Managing Principal

0001420506-17-000577.txt : 20170814 0001420506-17-000577.hdr.sgml : 20170814 20170814095812 ACCESSION NUMBER: 0001420506-17-000577 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yakira Capital Management, Inc. CENTRAL INDEX KEY: 0001584639 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15952 FILM NUMBER: 171027844 BUSINESS ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 341-0606 MAIL ADDRESS: STREET 1: 991 POST ROAD EAST, 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 FORMER COMPANY: FORMER CONFORMED NAME: BK Management I, Inc. DATE OF NAME CHANGE: 20130819 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001584639 XXXXXXXX 06-30-2017 06-30-2017 false Yakira Capital Management, Inc.

991 POST ROAD EAST, 2ND FLOOR WESTPORT CT 06880

13F HOLDINGS REPORT 028-15952 N Bruce M. Kallins Managing Principal (203) 341-0606 Bruce M. Kallins, Managing Principal WESTPORT CT 08-14-2017 0 106 335098 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR YAKIRA CAPITAL MANAGEMENT, INC. A H BELO CORP COM CL A 001282102 198 35942 SH SOLE 35942 0 0 ADVANCED EMISSIONS SOLUTS IN COM 00770C101 130 14240 SH SOLE 14240 0 0 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 1011 115555 SH SOLE 115555 0 0 ALERE INC COM 01449J105 2876 57297 SH SOLE 57297 0 0 ALLERGAN PLC SHS G0177J108 774 3185 SH SOLE 3185 0 0 ALLIANCE HEALTHCARE SRVCS IN COM PAR 018606301 183 13780 SH SOLE 13780 0 0 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 22405 423540 SH SOLE 423540 0 0 ALTABA INC COM 021346101 40371 741020 SH SOLE 741020 0 0 ANCHOR BANCORP WA COM 032838104 4154 165826 SH SOLE 165826 0 0 ANDINA ACQUISITION CORP II UNIT 99/99/9999 G0441P112 2033 187500 SH SOLE 187500 0 0 ASB BANCORP INC N C COM 00213T109 936 21300 SH SOLE 21300 0 0 ASHLAND GLOBAL HLDGS INC COM 044186104 323 4900 SH SOLE 4900 0 0 AVISTA HEALTHCARE PUB ACQ CO UNIT 99/99/9999 G0726L109 1548 150000 SH SOLE 150000 0 0 AXAR ACQUISITION CORP *W EXP 12/31/202 05455L110 11 142500 SH SOLE 142500 0 0 BARD C R INC COM 067383109 20547 65000 SH SOLE 65000 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 2802 274740 SH SOLE 274740 0 0 BISON CAP ACQUISITION CORP UNIT 99/99/9999T G1142P120 1020 100000 SH SOLE 100000 0 0 BOULEVARD ACQUISITION *W EXP 09/25/202 10157Q110 89 124450 SH SOLE 124450 0 0 BOULEVARD ACQUISITION CL A 10157Q102 5589 557819 SH SOLE 557819 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 1737 137759 SH SOLE 137759 0 0 BROOKDALE SR LIVING INC COM 112463104 690 46900 SH SOLE 46900 0 0 CABELAS INC COM 126804301 2906 48900 SH SOLE 48900 0 0 CLOUGH GLOBAL EQUITY FD COM 18914C100 626 49630 SH SOLE 49630 0 0 CLUBCORP HLDGS INC COM 18948M108 1345 102702 SH SOLE 102702 0 0 CONSTELLATION ALPHA CAPITAL UNIT 99/99/9999 G2379F124 1521 150000 SH SOLE 150000 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 1835 115577 SH SOLE 115577 0 0 COTY INC COM CL A 222070203 1452 77394 SH SOLE 77394 0 0 DELAWARE INVTS DIV & INCOME COM 245915103 953 91138 SH SOLE 91138 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 1072 17539 SH SOLE 17539 0 0 DEPOMED INC COM 249908104 162 15100 SH SOLE 15100 0 0 DEUTSCHE GLOBAL HIGH INCOME COM 25158V108 590 67712 SH SOLE 67712 0 0 DIGITALGLOBE INC COM NEW 25389M877 3163 94984 SH SOLE 94984 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 2327 90091 SH SOLE 90091 0 0 DIVIDEND & INCOME FUND COM NEW 25538A204 262 21188 SH SOLE 21188 0 0 DOMINION DIAMOND CORP COM 257287102 459 36569 SH SOLE 36569 0 0 DOUBLE EAGLE ACQUISITION COR UNIT 99/99/9999 G28195108 4724 444000 SH SOLE 444000 0 0 DOW CHEM CO COM 260543103 13881 220088 SH SOLE 220088 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 3212 39800 SH Call SOLE 39800 0 0 ELECTRUM SPL ACQUISITION COR SHS G3105C104 2317 229645 SH SOLE 229645 0 0 ENDOCYTE INC COM 29269A102 21 14200 SH SOLE 14200 0 0 FAIRPOINT COMMUNICATIONS INC COM NEW 305560302 1590 101591 SH SOLE 101591 0 0 FINTECH ACQUISITION CORP II UNIT 99/99/9999 31810G208 844 81200 SH SOLE 81200 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 208 24839 SH SOLE 24839 0 0 FORESTAR GROUP INC COM 346233109 1255 73150 SH SOLE 73150 0 0 FORUM MERGER CORP UNIT 06/01/2024 34985B202 2384 234000 SH SOLE 234000 0 0 GABELLI EQUITY TR INC COM 362397101 794 128466 SH SOLE 128466 0 0 GAS NAT INC COM 367204104 577 44680 SH SOLE 44680 0 0 GENERAL COMMUNICATION INC CL A 369385109 2239 61105 SH SOLE 61105 0 0 HARMONY MERGER CORP UNIT 99/99/9999 413247206 837 75000 SH SOLE 75000 0 0 HARMONY MERGER CORP COM 413247107 8038 778000 SH SOLE 778000 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 332 20000 SH SOLE 20000 0 0 JPMORGAN CHINA REGION FD INC COM 48126T104 7736 385430 SH SOLE 385430 0 0 KBL MERGER CORP IV UNIT 01/15/2024 48242A203 4080 400000 SH SOLE 400000 0 0 KOREA EQUITY FD INC COM 50063B104 3699 525426 SH SOLE 525426 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 9251 155999 SH SOLE 155999 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 411 72538 SH SOLE 72538 0 0 LIBERTY GLOBAL PLC LILAC SHS CL A G5480U138 638 29306 SH SOLE 29306 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 781 24325 SH SOLE 24325 0 0 LOEWS CORP COM 540424108 8674 185300 SH SOLE 185300 0 0 LUNA INNOVATIONS COM 550351100 52 34483 SH SOLE 34483 0 0 MERRIMACK PHARMACEUTICALS IN COM 590328100 311 250800 SH SOLE 250800 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 9301 148100 SH SOLE 148100 0 0 MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 65 180000 SH SOLE 180000 0 0 MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 123 324000 SH SOLE 324000 0 0 MODERN MEDIA ACQUISITION COM 60765P103 3517 360000 SH SOLE 360000 0 0 MODUSLINK GLOBAL SOLUTIONS I COM NEW 60786L206 119 69804 SH SOLE 69804 0 0 MONSANTO CO NEW COM 61166W101 2959 25000 SH SOLE 25000 0 0 NEUSTAR INC CL A 64126X201 667 20000 SH SOLE 20000 0 0 NEW YORK REIT INC COM 64976L109 3781 437624 SH SOLE 437624 0 0 NEXPOINT CR STRATEGIES FD COM NEW 65340G205 4976 228469 SH SOLE 228469 0 0 NORSAT INTL INC NEW COM NEW 656512209 743 65191 SH SOLE 65191 0 0 NOVELION THERAPEUTICS INC COM NEW 67001K202 336 36428 SH SOLE 36428 0 0 NXP SEMICONDUCTORS N V COM N6596X109 9819 89710 SH SOLE 89710 0 0 OFS CAP CORP COM 67103B100 551 38528 SH SOLE 38528 0 0 ORIGO ACQUISITION CORP SHS G67789126 3214 309070 SH SOLE 309070 0 0 PACHOLDER HIGH YIELD FD INC COM 693742108 1447 181797 SH SOLE 181797 0 0 PACIFIC CONTINENTAL CORP COM 69412V108 4461 174614 SH SOLE 174614 0 0 PACIFIC SPL ACQUISITION CORP SHS G68588105 2556 250000 SH SOLE 250000 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 600 42557 SH SOLE 42557 0 0 REALNETWORKS INC COM NEW 75605L708 115 26522 SH SOLE 26522 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 859 25000 SH SOLE 25000 0 0 RENTECH INC COM NEW 760112201 59 131249 SH SOLE 131249 0 0 REYNOLDS AMERICAN INC COM 761713106 10822 166393 SH SOLE 166393 0 0 RITE AID CORP COM 767754104 1301 441046 SH SOLE 441046 0 0 ROYAL BANCSHARES PA INC CL A 780081105 620 146532 SH SOLE 146532 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 5654 475138 SH SOLE 475138 0 0 SAMSON OIL & GAS LTD SPON ADR NEW 796043206 7 14119 SH SOLE 14119 0 0 SANOFI RIGHT 12/31/2020 80105N113 59 155177 SH SOLE 155177 0 0 SCICLONE PHARMACEUTICALS INC COM 80862K104 941 85500 SH SOLE 85500 0 0 SOUTHWEST BANCORP INC OKLA COM 844767103 2603 101867 SH SOLE 101867 0 0 STONEGATE BK FT LAUDERDALE F COM 861811107 1319 28564 SH SOLE 28564 0 0 SYMANTEC CORP COM 871503108 200 7082 SH SOLE 7082 0 0 TEGNA INC COM 87901J105 144 10000 SH SOLE 10000 0 0 TIME WARNER INC COM NEW 887317303 27728 276146 SH SOLE 276146 0 0 TRANS WORLD ENTMT CORP COM 89336Q100 17 10400 SH SOLE 10400 0 0 TRIBUNE MEDIA CO CL A 896047503 3289 80667 SH SOLE 80667 0 0 TURKISH INVT FD INC COM 900145103 2509 260264 SH SOLE 260264 0 0 VALVOLINE INC COM 92047W101 253 10660 SH SOLE 10660 0 0 VCA INC COM 918194101 4955 53674 SH SOLE 53674 0 0 VIACOM INC NEW CL B 92553P201 1797 53542 SH SOLE 53542 0 0 VIDEOCON D2H LTD ADR 92657J101 138 14125 SH SOLE 14125 0 0 VTTI ENERGY PARTNERS LP COM UNIT RP LT Y9384M101 7180 365413 SH SOLE 365413 0 0 WEST CORP COM 952355204 1356 58141 SH SOLE 58141 0 0 WESTAR ENERGY INC COM 95709T100 3958 74652 SH SOLE 74652 0 0 WRIGHT MED GROUP N V RIGHT 03/01/2019 N96617126 57 38308 SH SOLE 38308 0 0 XCERRA CORP COM 98400J108 937 95919 SH SOLE 95919 0 0