PRINCIPAL

0001584639-15-000005.txt : 20150812 0001584639-15-000005.hdr.sgml : 20150812 20150812115439 ACCESSION NUMBER: 0001584639-15-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150812 DATE AS OF CHANGE: 20150812 EFFECTIVENESS DATE: 20150812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 151046083 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001584639 XXXXXXXX 06-30-2015 06-30-2015 Yakira Capital Management, Inc.

991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880

13F HOLDINGS REPORT 028-15952 N BRUCE KALLINS PRINCIPAL 203-341-0606 /s/ BRUCE KALLINS WESTPORT CT 08-12-2015 0 119 189890 false INFORMATION TABLE 2 yakira13f20150630.xml A H BELO CORP COM CL A 001282102 201 35942 SH SOLE 35942 0 0 ALLIANCE BANCORP INC PA NEW COM 01890A108 5095 223575 SH SOLE 223575 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 341 45848 SH SOLE 45848 0 0 AR CAP ACQUISITION CORP UNIT 10/06/2019 00191R208 338 33500 SH SOLE 33500 0 0 AUDIENCE INC COM 05070J102 1425 291345 SH SOLE 291345 0 0 AVENUE INCOME CR STRATEGIES COM 05358E106 424 29808 SH SOLE 29808 0 0 BABCOCK & WILCOX CO NEW COM 05615F102 7380 225000 SH SOLE 225000 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 241 24740 SH SOLE 24740 0 0 BDCA VENTURE INC COM 05543L106 583 129581 SH SOLE 129581 0 0 BIGLARI HLDGS INC COM 08986R101 815 1970 SH SOLE 1970 0 0 BRIDGE CAP HLDGS COM 108030107 3299 110700 SH SOLE 110700 0 0 BROADCOM CORP CL A 111320107 1236 24000 SH Put SOLE 24000 0 0 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 482 29120 SH SOLE 29120 0 0 BROOKFIELD TOTAL RETURN FD I COM 11283U108 548 24490 SH SOLE 24490 0 0 C B PHARMA ACQUISITION CORP SHS G2029P126 124 12500 SH SOLE 12500 0 0 CATAMARAN CORP COM 148887102 1845 30200 SH SOLE 30200 0 0 CATAMARAN CORP COM 148887102 489 8000 SH Call SOLE 8000 0 0 CBS CORP NEW CL B 124857202 288 5191 SH SOLE 5191 0 0 CENTER COAST MLP & INFRSTR F COM SHS 151461100 904 59217 SH SOLE 59217 0 0 CHINA MOBILE GAMES & ENTMT G SPONSORED ADR 16952T100 894 42300 SH SOLE 42300 0 0 CITY NATL CORP COM 178566105 7972 88200 SH SOLE 88200 0 0 CLECO CORP NEW COM 12561W105 1644 30528 SH SOLE 30528 0 0 COHEN & STEERS TOTAL RETURN COM 19247R103 208 17079 SH SOLE 17079 0 0 COMMUNICATIONS SALES&LEAS IN COM 20341J104 1778 71914 SH SOLE 71914 0 0 COPART INC COM 217204106 962 27100 SH SOLE 27100 0 0 CORNERSTONE STRATEGIC VALUE COM PAR $0.001 21924B302 6100 291876 SH SOLE 291876 0 0 COVISINT CORP COM 22357R103 62 19110 SH SOLE 19110 0 0 CYAN INC COM 23247W104 1163 221968 SH SOLE 221968 0 0 DELAWARE INVTS DIV & INCOME COM 245915103 206 20764 SH SOLE 20764 0 0 DIRECTV COM 25490A309 11200 120700 SH SOLE 120700 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 6906 222196 SH SOLE 222196 0 0 DNP SELECT INCOME FD COM 23325P104 793 78401 SH SOLE 78401 0 0 DRESSER-RAND GROUP INC COM 261608103 1847 21679 SH SOLE 21679 0 0 E M C CORP MASS COM 268648102 1267 48000 SH SOLE 48000 0 0 ENDOCYTE INC COM 29269A102 74 14200 SH SOLE 14200 0 0 EXCEL TR INC COM 30068C109 595 37738 SH SOLE 37738 0 0 FAMILY DLR STORES INC COM 307000109 12657 160598 SH SOLE 160598 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 218 5891 SH SOLE 5891 0 0 FIDELITY NATIONAL FINANCIAL FNFV GROUP COM 31620R402 117 7634 SH SOLE 7634 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 273 21139 SH SOLE 21139 0 0 FULL CIRCLE CAP CORP COM 359671104 77 21700 SH SOLE 21700 0 0 GABELLI EQUITY TR INC COM 362397101 3475 555168 SH SOLE 555168 0 0 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 448 24652 SH SOLE 24652 0 0 GARNERO GROUP ACQUISITION CO SHS G5866L108 2917 297000 SH SOLE 297000 0 0 GLOBAL DEFENSE & NATL SEC SY COM 37953N108 2226 211963 SH SOLE 211963 0 0 GLOBAL NET LEASE INC COM 379378102 255 28840 SH SOLE 28840 0 0 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 40222T104 10 14923 SH SOLE 14923 0 0 HARMONY MERGER CORP UNIT 99/99/9999 413247206 762 75000 SH SOLE 75000 0 0 HARVEST NATURAL RESOURCES IN COM 41754V103 429 245107 SH SOLE 245107 0 0 HERITAGE FINL GROUP INC COM 42726X102 8727 289180 SH SOLE 289180 0 0 HOME PROPERTIES INC COM 437306103 3407 46646 SH SOLE 46646 0 0 HOSPIRA INC COM 441060100 3049 34373 SH SOLE 34373 0 0 HOSPIRA INC COM 441060100 1331 15000 SH Call SOLE 15000 0 0 HUDSON VALLEY HOLDING CORP COM 444172100 1282 45442 SH SOLE 45442 0 0 HYDRA INDS ACQUISITION CORP COM 448740100 1083 112015 SH SOLE 112015 0 0 IGATE CORP COM 45169U105 572 12000 SH SOLE 12000 0 0 INFORMATICA CORP COM 45666Q102 582 12000 SH SOLE 12000 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 188 10609 SH SOLE 10609 0 0 INTERNET PATENTS CORP COM 46063G101 393 130165 SH SOLE 130165 0 0 KCG HLDGS INC CL A 48244B100 215 17448 SH SOLE 17448 0 0 KOPIN CORP COM 500600101 88 25412 SH SOLE 25412 0 0 LEARNING TREE INTL INC COM 522015106 23 17988 SH SOLE 17988 0 0 LEVY ACQUISITION CORP COM 52748T104 707 46444 SH SOLE 46444 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 576 100186 SH SOLE 100186 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 6637 131085 SH SOLE 131085 0 0 LIFEVANTAGE CORP COM 53222K106 17 32161 SH SOLE 32161 0 0 LMP REAL ESTATE INCOME FD IN COM 50208C108 1024 87530 SH SOLE 87530 0 0 LNB BANCORP INC COM 502100100 1110 60000 SH SOLE 60000 0 0 LOEWS CORP COM 540424108 7278 189000 SH SOLE 189000 0 0 LUNA INNOVATIONS COM 550351100 36 34483 SH SOLE 34483 0 0 MCG CAPITAL CORP COM 58047P107 2194 481158 SH SOLE 481158 0 0 MEADWESTVACO CORP COM 583334107 2946 62420 SH SOLE 62420 0 0 MITEL NETWORKS CORP COM 60671Q104 133 15021 SH SOLE 15021 0 0 MODUSLINK GLOBAL SOLUTIONS I COM NEW 60786L206 258 75970 SH SOLE 75970 0 0 NEUBERGER BERMAN RE ES SEC F COM 64190A103 1778 375004 SH SOLE 375004 0 0 NISOURCE INC COM 65473P105 2507 55000 SH SOLE 55000 0 0 NUVEEN DIVERSIFIED COMMODTY COM UT BEN INT 67074P104 312 26165 SH SOLE 26165 0 0 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 614 36727 SH SOLE 36727 0 0 NUVEEN LG/SHT COMMODITY TOTR COM UT BEN INT 670731108 958 58299 SH SOLE 58299 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 467 6000 SH SOLE 6000 0 0 OMNICARE INC COM 681904108 1131 12000 SH SOLE 12000 0 0 OMNIVISION TECHNOLOGIES INC COM 682128103 525 20039 SH SOLE 20039 0 0 ONEIDA FINL CORP MD COM 682479100 1935 94616 SH SOLE 94616 0 0 P A M TRANSN SVCS INC COM 693149106 203 3500 SH SOLE 3500 0 0 PALMETTO BANCSHARES INC COM NEW 697062206 621 31403 SH SOLE 31403 0 0 PEPCO HOLDINGS INC COM 713291102 734 27259 SH SOLE 27259 0 0 PMFG INC COM 69345P103 2671 415325 SH SOLE 415325 0 0 POLYPORE INTL INC COM 73179V103 886 14800 SH SOLE 14800 0 0 PPL CORP COM 69351T106 530 18000 SH SOLE 18000 0 0 QLT INC COM 746927102 452 109340 SH SOLE 109340 0 0 QUINPARIO ACQUISITION CORP 2 COM 74874U101 635 63850 SH SOLE 63850 0 0 REALD INC COM 75604L105 279 22600 SH SOLE 22600 0 0 REALNETWORKS INC COM NEW 75605L708 247 45570 SH SOLE 45570 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 849 29616 SH SOLE 29616 0 0 RENTECH INC COM 760112102 923 862545 SH SOLE 862545 0 0 ROI ACQUISITION CORP II COM 74966G101 1561 152281 SH SOLE 152281 0 0 ROSETTA RESOURCES INC COM 777779307 3041 131407 SH SOLE 131407 0 0 RTI INTL METALS INC COM 74973W107 1914 60711 SH SOLE 60711 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 6683 343447 SH SOLE 343447 0 0 SAMSON OIL & GAS LTD SPON ADR NEW 796043206 13 14119 SH SOLE 14119 0 0 SANOFI RIGHT 12/31/2020 80105N113 115 164477 SH SOLE 164477 0 0 SIGMA ALDRICH CORP COM 826552101 1254 9000 SH SOLE 9000 0 0 SIRIUS XM HLDGS INC COM 82968B103 332 89133 SH SOLE 89133 0 0 SIZMEK INC COM 83013P105 74 10354 SH SOLE 10354 0 0 SUSQUEHANNA BANCSHARES INC P COM 869099101 3499 247781 SH SOLE 247781 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 697 23691 SH SOLE 23691 0 0 TIME WARNER CABLE INC COM 88732J207 624 3500 SH SOLE 3500 0 0 TIVO INC COM 888706108 226 22300 SH SOLE 22300 0 0 TRANS WORLD ENTMT CORP COM 89336Q100 38 10400 SH SOLE 10400 0 0 UNIVERSAL TRUCKLOAD SVCS INC COM 91388P105 921 41941 SH SOLE 41941 0 0 VALLEY FINL CORP VA COM 919629105 1901 89001 SH SOLE 89001 0 0 VIDEOCON D2H LTD ADR 92657J101 1727 136979 SH SOLE 136979 0 0 VISTEON CORP COM NEW 92839U206 472 4500 SH SOLE 4500 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 239 6544 SH SOLE 6544 0 0 WENDYS CO COM 95058W100 1469 130200 SH SOLE 130200 0 0 WINDSTREAM HLDGS INC COM NEW 97382A200 86 13500 SH SOLE 13500 0 0 WRIGHT MED GROUP INC RIGHT 03/01/2019 98235T115 153 38308 SH SOLE 38308 0 0 YAHOO INC COM 984332106 5972 152000 SH SOLE 152000 0 0 ZYNGA INC CL A 98986T108 173 60500 SH SOLE 60500 0 0