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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
Date of report (Date of earliest event reported): January 25, 2024
 
ENVIROTECH VEHICLES, INC.
 

 
(Exact Name of Registrant as Specified in Its Charter)
 
Delaware
 

 
(State or Other Jurisdiction of Incorporation)
 
 
001-38078
 
46-0774222
(Commission File Number)
 
(IRS Employer Identification No.)
1425 Ohlendorf Road Osceola, Arkansas
 
72370
(Address of Principal Executive Offices)
 
(Zip Code)
 
(870) 970-3355 
 

 
(Registrant’s Telephone Number, Including Area Code)
 
Not Applicable 
 

 
(Former Name or Former Address, if Changed Since Last Report)
 
Securities registered pursuant to Section 12(b) of the Act: 
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common stock, $0.00001 par value
EVTV 
NASDAQ Stock Market LLC. 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:
 
  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
 
  Pre -commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
 
  Pre -commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
 
Emerging growth company   
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 


 
 

 
 
Item 3.02.
Unregistered Sales of Equity Securities.
 
On January 25, 2024, the Company, through a private placement exempt from registration under the Securities Act of 1933, as amended, sold 150,000 shares of common stock to a private investor at a price of $1.17 per share for a total of $175,500.
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
ENVIROTECH VEHICLES, INC.
 
       
Date: January 29, 2024
By:
/s/ Douglas M. Campoli
 
   
Douglas M. Campoli
 
   
Chief Financial Officer and Treasurer