EX-99.1(D) 3 d265751dex991d.htm CERTIFICATE OF AMENDMENT Certificate of Amendment

Exhibit 1(d)

AMENDED AND RESTATED CERTIFICATE OF TRUST

OF

STONE RIDGE TRUST

This Amended and Restated Certificate of Trust of Stone Ridge Trust, a Delaware statutory trust (the “Trust”), is being duly executed and filed by the undersigned trustee of the Trust in accordance with 6 Del. C. § 12-3810(c) of the Delaware Statutory Trust Act, 12 Del C., § 3801 et seq. (the “Act”), to amend and restate the original Certificate of Trust of the Trust, which was filed on September 28,2012 with the Secretary of State of the State of Delaware, and sets forth the following:

 

•     First:

   The name of the Trust is: Stone Ridge Trust.

•     Second:

   The address of the registered office of the Trust in the State of Delaware and the name and address of the Trust’s registered agent for service of process in the State of Delaware at such registered office is:
  

Corporation Service Company

2711 Centerville Road, Suite 400

Wilmington, Delaware 19808

•     Third:

   The Trust is or will become, prior to or within 180 days following the first issuance of beneficial interests, a registered investment company under the Investment Company Act of 1940, as amended. (15 U.S.C. §§ 80-a-l et seq.).

•     Fourth:

   The Agreement and Declaration of Trust relating to the Trust provides for the issuance of one or more series of shares of beneficial interest in the Trust which series are divisible into any number of classes representing interest in the assets belonging to that series. Separate and distinct records shall be maintained by the Trust for each series and the assets associated solely with any such series shall be held and accounted for separate (directly or indirectly, including through a nominee or otherwise) from the assets of the Trust generally or of any other series. As provided in the Agreement and Declaration of Trust, all liabilities held with respect to a particular series shall be enforceable against the assets held with respect to such series only and not against the assets of the Trust generally or against the assets held with respect to any other series and none of the debts, liabilities, obligations and expenses incurred, contracted for or otherwise existing with respect to the Trust generally or any other series thereof shall be enforceable against the assets of such series.

IN WITNESS WHEREOF, the undersigned Trustee of the Trust named below has duly executed this Amended and Restated Certificate of Trust as of the 23 day of October, 2015.

 

By  

/s/ Ross Stevens

                    Trustee
Name:  

Ross Stevens

                    Type or Printed