Managing Principal

0001420506-19-001089.txt : 20191113 0001420506-19-001089.hdr.sgml : 20191113 20191113155222 ACCESSION NUMBER: 0001420506-19-001089 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 EFFECTIVENESS DATE: 20191113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 191213688 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001584639 XXXXXXXX 09-30-2019 09-30-2019 false Yakira Capital Management, Inc.

991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880

13F HOLDINGS REPORT 028-15952 N Bruce M. Kallins Managing Principal (203) 341-0606 Bruce M. Kallins, Managing Principal WESTPORT CT 11-13-2019 0 149 340796 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR YAKIRA CAPITAL MANAGEMENT, INC. A H BELO CORP COM CL A 001282102 135 35942 SH SOLE 35942 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 655 94041 SH SOLE 94041 0 0 ABERDEEN INCOME CR STRATEGIE COM 003057106 436 35000 SH SOLE 35000 0 0 ACT II GLOBAL ACQUISITION CO UNIT 04/30/2026 G0080J112 1038 100000 SH SOLE 100000 0 0 ADVANCED DISP SVCS INC DEL COM 00790X101 5828 178942 SH SOLE 178942 0 0 AKAZOO SA SHS L0164E108 205 32400 SH SOLE 32400 0 0 AKAZOO SA *W EXP 09/11/202 L0164E116 139 180000 SH SOLE 180000 0 0 ALDER BIOPHARMACEUTICALS INC COM 014339105 1895 100500 SH SOLE 100500 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1672 10000 SH SOLE 10000 0 0 ALLEGRO MERGER CORP UNIT 12/31/2023 01749N301 2114 200000 SH SOLE 200000 0 0 ALLERGAN PLC SHS G0177J108 14450 85865 SH SOLE 85865 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 930 7258 SH SOLE 7258 0 0 ALLIED ESPORTS ENTMT INC COM 019170109 207 39600 SH SOLE 39600 0 0 ALTABA INC COM 021346101 21904 1124436 SH SOLE 1124436 0 0 AMCI ACQUISITION CORP UNIT 01/07/2019 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0 0 MEDLEY MGMT INC CL A COM 58503T106 65 18508 SH SOLE 18508 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 10181 92900 SH SOLE 92900 0 0 MERRIMACK PHARMACEUTICALS IN COM NEW 590328209 301 66934 SH SOLE 66934 0 0 MILACRON HLDGS CORP COM 59870L106 1275 76489 SH SOLE 76489 0 0 MONOCLE ACQUISITION CORP UNIT 99/99/9999 609754205 4176 400000 SH SOLE 400000 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 1193 62977 SH SOLE 62977 0 0 MSG NETWORK INC CL A 553573106 1353 81000 SH SOLE 81000 0 0 MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 1628 150000 SH SOLE 150000 0 0 NETFIN ACQUISITION CORP UNIT 08/01/2024 G6455A123 5045 500000 SH SOLE 500000 0 0 NEW PROVIDENCE ACQUISITIN CO UNIT 09/01/2024 64822P205 909 90100 SH SOLE 90100 0 0 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 6647 370718 SH SOLE 370718 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 1594 75000 SH SOLE 75000 0 0 NII HLDGS INC COM PAR 62913F508 2440 1244708 SH SOLE 1244708 0 0 NOVELION THERAPEUTICS INC COM NEW 67001K202 26 36428 SH 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*W EXP 04/17/202 74621Q114 367 349999 SH SOLE 349999 0 0 REALNETWORKS INC COM NEW 75605L708 44 26522 SH SOLE 26522 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 1763 48027 SH SOLE 48027 0 0 RED ROBIN GOURMET BURGERS IN COM 75689M101 396 11892 SH SOLE 11892 0 0 REPAY HLDGS CORP COM CL A 76029L100 188 14103 SH SOLE 14103 0 0 RITE AID CORP COM 767754872 152 21901 SH SOLE 21901 0 0 RIVERNORTH MARKETPLACE LENDI COM 76882B108 663 34761 SH SOLE 34761 0 0 RIVERNORTH OPPRTUNITIES FD I COM 76881Y109 376 21750 SH SOLE 21750 0 0 ROYCE VALUE TR INC COM 780910105 660 47932 SH SOLE 47932 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 9472 835243 SH SOLE 835243 0 0 SANOFI RIGHT 12/31/2020 80105N113 87 155177 SH SOLE 155177 0 0 SCHULTZE SPL PURP ACQUSTN CO UNIT 12/31/2023 80821R208 2208 213333 SH SOLE 213333 0 0 SPARK THERAPEUTICS INC COM 84652J103 2366 24400 SH SOLE 24400 0 0 SPIRIT MTA REIT COM SHS BEN IN 84861U105 467 55326 SH SOLE 55326 0 0 STEEL CONNECT INC COM 858098106 96 54804 SH SOLE 54804 0 0 STEWARDSHIP FINL CORP COM 860326107 1513 97000 SH SOLE 97000 0 0 STEWART INFORMATION SVCS COR COM 860372101 407 10500 SH Put SOLE 10500 0 0 STEWART INFORMATION SVCS COR COM 860372101 3125 80566 SH SOLE 80566 0 0 THUNDER BRDG ACQUISTION II L UNIT 99/99/9999 G8857S124 1527 150000 SH SOLE 150000 0 0 TIBERIUS ACQUISITION CORP UNIT 02/28/2021 88633A206 2260 200000 SH SOLE 200000 0 0 TIVO CORP COM 88870P106 107 14000 SH SOLE 14000 0 0 TKK SYMPHONY ACQUISITION COR ORD SHS G88950103 3787 372000 SH SOLE 372000 0 0 TKK SYMPHONY ACQUISITION COR *W EXP 02/20/202 G88950129 33 372000 SH SOLE 372000 0 0 TKK SYMPHONY ACQUISITION COR RIGHT 02/20/2020 G88950137 89 372000 SH SOLE 372000 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B101 1723 140197 SH SOLE 140197 0 0 TRINE ACQUISITION CORP UNIT 03/31/2021 89628U207 1656 160000 SH SOLE 160000 0 0 TRINITY MERGER CORP COM CL A 89653L106 3882 371868 SH SOLE 371868 0 0 TRINITY MERGER CORP *W EXP 05/11/202 89653L114 434 341868 SH SOLE 341868 0 0 TUSCAN HLDGS CORP II UNIT 04/01/2026 90070A202 2483 247080 SH SOLE 247080 0 0 TUSCAN HOLDINGS CORP UNIT 99/99/9999 90069K203 2405 225000 SH SOLE 225000 0 0 TWELVE SEAS INVESTMENT COMPA SHS G9145A107 2765 270000 SH SOLE 270000 0 0 TWELVE SEAS INVESTMENT COMPA *W EXP 12/22/202 G9145A115 86 270000 SH SOLE 270000 0 0 TWELVE SEAS INVESTMENT COMPA RIGHT 12/22/2019 G9145A131 94 270000 SH SOLE 270000 0 0 VERSUM MATLS INC COM 92532W103 8508 160750 SH SOLE 160750 0 0 WABCO HLDGS INC COM 92927K102 9478 70861 SH SOLE 70861 0 0 YATRA ONLINE INC ORD SHS G98338109 5966 1447940 SH SOLE 1447940 0 0 ZAYO GROUP HLDGS INC COM 98919V105 9829 289940 SH SOLE 289940 0 0