0001420506-17-000784.txt : 20171114
0001420506-17-000784.hdr.sgml : 20171114
20171114101606
ACCESSION NUMBER: 0001420506-17-000784
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Yakira Capital Management, Inc.
CENTRAL INDEX KEY: 0001584639
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15952
FILM NUMBER: 171198998
BUSINESS ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: (203) 341-0606
MAIL ADDRESS:
STREET 1: 991 POST ROAD EAST, 2ND FLOOR
CITY: WESTPORT
STATE: CT
ZIP: 06880
FORMER COMPANY:
FORMER CONFORMED NAME: BK Management I, Inc.
DATE OF NAME CHANGE: 20130819
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001584639
XXXXXXXX
09-30-2017
09-30-2017
false
Yakira Capital Management, Inc.
991 POST ROAD EAST, 2ND FLOOR
WESTPORT
CT
06880
13F HOLDINGS REPORT
028-15952
N
Bruce M. Kallins
Managing Principal
(203) 341-0606
Bruce M. Kallins, Managing Principal
WESTPORT
CT
11-14-2017
0
113
300654
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR YAKIRA CAPITAL MANAGEMENT, INC.
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COM CL A
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35942
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SOLE
35942
0
0
ADVENT CLAYMORE ENH GRW & IN
COM
00765E104
231
26775
SH
SOLE
26775
0
0
ADVISORY BRD CO
COM
00762W107
1813
33800
SH
SOLE
33800
0
0
ALERE INC
COM
01449J105
1438
28197
SH
SOLE
28197
0
0
ALTABA INC
COM
021346101
40943
618101
SH
SOLE
618101
0
0
ANCHOR BANCORP WA
COM
032838104
4599
185813
SH
SOLE
185813
0
0
ANDINA ACQUISITION CORP II
RIGHT 09/01/2017
G0441P120
111
187500
SH
SOLE
187500
0
0
ANDINA ACQUISITION CORP II
SHS
G0441P104
1905
187500
SH
SOLE
187500
0
0
ANDINA ACQUISITION CORP II
*W EXP 11/23/202
G0441P138
68
187500
SH
SOLE
187500
0
0
ASB BANCORP INC N C
COM
00213T109
1625
33312
SH
SOLE
33312
0
0
AVISTA HEALTHCARE PUB ACQ CO
*W EXP 99/99/999
G0726L117
60
150000
SH
SOLE
150000
0
0
AVISTA HEALTHCARE PUB ACQ CO
CL A
G0726L125
1500
150000
SH
SOLE
150000
0
0
BARD C R INC
COM
067383109
21906
68350
SH
SOLE
68350
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
2844
274740
SH
SOLE
274740
0
0
BISON CAP ACQUISITION CORP
UNIT 99/99/9999T
G1142P120
1027
100000
SH
SOLE
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0
0
BOULEVARD ACQUISITION
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10157Q110
111
124450
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SOLE
124450
0
0
BOULEVARD ACQUISITION
CL A
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5578
557819
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SOLE
557819
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
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3412
285528
SH
SOLE
285528
0
0
BROOKDALE SR LIVING INC
COM
112463104
1903
179500
SH
SOLE
179500
0
0
CALPINE CORP
COM NEW
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1996
135300
SH
SOLE
135300
0
0
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CL A COM
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3383
82414
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SOLE
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CLOUGH GLOBAL EQUITY FD
COM
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672
50658
SH
SOLE
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0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
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2531
226798
SH
SOLE
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0
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CONSTELLATION ALPHA CAP CORP
UNIT 99/99/9999
G2379F124
1540
150000
SH
SOLE
150000
0
0
CORNERSTONE STRATEGIC VALUE
COM
21924B302
14704
992811
SH
SOLE
992811
0
0
CORNERSTONE TOTAL RTRN FD IN
COM
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11684
798667
SH
SOLE
798667
0
0
COTY INC
COM CL A
222070203
1197
72394
SH
SOLE
72394
0
0
DELAWARE INVTS DIV & INCOME
COM
245915103
270
25081
SH
SOLE
25081
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
1354
17539
SH
SOLE
17539
0
0
DEPOMED INC
COM
249908104
87
15100
SH
SOLE
15100
0
0
DIGITALGLOBE INC
COM NEW
25389M877
4608
130725
SH
SOLE
130725
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
1029
48333
SH
SOLE
48333
0
0
DIVIDEND & INCOME FUND
COM NEW
25538A204
272
21188
SH
SOLE
21188
0
0
DOMINION DIAMOND CORP
COM
257287102
152
10719
SH
SOLE
10719
0
0
DOUBLE EAGLE ACQUISITION COR
COM
G28195124
4484
444000
SH
SOLE
444000
0
0
DOUBLE EAGLE ACQUISITION COR
*W EXP 09/16/202
G28195116
306
444000
SH
SOLE
444000
0
0
DOWDUPONT INC
COM
26078J100
2755
39800
SH
Call
SOLE
39800
0
0
DRAPER OAKWOOD TECHNOLOGY
UNIT 09/30/2024
26146L202
1840
180000
SH
SOLE
180000
0
0
ELECTRUM SPL ACQUISITION COR
SHS
G3105C104
2354
229645
SH
SOLE
229645
0
0
ENDOCYTE INC
COM
29269A102
20
14200
SH
SOLE
14200
0
0
FINTECH ACQUISITION CORP II
UNIT 99/99/9999
31810G208
853
81200
SH
SOLE
81200
0
0
FIRSTHAND TECH VALUE FD INC
COM
33766Y100
241
30064
SH
SOLE
30064
0
0
FORESTAR GROUP INC
COM
346232101
1463
85050
SH
SOLE
85050
0
0
FORUM MERGER CORP
RIGHT 06/01/2019
34985B129
80
234000
SH
SOLE
234000
0
0
FORUM MERGER CORP
*W EXP 06/01/202
34985B111
45
117000
SH
SOLE
117000
0
0
FORUM MERGER CORP
COM CL A
34985B103
2276
234000
SH
SOLE
234000
0
0
GABELLI EQUITY TR INC
COM
362397101
462
71096
SH
SOLE
71096
0
0
GENERAL COMMUNICATION INC
CL A
369385109
1643
40284
SH
SOLE
40284
0
0
HOME BANCSHARES INC
COM
436893200
4858
192641
SH
SOLE
192641
0
0
HSN INC
COM
404303109
814
20842
SH
SOLE
20842
0
0
IAC INTERACTIVECORP
COM
44919P508
2603
22136
SH
SOLE
22136
0
0
INDUSTREA ACQUISITION CORP
UNIT 07/21/2024
45579J203
5055
500000
SH
SOLE
500000
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
262
3276
SH
SOLE
3276
0
0
KBL MERGER CORP IV
COM
48242A104
3888
400000
SH
SOLE
400000
0
0
KBL MERGER CORP IV
RIGHT 03/22/2019
48242A120
116
400000
SH
SOLE
400000
0
0
KBL MERGER CORP IV
*W EXP 01/15/202
48242A112
68
400000
SH
SOLE
400000
0
0
KITE PHARMA INC
COM
49803L109
899
5000
SH
SOLE
5000
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
8315
156040
SH
SOLE
156040
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
208
34538
SH
SOLE
34538
0
0
LIBERTY GLOBAL PLC
LILAC SHS CL A
G5480U138
1692
71197
SH
SOLE
71197
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
1531
45147
SH
SOLE
45147
0
0
LOEWS CORP
COM
540424108
7289
152300
SH
SOLE
152300
0
0
LUNA INNOVATIONS
COM
550351100
58
34483
SH
SOLE
34483
0
0
MERRIMACK PHARMACEUTICALS IN
COM NEW
590328209
224
15407
SH
SOLE
15407
0
0
MFS INVT GRADE MUN TR
SH BEN INT
59318B108
108
10779
SH
SOLE
10779
0
0
MODERN MEDIA ACQUISITION
RIGHT 99/99/9999
60765P129
120
324000
SH
SOLE
324000
0
0
MODERN MEDIA ACQUISITION
COM
60765P103
3519
360000
SH
SOLE
360000
0
0
MODERN MEDIA ACQUISITION
*W EXP 05/17/202
60765P111
97
180000
SH
SOLE
180000
0
0
MODUSLINK GLOBAL SOLUTIONS I
COM NEW
60786L206
131
69804
SH
SOLE
69804
0
0
MONSANTO CO NEW
COM
61166W101
3928
32783
SH
SOLE
32783
0
0
NEW IRELAND FUND INC
COM
645673104
137
10000
SH
SOLE
10000
0
0
NEW YORK REIT INC
COM
64976L109
5393
686976
SH
SOLE
686976
0
0
NEXPOINT CR STRATEGIES FD
COM NEW
65340G205
1002
43463
SH
SOLE
43463
0
0
NEXTDECADE CORP
*W EXP 07/23/202
65342K113
70
75000
SH
SOLE
75000
0
0
NOVELION THERAPEUTICS INC
COM NEW
67001K202
256
36428
SH
SOLE
36428
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
10145
89710
SH
SOLE
89710
0
0
NXSTAGE MEDICAL INC
COM
67072V103
737
26721
SH
SOLE
26721
0
0
OFS CAP CORP
COM
67103B100
436
33072
SH
SOLE
33072
0
0
PACIFIC CONTINENTAL CORP
COM
69412V108
4706
174614
SH
SOLE
174614
0
0
PARAGON COML CORP
COM NEW
69911U403
407
7207
SH
SOLE
7207
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
561
38756
SH
SOLE
38756
0
0
PENSARE ACQUISITION CORP
RIGHT 99/99/9999
70957E121
240
600000
SH
SOLE
600000
0
0
PENSARE ACQUISITION CORP
*W EXP 07/27/202
70957E113
150
300000
SH
SOLE
300000
0
0
PENSARE ACQUISITION CORP
COM
70957E105
5805
600000
SH
SOLE
600000
0
0
QIWI PLC
SPON ADR REP B
74735M108
1033
61000
SH
SOLE
61000
0
0
REALNETWORKS INC
COM NEW
75605L708
127
26522
SH
SOLE
26522
0
0
REAVES UTIL INCOME FD
RIGHT 10/04/2017
756158135
30
80504
SH
SOLE
80504
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
316
9979
SH
SOLE
9979
0
0
RENTECH INC
COM NEW
760112201
60
131249
SH
SOLE
131249
0
0
RICE ENERGY INC
COM
762760106
1158
40000
SH
SOLE
40000
0
0
RITE AID CORP
COM
767754104
1054
537946
SH
SOLE
537946
0
0
ROCKWELL COLLINS INC
COM
774341101
1307
10000
SH
SOLE
10000
0
0
ROYAL BANCSHARES PA INC
CL A
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654
146532
SH
SOLE
146532
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
6200
464436
SH
SOLE
464436
0
0
SAMSON OIL & GAS LTD
SPON ADR NEW
796043206
5
14119
SH
SOLE
14119
0
0
SANOFI
RIGHT 12/31/2020
80105N113
56
155177
SH
SOLE
155177
0
0
SCICLONE PHARMACEUTICALS INC
COM
80862K104
958
85500
SH
SOLE
85500
0
0
SOUTHWEST BANCORP INC OKLA
COM
844767103
4160
150983
SH
SOLE
150983
0
0
SYMANTEC CORP
COM
871503108
232
7082
SH
SOLE
7082
0
0
TEGNA INC
COM
87901J105
133
10000
SH
SOLE
10000
0
0
TIME WARNER INC
COM NEW
887317303
31365
306146
SH
SOLE
306146
0
0
TRANS WORLD ENTMT CORP
COM
89336Q100
21
10400
SH
SOLE
10400
0
0
TRIBUNE MEDIA CO
CL A
896047503
4522
110667
SH
SOLE
110667
0
0
TURKISH INVT FD INC
COM
900145103
2341
249714
SH
SOLE
249714
0
0
VIACOM INC NEW
CL B
92553P201
3173
113970
SH
SOLE
113970
0
0
VIACOM INC NEW
CL A
92553P102
734
20000
SH
Put
SOLE
20000
0
0
VIDEOCON D2H LTD
ADR
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126
14125
SH
SOLE
14125
0
0
VWR CORP
COM
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1763
53252
SH
SOLE
53252
0
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WASHINGTONFIRST BANKSHARES I
COM
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513
14408
SH
SOLE
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0
0
WEST CORP
COM
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2538
108141
SH
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WESTAR ENERGY INC
COM
95709T100
3703
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SH
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WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
59
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XCERRA CORP
COM
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SH
SOLE
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