Chief Financial Officer

0001584639-14-000002.txt : 20140214 0001584639-14-000002.hdr.sgml : 20140214 20140214110400 ACCESSION NUMBER: 0001584639-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 14612427 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001584639 XXXXXXXX 12-31-2013 12-31-2013 Yakira Capital Management, Inc.

991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880

13F HOLDINGS REPORT 028-15952 N Patrick Moroney Chief Financial Officer (203) 341-0702 Patrick Moroney Westport CT 02-14-2014 0 115 984820 false INFORMATION TABLE 2 yakira.xml ABERDEEN EMERGIN (US) COMM 00301T102 21 1500 SH SOLE 1500 0 0 ALVOPETRO ENERGY COMM 02255Q100 65 56000 SH SOLE 56000 0 0 ASHFORD HOSPITALITY PRIME COMM 044102101 115 6320 SH SOLE 6320 0 0 ASHFORD HOSPITALITY TRUST COMM 44103109 262 31603 SH SOLE 31603 0 0 ASIAINFO-LINKAGE INC C (CN) COMM 04518A104 1098 91790 SH SOLE 91790 0 0 ATLANTIC TELE-NETWORK INC (US) COMM 049079205 30 525 SH SOLE 525 0 0 ATLANTICUS HOLDINGS CORP(US) COMM 04914Y102 29 8298 SH SOLE 8298 0 0 AVENUE INCOME CREDIT STRATEG CLOSED-END FUND (US) COMM 05358E106 524 29808 SH SOLE 29808 0 0 BGC PARTNERS INC-CL A COMMON STOCK (US) COMM 05541T101 107 17700 SH SOLE 17700 0 0 BLACKBERRY COMMON STOCK (US) COMM 09228F103 463 62200 SH SOLE 62200 0 0 BROOKFIELD GLOBAL LISTED INF COMM 11273Q109 1513 76520 SH SOLE 76520 0 0 BROOKFIELD TOTAL RETURN FUND CLOSED-END FUND (US) COMM 11283U108 704 29617 SH SOLE 29617 0 0 CAESARS ACQUISITION CO-CL A COMM 12768T103 216 17933 SH SOLE 17933 0 0 CAPITALSOURCE INC COMMON STOCK (US) COMM 14055X102 4869 339400 SH SOLE 339400 0 0 CAREER EDUCATION CORP COMM 141665109 90 15750 SH SOLE 15750 0 0 CENTRAL EUROPEAN MEDIA ENT-A (BM) COMM G20045202 17 4441 SH SOLE 4441 0 0 CHAPARRAL GOLD CORP COMM 15941W109 86 285700 SH SOLE 285700 0 0 COHEN & STEERS DIVIDEND MAJO (GR) COMM 19247A100 66 4500 SH SOLE 4500 0 0 COMPUWARE CORP COMMON STOCK (US) COMM 205638109 309 27590 SH SOLE 27590 0 0 CORNERSTONE PROGRESSIVE RETU CLOSED-END FUND (US) COMM 21925C101 1574 306245 SH SOLE 306245 0 0 CORNERSTONE STRATEGIC VALUE CLOSED-END FUND (US) COMM 21924B203 9545 1446183 SH SOLE 1446183 0 0 CORNERSTONE TOTAL RETURN FND CLOSED-END FUND (US) COMM 21924U201 4954 818846 SH SOLE 818846 0 0 CUBIST PHARMACEUTICALS COMM 229678123 240 177892 SH SOLE 177892 0 0 DIADEXUS INC COMMON STOCK (US) COMM 25245P106 9 10331 SH SOLE 10331 0 0 DIGITAL GENERATION INC COMMON STOCK (US) COMM 25400B108 427 33500 SH SOLE 33500 0 0 DISCOVERY COMMUNICATIONS-C COMMON STOCK (US) COMM 25470F302 1185 14128 SH SOLE 14128 0 0 DIVIDEND AND INCOME FUND CLOSED-END FUND (US) COMM 25538A204 1627 107647 SH SOLE 107647 0 0 DNP SELECT INCOME FUND INC CLOSED-END FUND (US) COMM 23325P104 1646 174690 SH SOLE 174690 0 0 DSP GROUP INC COMMON STOCK (US) COMM 23332B106 152 15670 SH SOLE 15670 0 0 DWS-RREEF-R/E-IS OPEN-END FUND (US) COMM 23337G829 5 924779 SH SOLE 924779 0 0 EDWARDS GROUP LTD-SPON ADR ADR (GB) COMM 281736108 2507 246229 SH SOLE 246229 0 0 ENDOCYTE INC COMMON STOCK (US) COMM 29269A102 43 3985 SH SOLE 3985 0 0 ENZON PHARMACEUTICALS INC COMMON STOCK (US) COMM 293904108 7 5981 SH SOLE 5981 0 0 EXCO RESOURCES I COMM 269279402 86 16200 SH SOLE 16200 0 0 FLOW INTL CORP COMM 343468104 912 226242 SH SOLE 226242 0 0 FTD COS INC COMM 30281V108 73 2240 SH SOLE 2240 0 0 GABELLI DVD&INC EQUITY (US) COMM 36242H203 188 7636 SH SOLE 7636 0 0 GABELLI GLOBAL UTIL & INCOME CLOSED-END FUND (US) COMM 36242L105 646 32237 SH SOLE 32237 0 0 GABELLI HEALTHCARE&WELLNESS CLOSED-END FUND (US) COMM 36246K103 31 2939 SH SOLE 2939 0 0 GABELLI MULTIMED CLOSED-END FUND (US) COMM 36239Q109 64 2574 SH SOLE 2574 0 0 GABELLI UTILITY TRUST CLOSED-END FUND (US) COMM 36240A101 2344 366780 SH SOLE 366780 0 0 GABS 144A AELTUS CBO ESCROW CUSIP COMM 373113109 21 80645 SH SOLE 80645 0 0 GAMING & LEISURE PROPERTIES COMM 36467J108 191 3758 SH SOLE 3758 0 0 GDL FUND/THE CLOSED-END FUND (US) COMM 361570104 214 4265 SH SOLE 4265 0 0 GULF COAST ULTRA DEEP ROYALT ROYALTY TRST (US) COMM 40222T104 56 26983 SH SOLE 26983 0 0 HARVARD APPARATUS REGENERATI COMM 41690A106 70 14777 SH SOLE 14777 0 0 HARVARD BIOSCIENCE INC COMMON STOCK (US) COMM 416906105 361 76870 SH SOLE 76870 0 0 HARVEST NATURAL RESOURCES IN COMM 41754V103 601 132940 SH SOLE 132940 0 0 HOME FEDERAL BANCORP INC/ID COMM 43710G105 889 59641 SH SOLE 59641 0 0 INDIA FUND INC CLOSED-END FUND (US) COMM 454089103 3028 151380 SH SOLE 151380 0 0 INTERNET PATENTS CORP COMMON STOCK (US) COMM 46063G101 165 52996 SH SOLE 52996 0 0 ITHACA ENERGY INC COMMON STOCK (CA) COMM 465676104 70 25900 SH SOLE 25900 0 0 JAKKS PACIFIC INC COMMON STOCK (US) COMM 47012E106 126 18768 SH SOLE 18768 0 0 OFFICE DEPOT INC COMM 676220106 24 75 SH Put SOLE 75 0 0 JONES GROUP INC/THE COMM 48020T101 37 2500 SH SOLE 2500 0 0 KEATING CAPITAL INC COMM 48722R106 933 151723 SH SOLE 151723 0 0 KINDER MORGAN INC-CW17 EQUITY WRT (US) COMM 49456B119 79 19526 SH SOLE 19526 0 0 KINGSWAY FINANCIAL SERVICES COMMON STOCK (CA) COMM 496904202 27 6800 SH SOLE 6800 0 0 KOPIN CORP COMMON STOCK (US) COMM 500600101 177 41981 SH SOLE 41981 0 0 LEAP WIRELESS INTL INC COMMON STOCK (US) COMM 521863308 867 49824 SH SOLE 49824 0 0 LEARNING TREE INTERNATIONAL COMMON STOCK (US) COMM 522015106 56 17988 SH SOLE 17988 0 0 LENDER PROCESSING SERVICES COMMON STOCK (US) COMM 52602E102 10492 280677 SH SOLE 280677 0 0 LIBERTY ALL STAR EQUITY FUND CLOSED-END FUND (US) COMM 530158104 582 99141 SH SOLE 99141 0 0 LIBERTY GLOBAL PLC-SERIES C COMMON STOCK (GB) COMM GS480U120 3773 44815 SH SOLE 44815 0 0 LIFE TECHNOLOGIES CORP COMMON STOCK (US) COMM 53217V109 4433 58482 SH SOLE 58482 0 0 LIFEVANTAGE CORP COMM 53222K106 53 32161 SH SOLE 32161 0 0 LOEWS CORP COMMON STOCK (US) COMM 540424108 4887 101316 SH SOLE 101316 0 0 LORAL SPACE & COMMUNICATIONS COMMON STOCK (US) COMM 543881106 304 3754 SH SOLE 3754 0 0 MAXYGEN INC COMMON STOCK (US) COMM 577776107 44 1474240 SH SOLE 1474240 0 0 MEDCATH CORPORATION COMMON STOCK (US) COMM 58404W109 112 78106 SH SOLE 78106 0 0 MERGE HEALTHCARE INC COMMON STOCK (US) COMM 589499102 71 30800 SH SOLE 30800 0 0 METROCORP BANKSHARES INC COMM 591650106 5149 340293 SH SOLE 340293 0 0 MODUSLINK GLOBAL SOLUTIONS I COMMON STOCK (US) COMM 60786L107 124 21655 SH SOLE 21655 0 0 MOLEX INC -CL A COMM 608554200 93 2405 SH SOLE 2405 0 0 MONSTER WORLDWIDE INC COMMON STOCK (US) COMM 611742107 114 16050 SH SOLE 16050 0 0 MORGAN STANLEY INDIA INVEST CLOSED-END FUND (US) COMM 61745C105 271 15522 SH SOLE 15522 0 0 MYREXIS INC COMMON STOCK (US) COMM 62856H107 55 309358 SH SOLE 309358 0 0 NEUBERGER BERMAN REAL ESTATE CLOSED-END FUND (US) COMM 64190A103 290 66733 SH SOLE 66733 0 0 NEWCASTLE INVESTMENT CORP REIT (US) COMM 65105M108 49 8500 SH SOLE 8500 0 0 NICHOLAS FINANCIAL INC COMMON (US) COMM 65373J209 112 7108 SH SOLE 7108 0 0 NUPATHE INC COMMON (US) COMM 67059M100 295 90111 SH SOLE 90111 0 0 OMTHERA PHARMACE COMMON STOCK (US) COMM 68217A103 24 40700 SH SOLE 40700 0 0 PALADIN LABS INC COMM 695942102 841 7537 SH SOLE 7537 0 0 PENN NATL GAMING COMM 707569109 150 10458 SH SOLE 10458 0 0 PERNIX THERAPEUTICS HOLDINGS COMMON STOCK (US) COMM 71426V108 30 11957 SH SOLE 11957 0 0 PLX TECHNOLOGY INC COMMON STOCK (US) COMM 693417107 678 102993 SH SOLE 102993 0 0 PROMOTORA DE INFO-B-ADR ADR (ES) COMM 74343G303 72 25000 SH SOLE 25000 0 0 PROMOTORA DE INFORMA-ADR ADR (ES) COMM 74343G204 19 8750 SH SOLE 8750 0 0 TURQUOISE HILL RESOURCES LTD COMM 900435108 27 100 SH Put SOLE 100 0 0 QLT INC COMMON STOCK (CA) COMM 746927102 177 31726 SH SOLE 31726 0 0 REALNETWORKS INC COMMON STOCK (US) COMM 75605L708 538 71275 SH SOLE 71275 0 0 REAVES UTILITY INCOME FUND CLOSED-END FUND (US) COMM 756158101 4748 189232 SH SOLE 189232 0 0 RENTECH INC COMMON STOCK (US) COMM 760112102 152 86668 SH SOLE 86668 0 0 SAFEGUARD SCIENTIFICS INC COMMON STOCK (US) COMM 786449207 3772 187758 SH SOLE 187758 0 0 SAMSON OIL & GAS LTD-SP ADR ADR (AU) COMM 796043107 59 141204 SH SOLE 141204 0 0 SANOFI US COMM 80105N113 56 164477 SH SOLE 164477 0 0 SHOPPERS DRUG MART CORP COMM 373113109 238 4348 SH SOLE 4348 0 0 SILVERWILLOW ENERGY CORP COMMON STOCK (CA) COMM 828513101 6 25200 SH SOLE 25200 0 0 SINO CLEAN ENERGY INC COMMON STOCK (CN) COMM 82936G200 1 4134 SH SOLE 4134 0 0 SPECIAL OPPORTUN CLOSED-END FUND (US) COMM 84741T104 81 1311 SH SOLE 1311 0 0 SWISS HELVETIA FUND COMM 870875101 182 13012 SH SOLE 13012 0 0 TELEPHONE AND DATA SYSTEMS COMMON STOCK (US) COMM 879433829 4494 172338 SH SOLE 172338 0 0 TESSERA TECHNOLOGIES INC COMMON STOCK (US) COMM 88164L100 139 7060 SH SOLE 7060 0 0 THAI FUND INC CLOSED-END FUND (US) COMM 882904105 425 23438 SH SOLE 23438 0 0 THESCORE INC - A COMMON STOCK (CA) COMM 88367Q104 21 111000 SH SOLE 111000 0 0 TORTOISE ENR CAP EQUITY (US) COMM 89148J203 985 97573 SH SOLE 97573 0 0 TRANS WORLD ENTERTAINMENT CP COMMON STOCK (US) COMM 89336Q100 46 10400 SH SOLE 10400 0 0 TURKISH INVST FD COMM 900145103 21 1400 SH SOLE 1400 0 0 TURQUOISE HILL RESOURCES LTD COMM 900435108 73 22000 SH SOLE 22000 0 0 TURQUOISE HILL RESOURCES LTD - RIGHTS COMM 900435116 19 20000 SH SOLE 20000 0 0 UNITED ONLINE INC (US) COMM 911268100 3 214 SH SOLE 214 0 0 VALLEY NATIONAL BANCORP-CW15 EQUITY WRT (US) COMM 919794123 2 5004 SH SOLE 5004 0 0 VIRGINIA COMMERCE BANCORP COMMON STOCK (US) COMM 92778Q109 1882 110791 SH SOLE 110791 0 0 WRIGHT MEDICAL GROUP INC-CVR RIGHT (US) COMM 98235T115 5 15600 SH SOLE 15600 0 0 YAHOO! INC COMMON STOCK (US) COMM 984332106 372 9200 SH SOLE 9200 0 0