0001420506-19-000422.txt : 20190513
0001420506-19-000422.hdr.sgml : 20190513
20190513110030
ACCESSION NUMBER: 0001420506-19-000422
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190513
DATE AS OF CHANGE: 20190513
EFFECTIVENESS DATE: 20190513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yakira Capital Management, Inc.
CENTRAL INDEX KEY: 0001584639
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15952
FILM NUMBER: 19817265
BUSINESS ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (203) 341-0606
MAIL ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
FORMER COMPANY:
FORMER CONFORMED NAME: BK Management I, Inc.
DATE OF NAME CHANGE: 20130819
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001584639
XXXXXXXX
03-31-2019
03-31-2019
false
Yakira Capital Management, Inc.
991 POST ROAD EAST, 2ND FLOOR
WESTPORT
CT
06880
13F HOLDINGS REPORT
028-15952
N
Bruce M. Kallins
Managing Principal
(203) 341-0606
Bruce M. Kallins, Managing Principal
WESTPORT
CT
05-13-2019
0
126
349651
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR YAKIRA CAPITAL MANAGEMENT, INC.
A H BELO CORP
COM CL A
001282102
134
35942
SH
SOLE
35942
0
0
ABERDEEN EMRG MRKTS EQT INM
COM
00301W105
2043
281024
SH
SOLE
281024
0
0
ALLEGRO MERGER CORP
UNIT 12/31/2023
01749N301
2096
200000
SH
SOLE
200000
0
0
ALLIANCE CALIF MUN INCOME FD
COM
018546101
967
65453
SH
SOLE
65453
0
0
ALTABA INC
COM
021346101
55781
752572
SH
SOLE
752572
0
0
AMCI ACQUISITION CORP
UNIT 01/07/2019
00165R200
1014
100000
SH
SOLE
100000
0
0
ARCONIC INC
COM
03965L100
524
27400
SH
SOLE
27400
0
0
ARRIS INTERNATIONAL PLC
SHS
G0551A103
5071
160427
SH
SOLE
160427
0
0
ASSERTIO THERAPEUTICS INC
COM
04545L107
51
10100
SH
SOLE
10100
0
0
AT&T INC
COM
00206R102
7019
223829
SH
SOLE
223829
0
0
BELMOND LTD
CL A
G1154H107
1775
71213
SH
SOLE
71213
0
0
BIG ROCK PARTNERS ACQUISI CO
RIGHT 12/01/2022
089482129
58
165000
SH
SOLE
165000
0
0
BIG ROCK PARTNERS ACQUISI CO
*W EXP 12/01/202
089482111
15
82500
SH
SOLE
82500
0
0
BIG ROCK PARTNERS ACQUISI CO
COM
089482103
1706
165000
SH
SOLE
165000
0
0
BIOCERES CROP SOLUTIONS CORP
*W EXP 07/01/202
G1117K106
68
251200
SH
SOLE
251200
0
0
BIOCERES CROP SOLUTIONS CORP
SHS
G1117K114
131
25119
SH
SOLE
25119
0
0
BISON CAP ACQUISITION CORP
RIGHT 03/20/2019
G1142P138
35
100000
SH
SOLE
100000
0
0
BISON CAP ACQUISITION CORP
*W EXP 06/20/202
G1142P112
10
50000
SH
SOLE
50000
0
0
BLACK RIDGE ACQUISITION CORP
*W EXP 07/10/202
09216T115
119
396000
SH
SOLE
396000
0
0
BLACK RIDGE ACQUISITION CORP
RIGHT 07/10/2019
09216T123
139
396000
SH
SOLE
396000
0
0
BLACK RIDGE ACQUISITION CORP
COM
09216T107
4041
396000
SH
SOLE
396000
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
4198
88000
SH
Put
SOLE
88000
0
0
BROOKDALE SR LIVING INC
COM
112463104
842
127900
SH
SOLE
127900
0
0
BSB BANCORP INC MD
COM
05573H108
2180
66395
SH
SOLE
66395
0
0
CELGENE CORP
COM
151020104
10266
108816
SH
SOLE
108816
0
0
CHASERG TECHNLGY ACQUISITN C
UNIT 09/30/2023
16166A202
920
91060
SH
SOLE
91060
0
0
CM SEVEN STAR ACQUISITION CO
RIGHT 08/21/2022
G2345N136
116
350000
SH
SOLE
350000
0
0
CM SEVEN STAR ACQUISITION CO
SHS
G2345N102
4132
400000
SH
SOLE
400000
0
0
CM SEVEN STAR ACQUISITION CO
*W EXP 08/21/202
G2345N110
31
175000
SH
SOLE
175000
0
0
CONSTELLATION ALPHA CAP CORP
RIGHT 99/99/9999
G2379F132
19
150000
SH
SOLE
150000
0
0
CONSTELLATION ALPHA CAP CORP
*W EXP 03/23/202
G2379F116
12
150000
SH
SOLE
150000
0
0
CORNERSTONE STRATEGIC VALUE
COM
21924B302
18183
1492851
SH
SOLE
1492851
0
0
CORNERSTONE TOTAL RTRN FD IN
COM
21924U300
9461
789109
SH
SOLE
789109
0
0
DISCOVERY INC
COM SER C
25470F302
3664
144153
SH
SOLE
144153
0
0
DISNEY WALT CO
COM DISNEY
254687106
9381
84487
SH
SOLE
84487
0
0
DOWDUPONT INC
COM
26078J100
2583
48450
SH
SOLE
48450
0
0
EATON VANCE MUN BD FD
COM
27827X101
214
17274
SH
SOLE
17274
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
3581
111657
SH
SOLE
111657
0
0
ELLIE MAE INC
COM
28849P100
2961
30000
SH
SOLE
30000
0
0
ESTRE AMBIENTAL INC
*W EXP 12/21/202
G3206V118
15
124450
SH
SOLE
124450
0
0
FINTECH ACQUISITION CORP III
UNIT 12/01/2023
31811A309
1630
160000
SH
SOLE
160000
0
0
FIRST DATA CORP NEW
COM CL A
32008D106
5339
203237
SH
SOLE
203237
0
0
FIRSTHAND TECH VALUE FD INC
COM
33766Y100
902
67969
SH
SOLE
67969
0
0
FORUM MERGER II CORP
UNIT 09/30/2025
34986F202
1241
120000
SH
SOLE
120000
0
0
FOX CORP
CL A COM
35137L105
2727
74272
SH
SOLE
74272
0
0
FRANKLIN LTD DURATION INC TR
COM
35472T101
968
100520
SH
SOLE
100520
0
0
FS BANCORP INC
COM
30263Y104
1346
26669
SH
SOLE
26669
0
0
GABELLI CONV&INCOM SECS FD I
COM
36240B109
185
35502
SH
SOLE
35502
0
0
GIGCAPITAL INC
RIGHT 03/06/2020
37518N114
361
555000
SH
SOLE
555000
0
0
GIGCAPITAL INC
COM
37518N106
5661
555000
SH
SOLE
555000
0
0
GIGCAPITAL INC
*W EXP 06/08/202
37518N122
118
416250
SH
SOLE
416250
0
0
GORDON POINTE ACQUISITION CO
UNIT 01/18/2023
382788206
2100
200000
SH
SOLE
200000
0
0
GRAF INDL CORP
UNIT 12/31/2025
384278206
2428
240000
SH
SOLE
240000
0
0
HECLA MNG CO
COM
422704106
84
36412
SH
SOLE
36412
0
0
HL ACQUISITIONS CORP
UNIT 06/21/2023
G4603R114
1503
144000
SH
SOLE
144000
0
0
HOMETOWN BANKSHARES CORP
COM
43787N108
1622
113350
SH
SOLE
113350
0
0
HOPFED BANCORP INC
COM
439734104
1504
76341
SH
SOLE
76341
0
0
IAC INTERACTIVECORP
COM
44919P508
4605
21918
SH
SOLE
21918
0
0
INFRAREIT INC
COM
45685L100
4070
194073
SH
SOLE
194073
0
0
INSURANCE ACQUISITION CORP
UNIT 03/31/2024
457867307
758
75000
SH
SOLE
75000
0
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
2519
51427
SH
SOLE
51427
0
0
KBL MERGER CORP IV
RIGHT 06/07/2019
48242A120
92
400000
SH
SOLE
400000
0
0
KBL MERGER CORP IV
COM
48242A104
4156
400000
SH
SOLE
400000
0
0
KBL MERGER CORP IV
*W EXP 01/15/202
48242A112
45
400000
SH
SOLE
400000
0
0
LAZYDAYS HLDGS INC
COM
52110H100
120
25758
SH
SOLE
25758
0
0
LEISURE ACQUISITION CORP
*W EXP 12/05/201
52539T115
60
111000
SH
SOLE
111000
0
0
LEISURE ACQUISITION CORP
COM
52539T107
2220
222000
SH
SOLE
222000
0
0
LF CAP ACQUISITION CORP
UNIT 06/19/2025
50200K207
2593
250000
SH
SOLE
250000
0
0
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
1604
288500
SH
SOLE
288500
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
728
29200
SH
SOLE
29200
0
0
LIBERTY LATIN AMERICA LTD
COM CL A
G9001E102
496
25623
SH
SOLE
25623
0
0
LOEWS CORP
COM
540424108
2559
53398
SH
SOLE
53398
0
0
LONGEVITY ACQUISITION CORP
UNIT 08/29/2024
G56372108
513
50000
SH
SOLE
50000
0
0
MAXWELL TECHNOLOGIES INC
COM
577767106
4027
900870
SH
SOLE
900870
0
0
MBT FINL CORP
COM
578877102
494
49289
SH
SOLE
49289
0
0
MEDLEY MGMT INC
CL A COM
58503T106
63
18508
SH
SOLE
18508
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
4261
36000
SH
SOLE
36000
0
0
MERRIMACK PHARMACEUTICALS IN
COM NEW
590328209
465
66934
SH
SOLE
66934
0
0
MODERN MEDIA ACQUISITION
COM
60765P103
3730
360000
SH
SOLE
360000
0
0
MODERN MEDIA ACQUISITION
RIGHT 99/99/9999
60765P129
107
324000
SH
SOLE
324000
0
0
MODERN MEDIA ACQUISITION
*W EXP 05/17/202
60765P111
56
180000
SH
SOLE
180000
0
0
MONOCLE ACQUISITION CORP
UNIT 99/99/9999
609754205
4032
400000
SH
SOLE
400000
0
0
MORGAN STANLEY ASIA PAC FD I
COM
61744U106
776
47439
SH
SOLE
47439
0
0
MORGAN STANLEY INDIA INVS FD
COM
61745C105
1316
62977
SH
SOLE
62977
0
0
MUDRICK CAP ACQUISITION CORP
UNIT 02/01/2023
624745204
1587
150000
SH
SOLE
150000
0
0
NEXPOINT STRATEGIC OPORTUNT
COM NEW
65340G205
933
42878
SH
SOLE
42878
0
0
NIELSEN HLDGS PLC
SHS EUR
G6518L108
2298
97100
SH
SOLE
97100
0
0
NII HLDGS INC
COM PAR
62913F508
1523
777134
SH
SOLE
777134
0
0
NOVELION THERAPEUTICS INC
COM NEW
67001K202
45
36428
SH
SOLE
36428
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
4071
46061
SH
SOLE
46061
0
0
OFS CAP CORP
COM
67103B100
289
24572
SH
SOLE
24572
0
0
ONESPAWORLD HOLDINGS LIMITED
COM
P73684113
328
24000
SH
SOLE
24000
0
0
OPES ACQUISITION CORP
UNIT 03/07/2023
68373P209
1252
120730
SH
SOLE
120730
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
696
54334
SH
SOLE
54334
0
0
PENSARE ACQUISITION CORP
RIGHT 99/99/9999
70957E121
174
600000
SH
SOLE
600000
0
0
PENSARE ACQUISITION CORP
*W EXP 07/27/202
70957E113
60
300000
SH
SOLE
300000
0
0
PENSARE ACQUISITION CORP
COM
70957E105
6150
600000
SH
SOLE
600000
0
0
PIVOTAL ACQUISITION CORP
UNIT 12/01/2025
72583A200
1641
161000
SH
SOLE
161000
0
0
PURE ACQUISITION CORP
UNIT 04/13/2023
74621Q205
7406
700000
SH
SOLE
700000
0
0
QIWI PLC
SPON ADR REP B
74735M108
518
36000
SH
SOLE
36000
0
0
REALNETWORKS INC
COM NEW
75605L708
82
26522
SH
SOLE
26522
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
8757
260020
SH
SOLE
260020
0
0
RED HAT INC
COM
756577102
17813
97500
SH
SOLE
97500
0
0
RITE AID CORP
COM
767754104
278
438046
SH
SOLE
438046
0
0
RIVERNORTH OPPRTUNITIES FD I
COM
76881Y109
297
18000
SH
SOLE
18000
0
0
ROYCE VALUE TR INC
COM
780910105
3690
268137
SH
SOLE
268137
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
8878
818289
SH
SOLE
818289
0
0
SANOFI
RIGHT 12/31/2020
80105N113
70
155177
SH
SOLE
155177
0
0
SCHULTZE SPL PURP ACQUISITIO
UNIT 12/31/2023
80821R208
2147
213333
SH
SOLE
213333
0
0
SI FINL GROUP INC MD
COM
78425V104
930
72000
SH
SOLE
72000
0
0
STEEL CONNECT INC
COM
858098106
110
54804
SH
SOLE
54804
0
0
STEWART INFORMATION SVCS COR
COM
860372101
8392
196573
SH
SOLE
196573
0
0
THUNDER BRIDGE ACQUISITION L
*W EXP 01/01/202
G8857R126
288
400000
SH
SOLE
400000
0
0
THUNDER BRIDGE ACQUISITION L
SHS CLASS A
G8857R100
5610
550000
SH
SOLE
550000
0
0
TIBERIUS ACQUISITION CORP
UNIT 02/28/2021
88633A206
2087
200000
SH
SOLE
200000
0
0
TIVO CORP
COM
88870P106
130
14000
SH
SOLE
14000
0
0
TKK SYMPHONY ACQUISITION COR
UNIT 08/15/2023
G88950111
3822
372000
SH
SOLE
372000
0
0
TORTOISE MIDSTRM ENERGY FD I
COM
89148B101
1966
140197
SH
SOLE
140197
0
0
TRANS WORLD ENTMT CORP
COM
89336Q100
4
10400
SH
SOLE
10400
0
0
TRIBUNE MEDIA CO
CL A
896047503
7009
151911
SH
SOLE
151911
0
0
TRINE ACQUISITION CORP
UNIT 03/31/2021
89628U207
1603
160000
SH
SOLE
160000
0
0
TRINITY MERGER CORP
UNIT 05/11/2025
89653L205
3905
371868
SH
SOLE
371868
0
0
TUSCAN HOLDINGS CORP
UNIT 99/99/9999
90069K203
2346
225000
SH
SOLE
225000
0
0
TWELVE SEAS INVESTMENT COMPA
UNIT 06/21/2023
G9145A123
2827
270000
SH
SOLE
270000
0
0
U S G CORP
COM NEW
903293405
5211
120343
SH
SOLE
120343
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
688
24200
SH
SOLE
24200
0
0