0001420506-19-000156.txt : 20190212
0001420506-19-000156.hdr.sgml : 20190212
20190212103121
ACCESSION NUMBER: 0001420506-19-000156
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190212
DATE AS OF CHANGE: 20190212
EFFECTIVENESS DATE: 20190212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yakira Capital Management, Inc.
CENTRAL INDEX KEY: 0001584639
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15952
FILM NUMBER: 19588625
BUSINESS ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (203) 341-0606
MAIL ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
FORMER COMPANY:
FORMER CONFORMED NAME: BK Management I, Inc.
DATE OF NAME CHANGE: 20130819
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001584639
XXXXXXXX
12-31-2018
12-31-2018
false
Yakira Capital Management, Inc.
991 POST ROAD EAST, 2ND FLOOR
WESTPORT
CT
06880
13F HOLDINGS REPORT
028-15952
N
Bruce M. Kallins
Managing Principal
(203) 341-0606
Bruce M. Kallins, Managing Principal
WESTPORT
CT
02-11-2019
0
130
296797
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR YAKIRA CAPITAL MANAGEMENT, INC.
A H BELO CORP
COM CL A
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121
35942
SH
SOLE
35942
0
0
ABERDEEN EMRG MRKTS EQT INM
COM
00301W105
706
111153
SH
SOLE
111153
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
3016
22000
SH
Put
SOLE
22000
0
0
ALLEGRO MERGER CORP
UNIT 12/31/2023
01749N301
2064
200000
SH
SOLE
200000
0
0
ALTABA INC
COM
021346101
21994
379600
SH
SOLE
379600
0
0
AMCI ACQUISITION CORP
UNIT 01/07/2019
00165R200
995
100000
SH
SOLE
100000
0
0
ARRIS INTL INC
SHS
G0551A103
2258
73860
SH
SOLE
73860
0
0
ASPEN INSURANCE HOLDINGS LTD
SHS
G05384105
7756
184699
SH
SOLE
184699
0
0
ASSERTIO THERAPEUTICS INC
COM
04545L107
36
10100
SH
SOLE
10100
0
0
AT&T INC
COM
00206R102
6388
223829
SH
SOLE
223829
0
0
ATHENAHEALTH INC
COM
04685W103
2111
16000
SH
SOLE
16000
0
0
AXALTA COATING SYS LTD
COM
G0750C108
260
11100
SH
SOLE
11100
0
0
BIG ROCK PARTNERS ACQUISI CO
*W EXP 12/01/202
089482111
32
82500
SH
SOLE
82500
0
0
BIG ROCK PARTNERS ACQUISI CO
COM
089482103
1683
165000
SH
SOLE
165000
0
0
BIG ROCK PARTNERS ACQUISI CO
RIGHT 12/01/2022
089482129
59
165000
SH
SOLE
165000
0
0
BISON CAP ACQUISITION CORP
*W EXP 06/20/202
G1142P112
10
50000
SH
SOLE
50000
0
0
BISON CAP ACQUISITION CORP
ORD SHS
G1142P104
1040
100000
SH
SOLE
100000
0
0
BISON CAP ACQUISITION CORP
RIGHT 03/20/2019
G1142P138
28
100000
SH
SOLE
100000
0
0
BLACK RIDGE ACQUISITION CORP
*W EXP 07/10/202
09216T115
127
396000
SH
SOLE
396000
0
0
BLACK RIDGE ACQUISITION CORP
RIGHT 07/10/2019
09216T123
119
396000
SH
SOLE
396000
0
0
BLACK RIDGE ACQUISITION CORP
COM
09216T107
3976
396000
SH
SOLE
396000
0
0
BROOKDALE SR LIVING INC
COM
112463104
857
127900
SH
SOLE
127900
0
0
CHASERG TECHNLGY ACQUISITN C
UNIT 09/30/2023
16166A202
910
91060
SH
SOLE
91060
0
0
CM SEVEN STAR ACQUISITION CO
RIGHT 08/21/2022
G2345N136
133
350000
SH
SOLE
350000
0
0
CM SEVEN STAR ACQUISITION CO
*W EXP 08/21/202
G2345N110
44
175000
SH
SOLE
175000
0
0
CM SEVEN STAR ACQUISITION CO
SHS
G2345N102
4040
400000
SH
SOLE
400000
0
0
CONCRETE PUMPING HLDGS INC
*W EXP 08/01/202
206704116
332
426220
SH
SOLE
426220
0
0
CONSTELLATION ALPHA CAP CORP
RIGHT 99/99/9999
G2379F132
38
150000
SH
SOLE
150000
0
0
CONSTELLATION ALPHA CAP CORP
*W EXP 03/23/202
G2379F116
20
150000
SH
SOLE
150000
0
0
CONSTELLATION ALPHA CAP CORP
SHS
G2379F108
1532
150000
SH
SOLE
150000
0
0
CONVERGEONE HLDGS INC
COM CL A
212481105
290
23400
SH
SOLE
23400
0
0
CORNERSTONE STRATEGIC VALUE
COM
21924B302
18140
1622539
SH
SOLE
1622539
0
0
CORNERSTONE TOTAL RTRN FD IN
COM
21924U300
10581
952420
SH
SOLE
952420
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
748
15300
SH
Put
SOLE
15300
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
1140
23322
SH
SOLE
23322
0
0
DISCOVERY INC
COM SER C
25470F302
4066
176153
SH
SOLE
176153
0
0
DUN & BRADSTREET CORP DEL NE
COM
26483E100
11463
80308
SH
SOLE
80308
0
0
ESTRE AMBIENTAL INC
*W EXP 12/21/202
G3206V118
10
124450
SH
SOLE
124450
0
0
FCB FINL HLDGS INC
CL A
30255G103
1756
52287
SH
SOLE
52287
0
0
FINTECH ACQUISITION CORP III
UNIT 12/01/2023
31811A309
1600
160000
SH
SOLE
160000
0
0
FIRSTHAND TECH VALUE FD INC
COM
33766Y100
747
66674
SH
SOLE
66674
0
0
FORUM MERGER II CORP
UNIT 09/30/2025
34986F202
1214
120000
SH
SOLE
120000
0
0
FRANKLIN LTD DURATION INC TR
COM
35472T101
907
100520
SH
SOLE
100520
0
0
FS BANCORP INC
COM
30263Y104
1208
28169
SH
SOLE
28169
0
0
GABELLI CONV&INCOM SECS FD I
COM
36240B109
156
35502
SH
SOLE
35502
0
0
GABELLI GLOBL UTIL & INCOME
COM SH BEN INT
36242L105
1356
84200
SH
SOLE
84200
0
0
GIGCAPITAL INC
UNIT 03/06/2025
37518N205
5866
555000
SH
SOLE
555000
0
0
GORDON POINTE ACQUISITION CO
UNIT 01/18/2023
382788206
2076
200000
SH
SOLE
200000
0
0
GRAF INDL CORP
UNIT 12/31/2025
384278206
2402
240000
SH
SOLE
240000
0
0
HAYMAKER ACQUISITION CORP
COM CLASS A
420870107
1001
100000
SH
SOLE
100000
0
0
HAYMAKER ACQUISITION CORP
*W EXP 10/27/202
420870115
41
50000
SH
SOLE
50000
0
0
HECLA MNG CO
COM
422704106
86
36412
SH
SOLE
36412
0
0
HL ACQUISITIONS CORP
UNIT 06/21/2023
G4603R114
1490
144000
SH
SOLE
144000
0
0
HOMETOWN BANKSHARES CORP
COM
43787N108
951
80350
SH
SOLE
80350
0
0
IAC INTERACTIVECORP
COM
44919P508
4012
21918
SH
SOLE
21918
0
0
INFRAREIT INC
COM
45685L100
451
21474
SH
SOLE
21474
0
0
KBL MERGER CORP IV
COM
48242A104
4080
400000
SH
SOLE
400000
0
0
KBL MERGER CORP IV
RIGHT 03/22/2019
48242A120
156
400000
SH
SOLE
400000
0
0
KBL MERGER CORP IV
*W EXP 01/15/202
48242A112
36
400000
SH
SOLE
400000
0
0
LAZYDAYS HLDGS INC
COM
52110H100
139
25758
SH
SOLE
25758
0
0
LEISURE ACQUISITION CORP
COM
52539T107
2180
222000
SH
SOLE
222000
0
0
LEISURE ACQUISITION CORP
*W EXP 12/05/201
52539T115
88
111000
SH
SOLE
111000
0
0
LF CAP ACQUISITION CORP
UNIT 06/19/2025
50200K207
2533
250000
SH
SOLE
250000
0
0
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
1267
288500
SH
SOLE
288500
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
623
29200
SH
SOLE
29200
0
0
LIBERTY LATIN AMERICA LTD
COM CL A
G9001E102
554
38235
SH
SOLE
38235
0
0
LOEWS CORP
COM
540424108
2431
53398
SH
SOLE
53398
0
0
LONGEVITY ACQUISITION CORP
UNIT 08/29/2024
G56372108
508
50000
SH
SOLE
50000
0
0
LUNA INNOVATIONS
COM
550351100
53
15680
SH
SOLE
15680
0
0
MBT FINL CORP
COM
578877102
442
47500
SH
SOLE
47500
0
0
MEDLEY MGMT INC
CL A COM
58503T106
71
18508
SH
SOLE
18508
0
0
MERRIMACK PHARMACEUTICALS IN
COM NEW
590328209
258
66934
SH
SOLE
66934
0
0
MODERN MEDIA ACQUISITION
COM
60765P103
3672
360000
SH
SOLE
360000
0
0
MODERN MEDIA ACQUISITION
*W EXP 05/17/202
60765P111
48
180000
SH
SOLE
180000
0
0
MODERN MEDIA ACQUISITION
RIGHT 99/99/9999
60765P129
81
324000
SH
SOLE
324000
0
0
MORGAN STANLEY EMER MKTS FD
COM
61744G107
1048
65045
SH
SOLE
65045
0
0
MORGAN STANLEY INDIA INVS FD
COM
61745C105
1608
80177
SH
SOLE
80177
0
0
MUDRICK CAP ACQUISITION CORP
UNIT 02/01/2023
624745204
1545
150000
SH
SOLE
150000
0
0
NEVSUN RES LTD
COM
64156L101
9485
2160000
SH
SOLE
2160000
0
0
NEXPOINT STRATEGIC OPORTUNT
COM NEW
65340G205
855
42878
SH
SOLE
42878
0
0
NOVELION THERAPEUTICS INC
COM NEW
67001K202
31
36428
SH
SOLE
36428
0
0
NUVEEN TAXABLE MUNICPL INCM
COM
67074C103
3616
186772
SH
SOLE
186772
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
4841
66061
SH
SOLE
66061
0
0
NXSTAGE MEDICAL INC
COM
67072V103
1509
52721
SH
SOLE
52721
0
0
OFS CAP CORP
COM
67103B100
260
24572
SH
SOLE
24572
0
0
OPES ACQUISITION CORP
UNIT 03/07/2023
68373P209
1241
120730
SH
SOLE
120730
0
0
ORBOTECH LTD
ORD
M75253100
5893
104232
SH
SOLE
104232
0
0
ORGANOGENESIS HLDGS INC
*W EXP 10/07/202
68621F110
43
150000
SH
SOLE
150000
0
0
PANDORA MEDIA INC
COM
698354107
1161
143509
SH
SOLE
143509
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
629
54334
SH
SOLE
54334
0
0
PENSARE ACQUISITION CORP
*W EXP 07/27/202
70957E113
60
300000
SH
SOLE
300000
0
0
PENSARE ACQUISITION CORP
RIGHT 99/99/9999
70957E121
174
600000
SH
SOLE
600000
0
0
PENSARE ACQUISITION CORP
COM
70957E105
6078
600000
SH
SOLE
600000
0
0
PURE ACQUISITION CORP
UNIT 04/13/2023
74621Q205
7280
700000
SH
SOLE
700000
0
0
QIWI PLC
SPON ADR REP B
74735M108
509
36000
SH
SOLE
36000
0
0
REALNETWORKS INC
COM NEW
75605L708
61
26522
SH
SOLE
26522
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
12120
411809
SH
SOLE
411809
0
0
RED HAT INC
COM
756577102
4690
26700
SH
SOLE
26700
0
0
REEBONZ HLDG LTD
ORD SHS
G7457R106
37
18000
SH
SOLE
18000
0
0
REEBONZ HLDG LTD
*W EXP 12/19/202
G7457R114
17
19000
SH
SOLE
19000
0
0
RITE AID CORP
COM
767754104
310
438046
SH
SOLE
438046
0
0
RIVERNORTH OPPRTUNITIES FD I
COM
76881Y109
293
18000
SH
SOLE
18000
0
0
ROYCE VALUE TR INC
COM
780910105
3447
292137
SH
SOLE
292137
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
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6867
796689
SH
SOLE
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0
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SANOFI
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74
155177
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213333
SH
SOLE
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0
0
SHIRE PLC
SPONSORED ADR
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3476
19972
SH
SOLE
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0
0
SI FINL GROUP INC MD
COM
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917
72000
SH
SOLE
72000
0
0
SIRIUS XM HLDGS INC
COM
82968B103
987
172800
SH
Put
SOLE
172800
0
0
SPARTON CORP
COM
847235108
418
22971
SH
SOLE
22971
0
0
STEEL CONNECT INC
COM
858098106
95
54804
SH
SOLE
54804
0
0
STEWART INFORMATION SVCS COR
COM
860372101
2370
57247
SH
SOLE
57247
0
0
SYNNEX CORP
COM
87162W100
525
6500
SH
SOLE
6500
0
0
THUNDER BRIDGE ACQUISITION L
SHS CLASS A
G8857R100
1485
150000
SH
SOLE
150000
0
0
THUNDER BRIDGE ACQUISITION L
UNIT 01/01/2025
G8857R118
4072
400000
SH
SOLE
400000
0
0
TIBERIUS ACQUISITION CORP
UNIT 02/28/2021
88633A206
2043
200000
SH
SOLE
200000
0
0
TIVO CORP
COM
88870P106
132
14000
SH
SOLE
14000
0
0
TKK SYMPHONY ACQUISITION COR
UNIT 08/15/2023
G88950111
3753
372000
SH
SOLE
372000
0
0
TORTOISE MLP FD INC
COM
89148B101
1717
140197
SH
SOLE
140197
0
0
TRANS WORLD ENTMT CORP
COM
89336Q100
7
10400
SH
SOLE
10400
0
0
TRIBUNE MEDIA CO
CL A
896047503
4863
107167
SH
SOLE
107167
0
0
TRINITY MERGER CORP
UNIT 05/11/2025
89653L205
3841
371868
SH
SOLE
371868
0
0
TWELVE SEAS INVESTMENT COMPA
UNIT 06/21/2023
G9145A123
2772
270000
SH
SOLE
270000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
20283
421500
SH
SOLE
421500
0
0
U S G CORP
COM NEW
903293405
6328
148343
SH
SOLE
148343
0
0
UNION ACQUISITION CORP
RIGHT 12/02/2019
G9366W135
95
251200
SH
SOLE
251200
0
0
UNION ACQUISITION CORP
SHS
G9366W101
2530
251200
SH
SOLE
251200
0
0
UNION ACQUISITION CORP
*W EXP 07/01/202
G9366W127
63
251200
SH
SOLE
251200
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
455
4270
SH
SOLE
4270
0
0
WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
0
38308
SH
SOLE
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0
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