0001606587-14-000065.txt : 20140512 0001606587-14-000065.hdr.sgml : 20140512 20140512165636 ACCESSION NUMBER: 0001606587-14-000065 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140512 DATE AS OF CHANGE: 20140512 EFFECTIVENESS DATE: 20140512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: New Harbor Financial Group, LLC CENTRAL INDEX KEY: 0001548577 IRS NUMBER: 202077226 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15047 FILM NUMBER: 14834080 BUSINESS ADDRESS: STREET 1: 54 MAIN STREET STREET 2: STE 102 CITY: LEOMINSTER STATE: MA ZIP: 01453 BUSINESS PHONE: 978.537.7701 MAIL ADDRESS: STREET 1: 54 MAIN STREET STREET 2: STE 102 CITY: LEOMINSTER STATE: MA ZIP: 01453 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001548577 XXXXXXXX 03-31-2014 03-31-2014 false New Harbor Financial Group, LLC

54 Main Street Ste 102 Leominster MA 01453

13F HOLDINGS REPORT 028-15047 N Christine Drisco 978-537-7701 Christine Drisco Leominster MA 05-09-2014 0 98 112215 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABORATORIES COM 002824100 27 704 SH SOLE NONE 704 0 0 ABBVIE INC COM COM 00287Y109 52 1004 SH SOLE NONE 1004 0 0 ABERDEEN ASIA PACIFIC INCOME FUND INC COM 003009107 1174 192213 SH SOLE NONE 192213 0 0 ACCO BRANDS CORP COM 00081T108 0 15 SH SOLE NONE 15 0 0 ADAMS EXPRESS CO COM 006212104 254 19579 SH SOLE NONE 19579 0 0 AGNICO EAGLE MINES LTD COM 008474108 2022 66850 SH SOLE NONE 66850 0 0 ALPS TRUST ETF ALERIAN MLP ALERIAN MLP 00162Q866 5 300 SH SOLE NONE 300 0 0 ALTERA CORP COM 021441100 7 200 SH SOLE NONE 200 0 0 AMGEN INC COM 031162100 30 243 SH SOLE NONE 243 0 0 ANADARKO PETE CORP COM 032511107 52 616 SH SOLE NONE 616 0 0 APPLE INC COM 037833100 21 40 SH SOLE NONE 40 0 0 AT&T INC COM COM 00206R102 79 2239 SH SOLE NONE 2239 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 54 700 SH SOLE NONE 700 0 0 BANK OF AMERICA CORP COM 060505104 46 2672 SH SOLE NONE 2672 0 0 BARCLAYS BL PLC IPATH S&P 500 VIX SHORT TERM FUTURES ETN NEW 2012 IPATH S&P500 VIX 06742E711 21 500 SH SOLE NONE 500 0 0 BARRICK GOLD CORP F COM 067901108 4 200 SH SOLE NONE 200 0 0 BAXTER INTL INC COM 071813109 20 266 SH SOLE NONE 266 0 0 BEAM INC COM USD3.125 WI COM 073730103 36 436 SH SOLE NONE 436 0 0 BERKSHIRE HATHAWAY INC DEL CL B CL B NEW 084670702 32 253 SH SOLE NONE 253 0 0 CENTRAL FUND OF CANADA LTD CL A 153501101 5278 383609 SH SOLE NONE 383609 0 0 CENTRAL GOLDTRUST F TRUST UNIT TR UNIT 153546106 4832 106807 SH SOLE NONE 106807 0 0 CHEVRON CORP COM 166764100 112 940 SH SOLE NONE 940 0 0 CITIGROUP INC COM NEW 172967424 0 1 SH SOLE NONE 1 0 0 CLEARSIGN COMBUSTION CORP COM 185064102 1 120 SH SOLE NONE 120 0 0 COMPANHIA DE SANEAM ADRF SPONSORED ADR SPONSORED ADR 20441A102 900 97200 SH SOLE NONE 97200 0 0 CVS CORP COM 126650100 22 300 SH SOLE NONE 300 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 14 200 SH SOLE NONE 200 0 0 ENERNOC INC COM 292764107 245 11000 SH SOLE NONE 11000 0 0 EXELON CORP COM 30161N101 2 46 SH SOLE NONE 46 0 0 EXXON MOBIL CORP COM 30231G102 718 7350 SH SOLE NONE 7350 0 0 FACEBOOK INC CL A CL A 30303M102 34 565 SH SOLE NONE 565 0 0 FIRST TR ISE REVERE NAT GAS INDEX FD COM 33734J102 3738 180600 SH SOLE NONE 180600 0 0 FORD MOTOR COMPANY COM PAR $0.01 345370860 1 62 SH SOLE NONE 62 0 0 FORTUNE BRANDS HOME & SECURITY INC WI COM 34964C106 31 736 SH SOLE NONE 736 0 0 GABELLI GLOBAL GOLD NAT RES & INCOME TR COM SH BEN INT 36465A109 3 300 SH SOLE NONE 300 0 0 GENERAL ELECTRIC CO COM 369604103 132 5107 SH SOLE NONE 5107 0 0 GILEAD SCIENCES INC COM 375558103 23 322 SH SOLE NONE 322 0 0 GOLDCORP INC COM 380956409 1879 76775 SH SOLE NONE 76775 0 0 GOOGLE INC CL A 38259P508 11 10 SH SOLE NONE 10 0 0 GREAT PANTHER SILVER F COM 39115V101 2 1750 SH SOLE NONE 1750 0 0 GUGGENHEIM SOLAR ETF GUGGENHEIM SOLAR 18383Q739 467 10565 SH SOLE NONE 10565 0 0 HAIN CELESTIAL GROUPINC COM 405217100 1461 15975 SH SOLE NONE 15975 0 0 HANNON ARMSTRONG SUSTAINABLE INFL COMUSD0.01 COM 41068X100 730 50851 SH SOLE NONE 50851 0 0 HECLA MINING CO COM 422704106 2 525 SH SOLE NONE 525 0 0 HONEYWELL INTL INC COM 438516106 15 166 SH SOLE NONE 166 0 0 INTL BUSINESS MACHINES COM 459200101 19 100 SH SOLE NONE 100 0 0 INTUITIVE SURGICAL, INC. COM NEW 46120E602 4 10 SH SOLE NONE 10 0 0 ISHARES 1-3 YR TREASURY BOND ETF 1-3 YR TR BD ETF 464287457 14519 171922 SH SOLE NONE 171922 0 0 ISHARES 3-7 YR TREASURY BOND ETF 3-7 YR TR BD ETF 464288661 19646 162757 SH SOLE NONE 162757 0 0 ISHARES DJ US OIL EQUIPMENTINDEX US OIL EQ&SV ETF 464288844 21 300 SH SOLE NONE 300 0 0 ISHARES GOLD TRUST ETF ISHARES 464285105 1 100 SH SOLE NONE 100 0 0 ISHARES MSCI BRAZIL INDEX FD ETF MSCI BRZ CAP ETF 464286400 5 100 SH SOLE NONE 100 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 13238 197000 SH SOLE NONE 197000 0 0 ISHARES SILVER TRUST ETF ISHARES 46428Q109 40 2100 SH SOLE NONE 2100 0 0 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 41 365 SH SOLE NONE 365 0 0 J.C. PENNEY COMPANY, INC. COM 708160106 3 300 SH SOLE NONE 300 0 0 JAMES RIVER COAL CO SR NT CV 4.50000% 12/01/2015 NOTE 4.500%12/0 470355AF5 1 10000 SH SOLE NONE 10000 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 5 375 SH SOLE NONE 375 0 0 JOHNSON & JOHNSON COM 478160104 89 907 SH SOLE NONE 907 0 0 JP MORGAN CHASE & CO COM 46625H100 18 300 SH SOLE NONE 300 0 0 KINDER MORGAN ENERGY PTNRS LP UT LTD PARTNER 494550106 74 1000 SH SOLE NONE 1000 0 0 KROGER CO COM 501044101 13 300 SH SOLE NONE 300 0 0 MARKET VECTORS ETF TR JR GOLD MINERS ETF NEW JR GOLD MINERS E 57061R544 25 680 SH SOLE NONE 680 0 0 MARKET VECTORS GOLD MINERS INDEX ETF GOLD MINER ETF 57060U100 6257 265050 SH SOLE NONE 265050 0 0 MERCK & CO INC COM 58933Y105 6 100 SH SOLE NONE 100 0 0 MICROSOFT COM 594918104 14 350 SH SOLE NONE 350 0 0 MIDDLESEX WATER CO COM 596680108 1225 56131 SH SOLE NONE 56131 0 0 NATURAL GROCERS BY VITA COM 63888U108 2768 63401 SH SOLE NONE 63401 0 0 NIPPON TELEGRAPH & TELEPHONE CORP SPNSR SPONSORED ADR 654624105 5 200 SH SOLE NONE 200 0 0 NOKIA CORP ADR SPONSORED ADR 654902204 5 636 SH SOLE NONE 636 0 0 ORGANOVO HLDGS INC COM COM 68620A104 4 480 SH SOLE NONE 480 0 0 PEPSICO INC COM 713448108 94 1130 SH SOLE NONE 1130 0 0 POWERSHARES EMERGING MKTS SOVEREIGN DEBT SOVEREIGN DEBT 73936T573 6407 228807 SH SOLE NONE 228807 0 0 POWERSHARES QQQ TR UNIT SER 1 73935A104 14667 167300 SH SOLE NONE 167300 0 0 PROCTER & GAMBLE CO COM 742718109 81 1000 SH SOLE NONE 1000 0 0 SCHLUMBERGER LTD COM 806857108 163 1669 SH SOLE NONE 1669 0 0 SIERRA WIRELESS INC COM 826516106 2 100 SH SOLE NONE 100 0 0 SILVER WHEATON CORP COM 828336107 18 800 SH SOLE NONE 800 0 0 SIMON PROPERTY GROUP INC COM 828806109 34 207 SH SOLE NONE 207 0 0 SMITH & WESSON HLDG CORP COM 831756101 3 200 SH SOLE NONE 200 0 0 SOCIEDAD QUIMICA MINERA DE CHILE S A SPON ADR SER B 833635105 844 26600 SH SOLE NONE 26600 0 0 SOLARCITY CORP COM 83416T100 1741 27800 SH SOLE NONE 27800 0 0 SPDR GOLD ETF GOLD SHS 78463V107 99 800 SH SOLE NONE 800 0 0 STARRETT L S CO CL A CL A 855668109 10 602 SH SOLE NONE 602 0 0 SUPERIOR INDUSTRIES INTL COM 868168105 23 1100 SH SOLE NONE 1100 0 0 TEMPLETON GLOBAL INCOME FD INC COM 880198106 3213 399598 SH SOLE NONE 399598 0 0 TEXTRON INC COM 883203101 3 64 SH SOLE NONE 64 0 0 TRANSCANADA CORP COM 89353D107 9 200 SH SOLE NONE 200 0 0 TWITTER INC COM COM 90184L102 5 100 SH SOLE NONE 100 0 0 UNION PACIFIC CORP COM 907818108 153 814 SH SOLE NONE 814 0 0 UNITED STATES NATURAL GAS LP ETP UNIT PAR $0.001 912318201 20 800 SH SOLE NONE 800 0 0 VANGUARD TOTAL STK MKT TOTAL STK MKT 922908769 85 876 SH SOLE NONE 876 0 0 VERIZON COMMUNICATIONS COM 92343V104 15 308 SH SOLE NONE 308 0 0 VERMILLION ENERGY INC COM COM 923725105 62 1000 SH SOLE NONE 1000 0 0 VODAFONE GROUP NEW ADR F SPNSR ADR NO PAR 92857W308 31 837 SH SOLE NONE 837 0 0 WELLS FARGO & CO COM 949746101 10 200 SH SOLE NONE 200 0 0 XYLEM INC COM 98419M100 22 600 SH SOLE NONE 600 0 0 YAMANA GOLD INC COM 98462Y100 1766 201190 SH SOLE NONE 201190 0 0