0001420506-19-000156.txt : 20190212 0001420506-19-000156.hdr.sgml : 20190212 20190212103121 ACCESSION NUMBER: 0001420506-19-000156 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190212 DATE AS OF CHANGE: 20190212 EFFECTIVENESS DATE: 20190212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 19588625 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001584639 XXXXXXXX 12-31-2018 12-31-2018 false Yakira Capital Management, Inc.
991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880
13F HOLDINGS REPORT 028-15952 N
Bruce M. Kallins Managing Principal (203) 341-0606 Bruce M. Kallins, Managing Principal WESTPORT CT 02-11-2019 0 130 296797 false
INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR YAKIRA CAPITAL MANAGEMENT, INC. A H BELO CORP COM CL A 001282102 121 35942 SH SOLE 35942 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 706 111153 SH SOLE 111153 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3016 22000 SH Put SOLE 22000 0 0 ALLEGRO MERGER CORP UNIT 12/31/2023 01749N301 2064 200000 SH SOLE 200000 0 0 ALTABA INC COM 021346101 21994 379600 SH SOLE 379600 0 0 AMCI ACQUISITION CORP UNIT 01/07/2019 00165R200 995 100000 SH SOLE 100000 0 0 ARRIS INTL INC SHS G0551A103 2258 73860 SH SOLE 73860 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 7756 184699 SH SOLE 184699 0 0 ASSERTIO THERAPEUTICS INC COM 04545L107 36 10100 SH SOLE 10100 0 0 AT&T INC COM 00206R102 6388 223829 SH SOLE 223829 0 0 ATHENAHEALTH INC COM 04685W103 2111 16000 SH SOLE 16000 0 0 AXALTA COATING SYS LTD COM G0750C108 260 11100 SH SOLE 11100 0 0 BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 32 82500 SH SOLE 82500 0 0 BIG ROCK PARTNERS ACQUISI CO COM 089482103 1683 165000 SH SOLE 165000 0 0 BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 59 165000 SH SOLE 165000 0 0 BISON CAP ACQUISITION CORP *W EXP 06/20/202 G1142P112 10 50000 SH SOLE 50000 0 0 BISON CAP ACQUISITION CORP ORD SHS G1142P104 1040 100000 SH SOLE 100000 0 0 BISON CAP ACQUISITION CORP RIGHT 03/20/2019 G1142P138 28 100000 SH SOLE 100000 0 0 BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 127 396000 SH SOLE 396000 0 0 BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 119 396000 SH SOLE 396000 0 0 BLACK RIDGE ACQUISITION CORP COM 09216T107 3976 396000 SH SOLE 396000 0 0 BROOKDALE SR LIVING INC COM 112463104 857 127900 SH SOLE 127900 0 0 CHASERG TECHNLGY ACQUISITN C UNIT 09/30/2023 16166A202 910 91060 SH SOLE 91060 0 0 CM SEVEN STAR ACQUISITION CO RIGHT 08/21/2022 G2345N136 133 350000 SH SOLE 350000 0 0 CM SEVEN STAR ACQUISITION CO *W EXP 08/21/202 G2345N110 44 175000 SH SOLE 175000 0 0 CM SEVEN STAR ACQUISITION CO SHS G2345N102 4040 400000 SH SOLE 400000 0 0 CONCRETE PUMPING HLDGS INC *W EXP 08/01/202 206704116 332 426220 SH 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IAC INTERACTIVECORP COM 44919P508 4012 21918 SH SOLE 21918 0 0 INFRAREIT INC COM 45685L100 451 21474 SH SOLE 21474 0 0 KBL MERGER CORP IV COM 48242A104 4080 400000 SH SOLE 400000 0 0 KBL MERGER CORP IV RIGHT 03/22/2019 48242A120 156 400000 SH SOLE 400000 0 0 KBL MERGER CORP IV *W EXP 01/15/202 48242A112 36 400000 SH SOLE 400000 0 0 LAZYDAYS HLDGS INC COM 52110H100 139 25758 SH SOLE 25758 0 0 LEISURE ACQUISITION CORP COM 52539T107 2180 222000 SH SOLE 222000 0 0 LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 88 111000 SH SOLE 111000 0 0 LF CAP ACQUISITION CORP UNIT 06/19/2025 50200K207 2533 250000 SH SOLE 250000 0 0 LIBERTY ALL-STAR GROWTH FD I COM 529900102 1267 288500 SH SOLE 288500 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 623 29200 SH SOLE 29200 0 0 LIBERTY LATIN AMERICA LTD COM CL A G9001E102 554 38235 SH SOLE 38235 0 0 LOEWS CORP COM 540424108 2431 53398 SH SOLE 53398 0 0 LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 508 50000 SH SOLE 50000 0 0 LUNA INNOVATIONS COM 550351100 53 15680 SH SOLE 15680 0 0 MBT FINL CORP COM 578877102 442 47500 SH SOLE 47500 0 0 MEDLEY MGMT INC CL A COM 58503T106 71 18508 SH SOLE 18508 0 0 MERRIMACK PHARMACEUTICALS IN COM NEW 590328209 258 66934 SH SOLE 66934 0 0 MODERN MEDIA ACQUISITION COM 60765P103 3672 360000 SH SOLE 360000 0 0 MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 48 180000 SH SOLE 180000 0 0 MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 81 324000 SH SOLE 324000 0 0 MORGAN STANLEY EMER MKTS FD COM 61744G107 1048 65045 SH SOLE 65045 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 1608 80177 SH SOLE 80177 0 0 MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 1545 150000 SH SOLE 150000 0 0 NEVSUN RES LTD COM 64156L101 9485 2160000 SH SOLE 2160000 0 0 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 855 42878 SH SOLE 42878 0 0 NOVELION THERAPEUTICS INC COM NEW 67001K202 31 36428 SH SOLE 36428 0 0 NUVEEN TAXABLE MUNICPL INCM COM 67074C103 3616 186772 SH SOLE 186772 0 0 NXP SEMICONDUCTORS N V COM 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411809 SH SOLE 411809 0 0 RED HAT INC COM 756577102 4690 26700 SH SOLE 26700 0 0 REEBONZ HLDG LTD ORD SHS G7457R106 37 18000 SH SOLE 18000 0 0 REEBONZ HLDG LTD *W EXP 12/19/202 G7457R114 17 19000 SH SOLE 19000 0 0 RITE AID CORP COM 767754104 310 438046 SH SOLE 438046 0 0 RIVERNORTH OPPRTUNITIES FD I COM 76881Y109 293 18000 SH SOLE 18000 0 0 ROYCE VALUE TR INC COM 780910105 3447 292137 SH SOLE 292137 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 6867 796689 SH SOLE 796689 0 0 SANOFI RIGHT 12/31/2020 80105N113 74 155177 SH SOLE 155177 0 0 SCHULTZE SPL PURP ACQUISITIO UNIT 12/31/2023 80821R208 2125 213333 SH SOLE 213333 0 0 SHIRE PLC SPONSORED ADR 82481R106 3476 19972 SH SOLE 19972 0 0 SI FINL GROUP INC MD COM 78425V104 917 72000 SH SOLE 72000 0 0 SIRIUS XM HLDGS INC COM 82968B103 987 172800 SH Put SOLE 172800 0 0 SPARTON CORP COM 847235108 418 22971 SH SOLE 22971 0 0 STEEL CONNECT INC COM 858098106 95 54804 SH SOLE 54804 0 0 STEWART INFORMATION SVCS COR COM 860372101 2370 57247 SH SOLE 57247 0 0 SYNNEX CORP COM 87162W100 525 6500 SH SOLE 6500 0 0 THUNDER BRIDGE ACQUISITION L SHS CLASS A G8857R100 1485 150000 SH SOLE 150000 0 0 THUNDER BRIDGE ACQUISITION L UNIT 01/01/2025 G8857R118 4072 400000 SH SOLE 400000 0 0 TIBERIUS ACQUISITION CORP UNIT 02/28/2021 88633A206 2043 200000 SH SOLE 200000 0 0 TIVO CORP COM 88870P106 132 14000 SH SOLE 14000 0 0 TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 G88950111 3753 372000 SH SOLE 372000 0 0 TORTOISE MLP FD INC COM 89148B101 1717 140197 SH SOLE 140197 0 0 TRANS WORLD ENTMT CORP COM 89336Q100 7 10400 SH SOLE 10400 0 0 TRIBUNE MEDIA CO CL A 896047503 4863 107167 SH SOLE 107167 0 0 TRINITY MERGER CORP UNIT 05/11/2025 89653L205 3841 371868 SH SOLE 371868 0 0 TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 2772 270000 SH SOLE 270000 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 20283 421500 SH SOLE 421500 0 0 U S G CORP COM NEW 903293405 6328 148343 SH SOLE 148343 0 0 UNION ACQUISITION CORP RIGHT 12/02/2019 G9366W135 95 251200 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