0001420506-18-000433.txt : 20180514
0001420506-18-000433.hdr.sgml : 20180514
20180514094625
ACCESSION NUMBER: 0001420506-18-000433
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180514
DATE AS OF CHANGE: 20180514
EFFECTIVENESS DATE: 20180514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yakira Capital Management, Inc.
CENTRAL INDEX KEY: 0001584639
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15952
FILM NUMBER: 18829001
BUSINESS ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (203) 341-0606
MAIL ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
FORMER COMPANY:
FORMER CONFORMED NAME: BK Management I, Inc.
DATE OF NAME CHANGE: 20130819
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001584639
XXXXXXXX
03-31-2018
03-31-2018
false
Yakira Capital Management, Inc.
991 POST ROAD EAST, 2ND FLOOR
WESTPORT
CT
06880
13F HOLDINGS REPORT
028-15952
N
Bruce M. Kallins
Managing Principal
(203) 341-0606
Bruce M. Kallins, Managing Principal
WESTPORT
CT
05-14-2018
0
128
437495
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR YAKIRA CAPITAL MANAGEMENT, INC.
A H BELO CORP
COM CL A
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185
35942
SH
SOLE
35942
0
0
ABERDEEN CHILE FD INC
COM
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159
17600
SH
SOLE
17600
0
0
ABERDEEN SINGAPORE FD INC
COM
003244100
175
13200
SH
SOLE
13200
0
0
ABLYNX NV
SPONSORED ADR
00372Y105
3136
57470
SH
SOLE
57470
0
0
ADVENT CLAYMORE ENH GRW & IN
COM
00765E104
87
10933
SH
SOLE
10933
0
0
ALTABA INC
COM
021346101
40597
548309
SH
SOLE
548309
0
0
AMTRUST FINL SVCS INC
COM
032359309
369
30000
SH
SOLE
30000
0
0
ANCHOR BANCORP WA
COM
032838104
4566
184813
SH
SOLE
184813
0
0
ATLANTIC COAST FINL CORP
COM
048426100
594
57697
SH
SOLE
57697
0
0
AVISTA HEALTHCARE PUB ACQ CO
*W EXP 99/99/999
G0726L117
50
150000
SH
SOLE
150000
0
0
AVISTA HEALTHCARE PUB ACQ CO
CL A
G0726L125
1497
150000
SH
SOLE
150000
0
0
AXALTA COATING SYS LTD
COM
G0750C108
335
11100
SH
SOLE
11100
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
2120
200000
SH
SOLE
200000
0
0
BAY BANCORP INC
COM
07203T106
535
40110
SH
SOLE
40110
0
0
BIG ROCK PARTNERS ACQUISI CO
COM
089482103
1621
165000
SH
SOLE
165000
0
0
BIG ROCK PARTNERS ACQUISI CO
RIGHT 12/01/2022
089482129
66
165000
SH
SOLE
165000
0
0
BIG ROCK PARTNERS ACQUISI CO
*W EXP 12/01/202
089482111
31
82500
SH
SOLE
82500
0
0
BISON CAP ACQUISITION CORP
RIGHT 03/20/2019
G1142P138
50
100000
SH
SOLE
100000
0
0
BISON CAP ACQUISITION CORP
ORD SHS
G1142P104
994
100000
SH
SOLE
100000
0
0
BISON CAP ACQUISITION CORP
*W EXP 06/20/202
G1142P112
20
50000
SH
SOLE
50000
0
0
BLACK RIDGE ACQUISITION CORP
*W EXP 07/10/202
09216T115
154
396000
SH
SOLE
396000
0
0
BLACK RIDGE ACQUISITION CORP
COM
09216T107
3837
396000
SH
SOLE
396000
0
0
BLACK RIDGE ACQUISITION CORP
RIGHT 07/10/2019
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119
396000
SH
SOLE
396000
0
0
BLACKHAWK NETWORK HLDGS INC
COM
09238E104
4023
90000
SH
SOLE
90000
0
0
BLUE BUFFALO PET PRODS INC
COM
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2986
75000
SH
SOLE
75000
0
0
BROOKDALE SR LIVING INC
COM
112463104
1204
179500
SH
SOLE
179500
0
0
CAVIUM INC
COM
14964U108
12502
157500
SH
SOLE
157500
0
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
2662
184864
SH
SOLE
184864
0
0
CM SEVEN STAR ACQUISITION CO
RIGHT 08/21/2022
G2345N136
114
350000
SH
SOLE
350000
0
0
CM SEVEN STAR ACQUISITION CO
SHS
G2345N102
3896
400000
SH
SOLE
400000
0
0
CM SEVEN STAR ACQUISITION CO
*W EXP 08/21/202
G2345N110
61
175000
SH
SOLE
175000
0
0
COMPUTER TASK GROUP INC
COM
205477102
124
15100
SH
SOLE
15100
0
0
CONSTELLATION ALPHA CAP CORP
*W EXP 03/23/202
G2379F116
37
150000
SH
SOLE
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0
0
CONSTELLATION ALPHA CAP CORP
RIGHT 99/99/9999
G2379F132
54
150000
SH
SOLE
150000
0
0
CONSTELLATION ALPHA CAP CORP
SHS
G2379F108
1481
150000
SH
SOLE
150000
0
0
CONVERGEONE HLDGS INC
*W EXP 04/12/202
212481113
140
117000
SH
SOLE
117000
0
0
CONVERGEONE HLDGS INC
COM CL A
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216
23400
SH
SOLE
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0
0
CORNERSTONE STRATEGIC VALUE
COM
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6470
423418
SH
SOLE
423418
0
0
CORNERSTONE TOTAL RTRN FD IN
COM
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4452
294428
SH
SOLE
294428
0
0
CUSHING RENAISSANCE FD
COM
231647108
882
56089
SH
SOLE
56089
0
0
DELL TECHNOLOGIES INC
COM CL V
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32539
SH
SOLE
32539
0
0
DEPOMED INC
COM
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100
15100
SH
SOLE
15100
0
0
DEUTSCHE MULTI-MKT INCOME TR
SHS
25160E102
801
91281
SH
SOLE
91281
0
0
DEUTSCHE STRATEGIC INCOME TR
SHS
25160F109
298
24280
SH
SOLE
24280
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
3737
191423
SH
SOLE
191423
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
888
7500
SH
SOLE
7500
0
0
DRAPER OAKWOOD TECHNOLOGY
RIGHT 09/19/2018
26146L129
103
180000
SH
SOLE
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0
0
DRAPER OAKWOOD TECHNOLOGY
COM CL A
26146L103
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180000
SH
SOLE
180000
0
0
DRAPER OAKWOOD TECHNOLOGY
*W EXP 09/19/202
26146L111
76
90000
SH
SOLE
90000
0
0
DYNEGY INC NEW DEL
COM
26817R108
16169
1195895
SH
SOLE
1195895
0
0
ELECTRUM SPL ACQUISITION COR
SHS
G3105C104
2204
212359
SH
SOLE
212359
0
0
ESTRE AMBIENTAL INC
*W EXP 12/21/202
G3206V118
72
124450
SH
SOLE
124450
0
0
FINTECH ACQUISITION CORP II
COM
31810G109
807
81200
SH
SOLE
81200
0
0
FINTECH ACQUISITION CORP II
*W EXP 01/19/202
31810G117
54
40600
SH
SOLE
40600
0
0
FIRSTHAND TECH VALUE FD INC
COM
33766Y100
540
47821
SH
SOLE
47821
0
0
GABELLI EQUITY TR INC
COM
362397101
140
22937
SH
SOLE
22937
0
0
GABELLI UTIL TR
COM
36240A101
600
96300
SH
SOLE
96300
0
0
GIGCAPITAL INC
UNIT 03/06/2025
37518N205
5764
555000
SH
SOLE
555000
0
0
GORDON POINTE ACQUISITION CO
UNIT 01/18/2023
382788206
2066
200000
SH
SOLE
200000
0
0
HAYMAKER ACQUISITION CORP
COM CLASS A
420870107
958
100000
SH
SOLE
100000
0
0
HAYMAKER ACQUISITION CORP
*W EXP 10/27/202
420870115
41
50000
SH
SOLE
50000
0
0
IAC INTERACTIVECORP
COM
44919P508
9474
60586
SH
SOLE
60586
0
0
INDUSTREA ACQUISITION CORP
*W EXP 08/01/202
45579J112
274
500000
SH
SOLE
500000
0
0
INDUSTREA ACQUISITION CORP
CL A
45579J104
4905
500000
SH
SOLE
500000
0
0
KAPSTONE PAPER & PACKAGING C
COM
48562P103
1643
47900
SH
SOLE
47900
0
0
KBL MERGER CORP IV
*W EXP 01/15/202
48242A112
96
400000
SH
SOLE
400000
0
0
KBL MERGER CORP IV
RIGHT 03/22/2019
48242A120
140
400000
SH
SOLE
400000
0
0
KBL MERGER CORP IV
COM
48242A104
3940
400000
SH
SOLE
400000
0
0
KLONDEX MNS LTD
COM
498696103
40
16934
SH
SOLE
16934
0
0
LAZYDAYS HLDGS INC
COM
52110H100
269
26785
SH
SOLE
26785
0
0
LEISURE ACQUISITION CORP
COM
52539T107
2121
222000
SH
SOLE
222000
0
0
LEISURE ACQUISITION CORP
*W EXP 12/05/201
52539T115
80
111000
SH
SOLE
111000
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
914
29200
SH
SOLE
29200
0
0
LIBERTY LATIN AMERICA LTD
COM CL A
G9001E102
1406
72271
SH
SOLE
72271
0
0
LOEWS CORP
COM
540424108
4272
85898
SH
SOLE
85898
0
0
LUNA INNOVATIONS
COM
550351100
112
34483
SH
SOLE
34483
0
0
MATCH GROUP INC
COM
57665R106
2222
50000
SH
Put
SOLE
50000
0
0
MERRIMACK PHARMACEUTICALS IN
COM NEW
590328209
599
74434
SH
SOLE
74434
0
0
MFS INVT GRADE MUN TR
SH BEN INT
59318B108
101
10779
SH
SOLE
10779
0
0
MICROSEMI CORP
COM
595137100
4854
75000
SH
SOLE
75000
0
0
MODERN MEDIA ACQUISITION
RIGHT 99/99/9999
60765P129
144
324000
SH
SOLE
324000
0
0
MODERN MEDIA ACQUISITION
*W EXP 05/17/202
60765P111
94
180000
SH
SOLE
180000
0
0
MODERN MEDIA ACQUISITION
COM
60765P103
3582
360000
SH
SOLE
360000
0
0
MONSANTO CO NEW
COM
61166W101
42008
360000
SH
Call
SOLE
360000
0
0
MORGAN STANLEY TRUSTS
INCOME SECS INC
61745P874
266
14120
SH
SOLE
14120
0
0
MUDRICK CAP ACQUISITION CORP
UNIT 02/01/2023
624745204
1533
150000
SH
SOLE
150000
0
0
NEW YORK REIT INC
COM NEW
64976L208
4737
220225
SH
SOLE
220225
0
0
NOVELION THERAPEUTICS INC
COM NEW
67001K202
127
36428
SH
SOLE
36428
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
24416
208686
SH
SOLE
208686
0
0
NXSTAGE MEDICAL INC
COM
67072V103
1534
61721
SH
SOLE
61721
0
0
OFS CAP CORP
COM
67103B100
371
33072
SH
SOLE
33072
0
0
OPES ACQUISITION CORP
UNIT 03/07/2023
68373P209
1214
120730
SH
SOLE
120730
0
0
ORBITAL ATK INC
COM
68557N103
8877
66942
SH
SOLE
66942
0
0
ORBOTECH LTD
ORD
M75253100
2064
33200
SH
SOLE
33200
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
711
54334
SH
SOLE
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0
0
PENSARE ACQUISITION CORP
RIGHT 99/99/9999
70957E121
300
600000
SH
SOLE
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0
0
PENSARE ACQUISITION CORP
*W EXP 07/27/202
70957E113
160
300000
SH
SOLE
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0
0
PENSARE ACQUISITION CORP
COM
70957E105
5832
600000
SH
SOLE
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0
0
PHH CORP
COM NEW
693320202
1977
189049
SH
SOLE
189049
0
0
PINNACLE ENTMT INC NEW
COM
72348Y105
4218
139900
SH
SOLE
139900
0
0
QIWI PLC
SPON ADR REP B
74735M108
764
40000
SH
SOLE
40000
0
0
REALNETWORKS INC
COM NEW
75605L708
81
26522
SH
SOLE
26522
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
39793
1409616
SH
SOLE
1409616
0
0
RITE AID CORP
COM
767754104
820
488046
SH
SOLE
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0
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ROCKWELL COLLINS INC
COM
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17045
126400
SH
SOLE
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ROYCE VALUE TR INC
COM
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280000
SH
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0
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SAFEGUARD SCIENTIFICS INC
COM NEW
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6312
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SH
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SANOFI
RIGHT 12/31/2020
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66
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SCHULMAN A INC
COM
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2280
53027
SH
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SIGMA DESIGNS INC
COM
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SH
SOLE
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0
0
SPARTON CORP
COM
847235108
820
47126
SH
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0
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STEEL CONNECT INC
COM
858098106
116
54804
SH
SOLE
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0
0
STEWART INFORMATION SVCS COR
COM
860372101
1739
39567
SH
SOLE
39567
0
0
STUDENT TRANSN INC
COM
86388A108
577
77054
SH
SOLE
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0
0
TIBERIUS ACQUISITION CORP
UNIT 02/28/2021
88633A206
2012
200000
SH
SOLE
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0
0
TIME WARNER INC
COM NEW
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23990
253646
SH
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0
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TIME WARNER INC
COM NEW
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19928
210700
SH
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TIVO CORP
COM
88870P106
190
14000
SH
SOLE
14000
0
0
TRANS WORLD ENTMT CORP
COM
89336Q100
13
10400
SH
SOLE
10400
0
0
TRIBUNE MEDIA CO
CL A
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4443
109667
SH
SOLE
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0
0
UNION ACQUISITION CORP
UNIT 99/99/9999
G9366W119
2570
251200
SH
SOLE
251200
0
0
VALIDUS HOLDINGS LTD
COM SHS
G9319H102
5461
80959
SH
SOLE
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0
0
VIACOM INC NEW
CL B
92553P201
553
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SH
SOLE
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0
WESTAR ENERGY INC
COM
95709T100
1177
22385
SH
SOLE
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0
0
WILLSCOT CORP
*W EXP 09/10/202
971375118
825
494000
SH
SOLE
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0
0
WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
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0
0
XCERRA CORP
COM
98400J108
366
31395
SH
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0
0
XL GROUP LTD
COM
G98294104
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118500
SH
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0
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