0001420506-17-000784.txt : 20171114 0001420506-17-000784.hdr.sgml : 20171114 20171114101606 ACCESSION NUMBER: 0001420506-17-000784 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 171198998 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001584639 XXXXXXXX 09-30-2017 09-30-2017 false Yakira Capital Management, Inc.
991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880
13F HOLDINGS REPORT 028-15952 N
Bruce M. Kallins Managing Principal (203) 341-0606 Bruce M. Kallins, Managing Principal WESTPORT CT 11-14-2017 0 113 300654 false
INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR YAKIRA CAPITAL MANAGEMENT, INC. A H BELO CORP COM CL A 001282102 165 35942 SH SOLE 35942 0 0 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 231 26775 SH SOLE 26775 0 0 ADVISORY BRD CO COM 00762W107 1813 33800 SH SOLE 33800 0 0 ALERE INC COM 01449J105 1438 28197 SH SOLE 28197 0 0 ALTABA INC COM 021346101 40943 618101 SH SOLE 618101 0 0 ANCHOR BANCORP WA COM 032838104 4599 185813 SH SOLE 185813 0 0 ANDINA ACQUISITION CORP II RIGHT 09/01/2017 G0441P120 111 187500 SH SOLE 187500 0 0 ANDINA ACQUISITION CORP II SHS G0441P104 1905 187500 SH SOLE 187500 0 0 ANDINA ACQUISITION CORP II *W EXP 11/23/202 G0441P138 68 187500 SH SOLE 187500 0 0 ASB BANCORP INC N C COM 00213T109 1625 33312 SH SOLE 33312 0 0 AVISTA HEALTHCARE PUB ACQ CO *W EXP 99/99/999 G0726L117 60 150000 SH SOLE 150000 0 0 AVISTA HEALTHCARE PUB ACQ CO CL A G0726L125 1500 150000 SH SOLE 150000 0 0 BARD C R INC COM 067383109 21906 68350 SH SOLE 68350 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 2844 274740 SH SOLE 274740 0 0 BISON CAP ACQUISITION CORP UNIT 99/99/9999T G1142P120 1027 100000 SH SOLE 100000 0 0 BOULEVARD ACQUISITION *W EXP 09/25/202 10157Q110 111 124450 SH SOLE 124450 0 0 BOULEVARD ACQUISITION CL A 10157Q102 5578 557819 SH SOLE 557819 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 3412 285528 SH SOLE 285528 0 0 BROOKDALE SR LIVING INC COM 112463104 1903 179500 SH SOLE 179500 0 0 CALPINE CORP COM NEW 131347304 1996 135300 SH SOLE 135300 0 0 CAPITAL BK FINL CORP CL A COM 139794101 3383 82414 SH SOLE 82414 0 0 CLOUGH GLOBAL EQUITY FD COM 18914C100 672 50658 SH SOLE 50658 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 2531 226798 SH SOLE 226798 0 0 CONSTELLATION ALPHA CAP CORP UNIT 99/99/9999 G2379F124 1540 150000 SH SOLE 150000 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 14704 992811 SH SOLE 992811 0 0 CORNERSTONE TOTAL RTRN FD IN COM 21924U300 11684 798667 SH SOLE 798667 0 0 COTY INC COM CL A 222070203 1197 72394 SH SOLE 72394 0 0 DELAWARE INVTS DIV & INCOME COM 245915103 270 25081 SH SOLE 25081 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 1354 17539 SH SOLE 17539 0 0 DEPOMED INC COM 249908104 87 15100 SH SOLE 15100 0 0 DIGITALGLOBE INC COM NEW 25389M877 4608 130725 SH SOLE 130725 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 1029 48333 SH SOLE 48333 0 0 DIVIDEND & INCOME FUND COM NEW 25538A204 272 21188 SH SOLE 21188 0 0 DOMINION DIAMOND CORP COM 257287102 152 10719 SH SOLE 10719 0 0 DOUBLE EAGLE ACQUISITION COR COM G28195124 4484 444000 SH SOLE 444000 0 0 DOUBLE EAGLE ACQUISITION COR *W EXP 09/16/202 G28195116 306 444000 SH SOLE 444000 0 0 DOWDUPONT INC COM 26078J100 2755 39800 SH Call SOLE 39800 0 0 DRAPER OAKWOOD TECHNOLOGY UNIT 09/30/2024 26146L202 1840 180000 SH SOLE 180000 0 0 ELECTRUM SPL ACQUISITION COR SHS G3105C104 2354 229645 SH SOLE 229645 0 0 ENDOCYTE INC COM 29269A102 20 14200 SH SOLE 14200 0 0 FINTECH ACQUISITION CORP II UNIT 99/99/9999 31810G208 853 81200 SH SOLE 81200 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 241 30064 SH SOLE 30064 0 0 FORESTAR GROUP INC COM 346232101 1463 85050 SH SOLE 85050 0 0 FORUM MERGER CORP RIGHT 06/01/2019 34985B129 80 234000 SH SOLE 234000 0 0 FORUM MERGER CORP *W EXP 06/01/202 34985B111 45 117000 SH SOLE 117000 0 0 FORUM MERGER CORP COM CL A 34985B103 2276 234000 SH SOLE 234000 0 0 GABELLI EQUITY TR INC COM 362397101 462 71096 SH SOLE 71096 0 0 GENERAL COMMUNICATION INC CL A 369385109 1643 40284 SH SOLE 40284 0 0 HOME BANCSHARES INC COM 436893200 4858 192641 SH SOLE 192641 0 0 HSN INC COM 404303109 814 20842 SH SOLE 20842 0 0 IAC INTERACTIVECORP COM 44919P508 2603 22136 SH SOLE 22136 0 0 INDUSTREA ACQUISITION CORP UNIT 07/21/2024 45579J203 5055 500000 SH SOLE 500000 0 0 ISHARES TR U.S. REAL ES ETF 464287739 262 3276 SH SOLE 3276 0 0 KBL MERGER CORP IV COM 48242A104 3888 400000 SH SOLE 400000 0 0 KBL MERGER CORP IV RIGHT 03/22/2019 48242A120 116 400000 SH SOLE 400000 0 0 KBL MERGER CORP IV *W EXP 01/15/202 48242A112 68 400000 SH SOLE 400000 0 0 KITE PHARMA INC COM 49803L109 899 5000 SH SOLE 5000 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 8315 156040 SH SOLE 156040 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 208 34538 SH SOLE 34538 0 0 LIBERTY GLOBAL PLC LILAC SHS CL A G5480U138 1692 71197 SH SOLE 71197 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 1531 45147 SH SOLE 45147 0 0 LOEWS CORP COM 540424108 7289 152300 SH SOLE 152300 0 0 LUNA INNOVATIONS COM 550351100 58 34483 SH SOLE 34483 0 0 MERRIMACK PHARMACEUTICALS IN COM NEW 590328209 224 15407 SH SOLE 15407 0 0 MFS INVT GRADE MUN TR SH BEN INT 59318B108 108 10779 SH SOLE 10779 0 0 MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 120 324000 SH SOLE 324000 0 0 MODERN MEDIA ACQUISITION COM 60765P103 3519 360000 SH SOLE 360000 0 0 MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 97 180000 SH SOLE 180000 0 0 MODUSLINK GLOBAL SOLUTIONS I COM NEW 60786L206 131 69804 SH SOLE 69804 0 0 MONSANTO CO NEW COM 61166W101 3928 32783 SH SOLE 32783 0 0 NEW IRELAND FUND INC COM 645673104 137 10000 SH SOLE 10000 0 0 NEW YORK REIT INC COM 64976L109 5393 686976 SH SOLE 686976 0 0 NEXPOINT CR STRATEGIES FD COM NEW 65340G205 1002 43463 SH SOLE 43463 0 0 NEXTDECADE CORP *W EXP 07/23/202 65342K113 70 75000 SH SOLE 75000 0 0 NOVELION THERAPEUTICS INC COM NEW 67001K202 256 36428 SH SOLE 36428 0 0 NXP SEMICONDUCTORS N V COM N6596X109 10145 89710 SH SOLE 89710 0 0 NXSTAGE MEDICAL INC COM 67072V103 737 26721 SH SOLE 26721 0 0 OFS CAP CORP COM 67103B100 436 33072 SH SOLE 33072 0 0 PACIFIC CONTINENTAL CORP COM 69412V108 4706 174614 SH SOLE 174614 0 0 PARAGON COML CORP COM NEW 69911U403 407 7207 SH SOLE 7207 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 561 38756 SH SOLE 38756 0 0 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 240 600000 SH SOLE 600000 0 0 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 150 300000 SH SOLE 300000 0 0 PENSARE ACQUISITION CORP COM 70957E105 5805 600000 SH SOLE 600000 0 0 QIWI PLC SPON ADR REP B 74735M108 1033 61000 SH SOLE 61000 0 0 REALNETWORKS INC COM NEW 75605L708 127 26522 SH SOLE 26522 0 0 REAVES UTIL INCOME FD RIGHT 10/04/2017 756158135 30 80504 SH SOLE 80504 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 316 9979 SH SOLE 9979 0 0 RENTECH INC COM NEW 760112201 60 131249 SH SOLE 131249 0 0 RICE ENERGY INC COM 762760106 1158 40000 SH SOLE 40000 0 0 RITE AID CORP COM 767754104 1054 537946 SH SOLE 537946 0 0 ROCKWELL COLLINS INC COM 774341101 1307 10000 SH SOLE 10000 0 0 ROYAL BANCSHARES PA INC CL A 780081105 654 146532 SH SOLE 146532 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 6200 464436 SH SOLE 464436 0 0 SAMSON OIL & GAS LTD SPON ADR NEW 796043206 5 14119 SH SOLE 14119 0 0 SANOFI RIGHT 12/31/2020 80105N113 56 155177 SH SOLE 155177 0 0 SCICLONE PHARMACEUTICALS INC COM 80862K104 958 85500 SH SOLE 85500 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 4160 150983 SH SOLE 150983 0 0 SYMANTEC CORP COM 871503108 232 7082 SH SOLE 7082 0 0 TEGNA INC COM 87901J105 133 10000 SH SOLE 10000 0 0 TIME WARNER INC COM NEW 887317303 31365 306146 SH SOLE 306146 0 0 TRANS WORLD ENTMT CORP COM 89336Q100 21 10400 SH SOLE 10400 0 0 TRIBUNE MEDIA CO CL A 896047503 4522 110667 SH SOLE 110667 0 0 TURKISH INVT FD INC COM 900145103 2341 249714 SH SOLE 249714 0 0 VIACOM INC NEW CL B 92553P201 3173 113970 SH SOLE 113970 0 0 VIACOM INC NEW CL A 92553P102 734 20000 SH Put SOLE 20000 0 0 VIDEOCON D2H LTD ADR 92657J101 126 14125 SH SOLE 14125 0 0 VWR CORP COM 91843L103 1763 53252 SH SOLE 53252 0 0 WASHINGTONFIRST BANKSHARES I COM 940730104 513 14408 SH SOLE 14408 0 0 WEST CORP COM 952355204 2538 108141 SH SOLE 108141 0 0 WESTAR ENERGY INC COM 95709T100 3703 74652 SH SOLE 74652 0 0 WRIGHT MED GROUP N V RIGHT 03/01/2019 N96617126 59 38308 SH SOLE 38308 0 0 XCERRA CORP COM 98400J108 945 95919 SH SOLE 95919 0 0