Managing Principal

0001420506-18-000161.txt : 20180213 0001420506-18-000161.hdr.sgml : 20180213 20180213124520 ACCESSION NUMBER: 0001420506-18-000161 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 EFFECTIVENESS DATE: 20180213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 18601387 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001584639 XXXXXXXX 12-31-2017 12-31-2017 false Yakira Capital Management, Inc.

991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880

13F HOLDINGS REPORT 028-15952 N Bruce M. Kallins Managing Principal (203) 341-0606 Bruce M. Kallins, Managing Principal WESTPORT CT 02-13-2018 0 113 309264 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR YAKIRA CAPITAL MANAGEMENT, INC. A H BELO CORP COM CL A 001282102 173 35942 SH SOLE 35942 0 0 ACTUA CORP COM 005094107 3787 242735 SH SOLE 242735 0 0 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 223 26775 SH SOLE 26775 0 0 ALTABA INC COM 021346101 34932 500101 SH SOLE 500101 0 0 ANCHOR BANCORP WA COM 032838104 4608 185813 SH SOLE 185813 0 0 ANDINA ACQUISITION CORP II *W EXP 11/23/202 G0441P138 353 187500 SH SOLE 187500 0 0 ANDINA ACQUISITION CORP II SHS G0441P104 1931 187500 SH SOLE 187500 0 0 ANDINA ACQUISITION CORP II RIGHT 09/01/2017 G0441P120 257 187500 SH SOLE 187500 0 0 AVISTA HEALTHCARE PUB ACQ CO CL A G0726L125 1488 150000 SH SOLE 150000 0 0 AVISTA HEALTHCARE PUB ACQ CO *W EXP 99/99/999 G0726L117 42 150000 SH SOLE 150000 0 0 AXALTA COATING SYS LTD COM G0750C108 359 11100 SH SOLE 11100 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 2871 274740 SH SOLE 274740 0 0 BAY BANCORP INC COM 07203T106 655 53600 SH SOLE 53600 0 0 BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 68 165000 SH SOLE 165000 0 0 BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 38 82500 SH SOLE 82500 0 0 BIG ROCK PARTNERS ACQUISI CO COM 089482103 1603 165000 SH SOLE 165000 0 0 BISON CAP ACQUISITION CORP ORD SHS G1142P104 987 100000 SH SOLE 100000 0 0 BISON CAP ACQUISITION CORP RIGHT 03/20/2019 G1142P138 38 100000 SH SOLE 100000 0 0 BISON CAP ACQUISITION CORP *W EXP 06/20/202 G1142P112 18 50000 SH SOLE 50000 0 0 BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 131 396000 SH SOLE 396000 0 0 BLACK RIDGE ACQUISITION CORP COM 09216T107 3835 396000 SH SOLE 396000 0 0 BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 111 396000 SH SOLE 396000 0 0 BROOKDALE SR LIVING INC COM 112463104 1741 179500 SH SOLE 179500 0 0 CALPINE CORP COM NEW 131347304 1536 101550 SH SOLE 101550 0 0 CAVIUM INC COM 14964U108 3036 36221 SH SOLE 36221 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 772 70952 SH SOLE 70952 0 0 CM SEVEN STAR ACQUISITION CO RIGHT 08/21/2022 G2345N136 112 350000 SH SOLE 350000 0 0 CM SEVEN STAR ACQUISITION CO SHS G2345N102 3860 400000 SH SOLE 400000 0 0 CM SEVEN STAR ACQUISITION CO *W EXP 08/21/202 G2345N110 51 175000 SH SOLE 175000 0 0 COMMERCEHUB INC COM SER C 20084V306 213 10352 SH SOLE 10352 0 0 CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 52 150000 SH SOLE 150000 0 0 CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 39 150000 SH SOLE 150000 0 0 CONSTELLATION ALPHA CAP CORP SHS G2379F108 1459 150000 SH SOLE 150000 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 12430 803501 SH SOLE 803501 0 0 CORNERSTONE TOTAL RTRN FD IN COM 21924U300 9788 640364 SH SOLE 640364 0 0 COTY INC COM CL A 222070203 893 44894 SH SOLE 44894 0 0 DELAWARE INVTS DIV & INCOME COM 245915103 149 13931 SH SOLE 13931 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 2645 32539 SH SOLE 32539 0 0 DEPOMED INC COM 249908104 122 15100 SH SOLE 15100 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 650 29050 SH SOLE 29050 0 0 DIVIDEND & INCOME FUND COM NEW 25538A204 285 21188 SH SOLE 21188 0 0 DOWDUPONT INC COM 26078J100 3628 50944 SH Call SOLE 50944 0 0 DRAPER OAKWOOD TECHNOLOGY RIGHT 09/19/2018 26146L129 93 180000 SH SOLE 180000 0 0 DRAPER OAKWOOD TECHNOLOGY COM CL A 26146L103 1760 180000 SH SOLE 180000 0 0 DRAPER OAKWOOD TECHNOLOGY *W EXP 09/19/202 26146L111 55 90000 SH SOLE 90000 0 0 DYNEGY INC NEW DEL COM 26817R108 711 60000 SH SOLE 60000 0 0 ELECTRUM SPL ACQUISITION COR SHS G3105C104 2192 212359 SH SOLE 212359 0 0 ESTRE AMBIENTAL INC *W EXP 12/21/202 G3206V118 93 124450 SH SOLE 124450 0 0 FINTECH ACQUISITION CORP II COM 31810G109 805 81200 SH SOLE 81200 0 0 FINTECH ACQUISITION CORP II *W EXP 01/19/202 31810G117 56 40600 SH SOLE 40600 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 397 44351 SH SOLE 44351 0 0 FORUM MERGER CORP COM CL A 34985B103 2335 234000 SH SOLE 234000 0 0 FORUM MERGER CORP RIGHT 06/01/2019 34985B129 154 234000 SH SOLE 234000 0 0 FORUM MERGER CORP *W EXP 06/01/202 34985B111 80 117000 SH SOLE 117000 0 0 GABELLI EQUITY TR INC COM 362397101 1179 190444 SH SOLE 190444 0 0 GENERAL COMMUNICATION INC CL A 369385109 3392 86933 SH SOLE 86933 0 0 GIGCAPITAL INC UNIT 03/06/2025 37518N205 5550 555000 SH SOLE 555000 0 0 HAYMAKER ACQUISITION CORP *W EXP 10/27/202 420870115 40 50000 SH SOLE 50000 0 0 HAYMAKER ACQUISITION CORP COM CLASS A 420870107 953 100000 SH SOLE 100000 0 0 HOME BANCSHARES INC COM 436893200 1866 80277 SH SOLE 80277 0 0 HSN INC COM 404303109 1003 24849 SH SOLE 24849 0 0 IAC INTERACTIVECORP COM 44919P508 4455 36432 SH SOLE 36432 0 0 INDUSTREA ACQUISITION CORP *W EXP 08/01/202 45579J112 210 500000 SH SOLE 500000 0 0 INDUSTREA ACQUISITION CORP CL A 45579J104 4868 500000 SH SOLE 500000 0 0 KBL MERGER CORP IV RIGHT 03/22/2019 48242A120 120 400000 SH SOLE 400000 0 0 KBL MERGER CORP IV *W EXP 01/15/202 48242A112 84 400000 SH SOLE 400000 0 0 KBL MERGER CORP IV COM 48242A104 3884 400000 SH SOLE 400000 0 0 KKR INCOME OPPORTUNITIES FD COM 48249T106 263 16365 SH SOLE 16365 0 0 LEISURE ACQUISITION CORP COM 52539T107 2090 222000 SH SOLE 222000 0 0 LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 110 111000 SH SOLE 111000 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 275 7665 SH SOLE 7665 0 0 LIBERTY LATIN AMERICA LTD COM CL A G9001E102 1382 68602 SH SOLE 68602 0 0 LOEWS CORP COM 540424108 7449 148898 SH SOLE 148898 0 0 LUNA INNOVATIONS COM 550351100 84 34483 SH SOLE 34483 0 0 MERRIMACK PHARMACEUTICALS IN COM NEW 590328209 861 83969 SH SOLE 83969 0 0 MFS INVT GRADE MUN TR SH BEN INT 59318B108 105 10779 SH SOLE 10779 0 0 MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 99 180000 SH SOLE 180000 0 0 MODERN MEDIA ACQUISITION COM 60765P103 3535 360000 SH SOLE 360000 0 0 MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 126 324000 SH SOLE 324000 0 0 MODUSLINK GLOBAL SOLUTIONS I COM NEW 60786L206 136 54804 SH SOLE 54804 0 0 MONSANTO CO NEW COM 61166W101 4240 36309 SH SOLE 36309 0 0 NEW YORK REIT INC COM 64976L109 5852 1489028 SH SOLE 1489028 0 0 NEXTDECADE CORP *W EXP 07/23/202 65342K113 45 75000 SH SOLE 75000 0 0 NOVELION THERAPEUTICS INC COM NEW 67001K202 114 36428 SH SOLE 36428 0 0 NXP SEMICONDUCTORS N V COM N6596X109 10504 89710 SH SOLE 89710 0 0 NXSTAGE MEDICAL INC COM 67072V103 1495 61721 SH SOLE 61721 0 0 OFS CAP CORP COM 67103B100 394 33072 SH SOLE 33072 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 813 59234 SH SOLE 59234 0 0 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 165 300000 SH SOLE 300000 0 0 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 300 600000 SH SOLE 600000 0 0 PENSARE ACQUISITION CORP COM 70957E105 5805 600000 SH SOLE 600000 0 0 QIWI PLC SPON ADR REP B 74735M108 1248 72000 SH SOLE 72000 0 0 REALNETWORKS INC COM NEW 75605L708 91 26522 SH SOLE 26522 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 46136 1491135 SH SOLE 1491135 0 0 RITE AID CORP COM 767754104 1001 508046 SH SOLE 508046 0 0 ROCKWELL COLLINS INC COM 774341101 4069 30000 SH SOLE 30000 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 5379 480278 SH SOLE 480278 0 0 SANOFI RIGHT 12/31/2020 80105N113 59 155177 SH SOLE 155177 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 9435 110505 SH SOLE 110505 0 0 TEGNA INC COM 87901J105 141 10000 SH SOLE 10000 0 0 THAI FD INC COM 882904105 3743 347884 SH SOLE 347884 0 0 TIME WARNER INC COM NEW 887317303 26631 291146 SH SOLE 291146 0 0 TIME WARNER INC COM NEW 887317303 18294 200000 SH Call SOLE 200000 0 0 TRANS WORLD ENTMT CORP COM 89336Q100 19 10400 SH SOLE 10400 0 0 TRIBUNE MEDIA CO CL A 896047503 3638 85667 SH SOLE 85667 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 345 10000 SH SOLE 10000 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 345 10000 SH Put SOLE 10000 0 0 VIACOM INC NEW CL B 92553P201 549 17807 SH SOLE 17807 0 0 WASHINGTONFIRST BANKSHARES I COM 940730104 705 20585 SH SOLE 20585 0 0 WESTAR ENERGY INC COM 95709T100 1182 22385 SH SOLE 22385 0 0 WILLSCOT CORP *W EXP 09/10/202 971375118 711 494000 SH SOLE 494000 0 0 WRIGHT MED GROUP N V RIGHT 03/01/2019 N96617126 58 38308 SH SOLE 38308 0 0 XCERRA CORP COM 98400J108 939 95919 SH SOLE 95919 0 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