0001566968-13-000004.txt : 20130422 0001566968-13-000004.hdr.sgml : 20130422 20130422133642 ACCESSION NUMBER: 0001566968-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130422 DATE AS OF CHANGE: 20130422 EFFECTIVENESS DATE: 20130422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apex Investment Services, Inc. CENTRAL INDEX KEY: 0001566968 IRS NUMBER: 061458774 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15115 FILM NUMBER: 13773367 BUSINESS ADDRESS: STREET 1: 33-A PENDLETON DRIVE CITY: HEBRON STATE: CT ZIP: 06248 BUSINESS PHONE: 860-228-0501 MAIL ADDRESS: STREET 1: PO BOX 1322 CITY: HEBRON STATE: CT ZIP: 06248-7322 13F-HR 1 ApexForm13F-1Q-13.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03-31-2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Apex Investment Services, Inc. Address: 33-A Pendleton Drive, PO Box 1322 Hebron, CT 06248 13F File Number: 028-15115 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Lynn R. Corthell Title: Chief Compliance Officer Phone: 860-228-0501 Signature, Place, and Date of Signing: Lynn R. Corthell, CCO, Hebron, CT April 22, 2013 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. Form 13F File Number: Name: Apex Investment Services, Inc. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 25 Form 13F Information Table Value Total: $120239 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE VNGRD BD INDEX LONG TERM BOND 921937793 11712 127795 SH SOLE 19024 108771 VNGRD INTL EQ ALLWRLD EX US 922042775 11042 238172 SH SOLE 33840 204332 ISHARES TR CORE S&P MCP 464287507 10896 94686 SH SOLE 26095 68591 SCH STRATEGIC US SML CAP 808524607 10793 251825 SH SOLE 49644 202181 VNGRD SPECIAL DIV APP ETF 921908844 9588 145933 SH SOLE 24847 121086 VNGRD BD INDEX INTERMED TERM 921937819 9023 102495 SH SOLE 30508 71987 VNGRD INTL EQ FTSE SMCAP 922042718 8445 89416 SH SOLE 13028 76388 ISHARES TR BARCLYS TIPS 464287176 7623 62860 SH SOLE 10842 52018 WISDOMTREE TR EMERG MKTS 97717W315 7388 134187 SH SOLE 20211 113976 VNGRD INDEX FDS REIT ETF 922908553 7210 102230 SH SOLE 23959 78271 ISHARES TR US PFD STK IDX 464288687 6026 148711 SH SOLE 20786 127925 VNGRD INDEX FDS TOTAL STK MKT 922908769 5884 72673 SH SOLE 15892 56781 VNGRD INDEX FDS SMALL CP ETF 922908751 3344 36692 SH SOLE 4695 31997 ISHARES TR CORE S&P500 464287200 3098 19689 SH SOLE 19689 0 VNGRD TAX MGD MSCI EAFE ETF 921943858 1432 39318 SH SOLE 39318 0 VNGRD INDEX FDS MID CAP ETF 922908629 1261 13580 SH SOLE None ISHARES TR COHEN&ST RLTY 464287564 1187 14394 SH SOLE None WISDOMTREE TR EMG MKTS SMCAP 97717W281 932 18074 SH SOLE 1545 16529 EXXON MOBIL COM 30231G102 716 7944 SH SOLE None ISHARES TR CORE S&P SCP 464287804 638 7325 SH SOLE 7325 0 CHEVRON CORP COM 166764100 538 4526 SH SOLE None VNGRD SCOTSDALE SHRT TRM CORP 92206C409 486 6053 SH SOLE None ISHARES TR MSCI EMERG MKT 464287234 390 9110 SH SOLE None DIAGEO P L C SPON ADR NEW 25243Q205 364 2891 SH SOLE 2891 0 PWRSHRS QQQ UNIT SER 1 73935A104 223 3232 SH SOLE 220 3012