0001420506-19-000743.txt : 20190809 0001420506-19-000743.hdr.sgml : 20190809 20190809080804 ACCESSION NUMBER: 0001420506-19-000743 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190809 DATE AS OF CHANGE: 20190809 EFFECTIVENESS DATE: 20190809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 191011376 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001584639 XXXXXXXX 06-30-2019 06-30-2019 false Yakira Capital Management, Inc.
991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880
13F HOLDINGS REPORT 028-15952 N
Bruce M. Kallins Managing Principal (203) 341-0606 Bruce M. Kallins, Managing Principal WESTPORT CT 08-09-2019 0 149 510311 false
INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR YAKIRA CAPITAL MANAGEMENT, INC. A H BELO CORP COM CL A 001282102 133 35942 SH SOLE 35942 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 1477 202086 SH SOLE 202086 0 0 ACT II GLOBAL ACQUISITION CO UNIT 04/30/2026 G0080J112 1012 100000 SH SOLE 100000 0 0 ALLEGRO MERGER CORP UNIT 12/31/2023 01749N301 2102 200000 SH SOLE 200000 0 0 ALLERGAN PLC SHS G0177J108 6722 40150 SH SOLE 40150 0 0 ALTABA INC COM 021346101 70307 1013504 SH SOLE 1013504 0 0 AMCI ACQUISITION CORP UNIT 01/07/2019 00165R200 1022 100000 SH SOLE 100000 0 0 ANADARKO PETE CORP COM 032511107 18077 256200 SH SOLE 256200 0 0 AQUANTIA CORP COM 03842Q108 1117 85760 SH SOLE 85760 0 0 ASSERTIO THERAPEUTICS INC COM 04545L107 35 10100 SH SOLE 10100 0 0 AT&T INC COM 00206R102 2812 83929 SH SOLE 83929 0 0 AVAYA HLDGS CORP COM 05351X101 1829 153600 SH SOLE 153600 0 0 AXALTA COATING SYS LTD COM G0750C108 1188 39900 SH SOLE 39900 0 0 B RILEY PRINCIPAL MERGER COR UNIT 99/99/9999 05586Y205 1003 100500 SH SOLE 100500 0 0 BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 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COPPR HLDGS I COM 37953G103 2913 66615 SH SOLE 66615 0 0 GORDON POINTE ACQUISITION CO UNIT 01/18/2023 382788206 2120 200000 SH SOLE 200000 0 0 GRAF INDL CORP UNIT 12/31/2025 384278206 2474 240000 SH SOLE 240000 0 0 GX ACQUISITION CORP UNIT 05/24/2026 36251A206 1879 187000 SH SOLE 187000 0 0 HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 511 50000 SH SOLE 50000 0 0 HECLA MNG CO COM 422704106 66 36412 SH SOLE 36412 0 0 HERTZ GLOBAL HLDGS INC RIGHT 07/12/2019 42806J114 98 50000 SH SOLE 50000 0 0 HIGHLAND INCOME FUND HIGHLAND INCOME 43010E404 194 14002 SH SOLE 14002 0 0 HL ACQUISITIONS CORP UNIT 06/21/2023 G4603R114 1518 144000 SH SOLE 144000 0 0 HOPFED BANCORP INC COM 439734104 1448 76341 SH SOLE 76341 0 0 IAC INTERACTIVECORP COM 44919P508 6928 31850 SH SOLE 31850 0 0 INSURANCE ACQUISITION CORP UNIT 03/31/2024 457867307 776 75000 SH SOLE 75000 0 0 KAIXIN AUTO HLDGS SHS G5223X100 94 42500 SH SOLE 42500 0 0 KAR AUCTION SVCS INC COM 48238T109 4021 160833 SH SOLE 160833 0 0 KBL MERGER 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OAKTREE CAP GROUP LLC UNIT CL A 674001201 1946 39274 SH SOLE 39274 0 0 OFS CAP CORP COM 67103B100 278 23170 SH SOLE 23170 0 0 OPES ACQUISITION CORP UNIT 03/07/2023 68373P209 1265 120730 SH SOLE 120730 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 628 54334 SH SOLE 54334 0 0 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 44 300000 SH SOLE 300000 0 0 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 108 600000 SH SOLE 600000 0 0 PENSARE ACQUISITION CORP COM 70957E105 6228 600000 SH SOLE 600000 0 0 PIVOTAL ACQUISITION CORP CL A COM 72583A101 1309 129000 SH SOLE 129000 0 0 PIVOTAL ACQUISITION CORP *W EXP 12/01/202 72583A119 174 129000 SH SOLE 129000 0 0 PROFICIENT ALPHA ACQUSTN COR UNIT 04/30/2026 74317H204 2764 275000 SH SOLE 275000 0 0 PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 7483 700000 SH SOLE 700000 0 0 REALNETWORKS INC COM NEW 75605L708 50 26522 SH SOLE 26522 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 3888 108597 SH SOLE 108597 0 0 RED HAT INC COM 756577102 2892 15400 SH Call SOLE 15400 0 0 RED HAT INC COM 756577102 24794 132051 SH SOLE 132051 0 0 RITE AID CORP COM 767754872 175 21901 SH SOLE 21901 0 0 RIVERNORTH MARKETPLACE LENDI COM 76882B108 267 13067 SH SOLE 13067 0 0 ROYCE VALUE TR INC COM 780910105 2448 175827 SH SOLE 175827 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 9834 814743 SH SOLE 814743 0 0 SANOFI RIGHT 12/31/2020 80105N113 81 155177 SH SOLE 155177 0 0 SCHULTZE SPL PURP ACQUSTN CO UNIT 12/31/2023 80821R208 2172 213333 SH SOLE 213333 0 0 SPARK THERAPEUTICS INC COM 84652J103 6788 66300 SH SOLE 66300 0 0 SPARK THERAPEUTICS INC COM 84652J103 3675 35900 SH Call SOLE 35900 0 0 SPARK THERAPEUTICS INC COM 84652J103 4290 41900 SH Put SOLE 41900 0 0 STEEL CONNECT INC COM 858098106 100 54804 SH SOLE 54804 0 0 STEWARDSHIP FINL CORP COM 860326107 1500 97000 SH SOLE 97000 0 0 STEWART INFORMATION SVCS COR COM 860372101 7535 186100 SH Put SOLE 186100 0 0 STEWART INFORMATION SVCS COR COM 860372101 10951 270466 SH SOLE 270466 0 0 TABLEAU 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INVESTMENT COMPA *W EXP 12/22/202 G9145A115 57 270000 SH SOLE 270000 0 0 TWELVE SEAS INVESTMENT COMPA RIGHT 12/22/2019 G9145A131 84 270000 SH SOLE 270000 0 0 TWELVE SEAS INVESTMENT COMPA SHS G9145A107 2743 270000 SH SOLE 270000 0 0 VERSUM MATLS INC COM 92532W103 8291 160750 SH SOLE 160750 0 0 WABCO HLDGS INC COM 92927K102 8296 62561 SH SOLE 62561 0 0 WORLDPAY INC CL A 981558109 9455 77150 SH SOLE 77150 0 0 XYNOMIC PHARMACUTCLS HLDNG I COM 98421X102 34 10000 SH SOLE 10000 0 0 XYNOMIC PHARMACUTCLS HLDNG I *W EXP 05/15/202 98421X110 11 50000 SH SOLE 50000 0 0 ZAYO GROUP HLDGS INC COM 98919V105 1372 41700 SH SOLE 41700 0 0