FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 08/14/2013 |
3. Issuer Name and Ticker or Trading Symbol
Frank's International N.V. [ FI ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common stock, par value Euro 0.01 per share | 10,000 | D | |
Common stock, par value Euro 0.01 per share | 119,024,000 | I | See footnote(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A preferred stock, par value Euro 0.01 per share | (2) | (2) | Common Stock | 52,976,000 | (2) | I | See footnote(3) |
Explanation of Responses: |
1. As a result of the Voting Agreement, dated July 22, 2013, by and among Ginsoma Family C.V., FWW B.V., Mosing Holdings, Inc. and the other parties thereto (the "Voting Agreement"), William Bradford Mosing may be deemed to share beneficial ownership of 119,024,000 shares (representing more than 10% of the outstanding shares) of Frank's International N.V's (the "Issuer") common stock, par value Euro 0.01 per share (the "Common Stock") held by FWW B.V. Mr. Mosing disclaims beneficial ownership of the Common Stock except to the extent of his pecuniary interest therein. |
2. Pursuant to the Amended and Restated Articles of Association of the Issuer and the Limited Partnership Agreement of Frank's International C.V. ("FICV"), holders of the Issuer's Series A preferred stock, par value Euro 0.01 per share (the "Preferred Stock") will have the right to convert all or a portion of their Preferred Stock into the Issuer's Common Stock at any time by delivery to the Issuer of an equivalent number of FICV portions, which portions are equal to the holder's total limited partnership interest in FICV divided by the total number of issued and outstanding shares of the Issuer's Preferred Stock. |
3. As a result of the Voting Agreement, Mr. Mosing may also be deemed to beneficially own 52,976,000 shares of the Issuer's Preferred Stock directly held by Mosing Holdings, Inc. Mr. Mosing disclaims beneficial ownership of the Preferred Stock except to the extent of his pecuniary interest therein. |
Remarks: |
Exhibit List: Exhibit 24 - Power of Attorney (CE) |
/s/ William Bradford Mosing, by Brian D. Baird, as Attorney-in Fact | 08/16/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |