PRINCIPAL

0001584639-14-000009.txt : 20140814 0001584639-14-000009.hdr.sgml : 20140814 20140814115752 ACCESSION NUMBER: 0001584639-14-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 141040737 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001584639 XXXXXXXX 06-30-2014 06-30-2014 Yakira Capital Management, Inc.

991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880

13F HOLDINGS REPORT 028-15952 N BRUCE KALLINS PRINCIPAL 203-341-0606 /S/ BRUCE KALLINS WESTPORT CT 08-14-2014 0 121 132130 false INFORMATION TABLE 2 yakira13f20140630.xml 1ST UNITED BANCORP INC COM 33740N105 1550 179836 SH SOLE 179836 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 172 3000 SH SOLE 3000 0 0 AMER RLTY CAP HEALTHCAR TR I COM 02917R108 299 27500 SH SOLE 27500 0 0 ATLANTICUS HLDGS CORP COM 04914Y102 23 8298 SH SOLE 8298 0 0 AVENUE INCOME CR STRATEGIES COM 05358E106 536 29808 SH SOLE 29808 0 0 BLACKBERRY LTD COM 09228F103 82 8023 SH SOLE 8023 0 0 BROOKFIELD HIGH INCOME FD IN COM 11273Q109 966 38541 SH SOLE 38541 0 0 BROOKFIELD TOTAL RETURN FD I COM 11283U108 746 29617 SH SOLE 29617 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 132 7500 SH SOLE 7500 0 0 CASCADE BANCORP COM NEW 147154207 294 56516 SH SOLE 56516 0 0 CBS CORP NEW CL B 124857202 870 14000 SH SOLE 14000 0 0 CBS OUTDOOR AMERS INC COM 14987J106 912 27900 SH SOLE 27900 0 0 CBS OUTDOOR AMERS INC COM 14987J106 1797 55000 SH Put SOLE 55000 0 0 COHEN & STEERS TOTAL RETURN COM 19247R103 537 43340 SH SOLE 43340 0 0 COMPUWARE CORP COM 205638109 276 27590 SH SOLE 27590 0 0 CORNERSTONE PROGRESSIVE RTN COM 21925C101 8432 1837042 SH SOLE 1837042 0 0 CORNERSTONE STRATEGIC VALUE COM NEW 21924B203 7576 1244030 SH SOLE 1244030 0 0 CORNERSTONE TOTAL RTRN FD IN COM NEW 21924U201 2580 457468 SH SOLE 457468 0 0 COVIDIEN PLC CAL G2554F113 496 5500 SH SOLE 5500 0 0 CUBIST PHARMACEUTICALS INC RIGHT 99/99/9999 229678123 23 196892 SH SOLE 196892 0 0 DELAWARE INVTS DIV & INCOME COM 245915103 753 72112 SH SOLE 72112 0 0 DIRECTV COM 25490A309 935 11000 SH SOLE 11000 0 0 DIVIDEND & INCOME FUND COM NEW 25538A204 613 38439 SH SOLE 38439 0 0 DNP SELECT INCOME FD COM 23325P104 2032 193313 SH SOLE 193313 0 0 DSP GROUP INC COM 23332B106 133 15670 SH SOLE 15670 0 0 E M C CORP MASS COM 268648102 724 27500 SH SOLE 27500 0 0 EMERITUS CORP COM 291005106 1753 55379 SH SOLE 55379 0 0 ENDOCYTE INC COM 29269A102 94 14200 SH SOLE 14200 0 0 ENZON PHARMACEUTICALS INC COM 293904108 6 5981 SH SOLE 5981 0 0 EQUAL ENERGY LTD COM 29390Q109 329 60689 SH SOLE 60689 0 0 EXPRESS INC COM 319460101 364 21400 SH SOLE 21400 0 0 F M C CORP COM NEW 302491303 320 4500 SH SOLE 4500 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 745 22741 SH SOLE 22741 0 0 FOREST LABS INC COM 345838106 5217 52700 SH SOLE 52700 0 0 FTD COS INC COM 30281V108 71 2240 SH SOLE 2240 0 0 FURIEX PHARMACEUTICALS INC COM 36106P101 584 5500 SH SOLE 5500 0 0 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 673 32237 SH SOLE 32237 0 0 GABELLI HLTHCARE & WELLNESS RIGHT 07/08/2014 36246K137 40 103460 SH SOLE 103460 0 0 GABELLI MULTIMEDIA TR INC RIGHT 07/18/2014 36239Q141 23 147054 SH SOLE 147054 0 0 GABELLI UTIL TR COM 36240A101 800 108986 SH SOLE 108986 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 73 2147 SH SOLE 2147 0 0 GLEACHER & CO INC COM NEW 377341201 141 13436 SH SOLE 13436 0 0 GLOBAL DEFENSE & NATL SEC SY COM 37953N108 197 19263 SH SOLE 19263 0 0 GSV CAP CORP COM 36191J101 231 21900 SH SOLE 21900 0 0 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 40222T104 44 14923 SH SOLE 14923 0 0 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 17959 681282 SH SOLE 681282 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 6246 300878 SH SOLE 300878 0 0 HARVARD BIOSCIENCE INC COM 416906105 275 60375 SH SOLE 60375 0 0 HARVEST NATURAL RESOURCES IN COM 41754V103 1583 317184 SH SOLE 317184 0 0 HOMETRUST BANCSHARES INC COM 437872104 43 2743 SH SOLE 2743 0 0 INDIA FD INC COM 454089103 3207 126376 SH SOLE 126376 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 438 27500 SH SOLE 27500 0 0 INTERNET PATENTS CORP COM 46063G101 164 52996 SH SOLE 52996 0 0 JAKKS PAC INC COM 47012E106 107 13882 SH SOLE 13882 0 0 JUNIPER NETWORKS INC COM 48203R104 184 7500 SH SOLE 7500 0 0 KEATING CAPITAL INC COM 48722R106 748 126610 SH SOLE 126610 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 54 19526 SH SOLE 19526 0 0 KOPIN CORP COM 500600101 101 30912 SH SOLE 30912 0 0 LEARNING TREE INTL INC COM 522015106 46 17988 SH SOLE 17988 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 600 99765 SH SOLE 99765 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 446 10553 SH SOLE 10553 0 0 LIFEVANTAGE CORP COM 53222K106 46 32161 SH SOLE 32161 0 0 LOEWS CORP COM 540424108 4859 110416 SH SOLE 110416 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 273 3754 SH SOLE 3754 0 0 LUNA INNOVATIONS COM 550351100 62 45000 SH SOLE 45000 0 0 MERGE HEALTHCARE INC COM 589499102 70 30800 SH SOLE 30800 0 0 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 284 75970 SH SOLE 75970 0 0 MONSTER WORLDWIDE INC COM 611742107 105 16050 SH SOLE 16050 0 0 MONTAGE TECHNOLOGY GROUP LTD SHS G6209T105 398 19250 SH SOLE 19250 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 359 15522 SH SOLE 15522 0 0 NATIONAL OILWELL VARCO INC COM 637071101 453 5500 SH SOLE 5500 0 0 NEUBERGER BERMAN RE ES SEC F COM 64190A103 334 66733 SH SOLE 66733 0 0 NEW MTN FIN CORP COM 647551100 110 7418 SH SOLE 7418 0 0 NICHOLAS FINANCIAL INC COM NEW 65373J209 2491 173449 SH SOLE 173449 0 0 NORDION INC COM 65563C105 830 66000 SH SOLE 66000 0 0 NORTHSTAR RLTY FIN CORP COM 66704R100 1738 100000 SH SOLE 100000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 411 4000 SH SOLE 4000 0 0 OMNIAMERICAN BANCORP INC COM 68216R107 5460 218400 SH SOLE 218400 0 0 OXFORD LANE CAP CORP COM 691543102 280 16532 SH SOLE 16532 0 0 PENN NATL GAMING INC COM 707569109 127 10458 SH SOLE 10458 0 0 PLX TECHNOLOGY INC COM 693417107 567 87593 SH SOLE 87593 0 0 PROVIDENT FINL SVCS INC COM 74386T105 49 2831 SH SOLE 2831 0 0 QLT INC COM 746927102 211 34204 SH SOLE 34204 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 509 5500 SH SOLE 5500 0 0 REALNETWORKS INC COM NEW 75605L708 544 71275 SH SOLE 71275 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 3306 110335 SH SOLE 110335 0 0 RENTECH INC COM 760112102 173 66668 SH SOLE 66668 0 0 RIVERBED TECHNOLOGY INC COM 768573107 169 8200 SH SOLE 8200 0 0 ROI ACQUISITION CORP II COM 74966G101 1257 128708 SH SOLE 128708 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 4393 211323 SH SOLE 211323 0 0 SAFEWAY INC COM NEW 786514208 567 16500 SH SOLE 16500 0 0 SAMSON OIL & GAS LTD SPON ADR 796043107 62 141204 SH SOLE 141204 0 0 SANOFI RIGHT 12/31/2020 80105N113 82 164477 SH SOLE 164477 0 0 SILVER EAGLE ACQUISITION COR COM 827694100 2484 254745 SH SOLE 254745 0 0 SIMON PPTY GROUP INC NEW COM 828806109 915 5500 SH SOLE 5500 0 0 SIRIUS XM HLDGS INC COM 82968B103 1211 350000 SH SOLE 350000 0 0 SIZMEK INC COM 83013P105 99 10354 SH SOLE 10354 0 0 SUSSER HLDGS CORP COM 869233106 2664 33000 SH SOLE 33000 0 0 SWISS HELVETIA FUND COM 870875101 211 14462 SH SOLE 14462 0 0 SWS GROUP INC COM 78503N107 45 6200 SH SOLE 6200 0 0 SYMANTEC CORP COM 871503108 162 7082 SH SOLE 7082 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 3119 119438 SH SOLE 119438 0 0 TF FINL CORP COM 872391107 941 22000 SH SOLE 22000 0 0 THAI FD INC COM 882904105 238 21198 SH SOLE 21198 0 0 THERAVANCE INC COM 88338T104 235 7900 SH SOLE 7900 0 0 TIME WARNER CABLE INC COM 88732J207 1893 12852 SH SOLE 12852 0 0 TIMKEN CO COM 887389104 373 5500 SH SOLE 5500 0 0 TRANS WORLD ENTMT CORP COM 89336Q100 40 10400 SH SOLE 10400 0 0 TRI POINTE HOMES INC COM 87265H109 611 38872 SH SOLE 38872 0 0 TRI POINTE HOMES INC COM 87265H109 2885 183500 SH Put SOLE 183500 0 0 TURQUOISE HILL RES LTD COM 900435108 77 23063 SH SOLE 23063 0 0 UNS ENERGY CORP COM 903119105 604 10000 SH SOLE 10000 0 0 VALLEY NATL BANCORP *W EXP 06/30/201 919794123 1 5004 SH SOLE 5004 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 219 6544 SH SOLE 6544 0 0 WASHINGTON PRIME GROUP INC COM 939647103 52 2750 SH SOLE 2750 0 0 WENDYS CO COM 95058W100 326 38214 SH SOLE 38214 0 0 WEYERHAEUSER CO COM 962166104 2555 77213 SH SOLE 77213 0 0 WRIGHT MED GROUP INC RIGHT 03/01/2019 98235T115 67 45300 SH SOLE 45300 0 0 YAHOO INC COM 984332106 1728 49200 SH SOLE 49200 0 0 YONGYE INTL INC COM 98607B106 154 21900 SH SOLE 21900 0 0 ZYNGA INC CL A 98986T108 247 77000 SH SOLE 77000 0 0