0001584639-16-000015.txt : 20160811
0001584639-16-000015.hdr.sgml : 20160811
20160811161356
ACCESSION NUMBER: 0001584639-16-000015
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160811
DATE AS OF CHANGE: 20160811
EFFECTIVENESS DATE: 20160811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yakira Capital Management, Inc.
CENTRAL INDEX KEY: 0001584639
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15952
FILM NUMBER: 161824707
BUSINESS ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (203) 341-0606
MAIL ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
FORMER COMPANY:
FORMER CONFORMED NAME: BK Management I, Inc.
DATE OF NAME CHANGE: 20130819
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001584639
XXXXXXXX
06-30-2016
06-30-2016
Yakira Capital Management, Inc.
991 POST ROAD EAST, 2ND FLOOR
WESTPORT
CT
06880
13F HOLDINGS REPORT
028-15952
N
BRUCE KALLINS
PRINCIPAL
203-341-0606
/s/ BRUCE KALLINS
WESTPORT
CT
08-11-2016
0
103
264248
false
INFORMATION TABLE
2
yakira13f20160630v1.xml
1ST CENTURY BANCSHARES INC
COM
31943X102
829
73883
SH
SOLE
829
0
0
A H BELO CORP
COM CL A
001282102
180
35942
SH
SOLE
180
0
0
ADVENT CLAYMORE ENH GRW & IN
COM
00765E104
127
15555
SH
SOLE
127
0
0
AGL RES INC
COM
001204106
792
12000
SH
SOLE
792
0
0
ALLERGAN PLC
SHS
G0177J108
3952
17100
SH
SOLE
3952
0
0
AMERICAN CAP LTD
COM
02503Y103
8997
568349
SH
SOLE
8997
0
0
ANDINA ACQUISITION CORP II
UNIT 99/99/9999
G0441P112
1903
187500
SH
SOLE
1903
0
0
AR CAP ACQUISITION CORP
UNIT 10/06/2019
00191R208
2839
285000
SH
SOLE
2839
0
0
AR CAP ACQUISITION CORP
COM
00191R109
2532
255000
SH
SOLE
2532
0
0
ARALEZ PHARMACEUTICALS INC
COM
03852X100
41
12463
SH
SOLE
41
0
0
ATLANTIC ALLIANCE PARTNER CO
SHS
G04897107
3709
357000
SH
SOLE
3709
0
0
AVENUE INCOME CR STRATEGIES
COM
05358E106
341
28482
SH
SOLE
341
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
246
24740
SH
SOLE
246
0
0
BOULEVARD ACQUISITION
UNIT 99/99/9999
10157Q201
5138
519500
SH
SOLE
5138
0
0
BOULEVARD ACQUISITION
CL A
10157Q102
374
38319
SH
SOLE
374
0
0
BROADCOM LTD
SHS
Y09827109
3730
24000
SH
Put
SOLE
3730
0
0
BROADCOM LTD
SHS
Y09827109
62
400
SH
SOLE
62
0
0
BROOKFIELD GLOBL LISTED INFR
COM SHS
11273Q109
216
16416
SH
SOLE
216
0
0
C1 FINL INC
COM
12591N109
5300
227165
SH
SOLE
5300
0
0
COMMUNITYONE BANCORP
COM
20416Q108
1793
141886
SH
SOLE
1793
0
0
COMTECH TELECOMMUNICATIONS C
COM NEW
205826209
270
21000
SH
SOLE
270
0
0
CORNERSTONE STRATEGIC VALUE
COM
21924B302
2059
125725
SH
SOLE
2059
0
0
CORNERSTONE TOTAL RTRN FD IN
COM
21924U300
1469
89963
SH
SOLE
1469
0
0
COVISINT CORP
COM
22357R103
40
18549
SH
SOLE
40
0
0
CROSSROADS CAP INC
COM
227656105
284
137695
SH
SOLE
284
0
0
DELAWARE INVTS DIV & INCOME
COM
245915103
136
13662
SH
SOLE
136
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
1177
46638
SH
SOLE
1177
0
0
DIVIDEND & INCOME FUND
COM NEW
25538A204
338
31021
SH
SOLE
338
0
0
DOUBLE EAGLE ACQUISITION COR
UNIT 99/99/9999
G28195108
4456
444000
SH
SOLE
4456
0
0
E M C CORP MASS
COM
268648102
18639
686000
SH
SOLE
18639
0
0
ELECTRUM SPL ACQUISITION COR
SHS
G3105C104
1264
129645
SH
SOLE
1264
0
0
ENDOCYTE INC
COM
29269A102
46
14200
SH
SOLE
46
0
0
EXAMWORKS GROUP INC
COM
30066A105
1803
51742
SH
SOLE
1803
0
0
FAIRCHILD SEMICONDUCTOR INTL
COM
303726103
349
17600
SH
SOLE
349
0
0
FIDELITY & GTY LIFE
COM
315785105
1229
53000
SH
SOLE
1229
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
201
17563
SH
SOLE
201
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
777
79788
SH
SOLE
777
0
0
FIRSTHAND TECH VALUE FD INC
COM
33766Y100
157
21139
SH
SOLE
157
0
0
FIRSTMERIT CORP
COM
337915102
6208
306277
SH
SOLE
6208
0
0
GABELLI EQUITY TR INC
COM
362397101
1918
349324
SH
SOLE
1918
0
0
GAIAM INC
CL A
36268Q103
116
15000
SH
SOLE
116
0
0
GP INVTS ACQUISITION COR
SHS
G40357124
701
72301
SH
SOLE
701
0
0
HARMONY MERGER CORP
UNIT 99/99/9999
413247206
765
75000
SH
SOLE
765
0
0
HARMONY MERGER CORP
COM
413247107
898
90000
SH
SOLE
898
0
0
HARVEST NATURAL RESOURCES IN
COM
41754V103
172
205807
SH
SOLE
172
0
0
HATTERAS FINL CORP
COM
41902R103
4195
255775
SH
SOLE
4195
0
0
HENNESSY CAP ACQUISITION COR
COM
42588J100
1176
120000
SH
SOLE
1176
0
0
HYDRA INDS ACQUISITION CORP
COM
448740100
1724
174349
SH
SOLE
1724
0
0
INGRAM MICRO INC
CL A
457153104
7604
218643
SH
SOLE
7604
0
0
ITC HLDGS CORP
COM
465685105
6489
138593
SH
SOLE
6489
0
0
KLA-TENCOR CORP
COM
482480100
19495
266149
SH
SOLE
19495
0
0
KOPIN CORP
COM
500600101
53
23746
SH
SOLE
53
0
0
LAPORTE BANCORP INC MD
COM
516651106
1149
70390
SH
SOLE
1149
0
0
LEXMARK INTL INC
CL A
529771107
2178
57698
SH
SOLE
2178
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
465
92538
SH
SOLE
465
0
0
LIBERTY GLOBAL PLC
LILAC SHS CL A
G5480U138
300
9300
SH
SOLE
300
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
5768
198472
SH
SOLE
5768
0
0
LINKEDIN CORP
COM CL A
53578A108
6813
36000
SH
SOLE
6813
0
0
LUNA INNOVATIONS
COM
550351100
43
34483
SH
SOLE
43
0
0
MEDIA GEN INC NEW
COM
58441K100
3006
174893
SH
SOLE
3006
0
0
MEDIVATION INC
COM
58501N101
678
11250
SH
SOLE
678
0
0
MEMORIAL RESOURCE DEV CORP
COM
58605Q109
3123
196643
SH
SOLE
3123
0
0
MODUSLINK GLOBAL SOLUTIONS I
COM NEW
60786L206
86
69804
SH
SOLE
86
0
0
MORGANS HOTEL GROUP CO
COM
61748W108
41
19100
SH
SOLE
41
0
0
NEUBERGER BERMAN RE ES SEC F
COM
64190A103
2964
521790
SH
SOLE
2964
0
0
NEW MTN FIN CORP
COM
647551100
493
38224
SH
SOLE
493
0
0
NUVEEN DIVERSIFIED COMMODTY
COM UT BEN INT
67074P104
1359
138390
SH
SOLE
1359
0
0
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
353
24500
SH
SOLE
353
0
0
NUVEEN LG/SHT COMMODITY TOTR
COM UT BEN INT
670731108
2034
137073
SH
SOLE
2034
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
1057
85210
SH
SOLE
1057
0
0
POLYCOM INC
COM
73172K104
3694
328341
SH
SOLE
3694
0
0
PRISM TECHNOLOGIES GROUP INC
COM
74273Y100
35
132586
SH
SOLE
35
0
0
QIHOO 360 TECHNOLOGY CO LTD
ADS
74734M109
2144
29350
SH
SOLE
2144
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
769
26000
SH
SOLE
769
0
0
QLT INC
COM
746927102
300
211114
SH
SOLE
300
0
0
QUINPARIO ACQUISITION CORP 2
COM
74874U101
2412
243850
SH
SOLE
2412
0
0
REALNETWORKS INC
COM NEW
75605L708
141
32740
SH
SOLE
141
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
4326
133223
SH
SOLE
4326
0
0
RENTECH INC
COM NEW
760112201
421
175485
SH
SOLE
421
0
0
RITE AID CORP
COM
767754104
3841
512772
SH
SOLE
3841
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
6134
491143
SH
SOLE
6134
0
0
SAMSON OIL & GAS LTD
SPON ADR NEW
796043206
10
14119
SH
SOLE
10
0
0
SANOFI
RIGHT 12/31/2020
80105N113
37
155177
SH
SOLE
37
0
0
SCHOLASTIC CORP
COM
807066105
1497
37785
SH
SOLE
1497
0
0
ST JUDE MED INC
COM
790849103
11232
144000
SH
SOLE
11232
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
26274
355290
SH
SOLE
26274
0
0
SUFFOLK BANCORP
COM
864739107
1211
38676
SH
SOLE
1211
0
0
TALEN ENERGY CORP
COM
87422J105
819
60475
SH
SOLE
819
0
0
TALMER BANCORP INC
COM
87482X101
1725
90000
SH
SOLE
1725
0
0
TELEPHONE & DATA SYS INC
COM NEW
879433829
382
12891
SH
SOLE
382
0
0
TIVO INC
COM
888706108
2236
225879
SH
SOLE
2236
0
0
TRANS WORLD ENTMT CORP
COM
89336Q100
39
10400
SH
SOLE
39
0
0
TYCO INTL PLC
SHS
G91442106
11064
259722
SH
SOLE
11064
0
0
UNITED ONLINE INC
COM NEW
911268209
355
32296
SH
SOLE
355
0
0
VIACOM INC NEW
CL B
92553P201
2754
66418
SH
SOLE
2754
0
0
VIDEOCON D2H LTD
ADR
92657J101
636
74981
SH
SOLE
636
0
0
WESTAR ENERGY INC
COM
95709T100
4414
78700
SH
SOLE
4414
0
0
WILSHIRE BANCORP INC
COM
97186T108
2010
192913
SH
SOLE
2010
0
0
WINTHROP RLTY TR
SH BEN INT NEW
976391300
2549
290009
SH
SOLE
2549
0
0
WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
48
38308
SH
SOLE
48
0
0
XURA INC
COM
98420V107
1071
43822
SH
SOLE
1071
0
0
YAHOO INC
COM
984332106
8336
221925
SH
SOLE
8336
0
0
ZYNGA INC
CL A
98986T108
113
45500
SH
SOLE
113
0
0