0001420506-19-000743.txt : 20190809
0001420506-19-000743.hdr.sgml : 20190809
20190809080804
ACCESSION NUMBER: 0001420506-19-000743
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190809
DATE AS OF CHANGE: 20190809
EFFECTIVENESS DATE: 20190809
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yakira Capital Management, Inc.
CENTRAL INDEX KEY: 0001584639
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15952
FILM NUMBER: 191011376
BUSINESS ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (203) 341-0606
MAIL ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
FORMER COMPANY:
FORMER CONFORMED NAME: BK Management I, Inc.
DATE OF NAME CHANGE: 20130819
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001584639
XXXXXXXX
06-30-2019
06-30-2019
false
Yakira Capital Management, Inc.
991 POST ROAD EAST, 2ND FLOOR
WESTPORT
CT
06880
13F HOLDINGS REPORT
028-15952
N
Bruce M. Kallins
Managing Principal
(203) 341-0606
Bruce M. Kallins, Managing Principal
WESTPORT
CT
08-09-2019
0
149
510311
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR YAKIRA CAPITAL MANAGEMENT, INC.
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COM CL A
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133
35942
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SOLE
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0
0
ABERDEEN EMRG MRKTS EQT INM
COM
00301W105
1477
202086
SH
SOLE
202086
0
0
ACT II GLOBAL ACQUISITION CO
UNIT 04/30/2026
G0080J112
1012
100000
SH
SOLE
100000
0
0
ALLEGRO MERGER CORP
UNIT 12/31/2023
01749N301
2102
200000
SH
SOLE
200000
0
0
ALLERGAN PLC
SHS
G0177J108
6722
40150
SH
SOLE
40150
0
0
ALTABA INC
COM
021346101
70307
1013504
SH
SOLE
1013504
0
0
AMCI ACQUISITION CORP
UNIT 01/07/2019
00165R200
1022
100000
SH
SOLE
100000
0
0
ANADARKO PETE CORP
COM
032511107
18077
256200
SH
SOLE
256200
0
0
AQUANTIA CORP
COM
03842Q108
1117
85760
SH
SOLE
85760
0
0
ASSERTIO THERAPEUTICS INC
COM
04545L107
35
10100
SH
SOLE
10100
0
0
AT&T INC
COM
00206R102
2812
83929
SH
SOLE
83929
0
0
AVAYA HLDGS CORP
COM
05351X101
1829
153600
SH
SOLE
153600
0
0
AXALTA COATING SYS LTD
COM
G0750C108
1188
39900
SH
SOLE
39900
0
0
B RILEY PRINCIPAL MERGER COR
UNIT 99/99/9999
05586Y205
1003
100500
SH
SOLE
100500
0
0
BIG ROCK PARTNERS ACQUISI CO
*W EXP 12/01/202
089482111
18
82500
SH
SOLE
82500
0
0
BIG ROCK PARTNERS ACQUISI CO
COM
089482103
1721
165000
SH
SOLE
165000
0
0
BIG ROCK PARTNERS ACQUISI CO
RIGHT 12/01/2022
089482129
31
165000
SH
SOLE
165000
0
0
BIOCERES CROP SOLUTIONS CORP
*W EXP 03/14/202
G1117K106
83
251200
SH
SOLE
251200
0
0
BIOCERES CROP SOLUTIONS CORP
SHS
G1117K114
133
25119
SH
SOLE
25119
0
0
BLACK RIDGE ACQUISITION CORP
COM
09216T107
4059
396000
SH
SOLE
396000
0
0
BLACK RIDGE ACQUISITION CORP
RIGHT 07/10/2019
09216T123
166
396000
SH
SOLE
396000
0
0
BLACK RIDGE ACQUISITION CORP
*W EXP 07/10/202
09216T115
162
396000
SH
SOLE
396000
0
0
BLACKROCK CR ALLCTN INC TR
COM
092508100
344
26487
SH
SOLE
26487
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
363
8000
SH
Put
SOLE
8000
0
0
BROOKDALE SR LIVING INC
COM
112463104
922
127900
SH
SOLE
127900
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
3079
75000
SH
SOLE
75000
0
0
CELGENE CORP
COM
151020104
18564
200820
SH
SOLE
200820
0
0
CHASERG TECHNLGY ACQUISITN C
UNIT 09/30/2023
16166A202
932
91060
SH
SOLE
91060
0
0
CITIZENS FIRST CORP
COM
17462Q107
593
23096
SH
SOLE
23096
0
0
CONCRETE PUMPING HLDGS INC
COM
206704108
411
80246
SH
SOLE
80246
0
0
CONSTELLATION ALPHA CAP CORP
RIGHT 99/99/9999
G2379F132
27
150000
SH
SOLE
150000
0
0
CONSTELLATION ALPHA CAP CORP
*W EXP 03/23/202
G2379F116
11
150000
SH
SOLE
150000
0
0
CORNERSTONE STRATEGIC VALUE
COM
21924B302
15530
1334213
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SOLE
1334213
0
0
CORNERSTONE TOTAL RTRN FD IN
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8630
762330
SH
SOLE
762330
0
0
CUSHING RENAISSANCE FD
COM
231647108
754
53464
SH
SOLE
53464
0
0
CUSHING RENAISSANCE FD
RIGHT 07/18/2019
231647124
11
54264
SH
SOLE
54264
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
890
40000
SH
SOLE
40000
0
0
DISCOVERY INC
COM SER C
25470F302
8417
295852
SH
SOLE
295852
0
0
DISNEY WALT CO
COM DISNEY
254687106
5711
40900
SH
SOLE
40900
0
0
EL PASO ELEC CO
COM NEW
283677854
1485
22714
SH
SOLE
22714
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
1942
57457
SH
SOLE
57457
0
0
ENTEGRA FINL CORP
COM
29363J108
1629
54100
SH
SOLE
54100
0
0
ESTRE AMBIENTAL INC
*W EXP 12/21/202
G3206V118
4
124450
SH
SOLE
124450
0
0
FINISAR CORP
COM NEW
31787A507
800
35000
SH
SOLE
35000
0
0
FINTECH ACQUISITION CORP III
UNIT 12/01/2023
31811A309
1713
160000
SH
SOLE
160000
0
0
FIRST DATA CORP NEW
COM CL A
32008D106
17828
658607
SH
SOLE
658607
0
0
FIRSTHAND TECH VALUE FD INC
COM
33766Y100
732
78573
SH
SOLE
78573
0
0
FORUM MERGER II CORP
UNIT 09/30/2025
34986F202
1273
120000
SH
SOLE
120000
0
0
FOX CORP
CL A COM
35137L105
2355
64272
SH
SOLE
64272
0
0
FRANKLIN LTD DURATION INC TR
COM
35472T101
968
100520
SH
SOLE
100520
0
0
FS BANCORP INC
COM
30263Y104
491
9469
SH
SOLE
9469
0
0
GABELLI CONV&INCOM SECS FD I
COM
36240B109
182
35502
SH
SOLE
35502
0
0
GIGCAPITAL INC
*W EXP 06/08/202
37518N122
125
416250
SH
SOLE
416250
0
0
GIGCAPITAL INC
RIGHT 03/06/2020
37518N114
289
555000
SH
SOLE
555000
0
0
GIGCAPITAL INC
COM
37518N106
4210
408750
SH
SOLE
408750
0
0
GIGCAPITAL2 INC
UNIT 02/28/2026
375036209
4012
400000
SH
SOLE
400000
0
0
GLOBAL BRASS & COPPR HLDGS I
COM
37953G103
2913
66615
SH
SOLE
66615
0
0
GORDON POINTE ACQUISITION CO
UNIT 01/18/2023
382788206
2120
200000
SH
SOLE
200000
0
0
GRAF INDL CORP
UNIT 12/31/2025
384278206
2474
240000
SH
SOLE
240000
0
0
GX ACQUISITION CORP
UNIT 05/24/2026
36251A206
1879
187000
SH
SOLE
187000
0
0
HAYMAKER ACQUISITION CORP II
UNIT 10/31/2026
42087L200
511
50000
SH
SOLE
50000
0
0
HECLA MNG CO
COM
422704106
66
36412
SH
SOLE
36412
0
0
HERTZ GLOBAL HLDGS INC
RIGHT 07/12/2019
42806J114
98
50000
SH
SOLE
50000
0
0
HIGHLAND INCOME FUND
HIGHLAND INCOME
43010E404
194
14002
SH
SOLE
14002
0
0
HL ACQUISITIONS CORP
UNIT 06/21/2023
G4603R114
1518
144000
SH
SOLE
144000
0
0
HOPFED BANCORP INC
COM
439734104
1448
76341
SH
SOLE
76341
0
0
IAC INTERACTIVECORP
COM
44919P508
6928
31850
SH
SOLE
31850
0
0
INSURANCE ACQUISITION CORP
UNIT 03/31/2024
457867307
776
75000
SH
SOLE
75000
0
0
KAIXIN AUTO HLDGS
SHS
G5223X100
94
42500
SH
SOLE
42500
0
0
KAR AUCTION SVCS INC
COM
48238T109
4021
160833
SH
SOLE
160833
0
0
KBL MERGER CORP IV
RIGHT 09/09/2019
48242A120
88
400000
SH
SOLE
400000
0
0
KBL MERGER CORP IV
*W EXP 01/15/202
48242A112
60
400000
SH
SOLE
400000
0
0
KBL MERGER CORP IV
COM
48242A104
4188
400000
SH
SOLE
400000
0
0
L3 TECHNOLOGIES INC
COM
502413107
32830
133906
SH
SOLE
133906
0
0
LAZYDAYS HLDGS INC
COM
52110H100
129
25758
SH
SOLE
25758
0
0
LEISURE ACQUISITION CORP
COM
52539T107
2249
222000
SH
SOLE
222000
0
0
LEISURE ACQUISITION CORP
*W EXP 12/05/201
52539T115
63
111000
SH
SOLE
111000
0
0
LF CAP ACQUISITION CORP
UNIT 06/19/2025
50200K207
2605
250000
SH
SOLE
250000
0
0
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
1195
205400
SH
SOLE
205400
0
0
LIBERTY EXPEDIA HLDGS INC
SER A COM
53046P109
2870
60052
SH
SOLE
60052
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
788
29200
SH
SOLE
29200
0
0
LIBERTY LATIN AMERICA LTD
COM CL A
G9001E102
441
25623
SH
SOLE
25623
0
0
LOEWS CORP
COM
540424108
2099
38398
SH
SOLE
38398
0
0
LONGEVITY ACQUISITION CORP
UNIT 08/29/2024
G56372108
518
50000
SH
SOLE
50000
0
0
MBT FINL CORP
COM
578877102
977
97480
SH
SOLE
97480
0
0
MEDLEY MGMT INC
CL A COM
58503T106
46
18508
SH
SOLE
18508
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
10281
92900
SH
SOLE
92900
0
0
MERRIMACK PHARMACEUTICALS IN
COM NEW
590328209
405
66934
SH
SOLE
66934
0
0
MODERN MEDIA ACQUISITION
COM
60765P103
3766
360000
SH
SOLE
360000
0
0
MODERN MEDIA ACQUISITION
RIGHT 99/99/9999
60765P129
94
324000
SH
SOLE
324000
0
0
MODERN MEDIA ACQUISITION
*W EXP 05/17/202
60765P111
40
180000
SH
SOLE
180000
0
0
MONOCLE ACQUISITION CORP
UNIT 99/99/9999
609754205
4120
400000
SH
SOLE
400000
0
0
MORGAN STANLEY INDIA INVS FD
COM
61745C105
1321
62977
SH
SOLE
62977
0
0
MUDRICK CAP ACQUISITION CORP
UNIT 02/01/2023
624745204
1589
150000
SH
SOLE
150000
0
0
NEXPOINT STRATEGIC OPORTUNT
COM NEW
65340G205
6857
362415
SH
SOLE
362415
0
0
NIELSEN HLDGS PLC
SHS EUR
G6518L108
685
30300
SH
SOLE
30300
0
0
NII HLDGS INC
COM PAR
62913F508
1321
781400
SH
SOLE
781400
0
0
NOVELION THERAPEUTICS INC
COM NEW
67001K202
28
36428
SH
SOLE
36428
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
1946
39274
SH
SOLE
39274
0
0
OFS CAP CORP
COM
67103B100
278
23170
SH
SOLE
23170
0
0
OPES ACQUISITION CORP
UNIT 03/07/2023
68373P209
1265
120730
SH
SOLE
120730
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
628
54334
SH
SOLE
54334
0
0
PENSARE ACQUISITION CORP
*W EXP 07/27/202
70957E113
44
300000
SH
SOLE
300000
0
0
PENSARE ACQUISITION CORP
RIGHT 99/99/9999
70957E121
108
600000
SH
SOLE
600000
0
0
PENSARE ACQUISITION CORP
COM
70957E105
6228
600000
SH
SOLE
600000
0
0
PIVOTAL ACQUISITION CORP
CL A COM
72583A101
1309
129000
SH
SOLE
129000
0
0
PIVOTAL ACQUISITION CORP
*W EXP 12/01/202
72583A119
174
129000
SH
SOLE
129000
0
0
PROFICIENT ALPHA ACQUSTN COR
UNIT 04/30/2026
74317H204
2764
275000
SH
SOLE
275000
0
0
PURE ACQUISITION CORP
UNIT 04/13/2023
74621Q205
7483
700000
SH
SOLE
700000
0
0
REALNETWORKS INC
COM NEW
75605L708
50
26522
SH
SOLE
26522
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
3888
108597
SH
SOLE
108597
0
0
RED HAT INC
COM
756577102
2892
15400
SH
Call
SOLE
15400
0
0
RED HAT INC
COM
756577102
24794
132051
SH
SOLE
132051
0
0
RITE AID CORP
COM
767754872
175
21901
SH
SOLE
21901
0
0
RIVERNORTH MARKETPLACE LENDI
COM
76882B108
267
13067
SH
SOLE
13067
0
0
ROYCE VALUE TR INC
COM
780910105
2448
175827
SH
SOLE
175827
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
9834
814743
SH
SOLE
814743
0
0
SANOFI
RIGHT 12/31/2020
80105N113
81
155177
SH
SOLE
155177
0
0
SCHULTZE SPL PURP ACQUSTN CO
UNIT 12/31/2023
80821R208
2172
213333
SH
SOLE
213333
0
0
SPARK THERAPEUTICS INC
COM
84652J103
6788
66300
SH
SOLE
66300
0
0
SPARK THERAPEUTICS INC
COM
84652J103
3675
35900
SH
Call
SOLE
35900
0
0
SPARK THERAPEUTICS INC
COM
84652J103
4290
41900
SH
Put
SOLE
41900
0
0
STEEL CONNECT INC
COM
858098106
100
54804
SH
SOLE
54804
0
0
STEWARDSHIP FINL CORP
COM
860326107
1500
97000
SH
SOLE
97000
0
0
STEWART INFORMATION SVCS COR
COM
860372101
7535
186100
SH
Put
SOLE
186100
0
0
STEWART INFORMATION SVCS COR
COM
860372101
10951
270466
SH
SOLE
270466
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
5014
30200
SH
SOLE
30200
0
0
TESLA INC
COM
88160R101
413
1847
SH
SOLE
1847
0
0
TESLA INC
COM
88160R101
45
200
SH
Call
SOLE
200
0
0
THUNDER BRIDGE ACQUISITION L
*W EXP 01/01/202
G8857R126
767
379600
SH
SOLE
379600
0
0
THUNDER BRIDGE ACQUISITION L
SHS CLASS A
G8857R100
3866
370693
SH
SOLE
370693
0
0
TIBERIUS ACQUISITION CORP
UNIT 02/28/2021
88633A206
2102
200000
SH
SOLE
200000
0
0
TIVO CORP
COM
88870P106
103
14000
SH
SOLE
14000
0
0
TKK SYMPHONY ACQUISITION COR
UNIT 08/15/2023
G88950111
3820
372000
SH
SOLE
372000
0
0
TORTOISE MIDSTRM ENERGY FD I
COM
89148B101
1891
140197
SH
SOLE
140197
0
0
TRANS WORLD ENTMT CORP
COM
89336Q100
3
10400
SH
SOLE
10400
0
0
TRIBUNE MEDIA CO
CL A
896047503
23194
501809
SH
SOLE
501809
0
0
TRINE ACQUISITION CORP
UNIT 03/31/2021
89628U207
1616
160000
SH
SOLE
160000
0
0
TRINITY MERGER CORP
UNIT 05/11/2025
89653L205
3953
371868
SH
SOLE
371868
0
0
TUSCAN HOLDINGS CORP
UNIT 99/99/9999
90069K203
2385
225000
SH
SOLE
225000
0
0
TWELVE SEAS INVESTMENT COMPA
*W EXP 12/22/202
G9145A115
57
270000
SH
SOLE
270000
0
0
TWELVE SEAS INVESTMENT COMPA
RIGHT 12/22/2019
G9145A131
84
270000
SH
SOLE
270000
0
0
TWELVE SEAS INVESTMENT COMPA
SHS
G9145A107
2743
270000
SH
SOLE
270000
0
0
VERSUM MATLS INC
COM
92532W103
8291
160750
SH
SOLE
160750
0
0
WABCO HLDGS INC
COM
92927K102
8296
62561
SH
SOLE
62561
0
0
WORLDPAY INC
CL A
981558109
9455
77150
SH
SOLE
77150
0
0
XYNOMIC PHARMACUTCLS HLDNG I
COM
98421X102
34
10000
SH
SOLE
10000
0
0
XYNOMIC PHARMACUTCLS HLDNG I
*W EXP 05/15/202
98421X110
11
50000
SH
SOLE
50000
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
1372
41700
SH
SOLE
41700
0
0