0001567163-15-000003.txt : 20150707
0001567163-15-000003.hdr.sgml : 20150707
20150707125757
ACCESSION NUMBER: 0001567163-15-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150707
DATE AS OF CHANGE: 20150707
EFFECTIVENESS DATE: 20150707
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Edge Wealth Management LLC
CENTRAL INDEX KEY: 0001567163
IRS NUMBER: 141980838
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15102
FILM NUMBER: 15975967
BUSINESS ADDRESS:
STREET 1: 805 3RD AVE 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126820133
MAIL ADDRESS:
STREET 1: 805 3RD AVE 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
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false
false
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0001567163
XXXXXXXX
06-30-2015
06-30-2015
Edge Wealth Management LLC
805 3RD AVE 12TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-15102
N
Matthew Weinberg
Principal
212-682-0133
Matthew Weinberg
New York
NY
07-07-2015
0
454
292292
false
INFORMATION TABLE
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edge13f2q2015.xml
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COM
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276019
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SOLE
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MERCK & CO. INC.
COM
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SOLE
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0
0
ABBVIE INC
COM
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11716
174531
SH
SOLE
174531
0
0
GENERAL ELECTRIC CO
COM
369604103
11133
417294
SH
SOLE
417294
0
0
AT&T INC
COM
00206R102
11020
315010
SH
SOLE
315010
0
0
INTEL CORP
COM
458140100
10520
345417
SH
SOLE
345417
0
0
BANK OF AMERICA CORP
COM
060505104
10418
612835
SH
SOLE
612835
0
0
GOOGLE INC-CL A
COM
38259P508
9271
17116
SH
SOLE
17116
0
0
WAL-MART STORES INC
COM
931142103
9176
129417
SH
SOLE
129417
0
0
UNITED PARCEL SERVICE-CL B
COM
911312106
9051
94643
SH
SOLE
94643
0
0
AMERICAN EXPRESS CO
COM
025816109
8396
107601
SH
SOLE
107601
0
0
JPMORGAN CHASE & CO
COM
46625H100
7810
115273
SH
SOLE
115273
0
0
SPDR S&P REGIONAL BANKING
COM
78464A698
7393
169879
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SOLE
169879
0
0
PLAINS ALL AMER PIPELINE LP
MLP
726503105
7359
169562
SH
SOLE
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0
0
FIREEYE INC
COM
31816Q101
7329
150005
SH
SOLE
150005
0
0
CHEVRON CORP
COM
166764100
6975
73389
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73389
0
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PFIZER INC
COM
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JPMORGAN ALERIAN MLP INDEX
COM
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0
0
FORD MOTOR CO
COM
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400185
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SOLE
400185
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0
JOHNSON & JOHNSON
COM
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61543
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SOLE
61543
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METLIFE INC
COM
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105780
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SOLE
105780
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GENERAL DYNAMICS CORP
COM
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36210
SH
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36210
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0
EATON CORP PLC
COM
G29183103
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70181
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0
0
ALCOA INC
COM
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ALIBABA GROUP HOLDING-SP ADR
ADR
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PFD
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157197
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AETNA INC
COM
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31514
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31514
0
0
MICROSOFT CORP
COM
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84801
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84801
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APPLE INC
COM
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27633
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27633
0
0
CONOCOPHILLIPS
COM
20825C104
3165
51633
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51633
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SPDR EURO STOXX 50 ETF
COM
78463X202
2883
76929
SH
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76929
0
0
GENERAL MOTORS CO
COM
37045V100
2796
84022
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BP PLC-SPONS ADR
ADR
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2648
66226
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SOLE
66226
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EXXON MOBIL CORP
COM
30231G102
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31676
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PENNYMAC MORTGAGE INVESTMENT
REIT
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2367
134921
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XEROX CORP
COM
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UNITED TECHNOLOGIES CORP
COM
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COM
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ISHARES US PREFERRED STOCK E
COM
464288687
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TWO HARBORS INVESTMENT CORP
REIT
90187B101
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142090
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GILEAD SCIENCES INC
COM
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EMC CORP/MA
COM
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BOEING CO/THE
COM
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0
RAYTHEON COMPANY
COM
755111507
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BERKSHIRE HATHAWAY INC-CL B
COM
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8018
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SOLE
8018
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ALERIAN MLP ETF
COM
00162Q866
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67543
SH
SOLE
67543
0
0
WELLS FARGO & CO
COM
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18310
SH
SOLE
18310
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SOUTHERN CO/THE
COM
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SOLE
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INVESCO MORTGAGE CAPITAL
REIT
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64500
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SOLE
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0
HEWLETT-PACKARD CO
COM
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889
29687
SH
SOLE
29687
0
0
UNITED BANCSHARES INC/OHIO
COM
909458101
851
55000
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SOLE
55000
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0
INTEGRATED ELECTRICAL SERVIC
COM
45811E301
851
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SOLE
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DB CONT CAPITAL TRUST V
PFD
25150L108
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27568
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27568
0
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NOVAVAX INC
COM
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737
66479
SH
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FACEBOOK INC-A
COM
30303M102
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8272
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NUVEEN INT DUR MUNI TERM FD
COM
670671106
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SH
SOLE
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AMAZON.COM INC
COM
023135106
660
1519
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SOLE
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0
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PIMCO STRATEGIC INCOME FUND
COM
72200X104
557
64615
SH
SOLE
64615
0
0
ORACLE CORP
COM
68389X105
550
13637
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SOLE
13637
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ARES COMMERCIAL REAL ESTATE
REIT
04013V108
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47403
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SOLE
47403
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0
SCHLUMBERGER LTD
COM
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SOLE
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WELLS FARGO & COMPANY
PFD
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SCHWAB U.S. LARGE-CAP GROWTH
COM
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504
9367
SH
SOLE
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MFA FINANCIAL INC
REIT
55272X102
484
65000
SH
SOLE
65000
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GOOGLE INC-CL C
COM
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922
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ENERGY TRANSFER PARTNERS LP
MLP
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REIT
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31500
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APOLLO COMMERCIAL REAL ESTAT
REIT
03762U105
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27000
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SOLE
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0
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MEDTRONIC PLC
COM
585055106
429
5786
SH
SOLE
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0
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BROOKFIELD TOTAL RETURN FUND
COM
11283U108
424
19175
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SOLE
19175
0
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EATON VANCE NEW YORK MUNICIP
COM
27827Y109
414
33500
SH
SOLE
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PEPSICO INC
COM
713448108
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4420
SH
SOLE
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MARKETO INC
COM
57063L107
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SH
SOLE
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APOLLO RESIDENTIAL MORTGAGE
REIT
03763V102
383
15911
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GOLDMAN SACHS MLP INCOME OPP
COM
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377
25220
SH
SOLE
25220
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0
APOLLO INVESTMENT CORP
COM
03761U106
373
52100
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SOLE
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0
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EBAY INC
COM
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SCHWAB US DVD EQUITY ETF
COM
808524797
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EMPIRE STATE REALTY OP-S60
COM
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AMERICAN CAPITAL AGENCY CORP
REIT
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PENNANTPARK INVESTMENT CORP
COM
708062104
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ELLINGTON FINANCIAL LLC
MLP
288522303
355
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SOLE
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CALAMOS STRAT TOT RETURN FD
COM
128125101
343
31250
SH
SOLE
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HUNTINGTON BANCSHARES INC
COM
446150104
342
30175
SH
SOLE
30175
0
0
MORGAN STANLEY
PFD
61747S504
338
16300
SH
SOLE
16300
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WESTERN ASSET MORTGAGE CAPIT
REIT
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325
22000
SH
SOLE
22000
0
0
WEATHERFORD INTERNATIONAL PL
COM
G48833100
309
25341
SH
SOLE
25341
0
0
NEW YORK MORTGAGE TRUST INC
REIT
649604501
301
40000
SH
SOLE
40000
0
0
LINKEDIN CORP - A
COM
53578A108
300
1446
SH
SOLE
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INVESCO MORTGAGE CAPITAL
PFD
46131B209
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QUALYS INC
COM
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ISHARES US PHARMACEUTICALS E
COM
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1535
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BAIDU INC - SPON ADR
ADR
056752108
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SOLE
1330
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FIRST INDEPENDENCE CORP
COM
32054B103
262
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SOLE
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SYNAPTICS INC
COM
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2909
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SOLE
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CISCO SYSTEMS INC
COM
17275R102
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NEW YORK MORTGAGE TRUST
PFD
649604709
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SOLE
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SALESFORCE.COM INC
COM
79466L302
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3400
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SOLE
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ANNALY CAPITAL MANAGEMENT IN
REIT
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ISHARES CHINA LARGE-CAP ETF
COM
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VALEANT PHARMACEUTICALS INTE
COM
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EMPIRE STATE REALTY OP LP-ES
COM
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SOLE
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COM
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REIT
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FIVE9 INC
COM
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COMCAST CORP-CLASS A
COM
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ISHARES MORTGAGE REAL ESTATE
COM
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COM
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COM
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COM
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VALE SA-SP ADR
ADR
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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REIT
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COM
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COM
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TESLA MOTORS INC
COM
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COM
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COM
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SOLE
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COM
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ADR
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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TRINET GROUP INC
COM
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COM
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COM
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COM
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COM
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ISHARES U.S. HEALTHCARE ETF
COM
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COM
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0
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REIT
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SOLE
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0
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COM
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P G & E CORP
COM
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PFD
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COM
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COM
25490A309
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SOLE
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EMPIRE STATE REALTY OP -S250
COM
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SOLE
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COM
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COM
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SOLE
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0
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EXPRESS SCRIPTS HOLDING CO
COM
30219G108
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988
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SOLE
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ECOLAB INC
COM
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775
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SOLE
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0
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BROOKDALE SENIOR LIVING INC
COM
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SOLE
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0
0
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COM
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3500
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SOLE
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0
0
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COM
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83
1668
SH
SOLE
1668
0
0
CUMMINS INC
COM
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626
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SOLE
626
0
0
AVALONBAY COMMUNITIES INC
REIT
053484101
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515
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SOLE
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COM
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1023
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SOLE
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COM
73935A104
82
760
SH
SOLE
760
0
0
CVS HEALTH CORP
COM
126650100
80
767
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SOLE
767
0
0
NEW YORK COMMUNITY BANCORP
COM
649445103
79
4316
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SOLE
4316
0
0
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COM
22160K105
77
568
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SOLE
568
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0
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COM
85917A100
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5213
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SOLE
5213
0
0
PIONEER NATURAL RESOURCES CO
COM
723787107
76
550
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SOLE
550
0
0
KBR INC
COM
48242W106
76
3926
SH
SOLE
3926
0
0
NUVEEN NY MUNI VALUE FD 2
COM
670706100
74
5000
SH
SOLE
5000
0
0
TECHNOLOGY SELECT SECT SPDR
COM
81369Y803
74
1773
SH
SOLE
1773
0
0
ALTRIA GROUP INC
COM
02209S103
73
1490
SH
SOLE
1490
0
0
ROCKWELL AUTOMATION INC
COM
773903109
72
575
SH
SOLE
575
0
0
MOSAIC CO/THE
COM
61945C103
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COM
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COM
90130A101
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ADR
000375204
63
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SOLE
3000
0
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COM
464287168
61
805
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SOLE
805
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ADR
752344309
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900
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SOLE
900
0
0
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PFD
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2219
SH
SOLE
2219
0
0
CENTERRA GOLD INC
COM
152006102
58
10200
SH
SOLE
10200
0
0
NUVEEN CA AMT-FR MUNI INC FD
COM
670651108
58
4100
SH
SOLE
4100
0
0
ITO EN LTD
COM
J25027111
56
2700
SH
SOLE
2700
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
56
839
SH
SOLE
839
0
0
BRIDGESTONE CORP
COM
108441205
56
1500
SH
SOLE
1500
0
0
CATERPILLAR INC
COM
149123101
56
652
SH
SOLE
652
0
0
ELI LILLY & CO
COM
532457108
55
660
SH
SOLE
660
0
0
SOLARCITY CORP
COM
83416T100
54
1000
SH
SOLE
1000
0
0
NUVEEN NY MUNI VALUE FD
COM
67062M105
53
5486
SH
SOLE
5486
0
0
PCM FUND INC
COM
69323T101
50
5000
SH
SOLE
5000
0
0
POWERSHARES WATER RESOURCES
COM
73935X575
50
2000
SH
SOLE
2000
0
0
AMERICAN REALTY CAPITAL PROP
REIT
02917T104
49
6000
SH
SOLE
6000
0
0
ALLIANCEBERNSTEIN GL HI INC
COM
01879R106
48
4000
SH
SOLE
4000
0
0
AMERICAN TOWER CORP
REIT
03027X100
47
500
SH
SOLE
500
0
0
BELLATRIX EXPLORATION LTD
COM
078314101
47
20000
SH
SOLE
20000
0
0
BLACKROCK MUNIYIELD CA QUALI
COM
09254N103
46
3190
SH
SOLE
3190
0
0
TARGET CORP
COM
87612E106
45
546
SH
SOLE
546
0
0
VORNADO REALTY TRUST
REIT
929042109
44
466
SH
SOLE
466
0
0
DIREXION RUSSIA BULL 3X
COM
25459Y140
44
1833
SH
SOLE
1833
0
0
ILLUMINA INC
COM
452327109
43
200
SH
SOLE
200
0
0
BLACKROCK INC
COM
09247X101
43
125
SH
SOLE
125
0
0
CHARLES RIVER LABORATORIES
COM
159864107
42
600
SH
SOLE
600
0
0
WESTPAC BANKING CORP-SP ADR
ADR
961214301
42
1700
SH
SOLE
1700
0
0
SPDR GOLD SHARES
COM
78463V107
42
372
SH
SOLE
372
0
0
INDUSTRIAL SELECT SECT SPDR
COM
81369Y704
42
770
SH
SOLE
770
0
0
OCWEN FINANCIAL CORP
COM
675746309
41
4000
SH
SOLE
4000
0
0
SCHWAB US LARGE-CAP ETF
COM
808524201
40
800
SH
SOLE
800
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
39
2000
SH
SOLE
2000
0
0
BLACKROCK CREDIT ALLOCATION
COM
092508100
38
3000
SH
SOLE
3000
0
0
SCHWAB US BROAD MARKET ETF
COM
808524102
37
735
SH
SOLE
735
0
0
NEWMONT MINING CORP
COM
651639106
36
1560
SH
SOLE
1560
0
0
ALCATEL-LUCENT-SPONSORED ADR
ADR
013904305
36
10017
SH
SOLE
10017
0
0
PRUDENTIAL FINANCIAL INC
COM
744320102
36
413
SH
SOLE
413
0
0
SPIRIT AIRLINES INC
COM
848577102
36
575
SH
SOLE
575
0
0
VANGUARD REIT ETF
COM
922908553
36
480
SH
SOLE
480
0
0
KIMCO REALTY CORP
REIT
49446R109
36
1575
SH
SOLE
1575
0
0
NORFOLK SOUTHERN CORP
COM
655844108
35
405
SH
SOLE
405
0
0
ENERPLUS CORP
COM
292766102
35
4000
SH
SOLE
4000
0
0
ANTHERA PHARMACEUTICALS INC
COM
03674U201
34
4100
SH
SOLE
4100
0
0
NUVEEN CREDIT STRAT INC FD
COM
67073D102
34
4000
SH
SOLE
4000
0
0
ITC HOLDINGS CORP
COM
465685105
34
1050
SH
SOLE
1050
0
0
BROCADE COMMUNICATIONS SYS
COM
111621306
33
2800
SH
SOLE
2800
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
32
195
SH
SOLE
195
0
0
BORGWARNER INC
COM
099724106
31
550
SH
SOLE
550
0
0
GABELLI DIVIDEND & INCOME TR
COM
36242H104
31
1500
SH
SOLE
1500
0
0
FIFTH STREET SENIOR FLOATING
COM
31679F101
31
3300
SH
SOLE
3300
0
0
UNITED RENTALS INC
COM
911363109
31
350
SH
SOLE
350
0
0
AMGEN INC
COM
031162100
31
200
SH
SOLE
200
0
0
HALLIBURTON CO
COM
406216101
30
705
SH
SOLE
705
0
0
ENERGY SELECT SECTOR SPDR
COM
81369Y506
30
400
SH
SOLE
400
0
0
ISHARES SILVER TRUST
COM
46428Q109
30
2000
SH
SOLE
2000
0
0
SEASPAN CORPORATION
PFD
EP0398065
30
1150
SH
SOLE
1150
0
0
OPKO HEALTH INC
COM
68375N103
29
1819
SH
SOLE
1819
0
0
STRATASYS LTD
COM
M85548101
29
830
SH
SOLE
830
0
0
TEEKAY CORP
COM
Y8564W103
28
662
SH
SOLE
662
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
28
2000
SH
SOLE
2000
0
0
NATIONAL FUEL GAS CO
COM
636180101
26
444
SH
SOLE
444
0
0
INVESCO VALUE MUNICIPAL INCO
COM
46132P108
26
1805
SH
SOLE
1805
0
0
KINDER MORGAN INC
COM
49456B101
26
672
SH
SOLE
672
0
0
ALLIQUA BIOMEDICAL INC
COM
019621200
26
4930
SH
SOLE
4930
0
0
AMERICAN CAPITAL AGENCY
PFD
02503X204
25
1000
SH
SOLE
1000
0
0
DUNKIN' BRANDS GROUP INC
COM
265504100
25
450
SH
SOLE
450
0
0
SIRIUS XM HOLDINGS INC
COM
82968B103
25
6650
SH
SOLE
6650
0
0
ARIAD PHARMACEUTICALS INC
COM
04033A100
25
3000
SH
SOLE
3000
0
0
AMERICAN WATER WORKS CO INC
COM
030420103
24
500
SH
SOLE
500
0
0
FIRSTHAND TECHNOLOGY VALUE
COM
33766Y100
24
1867
SH
SOLE
1867
0
0
VANGUARD FINANCIALS ETF
COM
92204A405
23
465
SH
SOLE
465
0
0
DAIMLER AG-REGISTERED SHARES
COM
D1668R123
23
249
SH
SOLE
249
0
0
KKR & CO LP
MLP
48248M102
23
1000
SH
SOLE
1000
0
0
BARCLAYS PLC-SPONS ADR
ADR
06738E204
22
1330
SH
SOLE
1330
0
0
PEPCO HOLDINGS INC
COM
713291102
21
800
SH
SOLE
800
0
0
MASTERCARD INC-CLASS A
COM
57636Q104
21
225
SH
SOLE
225
0
0
CITIGROUP INC
COM
172967424
20
364
SH
SOLE
364
0
0
QUALCOMM INC
COM
747525103
19
300
SH
SOLE
300
0
0
KAYNE ANDERSON MLP INVESTMEN
COM
486606106
18
600
SH
SOLE
600
0
0
KOREA FUND INC
COM
500634209
18
450
SH
SOLE
450
0
0
INVENSENSE INC
COM
46123D205
18
1200
SH
SOLE
1200
0
0
INVESCO QUALITY MUNI INC TR
COM
46133G107
18
1526
SH
SOLE
1526
0
0
SPDR DJIA TRUST
COM
78467X109
18
101
SH
SOLE
101
0
0
AVEO PHARMACEUTICALS INC
COM
053588109
18
10000
SH
SOLE
10000
0
0
MYERS INDUSTRIES INC
COM
628464109
17
915
SH
SOLE
915
0
0
COACH INC
COM
189754104
17
500
SH
SOLE
500
0
0
ARMOUR RESIDENTIAL REIT INC
REIT
042315101
17
6000
SH
SOLE
6000
0
0
DOMINION RESOURCES INC/VA
COM
25746U109
17
250
SH
SOLE
250
0
0
NAVIOS MARITIME HOLDINGS INC
COM
Y62196103
17
4500
SH
SOLE
4500
0
0
INVESTORS BANCORP INC
COM
46146L101
17
1350
SH
SOLE
1350
0
0
SUBURBAN PROPANE PARTNERS LP
MLP
864482104
17
416
SH
SOLE
416
0
0
VODAFONE GROUP PLC-SP ADR
ADR
92857W308
16
447
SH
SOLE
447
0
0
CENTENE CORP
COM
15135B101
16
200
SH
SOLE
200
0
0
GRIFFON CORP
COM
398433102
16
1000
SH
SOLE
1000
0
0
ISHARES MSCI EMERGING MARKET
COM
464287234
16
399
SH
SOLE
399
0
0
ISHARES JP MORGAN USD EMERGI
COM
464288281
15
140
SH
SOLE
140
0
0
NUVEEN MUNI OPP FD
COM
670984103
15
1101
SH
SOLE
1101
0
0
CRACKER BARREL OLD COUNTRY
COM
22410J106
15
100
SH
SOLE
100
0
0
ISHARES RUSSELL 1000 GROWTH
COM
464287614
15
150
SH
SOLE
150
0
0
VIACOM INC-CLASS B
COM
92553P201
15
230
SH
SOLE
230
0
0
VIACOM INC-CLASS A
COM
92553P102
14
221
SH
SOLE
221
0
0
ARROWHEAD RESEARCH CORP
COM
042797209
14
2000
SH
SOLE
2000
0
0
FANNIE MAE
PFD
313586752
14
3717
SH
SOLE
3717
0
0
SAFE BULKERS INC
COM
Y7388L103
14
4500
SH
SOLE
4500
0
0
FANNIE MAE
PFD
313586828
14
2180
SH
SOLE
2180
0
0
TAUBMAN CENTERS INC
REIT
876664103
14
200
SH
SOLE
200
0
0
NOKIA CORP-SPON ADR
ADR
654902204
14
2000
SH
SOLE
2000
0
0
SECOND SIGHT MEDICAL PRODUCT
COM
81362J100
14
1000
SH
SOLE
1000
0
0
JUNO THERAPEUTICS INC
COM
48205A109
13
250
SH
SOLE
250
0
0
MCDONALD'S CORP
COM
580135101
13
140
SH
SOLE
140
0
0
ISHARES U.S. MEDICAL DEVICES
COM
464288810
13
110
SH
SOLE
110
0
0
AMERICAN CAPITAL LTD
COM
02503Y103
13
962
SH
SOLE
962
0
0
LULULEMON ATHLETICA INC
COM
550021109
13
200
SH
SOLE
200
0
0
ISHARES MSCI JAPAN ETF
COM
464286848
13
1000
SH
SOLE
1000
0
0
CENTERPOINT ENERGY INC
COM
15189T107
13
670
SH
SOLE
670
0
0
MORGAN STANLEY EMERGING MARK
COM
617477104
13
1450
SH
SOLE
1450
0
0
VENTAS INC
REIT
92276F100
12
200
SH
SOLE
200
0
0
GOLDCORP INC
COM
380956409
12
765
SH
SOLE
765
0
0
WHIRLPOOL CORP
COM
963320106
12
70
SH
SOLE
70
0
0
WALMART DE MEXICO SAB DE CV
COM
P98180105
12
5020
SH
SOLE
5020
0
0
EXELON CORP
COM
30161N101
12
381
SH
SOLE
381
0
0
SPARK THERAPEUTICS INC
COM
84652J103
12
200
SH
SOLE
200
0
0
STARBUCKS CORP
COM
855244109
12
216
SH
SOLE
216
0
0
CHINA FUND INC
COM
169373107
11
580
SH
SOLE
580
0
0
COASTAL BANCORP INC
COM
19041P105
11
200
SH
SOLE
200
0
0
BB&T CORP
COM
054937107
11
283
SH
SOLE
283
0
0
WIZARD WORLD INC
COM
97751C100
11
15000
SH
SOLE
15000
0
0
FREDDIE MAC
PFD
313400624
11
3000
SH
SOLE
3000
0
0
EATON VANCE CAL MUNI BOND
COM
27828A100
11
1000
SH
SOLE
1000
0
0
CBS CORP-CLASS B NON VOTING
COM
124857202
11
200
SH
SOLE
200
0
0
TRILLIUM THERAPEUTICS INC
COM
89620X506
11
500
SH
SOLE
500
0
0
ISHARES MSCI INDIA ETF
COM
46429B598
10
340
SH
SOLE
340
0
0
GALAPAGOS NV-SPON ADR
ADR
36315X101
10
200
SH
SOLE
200
0
0
ROYAL BK SCOTLND GRP PLC
COM
780097788
10
400
SH
SOLE
400
0
0
ISHARES MSCI SPAIN CAPPED ET
COM
464286764
9
280
SH
SOLE
280
0
0
URSTADT BIDDLE - CLASS A
REIT
917286205
9
500
SH
SOLE
500
0
0
TIME WARNER INC
COM
887317303
9
100
SH
SOLE
100
0
0
ALLIANZGI EQUITY & CONVERTIB
COM
018829101
9
450
SH
SOLE
450
0
0
MONDELEZ INTERNATIONAL INC-A
COM
609207105
9
207
SH
SOLE
207
0
0
OTTER TAIL CORP
COM
689648103
8
319
SH
SOLE
319
0
0
FREIGHTCAR AMERICA INC
COM
357023100
8
400
SH
SOLE
400
0
0
BLACKSTONE MORTGAGE TRU-CL A
REIT
09257W100
8
300
SH
SOLE
300
0
0
SOUTHWEST AIRLINES CO
COM
844741108
8
250
SH
SOLE
250
0
0
SPROTT GOLD MINERS ETF
COM
00162Q643
8
500
SH
SOLE
500
0
0
HCP INC
REIT
40414L109
8
210
SH
SOLE
210
0
0
NEURODERM LTD
COM
M74231107
8
500
SH
SOLE
500
0
0
CABCO TRUST FOR JCP
PFD
126797208
8
400
SH
SOLE
400
0
0
OREXIGEN THERAPEUTICS INC
COM
686164104
7
1500
SH
SOLE
1500
0
0
POWERSHARES PREFERRED PORTFO
COM
73936T565
7
500
SH
SOLE
500
0
0
NEWS CORP - CLASS A
COM
65249B109
7
475
SH
SOLE
475
0
0
MIMEDX GROUP INC
COM
602496101
7
600
SH
SOLE
600
0
0
ISHARES RUSSELL 2000 ETF
COM
464287655
7
55
SH
SOLE
55
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
7
150
SH
SOLE
150
0
0
ACHILLION PHARMACEUTICALS
COM
00448Q201
7
750
SH
SOLE
750
0
0
PACIFIC GAS&ELEC
PFD
694308206
7
225
SH
SOLE
225
0
0
STEVEN MADDEN LTD
COM
556269108
6
150
SH
SOLE
150
0
0
PROSHARES ULTRASHORT R2000
COM
74348A319
6
177
SH
SOLE
177
0
0
BLACKBERRY LTD
COM
09228F103
6
750
SH
SOLE
750
0
0
UNITED STATES STEEL CORP
COM
912909108
6
300
SH
SOLE
300
0
0
OCH-ZIFF CAPITAL MANAGEMEN-A
MLP
67551U105
6
500
SH
SOLE
500
0
0
ISIS PHARMACEUTICALS INC
COM
464330109
6
107
SH
SOLE
107
0
0
MORGAN STANLEY CP TR III
PFD
617460209
6
236
SH
SOLE
236
0
0
FERRELLGAS PARTNERS-LP
MLP
315293100
6
265
SH
SOLE
265
0
0
FASTENAL CO
COM
311900104
6
140
SH
SOLE
140
0
0
PROSHARES ULTRASHORT S&P500
COM
74347B300
6
281
SH
SOLE
281
0
0
STEMLINE THERAPEUTICS INC
COM
85858C107
6
500
SH
SOLE
500
0
0
UNDER ARMOUR INC-CLASS A
COM
904311107
6
70
SH
SOLE
70
0
0
KIMBERLY-CLARK CORP
COM
494368103
6
54
SH
SOLE
54
0
0
PIPER JAFFRAY COS
COM
724078100
6
131
SH
SOLE
131
0
0
FEDEX CORP
COM
31428X106
6
33
SH
SOLE
33
0
0
NUO THERAPEUTICS INC
COM
67059V100
6
27000
SH
SOLE
27000
0
0
BARCLAYS BANK PLC
PFD
06739H362
5
200
SH
SOLE
200
0
0
HSBC HOLDINGS PLC-SPONS ADR
ADR
404280406
5
115
SH
SOLE
115
0
0
ING GROEP NV
PFD
456837400
5
200
SH
SOLE
200
0
0
VISA INC-CLASS A SHARES
COM
92826C839
5
76
SH
SOLE
76
0
0
HEALTH INSURANCE INNOVATIO-A
COM
42225K106
5
1000
SH
SOLE
1000
0
0
OHR PHARMACEUTICAL INC
COM
67778H200
5
2000
SH
SOLE
2000
0
0
URBAN EDGE PROPERTIES
REIT
91704F104
5
233
SH
SOLE
233
0
0
NIKE INC -CL B
COM
654106103
5
43
SH
SOLE
43
0
0
EVERSOURCE ENERGY
COM
30040W108
5
100
SH
SOLE
100
0
0
SPDR S&P HOMEBUILDERS ETF
COM
78464A888
4
120
SH
SOLE
120
0
0
DUQUESNE LIGHT CO
PFD
266228303
4
100
SH
SOLE
100
0
0
WORLD POINT TERMINALS LP
MLP
98159G107
4
250
SH
SOLE
250
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
4
750
SH
SOLE
750
0
0
AUTOMATIC DATA PROCESSING
COM
053015103
4
50
SH
SOLE
50
0
0
BAKER HUGHES INC
COM
057224107
4
65
SH
SOLE
65
0
0
GAP INC/THE
COM
364760108
4
103
SH
SOLE
103
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
4
101
SH
SOLE
101
0
0
HOLOGIC INC
COM
436440101
4
100
SH
SOLE
100
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
4
48
SH
SOLE
48
0
0
AZURE MIDSTREAM PARTNERS LP
MLP
05501X100
4
300
SH
SOLE
300
0
0
PACIFIC GAS&ELEC
PFD
694308305
4
137
SH
SOLE
137
0
0
EQUINIX INC
REIT
29444U700
4
14
SH
SOLE
14
0
0
ETSY INC
COM
29786A106
4
250
SH
SOLE
250
0
0
ZYNGA INC - CL A
COM
98986T108
4
1214
SH
SOLE
1214
0
0
EASTMAN CHEMICAL CO
COM
277432100
3
42
SH
SOLE
42
0
0
MEDIVATION INC
COM
58501N101
3
30
SH
SOLE
30
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3
71
SH
SOLE
71
0
0
SUCAMPO PHARMACEUTICALS-CL A
COM
864909106
3
200
SH
SOLE
200
0
0
NEPHROGENEX INC
COM
640667101
3
500
SH
SOLE
500
0
0
ROYAL BK SCOTLND GRP PLC
COM
780097879
3
125
SH
SOLE
125
0
0
VALERO ENERGY CORP
COM
91913Y100
3
50
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SOLE
50
0
0
REYNOLDS AMERICAN INC
COM
761713106
3
41
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SOLE
41
0
0
CEMEX SAB-SPONS ADR PART CER
ADR
151290889
3
312
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SOLE
312
0
0
SOUTHERN CAL ED
PFD
842400301
3
125
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SOLE
125
0
0
SOUTHERN CAL ED
PFD
842400202
3
125
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125
0
0
PIONEER MUNI HI INCOME TRUST
COM
723763108
3
221
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221
0
0
ANADARKO PETROLEUM CORP
COM
032511107
3
34
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34
0
0
NUCOR CORP
COM
670346105
3
60
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60
0
0
AECOM
COM
00766T100
3
80
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80
0
0
MORGAN STANLEY CAP TRUST
PFD
61753R200
3
103
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103
0
0
XYLEM INC
COM
98419M100
2
65
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65
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
2
31
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31
0
0
ANGLO AMERICAN PLC-UNSP ADR
ADR
03485P201
2
323
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323
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0
SYNTA PHARMACEUTICALS CORP
COM
87162T206
2
1000
SH
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1000
0
0
US BANCORP
COM
902973304
2
50
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50
0
0
CSX CORP
COM
126408103
2
65
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65
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SCIENCE APPLICATIONS INTE
COM
808625107
2
40
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40
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YORKVILLE HIGH INCOME MLP
COM
301505103
2
200
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200
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0
CHENIERE ENERGY INC
COM
16411R208
2
30
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30
0
0
MONITISE PLC
COM
G6258F105
2
12500
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12500
0
0
BALTIC TRADING LTD
COM
Y0553W103
2
1290
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0
CHURCH & DWIGHT CO INC
COM
171340102
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25
0
0
BARRICK GOLD CORP
COM
067901108
2
185
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185
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0
TRAVELPORT WORLDWIDE LTD
COM
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2
130
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130
0
0
NORDIC AMERICAN OFFSHORE LTD
COM
Y6366T112
2
200
SH
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200
0
0
STRATA OIL & GAS INC
COM
86270C105
2
13400
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13400
0
0
KEYSIGHT TECHNOLOGIES IN
COM
49338L103
2
50
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50
0
0
3M CO
COM
88579Y101
2
10
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10
0
0
NRG ENERGY INC
COM
629377508
1
64
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64
0
0
DENISON MINES CORP
COM
248356107
1
2000
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SOLE
2000
0
0
DOW CHEMICAL CO/THE
COM
260543103
1
28
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28
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0
IMPACT FUSION INTERNATIONAL
COM
45257G109
1
200000
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200000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1
9
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SOLE
9
0
0
SCHWAB (CHARLES) CORP
COM
808513105
1
35
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SOLE
35
0
0
ARCA BIOPHARMA INC
COM
00211Y209
1
1000
SH
SOLE
1000
0
0
FRONTIER COMMUNICATIONS CORP
COM
35906A108
1
203
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SOLE
203
0
0
WASTE MANAGEMENT INC
COM
94106L109
1
18
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18
0
0
BED BATH & BEYOND INC
COM
075896100
1
11
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11
0
0
MAIN STREET CAPITAL CORP
COM
56035L104
1
21
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21
0
0
CRIMSON WINE GROUP LTD
COM
22662X100
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70
0
0
OLD REPUBLIC INTL CORP
COM
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1
41
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41
0
0
YUM! BRANDS INC
COM
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1
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VECTOR GROUP LTD
COM
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25
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25
0
0
WP CAREY INC
REIT
92936U109
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10
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0
COCA-COLA CO/THE
COM
191216100
1
15
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15
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0
DU PONT (E.I.) DE NEMOURS
COM
263534109
1
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9
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0
TOMPKINS FINANCIAL CORP
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1
10
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10
0
0
MATTEL INC
COM
577081102
1
21
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21
0
0
RLI CORP
COM
749607107
1
10
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10
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0
BANK OF NOVA SCOTIA
COM
064149107
1
10
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SOLE
10
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0
CINCINNATI FINANCIAL CORP
COM
172062101
1
10
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SOLE
10
0
0
BRADY CORPORATION - CL A
COM
104674106
1
20
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20
0
0
PEOPLE'S UNITED FINANCIAL
COM
712704105
0
31
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SOLE
31
0
0
ACASTI PHARMA INC
COM
00430K105
0
1490
SH
SOLE
1490
0
0
CONSOLIDATED EDISON INC
COM
209115104
0
8
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SOLE
8
0
0
REALTY INCOME CORP
REIT
756109104
0
10
SH
SOLE
10
0
0
BROADWIND ENERGY INC
COM
11161T207
0
112
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SOLE
112
0
0
HOSPITALITY PROPERTIES TRUST
REIT
44106M102
0
15
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SOLE
15
0
0
DIGITAL REALTY TRUST INC
REIT
253868103
0
6
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SOLE
6
0
0
SENIOR HOUSING PROP TRUST
REIT
81721M109
0
21
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SOLE
21
0
0
OMEGA HEALTHCARE INVESTORS
REIT
681936100
0
10
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SOLE
10
0
0
NOVAGOLD RESOURCES INC
COM
66987E206
0
100
SH
SOLE
100
0
0
HEALTH CARE REIT INC
REIT
42217K106
0
5
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SOLE
5
0
0
YORK WATER CO
COM
987184108
0
15
SH
SOLE
15
0
0
TIME INC
COM
887228104
0
12
SH
SOLE
12
0
0
NQ MOBILE INC - ADR
ADR
64118U108
0
50
SH
SOLE
50
0
0
RAYONIER INC
REIT
754907103
0
10
SH
SOLE
10
0
0
L BRANDS INC
COM
501797104
0
3
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SOLE
3
0
0
HALYARD HEALTH INC
COM
40650V100
0
6
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SOLE
6
0
0
ECHO THERAPEUTICS INC
COM
27876L206
0
100
SH
SOLE
100
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
0
2
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SOLE
2
0
0
NATIONAL BANK OF GREECE-ADR
ADR
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0
50
SH
SOLE
50
0
0
LINN CO LLC
COM
535782106
0
5
SH
SOLE
5
0
0
SAUER ENERGY INC
COM
804136109
0
1200
SH
SOLE
1200
0
0
SANOFI CVR
ADR
80105N113
0
34
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SOLE
34
0
0
OCLARO INC
COM
67555N206
0
6
SH
SOLE
6
0
0
NOVACOPPER INC
COM
66988K102
0
16
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SOLE
16
0
0
CA INC
COM
12673P105
0
0
SH
SOLE
0
0
0
NEOMEDIA TECHNOLOGIES INC
COM
640505400
0
41
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SOLE
41
0
0
OMDA OIL & GAS INC
COM
67087W203
0
1
SH
SOLE
1
0
0