0001584639-17-000001.txt : 20170213 0001584639-17-000001.hdr.sgml : 20170213 20170213143459 ACCESSION NUMBER: 0001584639-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 17598233 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001584639 XXXXXXXX 12-31-2016 12-31-2016 Yakira Capital Management, Inc.
991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880
13F HOLDINGS REPORT 028-15952 N
BRUCE KALLINS PRINCIPAL 203-341-0606 /s/ BRUCE KALLINS WESTPORT CT 02-07-2017 0 84 204977 false
INFORMATION TABLE 2 yakira13f20161231.xml A H BELO CORP COM CL A 001282102 228 35942 SH SOLE 228 0 0 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 129 15555 SH SOLE 129 0 0 ALLERGAN PLC SHS G0177J108 1729 8235 SH SOLE 1729 0 0 AMERICAN CAP LTD COM 02503Y103 30261 1688660 SH SOLE 30261 0 0 ANDINA ACQUISITION CORP II UNIT 99/99/9999 G0441P112 1964 187500 SH SOLE 1964 0 0 AVENUE INCOME CR STRATEGIES COM 05358E106 383 28482 SH SOLE 383 0 0 AVISTA HEALTHCARE PUB ACQ CO UNIT 99/99/9999 G0726L109 1519 150000 SH SOLE 1519 0 0 AXAR ACQUISITION CORP *W EXP 12/31/202 05455L110 11 142500 SH SOLE 11 0 0 B/E AEROSPACE INC COM 073302101 3190 53000 SH SOLE 3190 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 251 24740 SH SOLE 251 0 0 BOULEVARD ACQUISITION CL A 10157Q102 379 38319 SH SOLE 379 0 0 BOULEVARD ACQUISITION UNIT 99/99/9999 10157Q201 5278 519500 SH SOLE 5278 0 0 BROADCOM LTD SHS Y09827109 17 98 SH SOLE 17 0 0 BROADCOM LTD SHS Y09827109 4242 24000 SH Put SOLE 4242 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 751 60100 SH SOLE 751 0 0 CABELAS INC COM 126804301 3876 66200 SH SOLE 3876 0 0 CASCADE BANCORP COM NEW 147154207 1027 126500 SH SOLE 1027 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 3566 235072 SH SOLE 3566 0 0 COTY INC COM CL A 222070203 2770 151294 SH SOLE 2770 0 0 COVISINT CORP COM 22357R103 35 18549 SH SOLE 35 0 0 CROSSROADS CAP INC COM 227656105 303 142096 SH SOLE 303 0 0 CST BRANDS INC COM 12646R105 2663 55299 SH SOLE 2663 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 964 17539 SH SOLE 964 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 2141 78111 SH SOLE 2141 0 0 DIVIDEND & INCOME FUND COM NEW 25538A204 347 29306 SH SOLE 347 0 0 DOUBLE EAGLE ACQUISITION COR UNIT 99/99/9999 G28195108 4684 444000 SH SOLE 4684 0 0 ELECTRUM SPL ACQUISITION COR SHS G3105C104 1285 129645 SH SOLE 1285 0 0 ENDOCYTE INC COM 29269A102 36 14200 SH SOLE 36 0 0 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 1313 14205 SH SOLE 1313 0 0 FIDELITY & GTY LIFE COM 315785105 1256 53000 SH SOLE 1256 0 0 FIDELITY NATIONAL FINANCIAL FNFV GROUP COM 31620R402 241 17563 SH SOLE 241 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 162 21139 SH SOLE 162 0 0 G & K SVCS INC CL A 361268105 811 8408 SH SOLE 811 0 0 GABELLI EQUITY TR INC COM 362397101 1732 313808 SH SOLE 1732 0 0 GAS NAT INC COM 367204104 561 44680 SH SOLE 561 0 0 GP INVTS ACQUISITION COR SHS G40357124 716 72301 SH SOLE 716 0 0 HARMONY MERGER CORP UNIT 99/99/9999 413247206 773 75000 SH SOLE 773 0 0 HARMONY MERGER CORP COM 413247107 911 90000 SH SOLE 911 0 0 HARVEST NATURAL RESOURCES IN COM NEW 41754V202 948 153375 SH SOLE 948 0 0 HENNESSY CAP ACQUISITION COR COM 42588J100 1210 120000 SH SOLE 1210 0 0 INTEROIL CORP COM 460951106 1801 37842 SH SOLE 1801 0 0 KLA-TENCOR CORP COM 482480100 2932 37268 SH SOLE 2932 0 0 KOPIN CORP COM 500600101 67 23746 SH SOLE 67 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 477 92538 SH SOLE 477 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 2833 92610 SH SOLE 2833 0 0 LIBERTY GLOBAL PLC LILAC SHS CL C G5480U153 3316 156628 SH SOLE 3316 0 0 LUNA INNOVATIONS COM 550351100 51 34483 SH SOLE 51 0 0 MEDIA GEN INC NEW COM 58441K100 9300 493893 SH SOLE 9300 0 0 MERCHANTS BANCSHARES COM 588448100 1109 20465 SH SOLE 1109 0 0 MIDDLEBURG FINANCIAL CORP COM 596094102 2650 76253 SH SOLE 2650 0 0 MODUSLINK GLOBAL SOLUTIONS I COM NEW 60786L206 102 69804 SH SOLE 102 0 0 NEUBERGER BERMAN RE ES SEC F COM 64190A103 2956 550467 SH SOLE 2956 0 0 NORTHSTAR ASSET MGMT GROUP I COM 66705Y104 632 42353 SH SOLE 632 0 0 ORIGO ACQUISITION CORP SHS G67789126 3214 309070 SH SOLE 3214 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 581 41160 SH SOLE 581 0 0 PRISM TECHNOLOGIES GROUP INC COM 74273Y100 40 132586 SH SOLE 40 0 0 QUINPARIO ACQUISITION CORP 2 COM 74874U101 2426 243850 SH SOLE 2426 0 0 REALNETWORKS INC COM NEW 75605L708 139 28576 SH SOLE 139 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 3086 100500 SH SOLE 3086 0 0 RENTECH INC COM NEW 760112201 325 131249 SH SOLE 325 0 0 RITE AID CORP COM 767754104 12618 1531272 SH SOLE 12618 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 6391 475138 SH SOLE 6391 0 0 SAMSON OIL & GAS LTD SPON ADR NEW 796043206 10 14119 SH SOLE 10 0 0 SANOFI RIGHT 12/31/2020 80105N113 59 155177 SH SOLE 59 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 271 5580 SH SOLE 271 0 0 SPECTRA ENERGY CORP COM 847560109 8976 218450 SH SOLE 8976 0 0 ST JUDE MED INC COM 790849103 7057 88000 SH SOLE 7057 0 0 SUFFOLK BANCORP COM 864739107 1656 38676 SH SOLE 1656 0 0 SYNGENTA AG SPONSORED ADR 87160A100 6353 80368 SH SOLE 6353 0 0 TIME WARNER INC COM NEW 887317303 3861 40000 SH SOLE 3861 0 0 TRANS WORLD ENTMT CORP COM 89336Q100 34 10400 SH SOLE 34 0 0 TRIBUNE MEDIA CO CL A 896047503 1098 31400 SH SOLE 1098 0 0 VALSPAR CORP COM 920355104 269 2600 SH SOLE 269 0 0 VIACOM INC NEW CL B 92553P201 1591 45334 SH SOLE 1591 0 0 VIDEOCON D2H LTD ADR 92657J101 390 47423 SH SOLE 390 0 0 WEBMD HEALTH CORP COM 94770V102 1441 29062 SH SOLE 1441 0 0 WELLS FARGO MULTI SECTOR INC COM 94987D101 514 40100 SH SOLE 514 0 0 WESTAR ENERGY INC COM 95709T100 4583 81337 SH SOLE 4583 0 0 WESTERN REFNG INC COM 959319104 5455 144115 SH SOLE 5455 0 0 WHITEWAVE FOODS CO COM 966244105 2274 40900 SH Put SOLE 2274 0 0 WHITEWAVE FOODS CO COM 966244105 2591 46600 SH Call SOLE 2591 0 0 WHITEWAVE FOODS CO COM 966244105 4837 87000 SH SOLE 4837 0 0 WRIGHT MED GROUP N V RIGHT 03/01/2019 N96617126 51 38308 SH SOLE 51 0 0 YAHOO INC COM 984332106 9897 255925 SH SOLE 9897 0 0