Managing Partner

0001144204-14-011222.txt : 20140224 0001144204-14-011222.hdr.sgml : 20140224 20140224164841 ACCESSION NUMBER: 0001144204-14-011222 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140224 DATE AS OF CHANGE: 20140224 EFFECTIVENESS DATE: 20140224 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polaris Wealth Advisers, LLC CENTRAL INDEX KEY: 0001582968 IRS NUMBER: 452613011 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15561 FILM NUMBER: 14637542 BUSINESS ADDRESS: STREET 1: 601 MONTGOMERY STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 263-5600 MAIL ADDRESS: STREET 1: 601 MONTGOMERY STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001582968 XXXXXXXX 12-31-2013 12-31-2013 false Polaris Wealth Advisers, LLC

601 Montgomery Street, Suite 700 San Francisco CA 94111

13F HOLDINGS REPORT 028-15561 N Jeffrey Powell Managing Partner 415-263-5600 /s/ Jeffrey Powell San Francisco CA 02-24-2014 0 189 406601 INFORMATION TABLE 2 infotable.xml VANGUARD INTL EQUITY INDEX F MEGA CAP GRO ETF 922042866 94 1527 SH SOLE 0 0 1527 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 8 102 SH SOLE 0 0 102 VANGUARD INDEX FDS VALUE ETF 922908744 101 1320 SH SOLE 0 0 1320 CELANESE CORP DEL COM SER A 150870103 311 5624 SH SOLE 0 0 5624 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 104 1030 SH SOLE 0 0 1030 VANGUARD INDEX FDS MID CAP ETF 922908629 102 924 SH SOLE 0 0 924 NU SKIN ENTERPRISES INC CL A 67018T105 363 2624 SH SOLE 0 0 2624 VANGUARD INDEX FDS SM CP VAL ETF 922908611 77 786 SH SOLE 0 0 786 INTUITIVE SURGICAL INC COM NEW 46120E602 15 38 SH SOLE 0 0 38 VANGUARD INDEX FDS GROWTH ETF 922908736 240 2577 SH SOLE 0 0 2577 ACACIA RESH CORP ACACIA TCH COM 003881307 714 49077 SH SOLE 0 0 49077 SEAGATE TECHNOLOGY PLC SHS G7945M107 2102 37431 SH SOLE 0 0 37431 VANGUARD INDEX FDS SML CP GRW ETF 922908595 174 1425 SH SOLE 0 0 1425 COPART INC COM 217204106 7 200 SH SOLE 0 0 200 VIACOM INC NEW CL B 92553P201 1608 18412 SH SOLE 0 0 18412 URS CORP NEW COM 903236107 1553 29311 SH SOLE 0 0 29311 CHIPOTLE MEXICAN GRILL INC COM 169656105 27 50 SH SOLE 0 0 50 THERMO FISHER SCIENTIFIC INC COM 883556102 2239 20108 SH SOLE 0 0 20108 ISHARES EAFE VALUE ETF 464288877 1 16 SH SOLE 0 0 16 ISHARES EAFE GRWTH ETF 464288885 1 11 SH SOLE 0 0 11 EXELIXIS INC COM 30161Q104 1 169 SH SOLE 0 0 169 SILVER WHEATON CORP COM 828336107 5 250 SH SOLE 0 0 250 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 11 815 SH SOLE 0 0 815 GREEN MTN COFFEE ROASTERS IN COM 393122106 349 4617 SH SOLE 0 0 4617 ASSURANT INC COM 04621X108 1821 27431 SH SOLE 0 0 27431 VANGUARD WORLD FDS INF TECH ETF 92204A702 103 1150 SH SOLE 0 0 1150 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 107 990 SH SOLE 0 0 990 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 106 1060 SH SOLE 0 0 1060 MASTERCARD INC CL A 57636Q104 1771 2120 SH SOLE 0 0 2120 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 103 1750 SH SOLE 0 0 1750 MIDDLEBY CORP COM 596278101 336 1400 SH SOLE 0 0 1400 ISHARES USA ESG SLCT ETF 464288802 79 1030 SH SOLE 0 0 1030 IHS INC CL A 451734107 12 100 SH SOLE 0 0 100 NUVEEN GBL INCOME OPPORTUN F COM 67073C104 8 685 SH SOLE 0 0 685 HERBALIFE LTD COM USD SHS G4412G101 1863 23670 SH SOLE 0 0 23670 WESTERN UN CO COM 959802109 1340 77678 SH SOLE 0 0 77678 MELCO CROWN ENTMT LTD ADR 585464100 78 2000 SH SOLE 0 0 2000 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 5 200 SH SOLE 0 0 200 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 395 4378 SH SOLE 0 0 4378 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 151 1897 SH SOLE 0 0 1897 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 101 1990 SH SOLE 0 0 1990 ISHARES IBOXX HI YD ETF 464288513 6 60 SH SOLE 0 0 60 ISHARES 1-3 YR CR BD ETF 464288646 17230 163375 SH SOLE 0 0 163375 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 115 1445 SH SOLE 0 0 1445 DELTA AIR LINES INC DEL COM NEW 247361702 1742 63405 SH SOLE 0 0 63405 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 136 1695 SH SOLE 0 0 1695 ISHARES MSCI KLD400 SOC 464288570 166 2400 SH SOLE 0 0 2400 DISCOVER FINL SVCS COM 254709108 2006 35857 SH SOLE 0 0 35857 ISHARES GLOB INDSTRL ETF 464288729 12458 174463 SH SOLE 0 0 174463 COVIDIEN PLC SHS G2554F113 18 262 SH SOLE 0 0 262 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 1 10 SH SOLE 0 0 10 VMWARE INC CL A COM 928563402 13 150 SH SOLE 0 0 150 TIME WARNER CABLE INC COM 88732J207 51 374 SH SOLE 0 0 374 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 19017 406956 SH SOLE 0 0 406956 ICF INTL INC COM 44925C103 315 9072 SH SOLE 0 0 9072 TRANSOCEAN LTD REG SHS H8817H100 1 17 SH SOLE 0 0 17 BLACKROCK CR ALLCTN INC TR COM 092508100 9 703 SH SOLE 0 0 703 NETSUITE INC COM 64118Q107 10 100 SH SOLE 0 0 100 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 11729 539523 SH SOLE 0 0 539523 ISHARES GLB INFRASTR ETF 464288372 10895 279777 SH SOLE 0 0 279777 VISA INC COM CL A 92826C839 27 121 SH SOLE 0 0 121 PHILIP MORRIS INTL INC COM 718172109 9 100 SH SOLE 0 0 100 ISHARES MSCI ACWI US ETF 464288240 569 12187 SH SOLE 0 0 12187 PROSHARES TR PSHS ULTSH 20YRS 74347B201 13 165 SH SOLE 0 0 165 SUPER MICRO COMPUTER INC COM 86800U104 358 20839 SH SOLE 0 0 20839 LUNA INNOVATIONS COM 550351100 0 250 SH SOLE 0 0 250 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 320 3703 SH SOLE 0 0 3703 ISHARES MODERT ALLOC ETF 464289875 59 1722 SH SOLE 0 0 1722 ISHARES GRWT ALLOCAT ETF 464289867 17 446 SH SOLE 0 0 446 ISHARES AGGRES ALLOC ETF 464289859 59 1318 SH SOLE 0 0 1318 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 113 1361 SH SOLE 0 0 1361 AVAGO TECHNOLOGIES LTD SHS Y0486S104 1774 33545 SH SOLE 0 0 33545 COLONY FINL INC COM 19624R106 20 1000 SH SOLE 0 0 1000 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 68 854 SH SOLE 0 0 854 TEAM HEALTH HOLDINGS INC COM 87817A107 298 6533 SH SOLE 0 0 6533 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1713 21333 SH SOLE 0 0 21333 TESLA MTRS INC COM 88160R101 75 500 SH SOLE 0 0 500 LEAR CORP COM NEW 521865204 1734 21419 SH SOLE 0 0 21419 NIELSEN HOLDINGS N V COM N63218106 1791 39035 SH SOLE 0 0 39035 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 18528 744706 SH SOLE 0 0 744706 ISHARES FLTG RATE BD ETF 46429B655 9309 183538 SH SOLE 0 0 183538 MARATHON PETE CORP COM 56585A102 6 61 SH SOLE 0 0 61 BARCLAYS BK PLC IPATH DYNM VIX 06741L609 3 100 SH SOLE 0 0 100 RENTECH NITROGEN PARTNERS L COM UNIT 760113100 5 300 SH SOLE 0 0 300 DELPHI AUTOMOTIVE PLC SHS G27823106 1586 26378 SH SOLE 0 0 26378 SPDR SER TR SHT TRM HGH YLD 78468R408 18556 601477 SH SOLE 0 0 601477 FACEBOOK INC CL A 30303M102 27 500 SH SOLE 0 0 500 LIFELOCK INC COM 53224V100 7 400 SH SOLE 0 0 400 CST BRANDS INC COM 12646R105 1 33 SH SOLE 0 0 33 TWITTER INC COM 90184L102 95 1500 SH SOLE 0 0 1500 ISHARES EMU ETF 464286608 12498 302021 SH SOLE 0 0 302021 ISHARES CORE S&P MCP ETF 464287507 11932 89172 SH SOLE 0 0 89172 ISHARES S&P MC 400VL ETF 464287705 6 50 SH SOLE 0 0 50 ISHARES S&P MC 400GR ETF 464287606 8 50 SH SOLE 0 0 50 ISHARES CORE S&P SCP ETF 464287804 8 75 SH SOLE 0 0 75 ISHARES SP SMCP600VL ETF 464287879 9494 85327 SH SOLE 0 0 85327 ISHARES S&P 500 VAL ETF 464287408 12507 146351 SH SOLE 0 0 146351 ISHARES S&P 500 GRWT ETF 464287309 5 50 SH SOLE 0 0 50 ISHARES RUS 1000 GRW ETF 464287614 31712 368956 SH SOLE 0 0 368956 SPDR S&P 500 ETF TR TR UNIT 78462F103 37 200 SH SOLE 0 0 200 BRISTOL MYERS SQUIBB CO COM 110122108 11 200 SH SOLE 0 0 200 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 397 3350 SH SOLE 0 0 3350 BOEING CO COM 097023105 7 50 SH SOLE 0 0 50 HELMERICH & PAYNE INC COM 423452101 1690 20100 SH SOLE 0 0 20100 INTEL CORP COM 458140100 706 27219 SH SOLE 0 0 27219 ISHARES RUS 2000 GRW ETF 464287648 22573 166575 SH SOLE 0 0 166575 ORACLE CORP COM 68389X105 19 493 SH SOLE 0 0 493 DU PONT E I DE NEMOURS & CO COM 263534109 10 150 SH SOLE 0 0 150 SEMPRA ENERGY COM 816851109 1 12 SH SOLE 0 0 12 JOHNSON & JOHNSON COM 478160104 124 1349 SH SOLE 0 0 1349 PFIZER INC COM 717081103 23 743 SH SOLE 0 0 743 EDISON INTL COM 281020107 19 400 SH SOLE 0 0 400 AMERISOURCEBERGEN CORP COM 03073E105 1655 23540 SH SOLE 0 0 23540 CHEVRON CORP NEW COM 166764100 527 4217 SH SOLE 0 0 4217 MICROSOFT CORP COM 594918104 62 1656 SH SOLE 0 0 1656 AT&T INC COM 00206R102 35 990 SH SOLE 0 0 990 NCR CORP NEW COM 62886E108 1 30 SH SOLE 0 0 30 CA INC COM 12673P105 2042 60674 SH SOLE 0 0 60674 CISCO SYS INC COM 17275R102 22 997 SH SOLE 0 0 997 DELUXE CORP COM 248019101 2240 42918 SH SOLE 0 0 42918 INTERNATIONAL BUSINESS MACHS COM 459200101 110 588 SH SOLE 0 0 588 PEPSICO INC COM 713448108 30 356 SH SOLE 0 0 356 VERIZON COMMUNICATIONS INC COM 92343V104 129 2621 SH SOLE 0 0 2621 XEROX CORP COM 984121103 346 28390 SH SOLE 0 0 28390 ISHARES MSCI CDA ETF 464286509 5 175 SH SOLE 0 0 175 ISHARES RUS MD CP GR ETF 464287481 49887 591361 SH SOLE 0 0 591361 ISHARES RUS MDCP VAL ETF 464287473 19286 293498 SH SOLE 0 0 293498 ISHARES U.S. CNSM SV ETF 464287580 12407 102204 SH SOLE 0 0 102204 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 11923 333610 SH SOLE 0 0 333610 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 12200 220051 SH SOLE 0 0 220051 ISHARES MSCI BRZ CAP ETF 464286400 0 10 SH SOLE 0 0 10 BANK OF AMERICA CORPORATION COM 060505104 14 904 SH SOLE 0 0 904 EXXON MOBIL CORP COM 30231G102 339 3350 SH SOLE 0 0 3350 AFLAC INC COM 001055102 2004 29998 SH SOLE 0 0 29998 WAL-MART STORES INC COM 931142103 14 182 SH SOLE 0 0 182 BORGWARNER INC COM 099724106 330 5896 SH SOLE 0 0 5896 CAPITAL ONE FINL CORP COM 14040H105 1963 25622 SH SOLE 0 0 25622 CVS CAREMARK CORPORATION COM 126650100 1797 25108 SH SOLE 0 0 25108 STAPLES INC COM 855030102 1867 117514 SH SOLE 0 0 117514 MCKESSON CORP COM 58155Q103 1875 11619 SH SOLE 0 0 11619 OMNICARE INC COM 681904108 1686 27932 SH SOLE 0 0 27932 PROCTER & GAMBLE CO COM 742718109 16 200 SH SOLE 0 0 200 GILEAD SCIENCES INC COM 375558103 319 4246 SH SOLE 0 0 4246 JDS UNIPHASE CORP COM PAR $0.001 46612J507 0 11 SH SOLE 0 0 11 MCDONALDS CORP COM 580135101 8 80 SH SOLE 0 0 80 JPMORGAN CHASE & CO COM 46625H100 19 322 SH SOLE 0 0 322 MATTEL INC COM 577081102 23 480 SH SOLE 0 0 480 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 10 1975 SH SOLE 0 0 1975 WELLS FARGO & CO NEW COM 949746101 305 6721 SH SOLE 0 0 6721 ISHARES 1-3 YR TR BD ETF 464287457 11028 130696 SH SOLE 0 0 130696 FORD MTR CO DEL COM PAR $0.01 345370860 15 1000 SH SOLE 0 0 1000 LSI CORPORATION COM 502161102 0 17 SH SOLE 0 0 17 3M CO COM 88579Y101 28 200 SH SOLE 0 0 200 COMCAST CORP NEW CL A 20030N101 9 181 SH SOLE 0 0 181 BARRICK GOLD CORP COM 067901108 35 2000 SH SOLE 0 0 2000 WASTE MGMT INC DEL COM 94106L109 8 180 SH SOLE 0 0 180 SMUCKER J M CO COM NEW 832696405 0 2 SH SOLE 0 0 2 APPLE INC COM 037833100 229 409 SH SOLE 0 0 409 ALLIANT ENERGY CORP COM 018802108 9 170 SH SOLE 0 0 170 JOHNSON CTLS INC COM 478366107 363 7067 SH SOLE 0 0 7067 AMERICAN EXPRESS CO COM 025816109 25 272 SH SOLE 0 0 272 NATIONAL OILWELL VARCO INC COM 637071101 1525 19177 SH SOLE 0 0 19177 BT GROUP PLC ADR 05577E101 11 180 SH SOLE 0 0 180 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 8 70 SH SOLE 0 0 70 PG&E CORP COM 69331C108 24 594 SH SOLE 0 0 594 LEXMARK INTL NEW CL A 529771107 312 8771 SH SOLE 0 0 8771 AKAMAI TECHNOLOGIES INC COM 00971T101 2 45 SH SOLE 0 0 45 NORTHROP GRUMMAN CORP COM 666807102 11 95 SH SOLE 0 0 95 CIGNA CORPORATION COM 125509109 319 3651 SH SOLE 0 0 3651 BUNGE LIMITED COM G16962105 311 3782 SH SOLE 0 0 3782 VALERO ENERGY CORP NEW COM 91913Y100 15 300 SH SOLE 0 0 300 ISHARES CORE TOTUSBD ETF 464287226 0 2 SH SOLE 0 0 2 ISHARES SELECT DIVID ETF 464287168 14 200 SH SOLE 0 0 200 AGCO CORP COM 001084102 1524 25740 SH SOLE 0 0 25740 VARIAN MED SYS INC COM 92220P105 18 238 SH SOLE 0 0 238 BAKER HUGHES INC COM 057224107 1619 29306 SH SOLE 0 0 29306 AVNET INC COM 053807103 1629 36935 SH SOLE 0 0 36935 COMBIMATRIX CORPORATION COM NEW 20009T303 1 269 SH SOLE 0 0 269 REYNOLDS AMERICAN INC COM 761713106 7 150 SH SOLE 0 0 150 HUMANA INC COM 444859102 320 3102 SH SOLE 0 0 3102 LINCOLN NATL CORP IND COM 534187109 1751 33930 SH SOLE 0 0 33930 ALLERGAN INC COM 018490102 15 134 SH SOLE 0 0 134 HARTFORD FINL SVCS GROUP INC COM 416515104 2062 56923 SH SOLE 0 0 56923 ENDO HEALTH SOLUTIONS INC COM 29264F205 416 6174 SH SOLE 0 0 6174 CHICAGO BRIDGE & IRON CO N V COM 167250109 1924 23145 SH SOLE 0 0 23145 BLUE NILE INC COM 09578R103 1 25 SH SOLE 0 0 25 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 10 1875 SH SOLE 0 0 1875 AMERICAN SELECT PORTFOLIO IN COM 029570108 10 1047 SH SOLE 0 0 1047 GOOGLE INC CL A 38259P508 66 59 SH SOLE 0 0 59