Managing Partner

0001144204-13-055671.txt : 20131018 0001144204-13-055671.hdr.sgml : 20131018 20131017194524 ACCESSION NUMBER: 0001144204-13-055671 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131018 DATE AS OF CHANGE: 20131017 EFFECTIVENESS DATE: 20131018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polaris Wealth Advisers, LLC CENTRAL INDEX KEY: 0001582968 IRS NUMBER: 452613011 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15561 FILM NUMBER: 131158008 BUSINESS ADDRESS: STREET 1: 601 MONTGOMERY STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 263-5600 MAIL ADDRESS: STREET 1: 601 MONTGOMERY STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001582968 XXXXXXXX 09-30-2013 09-30-2013 false Polaris Wealth Advisers, LLC

601 Montgomery Street, Suite 700 San Francisco CA 94111

13F HOLDINGS REPORT 028-15561 N Jeffrey Powell Managing Partner 415-263-5600 /s/ Jeffrey Powell San Francisco CA 10-17-2013 0 143 321778833 INFORMATION TABLE 2 infotable.xml COVIDIEN LTD COMMON G2554F113 15966 262 SH DFND 0 262 0 DELPHI AUTOMOTIVE PLC SHS COMMON G27823106 1319124 22580 SH DFND 0 22580 0 HERBALIFE LTD COMMON G4412G101 1442844 20680 SH DFND 0 20680 0 LYONDELLBASELL INDUSTRIES N SH COMMON N53745100 1351094 18450 SH DFND 0 18450 0 AFLAC INC COMMON 001055102 1503258 24250 SH DFND 0 24250 0 AGCO CORP COM COMMON 001084102 1326823 21960 SH DFND 0 21960 0 AOL INC COMMON STOCK COMMON 00184X105 35 1 SH DFND 0 1 0 ACACIA RESEARCH CORPORATION COMMON 003881307 1111953 48220 SH DFND 0 48220 0 AETNA INC NEW COMMON 00817Y108 822657 12850 SH DFND 0 12850 0 ALLERGAN INC COMMON 018490102 12120 134 SH DFND 0 134 0 AMERICAN EXPRESS COMPANY COMMON 025816109 20541 272 SH DFND 0 272 0 APPLE COMPUTER INC COMMON 037833100 82955 174 SH DFND 0 174 0 ASSURANT INC COMMON 04621X108 1290826 23860 SH DFND 0 23860 0 AVNET INC COMMON 053807103 1317619 31590 SH DFND 0 31590 0 BERKSHIRE HATH HLD B COMMON 084670702 377421 3325 SH DFND 0 3325 0 BOEING COMPANY COMMON 097023105 5875 50 SH DFND 0 50 0 BORG WARNER INC COMMON 099724106 113557 1120 SH DFND 0 1120 0 BROADRIDGE FINANCIAL SOLUTIONS COMMON 11133T103 573786 18072 SH DFND 0 18072 0 CIGNA CORP COMMON 125509109 98381 1280 SH DFND 0 1280 0 CVS CAREMARK CP COMMON 126650100 1217628 21456 SH DFND 0 21456 0 CA INC COMMON 12673P105 131141 4420 SH DFND 0 4420 0 CADENCE DESIGN SYSTEMS INC COMMON 127387108 2702 200 SH DFND 0 200 0 CELANESE CORPORATION COMMON 150870103 119305 2260 SH DFND 0 2260 0 CHEVRON CORPORATION COMMON 166764100 1223627 10071 SH DFND 0 10071 0 CHICAGO BRIDGE & IRON COMMON 167250109 1433336 21150 SH DFND 0 21150 0 CISCO SYSTEMS INC COMMON 17275R102 23361 997 SH DFND 0 997 0 COMBIMATRIX CORPORATION COM COMMON 20009T303 769 269 SH DFND 0 269 0 COOPER COMPANIES INC (NEW) COMMON 216648402 1099771 8480 SH DFND 0 8480 0 DELTA AIR LINES INC COMMON 247361702 1528868 64810 SH DFND 0 64810 0 DELUXE CORP COMMON 248019101 1435187 34450 SH DFND 0 34450 0 DISCOVER FINL SVCS COM COMMON 254709108 1420477 28106 SH DFND 0 28106 0 EDISON INTERNATIONAL COMMON 281020107 18424 400 SH DFND 0 400 0 ELAN PLC ADR COMMON 284131208 6699 430 SH DFND 0 430 0 ELECTRONIC ARTS INC COM COMMON 285512109 105522 4130 SH DFND 0 4130 0 EMPIRE ENERGY CORP INTL COM COMMON 291648103 430 100000 SH DFND 0 100000 0 ENDO PHARMACEUTICALS HOLDINGS COMMON 29264F205 107238 2360 SH DFND 0 2360 0 EXXON-MOBIL CORPORATION COMMON 30231G102 288234 3350 SH DFND 0 3350 0 FIDELITY NATL INFORMATION SVCS COMMON 31620M106 1076851 23188 SH DFND 0 23188 0 GILEAD SCIENCES INC COMMON 375558103 106250 1690 SH DFND 0 1690 0 GOOGLE INC COMMON 38259P508 51679 59 SH DFND 0 59 0 GREEN MOUNTAIN COFFEE ROASTERS COMMON 393122106 131828 1750 SH DFND 0 1750 0 HARTFORD FINANCIAL SERVICES COMMON 416515104 1433978 46079 SH DFND 0 46079 0 HUMANA INC COMMON 444859102 111063 1190 SH DFND 0 1190 0 ICF INTERNATIONAL, INC COMMON 44925C103 145535 4110 SH DFND 0 4110 0 IHS INC COMMON 451734107 11418 100 SH DFND 0 100 0 INTEL CORP COMMON 458140100 331919 14481 SH DFND 0 14481 0 INTL BUSINESS MACHINES INC COMMON 459200101 108886 588 SH DFND 0 588 0 JP MORGAN CHASE & CO COMMON 46625H100 16644 322 SH DFND 0 322 0 JOHNSON & JOHNSON COMMON 478160104 116945 1349 SH DFND 0 1349 0 JOHNSON CONTROLS INC COMMON 478366107 141515 3410 SH DFND 0 3410 0 KINDER MORGAN MANAGEMENT, LLC COMMON 49455U100 7571 101 SH DFND 0 101 0 LEAR CORP COM COMMON 521865204 1450366 20265 SH DFND 0 20265 0 LEXMARK INTL NEW CL A COMMON 529771107 126390 3830 SH DFND 0 3830 0 LIFE PARTNERS HOLDINGS INC COMMON 53215T106 16500 7500 SH DFND 0 7500 0 LIFELOCK INC COM COMMON 53224V100 5932 400 SH DFND 0 400 0 LINCOLN NATIONAL CORPORATION COMMON 534187109 1240385 29540 SH DFND 0 29540 0 MATTEL INC COMMON 577081102 12564 300 SH DFND 0 300 0 MCKESSON CORPORATION COMMON 58155Q103 1311226 10220 SH DFND 0 10220 0 MICROSOFT CORP COMMON 594918104 245140 7366 SH DFND 0 7366 0 MIDDLEBY CORP COMMON 596278101 121168 580 SH DFND 0 580 0 NATIONAL OILWELL VARCO COM COMMON 637071101 23589 302 SH DFND 0 302 0 NU SKIN ENT INC COMMON 67018T105 179991 1880 SH DFND 0 1880 0 OMNICARE INCORPORATED COMMON 681904108 1465200 26400 SH DFND 0 26400 0 ORACLE CORP COMMON 68389X105 16353 493 SH DFND 0 493 0 PG & E CORP COMMON 69331C108 24306 594 SH DFND 0 594 0 PNC FINANCIAL SERVICES GROUP COMMON 693475105 1404661 19388 SH DFND 0 19388 0 PEPSICO INCORPORATED COMMON 713448108 28302 356 SH DFND 0 356 0 PFIZER INC COMMON 717081103 21343 743 SH DFND 0 743 0 PHILIP MORRIS INTERNATIONAL IN COMMON 718172109 8659 100 SH DFND 0 100 0 PROCTER & GAMBLE COMPANY COMMON 742718109 15118 200 SH DFND 0 200 0 SCRIPPS NETWORKS INT COMMON 811065101 104667 1340 SH DFND 0 1340 0 SEMPRA ENERGY COMMON 816851109 1027 12 SH DFND 0 12 0 SILVER WHEATON CORP COMMON 828336107 6193 250 SH DFND 0 250 0 SMUCKER J M CO COM NEW COMMON 832696405 210 2 SH DFND 0 2 0 SOLUTIA INC COMMON 834376105 0 20 SH DFND 0 20 0 STAPLES INC COMMON 855030102 130825 8930 SH DFND 0 8930 0 TAMINO MINERALS INC COM COMMON 87509W102 1434 4779 SH DFND 0 4779 0 TEAM HEALTH HOLDINGS INC COM COMMON 87817A107 94850 2500 SH DFND 0 2500 0 THERMO ELECTRON CP COMMON 883556102 1488407 16152 SH DFND 0 16152 0 3M COMPANY COMMON 88579Y101 23882 200 SH DFND 0 200 0 TIME WARNER INC COMMON 887317303 1053 16 SH DFND 0 16 0 TIME WARNER CABLE INC A COMMON 88732J207 42185 378 SH DFND 0 378 0 URS CORP COMMON 903236107 1345363 25030 SH DFND 0 25030 0 U S DRY CLEANING SVCS CORP COMMON 903324101 0 37 SH DFND 0 37 0 VARIAN MEDICAL SYSTEMS INC COMMON 92220P105 17786 238 SH DFND 0 238 0 VAST SOLUTIONS INC CL B2 COMMON 92237T207 0 25 SH DFND 0 25 0 VERADO HLDGS INC COM SER B COMMON 92335X100 0 800 SH DFND 0 800 0 VERIZON COMMUNICATIONS COMMON 92343V104 122335 2621 SH DFND 0 2621 0 VIACOM INC NEW CL B COMMON 92553P201 1308027 15650 SH DFND 0 15650 0 VISA INC COMMON 92826C839 23123 121 SH DFND 0 121 0 WAL-MART STORES INC COMMON 931142103 13461 182 SH DFND 0 182 0 WELLPOINT INC COMMON 94973V107 951482 11380 SH DFND 0 11380 0 WELLS FARGO & CO COMMON 949746101 277712 6721 SH DFND 0 6721 0 WESTERN UNION COMPAN COMMON 959802109 1134341 60790 SH DFND 0 60790 0 BARCLAYS BK PLC IPATH DYNM VIX ETF - E 06741L609 3881 100 SH DFND 0 100 0 FIRST TRUST FINANCIALS ALPHADE ETF - E 33734X135 10002512 506200 SH DFND 0 506200 0 ISHARES INC MSCI CDA INDEX ETF - E 464286509 4954 175 SH DFND 0 175 0 ISHARES MSCI EMU INDEX FUND ETF - E 464286608 11029800 292335 SH DFND 0 292335 0 ISHARES TR DOW JONES SELECT DI ETF - E 464287168 13268 200 SH DFND 0 200 0 ISHARES TR INDEX FUND S&P 500/ ETF - E 464287309 4468 50 SH DFND 0 50 0 ISHARES TR INDEX FUND S&P 500/ ETF - E 464287408 25369649 323923 SH DFND 0 323923 0 ISHARES TR RUSSELL MIDCAP VALU ETF - E 464287473 33803405 554973 SH DFND 0 554973 0 ISHARES TR RUSSELL MIDCAP GROW ETF - E 464287481 23493704 300431 SH DFND 0 300431 0 ISHARE DJ CSS IDX FD ETF - E 464287580 10983474 99877 SH DFND 0 99877 0 ISHARES S&P MIDCAP 400 GROWTH ETF - E 464287606 6956 50 SH DFND 0 50 0 ISHARES TR RUSSELL 1000 GROWTH ETF - E 464287614 16918257 216346 SH DFND 0 216346 0 ISHARES TR RUSSELL 2000 GROWTH ETF - E 464287648 10193418 81003 SH DFND 0 81003 0 ISHARES TR INDEX FUND S&P MDCP ETF - E 464287705 5401 50 SH DFND 0 50 0 ISHARES S&P SMALLCAP 600 ETF - E 464287804 7485 75 SH DFND 0 75 0 ISHARES TR INDEX FUND S&P SCP ETF - E 464287879 15610936 152719 SH DFND 0 152719 0 ISHARES S&P GLOBAL INFRASTRUCT ETF - E 464288372 9958061 263650 SH DFND 0 263650 0 ISHARES TRUST FTSE KLD 400 SOC ETF - E 464288570 179154 2845 SH DFND 0 2845 0 ISHARES GLOBAL INDUSTRIALS ETF ETF - E 464288729 10980382 167180 SH DFND 0 167180 0 ISHARES KLD INDX FD ETF - E 464288802 172959 2445 SH DFND 0 2445 0 ISHARES S&P AGGRESSIVE ALLOCAT ETF - E 464289859 14403 343 SH DFND 0 343 0 ISHARES S&P GROWTH ALLOCATION ETF - E 464289867 16739 454 SH DFND 0 454 0 ISHARES S&P MODERATE ALLOCATIO ETF - E 464289875 77549 2326 SH DFND 0 2326 0 POWERSHARES DB AGRICULTURE ETF - E 73936B408 5058 200 SH DFND 0 200 0 S&P DEP RCPTS/SPDRS TRUST ETF - E 78462F103 33602 200 SH DFND 0 200 0 SECTOR SPDR - HEALTH FUND ETF - E 81369Y209 10901589 215489 SH DFND 0 215489 0 VANGUARD CONSUMER DISCRETIONAR ETF - E 92204A108 97832 990 SH DFND 0 990 0 VANGUARD HLTH CR ETF ETF - E 92204A504 96866 1040 SH DFND 0 1040 0 VANGUARD IND ETF ETF - E 92204A603 94753 1060 SH DFND 0 1060 0 VANGUARD FTSE ALL-WORLD EX-US ETF - E 922042775 96714 1990 SH DFND 0 1990 0 VANGRD EUROPEAN STOCK INDEX VI ETF - E 922042874 95375 1750 SH DFND 0 1750 0 VANGUARD MID-CAP VAL ETF - E 922908512 289112 3948 SH DFND 0 3948 0 VANGUARD MID-CAP GROWTH ETF ETF - E 922908538 197517 2318 SH DFND 0 2318 0 VANGUARD SMALL-CAP GROWTH VIPE ETF - E 922908595 88363 772 SH DFND 0 772 0 VANGUARD SMALL-CAP VALUE VIPER ETF - E 922908611 122817 1361 SH DFND 0 1361 0 VANGUARD GROWTH ETF ETF - E 922908736 144683 1710 SH DFND 0 1710 0 VANGUARD VALUE ETF ETF - E 922908744 210068 3010 SH DFND 0 3010 0 ISHARES TR BARCLYS 1-3 YR ETF - F 464287457 11718608 138731 SH DFND 0 138731 0 ISHARES IBOXX HIGH YIELD BD ETF - F 464288513 5495 60 SH DFND 0 60 0 ISHARES TR BARCLYS 1-3 YR CR ETF - F 464288646 16595286 157630 SH DFND 0 157630 0 ISHARES S&P US PREFERRED STOCK ETF - F 464288687 15960 420 SH DFND 0 420 0 ISHARES FLOATING RATE BOND ETF - F 46429B655 11039726 217832 SH DFND 0 217832 0 POWERSHARES ETF TRUST II SENIO ETF - F 73936Q769 16347045 662360 SH DFND 0 662360 0 SPDR BARCLAYS CAPITAL CONVERTI ETF - F 78464A359 16187928 358140 SH DFND 0 358140 0 SPDR SERIES TRUST SHORT TERM H ETF - F 78468R408 16561689 542295 SH DFND 0 542295 0 VANGUARD ST BOND ETF ETF - F 921937827 116135 1445 SH DFND 0 1445 0 VANGUARD TOTAL BOND MARKET ETF ETF - F 921937835 137092 1695 SH DFND 0 1695 0 VANGUARD SHORT-TERM CORPORATE ETF - F 92206C409 67978 854 SH DFND 0 854 0 VANGUARD INTERMEDIATE-TERM COR ETF - F 92206C870 113535 1361 SH DFND 0 1361 0