Managing Partner

0001144204-13-042220.txt : 20130731 0001144204-13-042220.hdr.sgml : 20130731 20130731161319 ACCESSION NUMBER: 0001144204-13-042220 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130731 DATE AS OF CHANGE: 20130731 EFFECTIVENESS DATE: 20130731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polaris Wealth Advisers, LLC CENTRAL INDEX KEY: 0001582968 IRS NUMBER: 452613011 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15561 FILM NUMBER: 13999165 BUSINESS ADDRESS: STREET 1: 601 MONTGOMERY STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: (415) 263-5600 MAIL ADDRESS: STREET 1: 601 MONTGOMERY STREET, SUITE 700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001582968 XXXXXXXX 06-30-2013 06-30-2013 false Polaris Wealth Advisers, LLC

601 Montgomery Street, Suite 700 San Francisco CA 94111

13F HOLDINGS REPORT 028-15561 N Jeffrey Powell Managing Partner 415-263-5600 /s/ Jeffrey Powell San Francisco CA 07-31-2013 0 166 248930441 INFORMATION TABLE 2 infotable.xml BROOKFIELD INFRASTRUCTURE PART COMMON G16252101 37 1 SH DFND 0 1 0 COVIDIEN LTD COMMON G2554F113 16464 262 SH DFND 0 262 0 ALPHA & OMEGA SEMICONDUCTOR SH COMMON G6331P104 267400 35000 SH DFND 0 35000 0 SEAGATE TECHNOLOGY COMMON G7945M107 13942 311 SH DFND 0 311 0 LYONDELLBASELL INDUSTRIES N SH COMMON N53745100 776567 11720 SH DFND 0 11720 0 ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 732813 21980 SH DFND 0 21980 0 AFLAC INC COMMON 001055102 862501 14840 SH DFND 0 14840 0 AOL INC COMMON STOCK COMMON 00184X105 5107 140 SH DFND 0 140 0 AT&T INC COMMON 00206R102 21665 612 SH DFND 0 612 0 ACACIA RESEARCH CORPORATION COMMON 003881307 1077717 48220 SH DFND 0 48220 0 ACTIVISION BLIZZARD INC COMMON 00507V109 71 5 SH DFND 0 5 0 AETNA INC NEW COMMON 00817Y108 547079 8610 SH DFND 0 8610 0 ALLERGAN INC COMMON 018490102 11288 134 SH DFND 0 134 0 ALLIANZGI EQUITY & CONV INCOCO COMMON 018829101 18 1 SH DFND 0 1 0 ALTRIA GROUP INCORPORATED COMMON 02209S103 35 1 SH DFND 0 1 0 AMERICAN EXPRESS COMPANY COMMON 025816109 882617 11806 SH DFND 0 11806 0 APPLE COMPUTER INC COMMON 037833100 68996 174 SH DFND 0 174 0 ARCH WIRELESS INC NON-TRANSFER COMMON 039392105 0 95 SH DFND 0 95 0 ASSURANT INC COMMON 04621X108 781469 15350 SH DFND 0 15350 0 BANK OF AMERICA CORPORATION COMMON 060505104 14982 1165 SH DFND 0 1165 0 BERKSHIRE HATH HLD B COMMON 084670702 372134 3325 SH DFND 0 3325 0 BROADRIDGE FINANCIAL SOLUTIONS COMMON 11133T103 315824 11882 SH DFND 0 11882 0 CIGNA CORP COMMON 125509109 24647 340 SH DFND 0 340 0 CSX CORP COMMON 126408103 539168 23250 SH DFND 0 23250 0 CVS CAREMARK CP COMMON 126650100 772845 13516 SH DFND 0 13516 0 CA INC COMMON 12673P105 31482 1100 SH DFND 0 1100 0 CADENCE DESIGN SYSTEMS INC COMMON 127387108 2896 200 SH DFND 0 200 0 CHEVRON CORPORATION COMMON 166764100 789920 6675 SH DFND 0 6675 0 CHICAGO BRIDGE & IRON COMMON 167250109 799444 13400 SH DFND 0 13400 0 CHUBB CORP COMMON 171232101 1608 19 SH DFND 0 19 0 CISCO SYSTEMS INC COMMON 17275R102 24262 997 SH DFND 0 997 0 COMBIMATRIX CORPORATION COM COMMON 20009T303 855 269 SH DFND 0 269 0 COOPER COMPANIES INC (NEW) COMMON 216648402 654775 5500 SH DFND 0 5500 0 CORNING INC COMMON 219350105 641631 45090 SH DFND 0 45090 0 DELTA AIR LINES INC COMMON 247361702 788252 42130 SH DFND 0 42130 0 DIADEXUS INC COM COMMON 25245P106 6447 8265 SH DFND 0 8265 0 THE WALT DISNEY CO COMMON 254687106 38143 604 SH DFND 0 604 0 DISCOVER FINL SVCS COM COMMON 254709108 812071 17046 SH DFND 0 17046 0 EDISON INTERNATIONAL COMMON 281020107 19264 400 SH DFND 0 400 0 ELAN PLC ADR COMMON 284131208 6080 430 SH DFND 0 430 0 EMPIRE ENERGY CORP INTL COM COMMON 291648103 530 100000 SH DFND 0 100000 0 ENDO PHARMACEUTICALS HOLDINGS COMMON 29264F205 22810 620 SH DFND 0 620 0 EXELIS INC. COMMON STOCK NEW COMMON 30162A108 14 1 SH DFND 0 1 0 EXXON-MOBIL CORPORATION COMMON 30231G102 534240 5913 SH DFND 0 5913 0 FAIRPOINT COMMUNICATIONS INCCO COMMON 305560104 0 1 SH DFND 0 1 0 FIDELITY NATL INFORMATION SVCS COMMON 31620M106 631804 14748 SH DFND 0 14748 0 FORD MOTOR CO NEW COMMON 345370860 30197 1952 SH DFND 0 1952 0 FOX PETE INC COM NEW COMMON 351465208 0 100000 SH DFND 0 100000 0 GENERAL ELECTRIC CO COMMON 369604103 731621 31549 SH DFND 0 31549 0 GILEAD SCIENCES INC COMMON 375558103 22559 440 SH DFND 0 440 0 GOOGLE INC COMMON 38259P508 51942 59 SH DFND 0 59 0 GREEN MOUNTAIN COFFEE ROASTERS COMMON 393122106 39866 530 SH DFND 0 530 0 HARTFORD FINANCIAL SERVICES COMMON 416515104 871913 28199 SH DFND 0 28199 0 HOME DEPOT INCORPORATED COMMON 437076102 854339 11028 SH DFND 0 11028 0 ICF INTERNATIONAL, INC COMMON 44925C103 31825 1010 SH DFND 0 1010 0 IHS INC COMMON 451734107 10438 100 SH DFND 0 100 0 ILLINOIS TOOL WORKS COMMON 452308109 577500 8349 SH DFND 0 8349 0 INTEL CORP COMMON 458140100 362990 14981 SH DFND 0 14981 0 INTL BUSINESS MACHINES INC COMMON 459200101 323549 1693 SH DFND 0 1693 0 JP MORGAN CHASE & CO COMMON 46625H100 16998 322 SH DFND 0 322 0 JOHNSON & JOHNSON COMMON 478160104 115825 1349 SH DFND 0 1349 0 JOHNSON CONTROLS INC COMMON 478366107 29348 820 SH DFND 0 820 0 J2 GBL COMMUNICATIONS INC COMMON 48123V102 456132 10730 SH DFND 0 10730 0 JUST ENERGY GROUP INC COM COMMON 48213W101 13 2 SH DFND 0 2 0 KINDER MORGAN MANAGEMENT, LLC COMMON 49455U100 158821 1900 SH DFND 0 1900 0 LEAR CORP COM COMMON 521865204 825581 13655 SH DFND 0 13655 0 LEXMARK INTL NEW CL A COMMON 529771107 29653 970 SH DFND 0 970 0 LIFE PARTNERS HOLDINGS INC COMMON 53215T106 23025 7500 SH DFND 0 7500 0 LIFELOCK INC COM COMMON 53224V100 4684 400 SH DFND 0 400 0 MATTEL INC COMMON 577081102 13593 300 SH DFND 0 300 0 MCKESSON CORPORATION COMMON 58155Q103 91944 803 SH DFND 0 803 0 MEDTRONIC INC CM COMMON 585055106 480215 9330 SH DFND 0 9330 0 MERCK & CO INC NEW COM COMMON 58933Y105 21832 470 SH DFND 0 470 0 MICROSOFT CORP COMMON 594918104 944357 27337 SH DFND 0 27337 0 NATIONAL OILWELL VARCO COM COMMON 637071101 20808 302 SH DFND 0 302 0 NEWMARKET TECHNOLOGY INC COM P COMMON 651627309 0 1 SH DFND 0 1 0 NEXCEN BRANDS INC COM COMMON 653351106 0 150 SH DFND 0 150 0 NORTEL NETWORKS(HLDG CO) COMMON 656568508 1 88 SH DFND 0 88 0 NU SKIN ENT INC COMMON 67018T105 36061 590 SH DFND 0 590 0 OCCIDENTAL PETE CORP COMMON 674599105 53895 604 SH DFND 0 604 0 OMNICARE INCORPORATED COMMON 681904108 849238 17800 SH DFND 0 17800 0 ORACLE CORP COMMON 68389X105 15140 493 SH DFND 0 493 0 PG & E CORP COMMON 69331C108 27164 594 SH DFND 0 594 0 PNC FINANCIAL SERVICES GROUP COMMON 693475105 866873 11888 SH DFND 0 11888 0 PEPSICO INCORPORATED COMMON 713448108 29117 356 SH DFND 0 356 0 PFIZER INC COMMON 717081103 20811 743 SH DFND 0 743 0 PHILIP MORRIS INTERNATIONAL IN COMMON 718172109 8662 100 SH DFND 0 100 0 PROCTER & GAMBLE COMPANY COMMON 742718109 252142 3275 SH DFND 0 3275 0 QUANTUM CORP-DLT & STORAGE COMMON 747906204 1081 789 SH DFND 0 789 0 READ-RITE CO NON-TRANSFERABLE COMMON 755246204 0 100 SH DFND 0 100 0 ROCK-TENN CO CL A COMMON 772739207 784058 7850 SH DFND 0 7850 0 SCRIPPS NETWORKS INT COMMON 811065101 22698 340 SH DFND 0 340 0 SEMPRA ENERGY COMMON 816851109 981 12 SH DFND 0 12 0 SMUCKER J M CO COM NEW COMMON 832696405 206 2 SH DFND 0 2 0 SOLUTIA INC COMMON 834376105 0 20 SH DFND 0 20 0 SPIRIT AEROSYSTEMS HLDGS INCCO COMMON 848574109 24058 1120 SH DFND 0 1120 0 STAPLES INC COMMON 855030102 31423 1980 SH DFND 0 1980 0 STRYKER CORP COMMON 863667101 766393 11849 SH DFND 0 11849 0 TAMINO MINERALS INC COM COMMON 87509W102 3202 4779 SH DFND 0 4779 0 TARGET CORP COMMON 87612E106 799189 11606 SH DFND 0 11606 0 TEAM HEALTH HOLDINGS INC COM COMMON 87817A107 24642 600 SH DFND 0 600 0 TESORO PETE CORP COMMON 881609101 723062 13820 SH DFND 0 13820 0 THERMO ELECTRON CP COMMON 883556102 862549 10192 SH DFND 0 10192 0 3M COMPANY COMMON 88579Y101 21870 200 SH DFND 0 200 0 TIME WARNER INC COMMON 887317303 90199 1560 SH DFND 0 1560 0 TIME WARNER CABLE INC A COMMON 88732J207 42517 378 SH DFND 0 378 0 ULTRATECH INC COMMON 904034105 7344 200 SH DFND 0 200 0 VARIAN MEDICAL SYSTEMS INC COMMON 92220P105 16053 238 SH DFND 0 238 0 VAST SOLUTIONS INC CL B1 COMMON 92237T108 0 25 SH DFND 0 25 0 VAST SOLUTIONS INC CL B2 COMMON 92237T207 0 25 SH DFND 0 25 0 VAST SOLUTIONS INC CL B3 COMMON 92237T306 0 25 SH DFND 0 25 0 VEOLIA ENVIRONN ADS COMMON 92334N103 34 3 SH DFND 0 3 0 VERADO HLDGS INC COM SER B COMMON 92335X100 0 800 SH DFND 0 800 0 VERIZON COMMUNICATIONS COMMON 92343V104 131941 2621 SH DFND 0 2621 0 VISA INC COMMON 92826C839 22113 121 SH DFND 0 121 0 WAL-MART STORES INC COMMON 931142103 833245 11186 SH DFND 0 11186 0 WELLPOINT INC COMMON 94973V107 589248 7200 SH DFND 0 7200 0 WELLS FARGO & CO COMMON 949746101 277376 6721 SH DFND 0 6721 0 WESTERN DIGITAL CORP COMMON 958102105 789785 12720 SH DFND 0 12720 0 WESTERN UNION COMPAN COMMON 959802109 692613 40480 SH DFND 0 40480 0 BARCLAYS BK PLC IPATH DYNM VIX ETF - E 06741L609 4275 100 SH DFND 0 100 0 ISHARES INC MSCI CDA INDEX ETF - E 464286509 4576 175 SH DFND 0 175 0 ISHARES MSCI EMU INDEX FUND ETF - E 464286608 9233739 284290 SH DFND 0 284290 0 ISHARES TR DOW JONES SELECT DI ETF - E 464287168 12802 200 SH DFND 0 200 0 ISHARES TR INDEX FUND S&P 500/ ETF - E 464287309 4201 50 SH DFND 0 50 0 ISHARES TR INDEX FUND S&P 500/ ETF - E 464287408 23898010 315402 SH DFND 0 315402 0 ISHARES TR RUSSELL MIDCAP VALU ETF - E 464287473 31212451 538889 SH DFND 0 538889 0 ISHARES TR RUSSELL MIDCAP GROW ETF - E 464287481 21017871 292932 SH DFND 0 292932 0 ISHARES S&P MIDCAP 400 INDEX ETF - E 464287507 39848 345 SH DFND 0 345 0 ISHARE DJ CSS IDX FD ETF - E 464287580 10039337 97897 SH DFND 0 97897 0 ISHARES S&P MIDCAP 400 GROWTH ETF - E 464287606 6442 50 SH DFND 0 50 0 ISHARES TR RUSSELL 1000 GROWTH ETF - E 464287614 15299041 210325 SH DFND 0 210325 0 ISHARES TR RUSSELL 2000 GROWTH ETF - E 464287648 8921135 80003 SH DFND 0 80003 0 ISHARES TR INDEX FUND S&P MDCP ETF - E 464287705 5064 50 SH DFND 0 50 0 ISHARES S&P SMALLCAP 600 ETF - E 464287804 6773 75 SH DFND 0 75 0 ISHARES TR INDEX FUND S&P SCP ETF - E 464287879 14037585 150231 SH DFND 0 150231 0 ISHARES S&P GLOBAL INFRASTRUCT ETF - E 464288372 8951632 254380 SH DFND 0 254380 0 ISHARES TRUST FTSE KLD 400 SOC ETF - E 464288570 167773 2780 SH DFND 0 2780 0 ISHARES TR S&P GL INDUSTR ETF - E 464288729 9576303 162890 SH DFND 0 162890 0 ISHARES KLD INDX FD ETF - E 464288802 161707 2390 SH DFND 0 2390 0 ISHARES S&P AGGRESSIVE ALLOCAT ETF - E 464289859 13710 343 SH DFND 0 343 0 ISHARES S&P GROWTH ALLOCATION ETF - E 464289867 16099 454 SH DFND 0 454 0 ISHARES S&P MODERATE ALLOCATIO ETF - E 464289875 75316 2326 SH DFND 0 2326 0 POWERSHARES QQQ TRUST, SERIES ETF - E 73935A104 14254 200 SH DFND 0 200 0 POWERSHARES DB AGRICULTURE ETF - E 73936B408 4980 200 SH DFND 0 200 0 S&P DEP RCPTS/SPDRS TRUST ETF - E 78462F103 32084 200 SH DFND 0 200 0 SECTOR SPDR - HEALTH FUND ETF - E 81369Y209 10067087 211449 SH DFND 0 211449 0 SECTOR SPDR TR SBI FINANCIAL ETF - E 81369Y605 33834 1740 SH DFND 0 1740 0 VANGUARD CONSUMER DISCRETIONAR ETF - E 92204A108 64709 710 SH DFND 0 710 0 VANGUARD HLTH CR ETF ETF - E 92204A504 63929 740 SH DFND 0 740 0 VANGUARD MID-CAP VAL ETF - E 922908512 191452 2788 SH DFND 0 2788 0 VANGUARD MID-CAP GROWTH ETF ETF - E 922908538 127977 1638 SH DFND 0 1638 0 VANGUARD SMALL-CAP GROWTH VIPE ETF - E 922908595 58882 572 SH DFND 0 572 0 VANGUARD SMALL-CAP VALUE VIPER ETF - E 922908611 81273 971 SH DFND 0 971 0 VANGUARD GROWTH ETF ETF - E 922908736 92999 1190 SH DFND 0 1190 0 VANGUARD VALUE ETF ETF - E 922908744 144685 2140 SH DFND 0 2140 0 ISHARES TR BARCLYS 1-3 YR ETF - F 464287457 3693487 43824 SH DFND 0 43824 0 ISHARES IBOXX HIGH YIELD BD ETF - F 464288513 21893265 240903 SH DFND 0 240903 0 ISHARES S&P US PREFERRED STOCK ETF - F 464288687 18021585 458798 SH DFND 0 458798 0 ISHARES TR FLTG RATE NT ETF - F 46429B655 9838765 194442 SH DFND 0 194442 0 SPDR SERIES TRUST BRCLYS YLD E ETF - F 78464A417 735304 18620 SH DFND 0 18620 0 VANGUARD ST BOND ETF ETF - F 921937827 78869 985 SH DFND 0 985 0 VANGUARD TOTAL BOND MARKET ETF ETF - F 921937835 93416 1155 SH DFND 0 1155 0 VANGUARD SHORT-TERM CORPORATE ETF - F 92206C409 44612 564 SH DFND 0 564 0 VANGUARD INTERMEDIATE-TERM COR ETF - F 92206C870 75623 911 SH DFND 0 911 0 ITAU UNIBANCO BANCO MULTIPLO S PREFERR 465562106 1214 94 SH DFND 0 94 0