
0
516
PHILLIPS 66 COM
COM
718546104
2
22
SH
SOLE
0
0
22
PATTERSON-UTI ENERGY INC COM
COM
703481101
5
226
SH
SOLE
0
0
226
PAYPAL HLDGS INC COM
COM
70450Y103
87
1249
SH
SOLE
0
0
1249
QUINTILES IMS HOLDINGS INC COM
COM
74876Y101
5
55
SH
SOLE
0
0
55
QUALCOMM INC COM
COM
747525103
1
10
SH
SOLE
0
0
10
POWERSHARES QQQ
ETF
73935A104
59
385
SH
SOLE
0
0
385
QUAD/GRAPHICS INC CLASS A COM
COM
747301109
23
1000
SH
SOLE
0
0
1000
ROYAL DUTCH SHELL PLC ADR CLASS A
COM
780259206
3
52
SH
SOLE
0
0
52
ROYAL GOLD INC COM
COM
780287108
8
91
SH
SOLE
0
0
91
ETF CONCEPTS TRUST ROBO GLBL ROBOTICS & AUTOMATIN
ETF
301505707
1
28
SH
SOLE
0
0
28
ROCKWELL AUTOMATION INC COM
COM
773903109
1269
7120
SH
SOLE
0
0
7120
ROPER TECHNOLOGIES INC COM
COM
776696106
322
1322
SH
SOLE
0
0
1322
PACIFIC COAST OIL TRUST UNIT
COM
694103102
1
461
SH
SOLE
0
0
461
RAPID7 INC COM
COM
753422104
5
297
SH
SOLE
0
0
297
RAYTHEON CO COM
COM
755111507
43
231
SH
SOLE
0
0
231
REVANCE THERAPEUTICS INC COM
COM
761330109
6
200
SH
SOLE
0
0
200
STARBUCKS CORP COM
COM
855244109
19
355
SH
SOLE
0
0
355
ALPS ETF TRUST SECTOR DIVIDEND DOGS
COM
00162Q858
6
145
SH
SOLE
0
0
145
SHOPIFY INC COM CL A
COM
82509L107
3
22
SH
SOLE
0
0
22
GLOBAL X SILVER MINERS ETF
SILVER ETF
37954Y848
3
102
SH
SOLE
0
0
102
SMUCKER J M CO COM
COM
832696405
1
14
SH
SOLE
0
0
14
SCHLUMBERGER LTD COM
COM
806857108
258
3693
SH
SOLE
0
0
3693
ISHARES SILVER TRUST
SILVER ETF
46428Q109
3
170
SH
SOLE
0
0
170
VANECK VECTORS SEMICONDUCTOR ETF
ETF
92189F676
4
38
SH
SOLE
0
0
38
SNAP INC COM CL A
COM
83304A106
23
1555
SH
SOLE
0
0
1555
SCHNEIDER NATIONAL INC COM CL B
COM
80689H102
31
1235
SH
SOLE
0
0
1235
GLOBAL X INTERNET OF THINGS ETF
ETF
37954Y780
1
51
SH
SOLE
0
0
51
SOUTHERN CO COM
COM
842587107
28
567
SH
SOLE
0
0
567
SONIC CORP COM
COM
835451105
0
10
SH
SOLE
0
0
10
SUNPOWER CORPORATIONS COM
COM
867652406
0
45
SH
SOLE
0
0
45
SPDR TR S&P 500 ETF TR
TR UNIT
78462F103
1216
4716
SH
SOLE
0
0
4716
SASOL LTD LIMITED SPNSRD ADR
SPON ADR
803866300
5
185
SH
SOLE
0
0
185
SunTrust Banks Inc
COM
867914103
43
762
SH
SOLE
0
0
762
CONSTELLATION BRANDS INC CL A
COM
21036P108
16
80
SH
SOLE
0
0
80
SILVER BULLION TRUST COM
COM
827467101
14
1450
SH
SOLE
0
0
1450
SKYWORKS SOLUTIONS INC COM
COM
83088M102
1
13
SH
SOLE
0
0
13
SCHWEITZER-MAUDUIT COM
COM
808541106
2
50
SH
SOLE
0
0
50
STRYKER CORP COM
COM
863667101
1139
8019
SH
SOLE
0
0
8019
SYSCO CORP COM
COM
871829107
12
218
SH
SOLE
0
0
218
AT&T INC COM
COM
00206R102
4855
124069
SH
SOLE
0
0
124069
CONTAINER STORE GROUP INC COM
COM
210751103
0
15
SH
SOLE
0
0
15
TARGET CORP COM
COM
87612E106
35
596
SH
SOLE
0
0
596
ISHARES TIPS BOND ETF
ETF
464287176
96
842
SH
SOLE
0
0
842
T-MOBILE US INC COM
COM
872590104
2
26
SH
SOLE
0
0
26
TRANSCANADA CORP COM
COM
89353D107
6
115
SH
SOLE
0
0
115
TRACTOR SUPPLY CO COM
COM
892356106
10
152
SH
SOLE
0
0
152
TESLA INC COM
COM
88160R101
125
365
SH
SOLE
0
0
365
TAIWAN SEMICONDUCTOR ADR
COM
874039100
2
51
SH
SOLE
0
0
51
CANOPY GROWTH CORP COM
COM
138035100
1
70
SH
SOLE
0
0
70
TWO HARBORS INVESTMENT CORP REIT
COM
90187B408
88
8694
SH
SOLE
0
0
8694
UNDER ARMOUR INC COM CL C
COM
904311206
7
440
SH
SOLE
0
0
440
UNDER ARMOUR INC COM CLASS A
COM
904311107
3
158
SH
SOLE
0
0
158
UNITED STATES NAT GAS FUND ETF
ETF
912318201
24
3580
SH
SOLE
0
0
3580
UNITEDHEALTH GROUP INC COM
COM
91324P102
65
333
SH
SOLE
0
0
333
UNITI GROUP INC COM
COM
91325V108
2
129
SH
SOLE
0
0
129
United States Oil Fund LP
COM
91232N108
69
6018
SH
SOLE
0
0
6018
VISA INC CLASS A
COM
92826C839
661
6254
SH
SOLE
0
0
6254
VARIAN MEDICAL SYSTEMS INC COM
COM
92220P105
3
31
SH
SOLE
0
0
31
VANGUARD CRSP US SM CAP GROWTH IND ETF
ETF
922908595
6
36
SH
SOLE
0
0
36
VISTEON CORP COM
COM
92839U206
0
2
SH
SOLE
0
0
2
VANGUARD INTERMEDIATE TERM CORP BOND ET
BOND ETF
92206C870
3077
34964
SH
SOLE
0
0
34964
VANGUARD SHORT TERM CORP BOND ETF
BOND ETF
92206C409
56
699
SH
SOLE
0
0
699
VANGUARD FTSE DEVELOPED MARKETS ETF
ETF
921943858
8
176
SH
SOLE
0
0
176
VEREIT INC COM REIT
COM
92339V100
2
208
SH
SOLE
0
0
208
VANGUARD INTL EQUITY INDEX
ETF
922042775
3
57
SH
SOLE
0
0
57
V F CORP COM
COM
918204108
11
172
SH
SOLE
0
0
172
VANGUARD FTSE EUROPE ETF
ETF
922042874
6421
110090
SH
SOLE
0
0
110090
VANGUARD HEALTH CARE INDEX
ETF
92204A504
4688
30785
SH
SOLE
0
0
30785
VALERO ENERGY CORP NEW COM
COM
91913Y100
1237
16027
SH
SOLE
0
0
16027
VMWARE INC COM
COM
928563402
4
36
SH
SOLE
0
0
36
VODAFONE GROUP PLC ADR
SPON ADR
92857W308
24
831
SH
SOLE
0
0
831
VANGUARD INDEX FUNDS S&P 500 ETF
ETF
922908363
8
33
SH
SOLE
0
0
33
VANGUARD CRSP US MID CAP GROWTH IND ETF
ETF
922908538
5010
41154
SH
SOLE
0
0
41154
VAREX IMAGING CORP COM
COM
92214X106
0
12
SH
SOLE
0
0
12
VANGUARD TOTAL WORLD STOCK ETF
ETF
922042742
5
67
SH
SOLE
0
0
67
VANGUARD TOTAL STOCK MARKET ETF
ETF
922908769
8050
62150
SH
SOLE
0
0
62150
VENTAS INC COM
COM
92276F100
9
144
SH
SOLE
0
0
144
VANGUARD CRSP US LARGE CAP VALUE IND ET
ETF
922908744
7667
76804
SH
SOLE
0
0
76804
VALVOLINE INC COM
COM
92047W101
45
1935
SH
SOLE
0
0
1935
VANGUARD EMERGING MARKETS ETF
ETF
922042858
7290
167308
SH
SOLE
0
0
167308
VANGUARD HIGH DIVIDEND YIELD ETF
ETF
921946406
4827
59536
SH
SOLE
0
0
59536
VERIZON COMMUNICATIONS COM
COM
92343V104
4558
92099
SH
SOLE
0
0
92099
WALGREENS BOOTS ALLIANCE INC COM
COM
931427108
62
799
SH
SOLE
0
0
799
WELBILT INC COM
COM
949090104
656
28460
SH
SOLE
0
0
28460
WEC ENERGY GROUP INC COM
COM
92939U106
479
7631
SH
SOLE
0
0
7631
WELLS FARGO & CO COM
COM
949746101
154
2797
SH
SOLE
0
0
2797
WHITING PETROLEUM CORP COM
COM
966387409
8
1447
SH
SOLE
0
0
1447
WALTER ENERGY INC COM
COM
93317Q105
0
11
SH
SOLE
0
0
11
WASTE MANAGEMENT INC COM
COM
94106L109
50
644
SH
SOLE
0
0
644
WAL-MART STORES COM
COM
931142103
6
72
SH
SOLE
0
0
72
WHEATON PRECIOUS METALS CORP COM
COM
962879102
22
1154
SH
SOLE
0
0
1154
WESTERN UNION COM
COM
959802109
1
61
SH
SOLE
0
0
61
WYNN RESORTS LTD COM
COM
983134107
1274
8555
SH
SOLE
0
0
8555
UNITED STATES STEEL CORP COM
COM
912909108
19
732
SH
SOLE
0
0
732
XCEL ENERGY INC COM
COM
98389B100
1222
25820
SH
SOLE
0
0
25820
SELECT SECTOR SPDR TRUST MATERIALS SELECT SEC INDEX
ETF
81369Y100
3309
58262
SH
SOLE
0
0
58262
SELECT SECTOR SPDR TRUST ENERGY SELECT INDEX
ETF
81369Y506
64
920
SH
SOLE
0
0
920
SELECT SECTOR SPDR TRUST FINANCIAL SELECT SECTOR FUND
ETF
81369Y605
5030
194459
SH
SOLE
0
0
194459
SELECT SECTOR SPDR TRUST INDUSTRIAL SELECT INDEX
ETF
81369Y704
4693
66104
SH
SOLE
0
0
66104
SELECT SECTOR SPDR TRUST UTILITIES SELECT INDEX
ETF
81369Y886
5
93
SH
SOLE
0
0
93
SELECT SECTOR SPDR TRUST CONSUMER DIS SELECT INDEX
ETF
81369Y407
11
128
SH
SOLE
0
0
128
EXXON MOBIL CORPORATION COM
COM
30231G102
1860
22693
SH
SOLE
0
0
22693
SPDR SPDR S&P OIL & GAS EXPL & PROD
ETF
78464A730
2
67
SH
SOLE
0
0
67
XPO LOGISTICS INC COM
COM
983793100
26
390
SH
SOLE
0
0
390
YUM! BRANDS INC COM
COM
988498101
3
43
SH
SOLE
0
0
43
ZIMMER BIOMET HOLDINGS INC COM
COM
98956P102
18
155
SH
SOLE
0
0
155