0001062993-17-002018.txt : 20170424
0001062993-17-002018.hdr.sgml : 20170424
20170424123747
ACCESSION NUMBER: 0001062993-17-002018
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170424
DATE AS OF CHANGE: 20170424
EFFECTIVENESS DATE: 20170424
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Advocacy Wealth Management Services, LLC
CENTRAL INDEX KEY: 0001569452
IRS NUMBER: 208243118
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15180
FILM NUMBER: 17777734
BUSINESS ADDRESS:
STREET 1: 3350 RIVERWOOD PARKWAY
STREET 2: SUITE GL-28
CITY: ATLANTA
STATE: GA
ZIP: 30339
BUSINESS PHONE: 404-262-9283
MAIL ADDRESS:
STREET 1: 3350 RIVERWOOD PARKWAY
STREET 2: SUITE GL-28
CITY: ATLANTA
STATE: GA
ZIP: 30339
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001569452
XXXXXXXX
03-31-2017
03-31-2017
Advocacy Wealth Management Services, LLC
3350 RIVERWOOD PARKWAY
SUITE GL-28
ATLANTA
GA
30339
13F HOLDINGS REPORT
028-15180
N
Thomas Johnson III
CCO
404-262-9283
Thomas Johnson III
Atlanta
GA
04-24-2017
0
336
286856
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M CO COM
COMMON
88579Y101
19
100
SH
SOLE
0
100
100
ABBOTT LABS COM
COMMON
002824100
4
100
SH
SOLE
0
100
100
ABBVIE INC COM
COMMON
00287Y109
7
100
SH
SOLE
0
100
100
ACACIA RESH CORP ACACIA TCH COM
COMMON
003881307
7
1136
SH
SOLE
0
1136
1136
ACTRON INC COM
COMMON
005080106
0
800
SH
SOLE
0
800
800
ADVANCE AUTO PARTS INC COM
COMMON
00751Y106
10
65
SH
SOLE
0
65
65
ADVISORSHARES NEWFLEETMULTI-SECTOR INCOME ETF
COMMON
00768Y727
27137
558037
SH
SOLE
0
558037
558037
AFFIMED N V COM
COMMON
N01045108
2
1000
SH
SOLE
0
1000
1000
AFLAC INC COM
COMMON
001055102
80
1100
SH
SOLE
0
1100
1100
AGNC INVT CORP COM
COMMON
00123Q104
76
3800
SH
SOLE
0
3800
3800
ALERIAN MLP ETF
COMMON
00162Q866
6394
503048
SH
SOLE
0
503048
503048
ALIBABA GROUP HLDG LTD SPONSORED ADS
COMMON
01609W102
22
200
SH
SOLE
0
200
200
ALLEGIANCE TELECOM INC COM
COMMON
01747T102
0
5000
SH
SOLE
0
5000
5000
ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN
COMMON
01881G106
102
4450
SH
SOLE
0
4450
4450
ALON USA PARTNERS LP UT LTDPART INT
COMMON
02052T109
5
500
SH
SOLE
0
500
500
ALPHABET INC CAP STK CL A
COMMON
02079K305
42
49
SH
SOLE
0
49
49
ALPHABET INC CAP STK CL C
COMMON
02079K107
26
31
SH
SOLE
0
31
31
ALTRIA GROUP INC COM
COMMON
02209S103
43
600
SH
SOLE
0
600
600
AMAZON COM INC COM
COMMON
023135106
26
29
SH
SOLE
0
29
29
AMBARELLA INC SHS
COMMON
G037AX101
3
50
SH
SOLE
0
50
50
AMERICAN ELEC PWR INC COM
COMMON
025537101
23
350
SH
SOLE
0
350
350
AMERICAN EXPRESS CO COM
COMMON
025816109
20
249
SH
SOLE
0
249
249
AMERICAN SOFTWARE INC CL A
COMMON
029683109
5
500
SH
SOLE
0
500
500
AMERIGAS PARTNERS L P UNIT L P INT
COMMON
030975106
80
1700
SH
SOLE
0
1700
1700
AMGEN INC COM
COMMON
031162100
8
50
SH
SOLE
0
50
50
ANNALY CAP MGMT INC COM
COMMON
035710409
48
4300
SH
SOLE
0
4300
4300
APOLLO INVT CORP COM
COMMON
03761U106
33
5000
SH
SOLE
0
5000
5000
APPLE INC COM
COMMON
037833100
185
1285
SH
SOLE
0
1285
1285
APPONLINE COM INC COM
COMMON
03832H100
0
14
SH
SOLE
0
14
14
ARCHROCK PARTNERS L P COM UNITS REPSTG
COMMON
03957U100
17
1000
SH
SOLE
0
1000
1000
ARES CAP CORP COM
COMMON
04010L103
28
1600
SH
SOLE
0
1600
1600
ARROW ELECTRS INC COM
COMMON
042735100
1
14
SH
SOLE
0
14
14
ARTISAN INTERNATIONAL FUND
COMMON
04314H204
233
8340
SH
SOLE
0
8340
8340
ASTRAZENECA PLC SPONSORED ADR
COMMON
046353108
56
1800
SH
SOLE
0
1800
1800
AT&T INC COM
COMMON
00206R102
256
6161
SH
SOLE
0
6161
6161
ATLAS CORPORATION COM
COMMON
049268105
0
333
SH
SOLE
0
333
333
AUTOZONE INC COM
COMMON
053332102
9
12
SH
SOLE
0
12
12
AZURE MIDSTREAM PARTNERS LP COM UNIT
COMMON
05501X100
0
1000
SH
SOLE
0
1000
1000
BANK AMER CORP COM
COMMON
060505104
12
500
SH
SOLE
0
500
500
BERKSHIRE HATHAWAY INC DEL CL B NEW
COMMON
084670702
6
35
SH
SOLE
0
35
35
BHP BILLITON LTD SPONSORED ADR
COMMON
088606108
38
1048
SH
SOLE
0
1048
1048
BLACKROCK CAPITAL INVESTMENT C COM
COMMON
092533108
26
3450
SH
SOLE
0
3450
3450
BLACKROCK CR ALLCTN INC TR COM
COMMON
092508100
7626
579490
SH
SOLE
0
579490
579490
BLACKROCK DEBT STRAT FD INC COM NEW
COMMON
09255R202
21
1832
SH
SOLE
0
1832
1832
BLACKROCK GLOBAL OPP EQTY TR COM
COMMON
092501105
4
300
SH
SOLE
0
300
300
BLACKROCK MULTI ASSET INC PORTFOLIO FUND INST CLASS N/L
COMMON
09256H336
1059
97526
SH
SOLE
0
97526
97526
BLACKSTONE GROUP L P COM UNIT LTD
COMMON
09253U108
35
1175
SH
SOLE
0
1175
1175
BLAKE INSOMNIA THERAPEUTICS IN COM
COMMON
093152106
0
1000
SH
SOLE
0
1000
1000
BOEING CO COM
COMMON
097023105
22
123
SH
SOLE
0
123
123
BORGWARNER INC COM
COMMON
099724106
22
522
SH
SOLE
0
522
522
BP PRUDHOE BAY RTY TR UNIT BEN INT
COMMON
055630107
6
300
SH
SOLE
0
300
300
BRISTOL MYERS SQUIBB CO COM
COMMON
110122108
33
600
SH
SOLE
0
600
600
BROADRIDGE FINL SOLUTIONS INC COM
COMMON
11133T103
6
89
SH
SOLE
0
89
89
BROCADE COMMUNICATIONS SYS INC COM NEW
COMMON
111621306
2
200
SH
SOLE
0
200
200
CABOT OIL & GAS CORP COM
COMMON
127097103
22
901
SH
SOLE
0
901
901
CAFFE RIBS INC COM
COMMON
127701100
0
1000
SH
SOLE
0
1000
1000
CALITHERA BIOSCIENCES INC COM
COMMON
13089P101
2
200
SH
SOLE
0
200
200
CAPITAL ONE FINL CORP COM
COMMON
14040H105
25
292
SH
SOLE
0
292
292
CAPITAL PRODUCT PARTNERS L P COM UNIT LP
COMMON
Y11082107
1
400
SH
SOLE
0
400
400
CARDINAL HEALTH INC COM
COMMON
14149Y108
8
100
SH
SOLE
0
100
100
CARNIVAL CORP PAIRED CTF
COMMON
143658300
4
69
SH
SOLE
0
69
69
CARTER VALIDUS MISSION CRITICA COM
COMMON
146282108
10
1000
SH
SOLE
0
1000
1000
CBIZ INC COM
COMMON
124805102
474
35000
SH
SOLE
0
35000
35000
CHENIERE ENERGY PARTNERS LP COM UNIT
COMMON
16411Q101
23
700
SH
SOLE
0
700
700
CHEVRON CORP NEW COM
COMMON
166764100
34
318
SH
SOLE
0
318
318
CHUBB LIMITED COM
COMMON
H1467J104
15
109
SH
SOLE
0
109
109
CION INVT CORP COM
COMMON
17259U105
4
478
SH
SOLE
0
478
478
CISCO SYS INC COM
COMMON
17275R102
46
1360
SH
SOLE
0
1360
1360
CITIGROUP INC COM NEW
COMMON
172967424
22
368
SH
SOLE
0
368
368
CITRIX SYS INC COM
COMMON
177376100
2
26
SH
SOLE
0
26
26
CLOROX CO DEL COM
COMMON
189054109
40
300
SH
SOLE
0
300
300
CLOVIS ONCOLOGY INC COM
COMMON
189464100
13
200
SH
SOLE
0
200
200
COCA COLA CO COM
COMMON
191216100
66
1551
SH
SOLE
0
1551
1551
COCA COLA EUROPEAN PARTNERS P SHS
COMMON
G25839104
2
50
SH
SOLE
0
50
50
COLONY NORTHSTAR INC CL A COM
COMMON
19625W104
2
174
SH
SOLE
0
174
174
COM TEL INC COM
COMMON
199782103
0
1000
SH
SOLE
0
1000
1000
CONAGRA BRANDS INC COM
COMMON
205887102
4
100
SH
SOLE
0
100
100
CONOCOPHILLIPS COM
COMMON
20825C104
116
2329
SH
SOLE
0
2329
2329
CONSOLIDATED EDISON INC COM
COMMON
209115104
72
925
SH
SOLE
0
925
925
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND
COMMON
81369Y407
8
95
SH
SOLE
0
95
95
CONSUMER STAPLES SELECT SECTOR SPDR FUND
COMMON
81369Y308
11
207
SH
SOLE
0
207
207
CORECIVIC INC COM
COMMON
21871N101
16
500
SH
SOLE
0
500
500
CORENERGY INFRASTRUCTURE TR IN COM NEW
COMMON
21870U502
9
260
SH
SOLE
0
260
260
CORNING INC COM
COMMON
219350105
86
3201
SH
SOLE
0
3201
3201
CRACKER BARREL OLD CTRY STORE COM
COMMON
22410J106
16
100
SH
SOLE
0
100
100
CSI COMPRESSCO LP COM UNIT
COMMON
12637A103
10
1000
SH
SOLE
0
1000
1000
CVR REFNG LP COMUNIT REP LT
COMMON
12663P107
28
3000
SH
SOLE
0
3000
3000
CYTOMX THERAPEUTICS INC COM
COMMON
23284F105
2
100
SH
SOLE
0
100
100
DEUTSCHE GLOBAL INFRASTRUCTURE CL S
COMMON
25156A809
431
30085
SH
SOLE
0
30085
30085
DIAGEO P L C SPON ADR NEW
COMMON
25243Q205
12
100
SH
SOLE
0
100
100
DIAMOND OFFSHORE DRILLING INC COM
COMMON
25271C102
8
500
SH
SOLE
0
500
500
DISNEY WALT CO COM DISNEY
COMMON
254687106
70
615
SH
SOLE
0
615
615
DIVINE INC CL A NEW
COMMON
255402406
0
391
SH
SOLE
0
391
391
DUKE ENERGY CORP NEW COM NEW
COMMON
26441C204
38
466
SH
SOLE
0
466
466
EATON CORP PLC SHS
COMMON
G29183103
0
0
SH
SOLE
0
0
0
EATON VANCE FLTING RATE INC TR COM
COMMON
278279104
30
2000
SH
SOLE
0
2000
2000
EATON VANCE LTD DUR INCOME FD COM
COMMON
27828H105
11375
822468
SH
SOLE
0
822468
822468
EATON VANCE SR INCOME TR SH BEN INT
COMMON
27826S103
31
4500
SH
SOLE
0
4500
4500
EATON VANCE TAX MNGD GBL DV EQ COM
COMMON
27829F108
34
3950
SH
SOLE
0
3950
3950
EATON VANCE TX MGD DIV EQ INCM COM
COMMON
27828N102
14076
1271549
SH
SOLE
0
1271549
1271549
EATON VANCE TX MNG BY WRT OPP COM
COMMON
27828Y108
28
1839
SH
SOLE
0
1839
1839
EATON VANCE TXMGD GL BUYWR OPP COM
COMMON
27829C105
3
300
SH
SOLE
0
300
300
ELFUN DIVERSIFIED FUND
COMMON
28627D105
2
116
SH
SOLE
0
116
116
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN
COMMON
29273R109
15
407
SH
SOLE
0
407
407
ENSCO PLC SHS CLASS A
COMMON
G3157S106
10
1092
SH
SOLE
0
1092
1092
EPICEDGE INC COM
COMMON
29426X102
0
27
SH
SOLE
0
27
27
EXXON MOBIL CORP COM
COMMON
30231G102
21
250
SH
SOLE
0
250
250
FACEBOOK INC CL A
COMMON
30303M102
33
235
SH
SOLE
0
235
235
FEDEX CORP COM
COMMON
31428X106
15
76
SH
SOLE
0
76
76
FERRELLGAS PARTNERS L.P. UNIT LTD PART
COMMON
315293100
3
500
SH
SOLE
0
500
500
FIDELITY ADVISOR MATERIALS FUND CLASS A
COMMON
316390327
11
140
SH
SOLE
0
140
140
FIFTH STREET FINANCE CORP COM
COMMON
31678A103
8
1700
SH
SOLE
0
1700
1700
FIRST EAGLE GLOBAL CLASS I
COMMON
32008F606
517
8999
SH
SOLE
0
8999
8999
FIRST EQUITIES CORP COM
COMMON
32008A102
0
13
SH
SOLE
0
13
13
FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF
COMMON
33739Q200
18673
358756
SH
SOLE
0
358756
358756
FIRST TRUST SENIOR LOAN FUND
COMMON
33738D309
27
562
SH
SOLE
0
562
562
FIRST TRUST TACTICAL HIGH YIELD ETF
COMMON
33738D408
18667
382058
SH
SOLE
0
382058
382058
FIRST TRUST UTILITIES ALPHADEX FUND
COMMON
33734X184
9
337
SH
SOLE
0
337
337
FITBIT INC CL A
COMMON
33812L102
0
65
SH
SOLE
0
65
65
FLEXSHARES QUALITY DIVIDEND INDEX FUND
COMMON
33939L860
38
942
SH
SOLE
0
942
942
FLOWERS FOODS INC COM
COMMON
343498101
33
1722
SH
SOLE
0
1722
1722
FORD MTR CO DEL COM PAR $0.01
COMMON
345370860
15
1287
SH
SOLE
0
1287
1287
FREEPORT-MCMORAN INC CL B
COMMON
35671D857
13
1000
SH
SOLE
0
1000
1000
GENERAL DYNAMICS CORP COM
COMMON
369550108
8
41
SH
SOLE
0
41
41
GENERAL ELECTRIC CO COM
COMMON
369604103
241
8088
SH
SOLE
0
8088
8088
GENTEX CORP COM
COMMON
371901109
7
305
SH
SOLE
0
305
305
GENUINE PARTS CO COM
COMMON
372460105
6
64
SH
SOLE
0
64
64
GLADSTONE CAPITAL CORP COM
COMMON
376535100
14
1500
SH
SOLE
0
1500
1500
GLOBAL X MSCI NORWAY ETF
COMMON
37950E747
6
494
SH
SOLE
0
494
494
GOLDCORP INC NEW COM
COMMON
380956409
36
2500
SH
SOLE
0
2500
2500
GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF
COMMON
381430503
34
731
SH
SOLE
0
731
731
GOPRO INC CL A
COMMON
38268T103
1
65
SH
SOLE
0
65
65
GREAT PLAINS ENERGY INC COM
COMMON
391164100
12
409
SH
SOLE
0
409
409
GUGGENHEIM BULLETSHARES 2017 CORPORATE BOND ETF
COMMON
18383M548
34
1525
SH
SOLE
0
1525
1525
GUGGENHEIM BULLETSHARES 2017 HIGH YIELD CORPORATE BOND ETF
COMMON
18383M399
10
400
SH
SOLE
0
400
400
GUGGENHEIM BULLETSHARES 2018 CORPORATE BOND ETF
COMMON
18383M530
23
1100
SH
SOLE
0
1100
1100
GUGGENHEIM BULLETSHARES 2020 CORPORATE BOND ETF
COMMON
18383M514
32
1500
SH
SOLE
0
1500
1500
GUGGENHEIM BULLETSHARES 2021 CORPORATE BOND ETF
COMMON
18383M266
40
1893
SH
SOLE
0
1893
1893
GUGGENHEIM MULTI-ASSET INCOME ETF
COMMON
18383M506
5
250
SH
SOLE
0
250
250
GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT
COMMON
40222T104
0
805
SH
SOLE
0
805
805
HASBRO INC COM
COMMON
418056107
50
500
SH
SOLE
0
500
500
HENDERSON EUROPEAN FOCUS FUND CL I
COMMON
425067642
224
7115
SH
SOLE
0
7115
7115
HILL ROM HLDGS INC COM
COMMON
431475102
57
810
SH
SOLE
0
810
810
HMS INCOME FD INC COM
COMMON
40427D102
10
1200
SH
SOLE
0
1200
1200
HOLLY ENERGY PARTNERS L P COM UT LTD PTN
COMMON
435763107
32
900
SH
SOLE
0
900
900
HOLLYFRONTIER CORP COM
COMMON
436106108
12
406
SH
SOLE
0
406
406
HOME DEPOT INC COM
COMMON
437076102
244
1660
SH
SOLE
0
1660
1660
HONEYWELL INTL INC COM
COMMON
438516106
24
191
SH
SOLE
0
191
191
HUGHES CAPITAL CORP COM
COMMON
444394100
0
200
SH
SOLE
0
200
200
ILLINOIS TOOL WKS INC COM
COMMON
452308109
13
100
SH
SOLE
0
100
100
ILLUMINA INC COM
COMMON
452327109
102
600
SH
SOLE
0
600
600
IMN EQUITIES INC
COMMON
44969F103
0
12
SH
SOLE
0
12
12
INGREDION INC COM
COMMON
457187102
11
93
SH
SOLE
0
93
93
INOVIO PHARMACEUTICALS INC COM NEW
COMMON
45773H201
17
2500
SH
SOLE
0
2500
2500
INTEL CORP COM
COMMON
458140100
20
543
SH
SOLE
0
543
543
INTERCEPT PHARMACEUTICALS INC COM
COMMON
45845P108
11
100
SH
SOLE
0
100
100
INTERNATIONAL BUSINESS MACHS COM
COMMON
459200101
18
106
SH
SOLE
0
106
106
INTERPUBLIC GROUP COS INC COM
COMMON
460690100
4
174
SH
SOLE
0
174
174
INTL PAPER CO COM
COMMON
460146103
12
229
SH
SOLE
0
229
229
ISHARES 1-3 YEAR CREDIT BOND ETF
COMMON
464288646
17
163
SH
SOLE
0
163
163
ISHARES CORE MSCI EAFE ETF
COMMON
46432F842
46
792
SH
SOLE
0
792
792
ISHARES CORE S&P 500 ETF
COMMON
464287200
30
126
SH
SOLE
0
126
126
ISHARES CORE U.S. AGGREGATE BOND ETF
COMMON
464287226
7558
69666
SH
SOLE
0
69666
69666
ISHARES CURRENCY HEDGED MSCI JAPAN ETF
COMMON
46434V886
18
629
SH
SOLE
0
629
629
ISHARES EDGE MSCI MIN VOL EAFE ETF
COMMON
46429B689
14380
217873
SH
SOLE
0
217873
217873
ISHARES EDGE MSCI MIN VOL EMERGING MARKETS ETF
COMMON
464286533
10412
194617
SH
SOLE
0
194617
194617
ISHARES EDGE MSCI MIN VOL GLOBAL ETF
COMMON
464286525
243
3153
SH
SOLE
0
3153
3153
ISHARES EDGE MSCI MIN VOL USA ETF
COMMON
46429B697
15464
324059
SH
SOLE
0
324059
324059
ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF
COMMON
46431W846
505
5071
SH
SOLE
0
5071
5071
ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF
COMMON
464288513
9
106
SH
SOLE
0
106
106
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
COMMON
464287242
66
558
SH
SOLE
0
558
558
ISHARES INTERMEDIATE CREDIT BOND ETF
COMMON
464288638
9383
86113
SH
SOLE
0
86113
86113
ISHARES INTERNATIONAL SELECT DIVIDEND ETF
COMMON
464288448
9
280
SH
SOLE
0
280
280
ISHARES MORTGAGE REAL ESTATE CAPPED ETF
COMMON
46435G342
15816
349223
SH
SOLE
0
349223
349223
ISHARES MSCI EAFE GROWTH ETF
COMMON
464288885
16
233
SH
SOLE
0
233
233
ISHARES MSCI EAFE VALUE ETF
COMMON
464288877
34
669
SH
SOLE
0
669
669
ISHARES NATIONAL MUNI BOND ETF
COMMON
464288414
5029
46157
SH
SOLE
0
46157
46157
ISHARES RUSSELL MID-CAP VALUE ETF
COMMON
464287473
155
1862
SH
SOLE
0
1862
1862
ISHARES S&P 100 ETF
COMMON
464287101
83
789
SH
SOLE
0
789
789
ISHARES S&P SMALL-CAP FUND
COMMON
464287804
5
78
SH
SOLE
0
78
78
ISHARES SELECT DIVIDEND ETF
COMMON
464287168
14574
159977
SH
SOLE
0
159977
159977
ISHARES SHORT-TERM NATIONAL MUNI BOND ETF
COMMON
464288158
217
2056
SH
SOLE
0
2056
2056
ISHARES U.S. CREDIT BOND ETF
COMMON
464288620
7458
67857
SH
SOLE
0
67857
67857
ISHARES U.S. FINANCIAL SERVICES ETF
COMMON
464287770
28
261
SH
SOLE
0
261
261
ISHARES U.S. HEALTHCARE PROVIDERS ETF
COMMON
464288828
12
87
SH
SOLE
0
87
87
ISHARES U.S. PREFERRED STOCK ETF
COMMON
464288687
526
13592
SH
SOLE
0
13592
13592
ISHARES U.S. REAL ESTATE ETF
COMMON
464287739
8471
107923
SH
SOLE
0
107923
107923
ISHARES YIELD OPTIMIZED BOND ETF
COMMON
46434V787
510
20520
SH
SOLE
0
20520
20520
JOHNSON & JOHNSON COM
COMMON
478160104
100
801
SH
SOLE
0
801
801
JPMORGAN CHASE & CO COM
COMMON
46625H100
33
373
SH
SOLE
0
373
373
JPMORGAN CORE BOND FUND CL A
COMMON
4812C0357
9
752
SH
SOLE
0
752
752
JPMORGAN TOTAL RETURN FUND CL A
COMMON
4812A4427
16
1612
SH
SOLE
0
1612
1612
JUNO THERAPEUTICS INC COM
COMMON
48205A109
9
400
SH
SOLE
0
400
400
KATE SPADE & CO COM
COMMON
485865109
2
100
SH
SOLE
0
100
100
KIMBERLY CLARK CORP COM
COMMON
494368103
39
300
SH
SOLE
0
300
300
KRAFT HEINZ CO COM
COMMON
500754106
13
139
SH
SOLE
0
139
139
LEGACY RESVS LP UNIT LP INT
COMMON
524707304
5
2000
SH
SOLE
0
2000
2000
LINCOLN NATL CORP IND COM
COMMON
534187109
23
349
SH
SOLE
0
349
349
LION ONE METALS LTD COM
COMMON
536216104
0
1
SH
SOLE
0
1
1
LOCKHEED MARTIN CORP COM
COMMON
539830109
54
200
SH
SOLE
0
200
200
LUNDELL TECHNOLOGY INC COM
COMMON
549904100
0
16
SH
SOLE
0
16
16
MAGNA INTL INC COM
COMMON
559222401
22
513
SH
SOLE
0
513
513
MARATHON OIL CORP COM
COMMON
565849106
16
1000
SH
SOLE
0
1000
1000
MARSH & MCLENNAN COS INC COM
COMMON
571748102
8
106
SH
SOLE
0
106
106
MARTIN MIDSTREAM PRTNRS L P UNIT L P INT
COMMON
573331105
72
3600
SH
SOLE
0
3600
3600
MASSACHUSETTS INVS TRUST CLASS A
COMMON
575736103
4
128
SH
SOLE
0
128
128
MASSROOTS INC COM
COMMON
57630J106
2
2000
SH
SOLE
0
2000
2000
MATTEL INC COM
COMMON
577081102
26
1000
SH
SOLE
0
1000
1000
MEDLEY CAP CORP COM
COMMON
58503F106
15
2000
SH
SOLE
0
2000
2000
MERCK & CO INC COM
COMMON
58933Y105
29
455
SH
SOLE
0
455
455
MFS INTERMARKET INCOME TRUST I SH BEN INT
COMMON
59318R103
0
2702
SH
SOLE
0
2702
2702
MICROSOFT CORP COM
COMMON
594918104
23
342
SH
SOLE
0
342
342
MID CON ENERGY PARTNERS LP COM UNIT REPST
COMMON
59560V109
10
4200
SH
SOLE
0
4200
4200
MIDWEST LODGING PPTYS INC COM
COMMON
598330108
0
800
SH
SOLE
0
800
800
MIRANT CORP SHS
COMMON
604675991
0
414
SH
SOLE
0
414
414
MOBILEYE N V AMSTELVEEN ORD SHS
COMMON
N51488117
9
150
SH
SOLE
0
150
150
MOLECULIN BIOTECH INC COM
COMMON
60855D101
1
1000
SH
SOLE
0
1000
1000
MONDELEZ INTL INC CL A
COMMON
609207105
21
497
SH
SOLE
0
497
497
NATIONAL INSTRS CORP COM
COMMON
636518102
5
157
SH
SOLE
0
157
157
NETFLIX INC COM
COMMON
64110L106
61
414
SH
SOLE
0
414
414
NEW RESIDENTIAL INVT CORP COM NEW
COMMON
64828T201
11
653
SH
SOLE
0
653
653
NEXUS GROUP INTL INC COM
COMMON
653331108
0
100
SH
SOLE
0
100
100
NOBLE METAL RECOVERY LTD COM NEW
COMMON
655058204
0
1000
SH
SOLE
0
1000
1000
NUSTAR ENERGY LP UNIT COM
COMMON
67058H102
8
150
SH
SOLE
0
150
150
NUVEEN GLOBAL HIGH INCOME FD SHS
COMMON
67075G103
2
147
SH
SOLE
0
147
147
NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS
COMMON
670699107
129
6262
SH
SOLE
0
6262
6262
NUVEEN S&P 500 DYN OVERWRITE COM
COMMON
6706EW100
4
245
SH
SOLE
0
245
245
ONEOK PARTNERS LP UNIT LTD PARTN
COMMON
68268N103
5
100
SH
SOLE
0
100
100
ORACLE CORP COM
COMMON
68389X105
30
678
SH
SOLE
0
678
678
OREXIGEN THERAPEUTICS INC COM NEW
COMMON
686164302
3
1000
SH
SOLE
0
1000
1000
PARKER HANNIFIN CORP COM
COMMON
701094104
18
112
SH
SOLE
0
112
112
PAYCHEX INC COM
COMMON
704326107
5
81
SH
SOLE
0
81
81
PEMBINA PIPELINE CORP COM
COMMON
706327103
27
850
SH
SOLE
0
850
850
PEPSICO INC COM
COMMON
713448108
4
40
SH
SOLE
0
40
40
PEREGRINE PHARMACEUTICALS INC COM NEW
COMMON
713661304
0
1
SH
SOLE
0
1
1
PHILIP MORRIS INTL INC COM
COMMON
718172109
23
200
SH
SOLE
0
200
200
PHILLIPS 66 COM
COMMON
718546104
40
510
SH
SOLE
0
510
510
PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX EXCHANGE-TRADED FUND
COMMON
72201R783
31
310
SH
SOLE
0
310
310
PIMCO CORPORATE INCOME STRATEG COM
COMMON
72200U100
40
2523
SH
SOLE
0
2523
2523
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND
COMMON
72201R833
36
359
SH
SOLE
0
359
359
PIMCO INCOME STRATEGY FUND II COM
COMMON
72201J104
10
1000
SH
SOLE
0
1000
1000
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND
COMMON
72201R817
60
578
SH
SOLE
0
578
578
PINNACLE WEST CAP CORP COM
COMMON
723484101
25
300
SH
SOLE
0
300
300
PJT PARTNERS INC COM CL A
COMMON
69343T107
1
17
SH
SOLE
0
17
17
POMCO ENERGY CORP COM
COMMON
731807103
0
500
SH
SOLE
0
500
500
POWERSHARES AEROSPACE & DEFENSE PORTFOLIO
COMMON
73935X690
9
197
SH
SOLE
0
197
197
POWERSHARES CEF INCOME COMPOSITE PORTFOLIO
COMMON
73936Q843
28
1194
SH
SOLE
0
1194
1194
POWERSHARES DB AGRICULTURE FUND
COMMON
73936B408
11
555
SH
SOLE
0
555
555
POWERSHARES DYNAMIC LEISURE & ENTERTAINMENT PORTFOLIO
COMMON
73935X757
8
200
SH
SOLE
0
200
200
POWERSHARES PREFERRED PORTFOLIO
COMMON
73936T565
10
651
SH
SOLE
0
651
651
POWERSHARES QQQ TRUST, SERIES 1
COMMON
73935A104
27
201
SH
SOLE
0
201
201
POWERSHARES S&P 500 BUYWRITE PORTFOLIO
COMMON
73936G308
5
206
SH
SOLE
0
206
206
POWERSHARES S&P SMALLCAP LOW VOLATILITY PORTFOLIO
COMMON
73937B639
10144
236683
SH
SOLE
0
236683
236683
PPL CORP COM
COMMON
69351T106
12
326
SH
SOLE
0
326
326
PRICE T ROWE GROUP INC COM
COMMON
74144T108
5
74
SH
SOLE
0
74
74
PROCTER AND GAMBLE CO COM
COMMON
742718109
40
450
SH
SOLE
0
450
450
PROSPECT CAPITAL CORPORATION COM
COMMON
74348T102
97
10700
SH
SOLE
0
10700
10700
PTC THERAPEUTICS INC COM
COMMON
69366J200
3
350
SH
SOLE
0
350
350
PUBLIC SVC ENTERPRISE GROUP COM
COMMON
744573106
22
500
SH
SOLE
0
500
500
PUMA BIOTECHNOLOGY INC COM
COMMON
74587V107
7
200
SH
SOLE
0
200
200
PUTNAM MASTER INTER INCOME TR SH BEN INT
COMMON
746909100
7844
1672471
SH
SOLE
0
1672471
1672471
QORVO INC COM
COMMON
74736K101
7
100
SH
SOLE
0
100
100
QUEST DIAGNOSTICS INC COM
COMMON
74834L100
10
100
SH
SOLE
0
100
100
RASER TECHNOLOGIES INC COM
COMMON
754055101
0
100
SH
SOLE
0
100
100
REPUBLIC SVCS INC COM
COMMON
760759100
9
139
SH
SOLE
0
139
139
ROYAL DUTCH SHELL PLC SPON ADR B
COMMON
780259107
11
200
SH
SOLE
0
200
200
ROYAL DUTCH SHELL PLC SPONS ADR A
COMMON
780259206
41
783
SH
SOLE
0
783
783
SILVER BUCKLE MINES INC COM
COMMON
827453101
0
250
SH
SOLE
0
250
250
SNAP INC CL A
COMMON
83304A106
6
285
SH
SOLE
0
285
285
SOUTH32 LTD SPONSORED ADR
COMMON
84473L105
1
120
SH
SOLE
0
120
120
SOUTHERN CO COM
COMMON
842587107
10
200
SH
SOLE
0
200
200
SPDR BLACKSTONE/ GSO SENIOR LOAN ETF
COMMON
78467V608
26
551
SH
SOLE
0
551
551
SPDR BLOOMBERG BARCLAYS INTERMEDIATE TERM CORPORATE BOND ETF
COMMON
78464A375
9758
285921
SH
SOLE
0
285921
285921
SPDR BLOOMBERG BARCLAYS SHORT TERM CORPORATE BOND ETF
COMMON
78464A474
17919
585386
SH
SOLE
0
585386
585386
SPDR MORGAN STANLEY TECHNOLOGY ETF
COMMON
78464A102
43
630
SH
SOLE
0
630
630
SPDR S&P 500 ETF
COMMON
78462F103
39
165
SH
SOLE
0
165
165
SPDR S&P CAPITAL MARKETS ETF
COMMON
78464A771
7
159
SH
SOLE
0
159
159
SPDR S&P DIVIDEND ETF
COMMON
78464A763
64
728
SH
SOLE
0
728
728
SPOTLIGHT INNOVATION INC COM
COMMON
849207105
0
400
SH
SOLE
0
400
400
SPTN TOT MKT IDX ADV
COMMON
315911800
521
7635
SH
SOLE
0
7635
7635
STANLEY BLACK & DECKER INC COM
COMMON
854502101
7
52
SH
SOLE
0
52
52
STARBUCKS CORP COM
COMMON
855244109
35
600
SH
SOLE
0
600
600
STARWOOD PPTY TR INC COM
COMMON
85571B105
56
2500
SH
SOLE
0
2500
2500
STATE STR CORP COM
COMMON
857477103
19
236
SH
SOLE
0
236
236
STMICROELECTRONICS N V NY REGISTRY
COMMON
861012102
12
750
SH
SOLE
0
750
750
STRYKER CORP COM
COMMON
863667101
13
96
SH
SOLE
0
96
96
SUBURBAN PROPANE PARTNERS L P UNIT LTD PARTN
COMMON
864482104
75
2800
SH
SOLE
0
2800
2800
SUNTRUST BKS INC COM
COMMON
867914103
50
909
SH
SOLE
0
909
909
SYSCO CORP COM
COMMON
871829107
5
100
SH
SOLE
0
100
100
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR
COMMON
874039100
17
507
SH
SOLE
0
507
507
TARGET CORP COM
COMMON
87612E106
4
64
SH
SOLE
0
64
64
TC PIPELINES LP UT COM LTD PRT
COMMON
87233Q108
6
100
SH
SOLE
0
100
100
TESLA INC COM
COMMON
88160R101
21
75
SH
SOLE
0
75
75
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR
COMMON
881624209
3
100
SH
SOLE
0
100
100
TEXAS INSTRS INC COM
COMMON
882508104
2
26
SH
SOLE
0
26
26
THERMAL ENERGY STORAGE INC COM
COMMON
883466104
0
100
SH
SOLE
0
100
100
THERMO FISHER SCIENTIFIC INC COM
COMMON
883556102
11
69
SH
SOLE
0
69
69
TMST INC COM
COMMON
885218800
0
23
SH
SOLE
0
23
23
TRACTOR SUPPLY CO COM
COMMON
892356106
10
148
SH
SOLE
0
148
148
TRADER CLASSIFIED MEDIA N V NY REGSTR CL A
COMMON
89254T102
0
100
SH
SOLE
0
100
100
TRANSMONTAIGNE PARTNERS L P COM UNIT L P
COMMON
89376V100
103
2300
SH
SOLE
0
2300
2300
TRANSOCEAN LTD REG SHS
COMMON
H8817H100
6
500
SH
SOLE
0
500
500
UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN
COMMON
902641646
28
959
SH
SOLE
0
959
959
UNILEVER PLC SPON ADR NEW
COMMON
904767704
7
150
SH
SOLE
0
150
150
UNION PAC CORP COM
COMMON
907818108
11
104
SH
SOLE
0
104
104
UNITED CANNABIS CORP COM
COMMON
909747107
2
1000
SH
SOLE
0
1000
1000
UNITED TECHNOLOGIES CORP COM
COMMON
913017109
18
160
SH
SOLE
0
160
160
US BANCORP DEL COM NEW
COMMON
902973304
49
960
SH
SOLE
0
960
960
V F CORP COM
COMMON
918204108
21
381
SH
SOLE
0
381
381
VALEANT PHARMACEUTICALS INTL I COM
COMMON
91911K102
8
700
SH
SOLE
0
700
700
VALERO ENERGY CORP NEW COM
COMMON
91913Y100
12
175
SH
SOLE
0
175
175
VAN ECK INTERNATIONAL INVESTORS GOLD A
COMMON
921075503
4
448
SH
SOLE
0
448
448
VAN ECK MERK GOLD TRUST
COMMON
921078101
5
386
SH
SOLE
0
386
386
VANECK VECTORS MORTGAGE REIT INCOME ETF
COMMON
92189F452
99
4100
SH
SOLE
0
4100
4100
VANGUARD FTSE DEVELOPED MARKETS ETF
COMMON
921943858
3
70
SH
SOLE
0
70
70
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF
COMMON
92206C870
77
895
SH
SOLE
0
895
895
VANGUARD NAT RES LLC COM UNIT
COMMON
92205F106
0
1000
SH
SOLE
0
1000
1000
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
COMMON
92206C409
108
1354
SH
SOLE
0
1354
1354
VANGUARD TOTAL WORLD STOCK INDEX FUND
COMMON
922042742
1598
24499
SH
SOLE
0
24499
24499
VECTOR GROUP LTD COM
COMMON
92240M108
46
2204
SH
SOLE
0
2204
2204
VERIZON COMMUNICATIONS INC COM
COMMON
92343V104
70
1441
SH
SOLE
0
1441
1441
VOYA GLBL EQTY DIV & PREM OPP COM
COMMON
92912T100
14115
1922962
SH
SOLE
0
1922962
1922962
WALGREENS BOOTS ALLIANCE INC COM
COMMON
931427108
6
70
SH
SOLE
0
70
70
WAL-MART STORES INC COM
COMMON
931142103
7
100
SH
SOLE
0
100
100
WASTE MGMT INC DEL COM
COMMON
94106L109
36
500
SH
SOLE
0
500
500
WESTERN DIGITAL CORP COM
COMMON
958102105
20
243
SH
SOLE
0
243
243
WESTERN REFNG INC COM
COMMON
959319104
11
311
SH
SOLE
0
311
311
WESTROCK CO COM
COMMON
96145D105
0
4
SH
SOLE
0
4
4
WISDOMTREE EUROPE HEDGED EQUITY FUND
COMMON
97717X701
11
173
SH
SOLE
0
173
173
WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUND
COMMON
97717X594
9
332
SH
SOLE
0
332
332
WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND
COMMON
97717W760
89
1365
SH
SOLE
0
1365
1365
WISDOMTREE LARGECAP DIVIDEND FUND
COMMON
97717W307
25
306
SH
SOLE
0
306
306
WISDOMTREE SMALLCAP DIVIDEND FUND
COMMON
97717W604
96
1195
SH
SOLE
0
1195
1195
WISDOMTREE SMALLCAP EARNINGS FUND
COMMON
97717W562
99
3087
SH
SOLE
0
3087
3087
XCEL ENERGY INC COM
COMMON
98389B100
12
274
SH
SOLE
0
274
274
XILINX INC COM
COMMON
983919101
6
100
SH
SOLE
0
100
100