0001584639-15-000001.txt : 20150212
0001584639-15-000001.hdr.sgml : 20150212
20150212135823
ACCESSION NUMBER: 0001584639-15-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150212
DATE AS OF CHANGE: 20150212
EFFECTIVENESS DATE: 20150212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yakira Capital Management, Inc.
CENTRAL INDEX KEY: 0001584639
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15952
FILM NUMBER: 15604900
BUSINESS ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (203) 341-0606
MAIL ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
FORMER COMPANY:
FORMER CONFORMED NAME: BK Management I, Inc.
DATE OF NAME CHANGE: 20130819
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001584639
XXXXXXXX
12-31-2014
12-31-2014
Yakira Capital Management, Inc.
991 POST ROAD EAST, 2ND FLOOR
WESTPORT
CT
06880
13F HOLDINGS REPORT
028-15952
N
BRUCE KALLINS
PRINCIPAL
203-341-0606
/s/ BRUCE KALLINS
WESTPORT
CT
02-06-2015
0
99
130695
false
INFORMATION TABLE
2
yakira13f20141231.xml
AMERICAN CAP LTD
COM
02503Y103
161
11000
SH
SOLE
11000
0
0
AVENUE INCOME CR STRATEGIES
COM
05358E106
450
29808
SH
SOLE
29808
0
0
AR CAP ACQUISITION CORP
UNIT 99/99/9999
00191R208
331
33500
SH
SOLE
33500
0
0
AVIV REIT INC MD
COM
05381L101
5617
162918
SH
SOLE
162918
0
0
BDCA VENTURE INC
COM
05543L106
634
129581
SH
SOLE
129581
0
0
BIGLARI HLDGS INC
COM
08986R101
1158
2899
SH
SOLE
2899
0
0
CASCADE BANCORP
COM NEW
147154207
125
24020
SH
SOLE
24020
0
0
CBS CORP NEW
CL B
124857202
1211
21881
SH
SOLE
21881
0
0
CUBIST PHARMACEUTICALS INC
RIGHT 99/99/9999
229678123
8
196892
SH
SOLE
196892
0
0
CAREFUSION CORP
COM
14170T101
3560
60000
SH
SOLE
60000
0
0
CORNERSTONE PROGRESSIVE RTN
COM NEW
21925C200
6907
454118
SH
SOLE
454118
0
0
CORNERSTONE STRATEGIC VALUE
COM PAR $0.001
21924B302
3375
168596
SH
SOLE
168596
0
0
COLONIAL FINL SVCS INC
COM
19566B101
526
39251
SH
SOLE
39251
0
0
COVIDIEN PLC
SHS
G2554F113
2906
28414
SH
SOLE
28414
0
0
COVISINT CORP
COM
22357R103
51
19110
SH
SOLE
19110
0
0
CHIQUITA BRANDS INTL INC
COM
170032809
292
20195
SH
SOLE
20195
0
0
CORNERSTONE TOTAL RTRN FD IN
COM PAR $0.01
21924U300
856
44114
SH
SOLE
44114
0
0
COVANCE INC
COM
222816100
3271
31500
SH
SOLE
31500
0
0
DELAWARE INVTS DIV & INCOME
COM
245915103
220
22364
SH
SOLE
22364
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
825
24457
SH
SOLE
24457
0
0
DNP SELECT INCOME FD
COM
23325P104
2398
227063
SH
SOLE
227063
0
0
DRESSER-RAND GROUP INC
COM
261608103
1773
21679
SH
SOLE
21679
0
0
DIRECTV
COM
25490A309
5722
66000
SH
SOLE
66000
0
0
ENDOCYTE INC
COM
29269A102
89
14200
SH
SOLE
14200
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
203
5891
SH
SOLE
5891
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
119
7579
SH
SOLE
7579
0
0
WINTHROP RLTY TR
SH BEN INT NEW
976391300
180
11532
SH
SOLE
11532
0
0
GABELLI EQUITY TR INC
COM
362397101
3592
555168
SH
SOLE
555168
0
0
SANOFI
RIGHT 12/31/2020
80105N113
130
164477
SH
SOLE
164477
0
0
GLOBAL DEFENSE & NATL SEC SY
COM
37953N108
199
19263
SH
SOLE
19263
0
0
GFI GROUP INC
COM
361652209
65
12000
SH
SOLE
12000
0
0
GABELLI GLOBL UTIL & INCOME
COM SH BEN INT
36242L105
511
26317
SH
SOLE
26317
0
0
GLIMCHER RLTY TR
SH BEN INT
379302102
4273
310996
SH
SOLE
310996
0
0
GABELLI HLTHCARE & WELLNESS
SHS
36246K103
257
24642
SH
SOLE
24642
0
0
GULF COAST ULTRA DEEP RTY TR
ROYALTY TR UNT
40222T104
19
14923
SH
SOLE
14923
0
0
HARVARD BIOSCIENCE INC
COM
416906105
161
28408
SH
SOLE
28408
0
0
HAMPDEN BANCORP INC
COM
40867E107
269
12698
SH
SOLE
12698
0
0
HERITAGE FINL GROUP INC
COM
42726X102
1709
66000
SH
SOLE
66000
0
0
HENNESSY CAP ACQUISITION COR
COM
425886108
2463
250000
SH
SOLE
250000
0
0
AMER RLTY CAP HEALTHCAR TR I
COM
02917R108
1709
143590
SH
SOLE
143590
0
0
HARVEST NATURAL RESOURCES IN
COM
41754V103
603
333034
SH
SOLE
333034
0
0
BROOKFIELD TOTAL RETURN FD I
COM
11283U108
596
24490
SH
SOLE
24490
0
0
INTERVEST BANCSHARES CORP
COM
460927106
7758
771935
SH
SOLE
771935
0
0
INTERNATIONAL GAME TECHNOLOG
COM
459902102
2803
162503
SH
SOLE
162503
0
0
INTERNATIONAL RECTIFIER CORP
COM
460254105
281
7033
SH
SOLE
7033
0
0
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
1265
73310
SH
SOLE
73310
0
0
KOPIN CORP
COM
500600101
92
25412
SH
SOLE
25412
0
0
LOEWS CORP
COM
540424108
4955
117916
SH
SOLE
117916
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
280
5618
SH
SOLE
5618
0
0
LIBERTY BROADBAND CORP
RIGHT 01/09/2015
530307115
11
1124
SH
SOLE
1124
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
2492
51580
SH
SOLE
51580
0
0
LEVY ACQUISITION CORP
COM
52748T104
1134
116513
SH
SOLE
116513
0
0
LIFEVANTAGE CORP
COM
53222K106
42
32161
SH
SOLE
32161
0
0
LEARNING TREE INTL INC
COM
522015106
31
17988
SH
SOLE
17988
0
0
LUNA INNOVATIONS
COM
550351100
50
35000
SH
SOLE
35000
0
0
MODUSLINK GLOBAL SOLUTIONS I
COM
60786L107
285
75970
SH
SOLE
75970
0
0
MERGE HEALTHCARE INC
COM
589499102
110
30800
SH
SOLE
30800
0
0
MONSTER WORLDWIDE INC
COM
611742107
74
16050
SH
SOLE
16050
0
0
NICHOLAS FINANCIAL INC
COM NEW
65373J209
1184
79466
SH
SOLE
79466
0
0
NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
617
45158
SH
SOLE
45158
0
0
NEUBERGER BERMAN RE ES SEC F
COM
64190A103
801
151351
SH
SOLE
151351
0
0
NUVEEN DIVID ADVANTAGE MUN I
COM
67071L106
320
22672
SH
SOLE
22672
0
0
OXFORD LANE CAP CORP
COM
691543102
247
16532
SH
SOLE
16532
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
484
6000
SH
SOLE
6000
0
0
PEOPLES FED BANCSHARES INC
COM
711037101
3522
156236
SH
SOLE
156236
0
0
INTERNET PATENTS CORP
COM
46063G101
215
77354
SH
SOLE
77354
0
0
PLATINUM UNDERWRITER HLDGS L
COM
G7127P100
1124
15312
SH
SOLE
15312
0
0
QLT INC
COM
746927102
91
22804
SH
SOLE
22804
0
0
COHEN & STEERS TOTAL RETURN
COM
19247R103
225
17079
SH
SOLE
17079
0
0
PROSENSA HLDG N V
SHS USD
N71546100
1339
71406
SH
SOLE
71406
0
0
REALNETWORKS INC
COM NEW
75605L708
455
64675
SH
SOLE
64675
0
0
ROI ACQUISITION CORP II
COM
74966G101
1497
152281
SH
SOLE
152281
0
0
RENTECH INC
COM
760112102
84
66668
SH
SOLE
66668
0
0
RIVERBED TECHNOLOGY INC
COM
768573107
1100
53886
SH
SOLE
53886
0
0
SOUTHSIDE BANCSHARES INC
COM
84470P109
672
23256
SH
SOLE
23256
0
0
SOUTHSIDE BANCSHARES INC
COM
84470P109
572
19800
SH
Put
SOLE
19800
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
6546
330285
SH
SOLE
330285
0
0
SIRIUS XM HLDGS INC
COM
82968B103
368
105000
SH
SOLE
105000
0
0
SAMSON OIL & GAS LTD
SPON ADR
796043107
28
141204
SH
SOLE
141204
0
0
SUSQUEHANNA BANCSHARES INC P
COM
869099101
2441
181781
SH
SOLE
181781
0
0
FIRSTHAND TECH VALUE FD INC
COM
33766Y100
610
32700
SH
SOLE
32700
0
0
SAFEWAY INC
COM NEW
786514208
4984
141904
SH
SOLE
141904
0
0
SIZMEK INC
COM
83013P105
65
10354
SH
SOLE
10354
0
0
TELEPHONE & DATA SYS INC
COM NEW
879433829
1973
78137
SH
SOLE
78137
0
0
TIVO INC
COM
888706108
142
12000
SH
SOLE
12000
0
0
TRI POINTE HOMES INC
COM
87265H109
427
28023
SH
SOLE
28023
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
6037
58700
SH
SOLE
58700
0
0
TIME WARNER CABLE INC
COM
88732J207
3497
23000
SH
SOLE
23000
0
0
TRANS WORLD ENTMT CORP
COM
89336Q100
34
10400
SH
SOLE
10400
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
597
99885
SH
SOLE
99885
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
1127
34319
SH
SOLE
34319
0
0
VIASYSTEMS GROUP INC
COM PAR$.01
92553H803
1050
64481
SH
SOLE
64481
0
0
VMWARE INC
CL A COM
928563402
317
3840
SH
SOLE
3840
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
224
6544
SH
SOLE
6544
0
0
VALLEY FINL CORP VA
COM
919629105
723
36477
SH
SOLE
36477
0
0
WRIGHT MED GROUP INC
RIGHT 03/01/2019
98235T115
183
38308
SH
SOLE
38308
0
0
YAHOO INC
COM
984332106
2041
40400
SH
SOLE
40400
0
0
YAHOO INC
COM
984332106
1384
27400
SH
Put
SOLE
27400
0
0
ZYNGA INC
CL A
98986T108
161
60500
SH
SOLE
60500
0
0