0000950123-13-009941.txt : 20131115 0000950123-13-009941.hdr.sgml : 20131115 20131115164825 ACCESSION NUMBER: 0000950123-13-009941 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131115 DATE AS OF CHANGE: 20131115 EFFECTIVENESS DATE: 20131115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marketfield Asset Management LLC CENTRAL INDEX KEY: 0001561089 IRS NUMBER: 364735735 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15275 FILM NUMBER: 131224428 BUSINESS ADDRESS: STREET 1: 292 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-514-2350 MAIL ADDRESS: STREET 1: 292 MADISON AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001561089 XXXXXXXX 09-30-2013 09-30-2013 true 1 RESTATEMENT Marketfield Asset Management LLC

292 Madison Avenue, 14th Floor New York NY 10017

13F HOLDINGS REPORT 028-15275 N Allan Kiser 212-514-2350 /s/ Allan Kiser New York NY 11-15-2013 1 152 8039695 false 1 028-06325 New York Life Investment Management LLC INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 157994 1314205 SH OTR 1 0 1314205 0 3M CO COM 88579Y101 6968 57960 SH SOLE 57960 0 0 3M CO COM 88579Y101 2009 16707 SH OTR 1 0 16707 0 ALCOA INC COM 013817101 184599 22512031 SH OTR 1 0 22512031 0 ALCOA INC COM 013817101 7982 973366 SH SOLE 973366 0 0 ALCOA INC COM 013817101 2330 284177 SH OTR 1 0 284177 0 AMAZON COM INC COM 023135106 145828 461465 SH OTR 1 0 461465 0 AMAZON COM INC COM 023135106 6393 20230 SH SOLE 20230 0 0 AMAZON COM INC COM 023135106 1866 5904 SH OTR 1 0 5904 0 APACHE CORP COM 037411105 196297 2275911 SH OTR 1 0 2275911 0 APACHE CORP COM 037411105 8713 101015 SH SOLE 101015 0 0 APACHE CORP COM 037411105 2478 28728 SH OTR 1 0 28728 0 BB&T CORP COM 054937107 125014 3680141 SH OTR 1 0 3680141 0 BB&T CORP COM 054937107 5472 161085 SH SOLE 161085 0 0 BB&T CORP COM 054937107 1610 47396 SH OTR 1 0 47396 0 BEACON ROOFING SUPPLY INC COM 073685109 131243 3545198 SH OTR 1 0 3545198 0 BEACON ROOFING SUPPLY INC COM 073685109 5782 156197 SH SOLE 156197 0 0 BEACON ROOFING SUPPLY INC COM 073685109 1584 42792 SH OTR 1 0 42792 0 CHESAPEAKE ENERGY CORP COM 165167107 156093 5955462 SH OTR 1 0 5955462 0 CHESAPEAKE ENERGY CORP COM 165167107 6878 262418 SH SOLE 262418 0 0 CHESAPEAKE ENERGY CORP COM 165167107 1989 75889 SH OTR 1 0 75889 0 CIT GROUP INC COM NEW 125581801 138235 2851978 SH OTR 1 0 2851978 0 CIT GROUP INC COM NEW 125581801 6086 125561 SH SOLE 125561 0 0 CIT GROUP INC COM NEW 125581801 1767 36454 SH OTR 1 0 36454 0 CME GROUP INC COM 12572Q105 153938 2057171 SH OTR 1 0 2057171 0 CME GROUP INC COM 12572Q105 6827 91228 SH SOLE 91228 0 0 CME GROUP INC COM 12572Q105 1940 25928 SH OTR 1 0 25928 0 COSTCO WHSL CORP NEW COM 22160K105 149620 1292947 SH OTR 1 0 1292947 0 COSTCO WHSL CORP NEW COM 22160K105 6592 56968 SH SOLE 56968 0 0 COSTCO WHSL CORP NEW COM 22160K105 1895 16380 SH OTR 1 0 16380 0 CUMMINS INC COM 231021106 154369 1155974 SH OTR 1 0 1155974 0 CUMMINS INC COM 231021106 6770 50698 SH SOLE 50698 0 0 CUMMINS INC COM 231021106 1979 14818 SH OTR 1 0 14818 0 D R HORTON INC COM 23331A109 121839 6206759 SH OTR 1 0 6206759 0 D R HORTON INC COM 23331A109 5347 272375 SH SOLE 272375 0 0 D R HORTON INC COM 23331A109 1590 81001 SH OTR 1 0 81001 0 DEERE & CO COM 244199105 137226 1665969 SH OTR 1 0 1665969 0 DEERE & CO COM 244199105 6028 73188 SH SOLE 73188 0 0 DEERE & CO COM 244199105 1756 21318 SH OTR 1 0 21318 0 DISCOVER FINL SVCS COM 254709108 173592 3384510 SH OTR 1 0 3384510 0 DISCOVER FINL SVCS COM 254709108 7692 149980 SH SOLE 149980 0 0 DISCOVER FINL SVCS COM 254709108 2200 42903 SH OTR 1 0 42903 0 EAGLE MATERIALS INC COM 26969P108 190305 2600151 SH OTR 1 0 2600151 0 EAGLE MATERIALS INC COM 26969P108 8448 115426 SH SOLE 115426 0 0 EAGLE MATERIALS INC COM 26969P108 2404 32844 SH OTR 1 0 32844 0 EMERSON ELEC CO COM 291011104 160921 2479528 SH OTR 1 0 2479528 0 EMERSON ELEC CO COM 291011104 7082 109118 SH SOLE 109118 0 0 EMERSON ELEC CO COM 291011104 2055 31661 SH OTR 1 0 31661 0 FACEBOOK INC CL A 30303M102 255174 4979978 SH OTR 1 0 4979978 0 FACEBOOK INC CL A 30303M102 11346 221438 SH SOLE 221438 0 0 FACEBOOK INC CL A 30303M102 3196 62374 SH OTR 1 0 62374 0 FEDEX CORP COM 31428X106 29604 260209 SH OTR 1 0 260209 0 FEDEX CORP COM 31428X106 1308 11493 SH SOLE 11493 0 0 FEDEX CORP COM 31428X106 375 3298 SH OTR 1 0 3298 0 FIFTH THIRD BANCORP COM 316773100 134113 7417765 SH OTR 1 0 7417765 0 FIFTH THIRD BANCORP COM 316773100 5861 324145 SH SOLE 324145 0 0 FIFTH THIRD BANCORP COM 316773100 1725 95406 SH OTR 1 0 95406 0 FORD MTR CO DEL COM PAR $0.01 345370860 169608 9947693 SH OTR 1 0 9947693 0 FORD MTR CO DEL COM PAR $0.01 345370860 7685 450746 SH SOLE 450746 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 2163 126837 SH OTR 1 0 126837 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 160087 4790168 SH OTR 1 0 4790168 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 7040 210642 SH SOLE 210642 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 2047 61251 SH OTR 1 0 61251 0 GENERAL ELECTRIC CO COM 369604103 154718 6433199 SH OTR 1 0 6433199 0 GENERAL ELECTRIC CO COM 369604103 6801 282776 SH SOLE 282776 0 0 GENERAL ELECTRIC CO COM 369604103 1976 82160 SH OTR 1 0 82160 0 GOOGLE INC CL A 38259P508 15100 5000 SH Put OTR 1 0 5000 0 GOOGLE INC CL A 38259P508 655 217 SH Put SOLE 217 0 0 GOOGLE INC CL A 38259P508 190 63 SH Put OTR 1 0 63 0 HOME DEPOT INC COM 437076102 150278 1978387 SH OTR 1 0 1978387 0 HOME DEPOT INC COM 437076102 6608 86990 SH SOLE 86990 0 0 HOME DEPOT INC COM 437076102 1914 25194 SH OTR 1 0 25194 0 INGERSOLL-RAND PLC SHS G47791101 150183 2295667 SH OTR 1 0 2295667 0 INGERSOLL-RAND PLC SHS G47791101 6584 100637 SH SOLE 100637 0 0 INGERSOLL-RAND PLC SHS G47791101 1932 29528 SH OTR 1 0 29528 0 INTEL CORP COM 458140100 133708 5818463 SH OTR 1 0 5818463 0 INTEL CORP COM 458140100 5847 254419 SH SOLE 254419 0 0 INTEL CORP COM 458140100 1711 74460 SH OTR 1 0 74460 0 IRELAND BK SPNSRD ADR NEW 46267Q202 39351 3389402 SH OTR 1 0 3389402 0 IRELAND BK SPNSRD ADR NEW 46267Q202 4223 363742 SH SOLE 363742 0 0 ISHARES MSCI ITALCPD ETF 464286855 185174 13031219 SH OTR 1 0 13031219 0 ISHARES MSCI ITALCPD ETF 464286855 8691 611592 SH SOLE 611592 0 0 ISHARES MSCI ITALCPD ETF 464286855 2341 164713 SH OTR 1 0 164713 0 ISHARES MSCI JAPAN ETF 464286848 531889 44250346 SH OTR 1 0 44250346 0 ISHARES MSCI JAPAN ETF 464286848 23695 1971267 SH SOLE 1971267 0 0 ISHARES MSCI JAPAN ETF 464286848 6598 548912 SH OTR 1 0 548912 0 ISHARES MSCI MEX CAP ETF 464286822 273318 4188911 SH OTR 1 0 4188911 0 ISHARES MSCI MEX CAP ETF 464286822 12837 196738 SH SOLE 196738 0 0 ISHARES MSCI MEX CAP ETF 464286822 3398 52082 SH OTR 1 0 52082 0 JPMORGAN CHASE & CO COM 46625H100 75500 25000 SH Put OTR 1 0 25000 0 JPMORGAN CHASE & CO COM 46625H100 3391 1123 SH Put SOLE 1123 0 0 JPMORGAN CHASE & CO COM 46625H100 972 322 SH Put OTR 1 0 322 0 ISHARES US HOME CONS ETF 464288752 152280 6804311 SH OTR 1 0 6804311 0 ISHARES US HOME CONS ETF 464288752 6694 299113 SH SOLE 299113 0 0 ISHARES US HOME CONS ETF 464288752 1944 86863 SH OTR 1 0 86863 0 ISHARES US HOME CONS ETF 464288752 8728 102681 SH Call OTR 1 0 102681 0 ISHARES US HOME CONS ETF 464288752 392 4610 SH Call SOLE 4610 0 0 ISHARES US HOME CONS ETF 464288752 103 1207 SH Call OTR 1 0 1207 0 MOHAWK INDS INC COM 608190104 147612 1134689 SH OTR 1 0 1134689 0 MOHAWK INDS INC COM 608190104 6493 49915 SH SOLE 49915 0 0 MOHAWK INDS INC COM 608190104 1894 14556 SH OTR 1 0 14556 0 PRECISION CASTPARTS CORP COM 740189105 135373 593507 SH OTR 1 0 593507 0 PRECISION CASTPARTS CORP COM 740189105 5906 25895 SH SOLE 25895 0 0 PRECISION CASTPARTS CORP COM 740189105 1727 7571 SH OTR 1 0 7571 0 PULTE GROUP INC COM 745867101 112557 6792841 SH OTR 1 0 6792841 0 PULTE GROUP INC COM 745867101 4961 299423 SH SOLE 299423 0 0 PULTE GROUP INC COM 745867101 1461 88184 SH OTR 1 0 88184 0 POTASH CORP SASK INC COM 73755L107 154805 4897331 SH OTR 1 0 4897331 0 POTASH CORP SASK INC COM 73755L107 6763 213949 SH SOLE 213949 0 0 POTASH CORP SASK INC COM 73755L107 1964 62118 SH OTR 1 0 62118 0 RAYONIER INC COM 754907103 131818 2362321 SH OTR 1 0 2362321 0 RAYONIER INC COM 754907103 5784 103648 SH SOLE 103648 0 0 RAYONIER INC COM 754907103 1692 30316 SH OTR 1 0 30316 0 RYLAND GROUP INC COM 783764103 133679 3289356 SH OTR 1 0 3289356 0 RYLAND GROUP INC COM 783764103 5856 144092 SH SOLE 144092 0 0 RYLAND GROUP INC COM 783764103 1724 42414 SH OTR 1 0 42414 0 SCHLUMBERGER LTD COM 806857108 183132 2061828 SH OTR 1 0 2061828 0 SCHLUMBERGER LTD COM 806857108 8097 91167 SH SOLE 91167 0 0 SCHLUMBERGER LTD COM 806857108 2321 26135 SH OTR 1 0 26135 0 SHERWIN WILLIAMS CO COM 824348106 135488 750919 SH OTR 1 0 750919 0 SHERWIN WILLIAMS CO COM 824348106 5900 32697 SH SOLE 32697 0 0 SHERWIN WILLIAMS CO COM 824348106 1737 9625 SH OTR 1 0 9625 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 265735 7496040 SH OTR 1 0 7496040 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 11923 336340 SH SOLE 336340 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 3323 93738 SH OTR 1 0 93738 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 135862 4432704 SH OTR 1 0 4432704 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 5967 194666 SH SOLE 194666 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 1743 56864 SH OTR 1 0 56864 0 SPLUNK INC COM 848637104 163597 2660542 SH OTR 1 0 2660542 0 SPLUNK INC COM 848637104 7156 116370 SH SOLE 116370 0 0 SPLUNK INC COM 848637104 2087 33938 SH OTR 1 0 33938 0 ST JOE CO COM 790148100 85343 4367589 SH OTR 1 0 4367589 0 ST JOE CO COM 790148100 3925 200871 SH SOLE 200871 0 0 ST JOE CO COM 790148100 1020 52221 SH OTR 1 0 52221 0 STEEL DYNAMICS INC COM 858119100 148424 8989919 SH OTR 1 0 8989919 0 STEEL DYNAMICS INC COM 858119100 6526 395297 SH SOLE 395297 0 0 STEEL DYNAMICS INC COM 858119100 1900 115073 SH OTR 1 0 115073 0 TECK RESOURCES LTD CL B 878742204 156230 5726896 SH OTR 1 0 5726896 0 TECK RESOURCES LTD CL B 878742204 6835 250564 SH SOLE 250564 0 0 TECK RESOURCES LTD CL B 878742204 1980 72565 SH OTR 1 0 72565 0 ISHARES 20+ YR TR BD ETF 464287432 12900 150000 SH Put OTR 1 0 150000 0 ISHARES 20+ YR TR BD ETF 464287432 566 6585 SH Put SOLE 6585 0 0 ISHARES 20+ YR TR BD ETF 464287432 164 1902 SH Put OTR 1 0 1902 0 TOLL BROTHERS INC COM 889478103 108076 3961719 SH OTR 1 0 3961719 0 TOLL BROTHERS INC COM 889478103 5680 174063 SH SOLE 174063 0 0 TOLL BROTHERS INC COM 889478103 1660 50887 SH OTR 1 0 50887 0 TRACTOR SUPPLY CO COM 892356106 281387 2393806 SH OTR 1 0 2393806 0 TRACTOR SUPPLY CO COM 892356106 12361 105158 SH SOLE 105158 0 0 TRACTOR SUPPLY CO COM 892356106 3604 30664 SH OTR 1 0 30664 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 15403 94500 SH Put OTR 1 0 94500 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 717 4396 SH Put SOLE 4396 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 180 1104 SH Put OTR 1 0 1104 0