0001085146-18-002667.txt : 20181114 0001085146-18-002667.hdr.sgml : 20181114 20181114094518 ACCESSION NUMBER: 0001085146-18-002667 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Frontier Wealth Management LLC CENTRAL INDEX KEY: 0001548179 IRS NUMBER: 260236753 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16842 FILM NUMBER: 181180835 BUSINESS ADDRESS: STREET 1: 4435 MAIN STREET 2: STE 650 CITY: KANSAS CITY STATE: MO ZIP: 64111 BUSINESS PHONE: 816-753-5100 MAIL ADDRESS: STREET 1: 4435 MAIN STREET 2: STE 650 CITY: KANSAS CITY STATE: MO ZIP: 64111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001548179 XXXXXXXX 09-30-2018 09-30-2018 false Frontier Wealth Management LLC

4435 MAIN STE 650 KANSAS CITY MO 64111

13F HOLDINGS REPORT 028-16842 N Troy Kerr 816-753-5100 /s/ Troy Kerr Kansas City MO 11-13-2018 1 394 1047527 1 0001593387 028-16841 GeoWealth Management, LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 4019 19074 SH SOLE 0 0 19074 ABBOTT LABS COM 002824100 835 11385 SH SOLE 0 0 11385 ABBVIE INC COM 00287Y109 2189 23145 SH OTR 1 0 0 23145 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 287 1685 SH SOLE 0 0 1685 ACTIVISION BLIZZARD INC COM 00507V109 448 5382 SH OTR 1 0 0 5382 ADOBE SYS INC COM 00724F101 869 3218 SH SOLE 0 0 3218 AGILENT TECHNOLOGIES INC COM 00846U101 353 5000 SH SOLE 0 0 5000 AK STL HLDG CORP COM 001547108 58 11811 SH OTR 1 0 0 11811 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 781 4741 SH SOLE 0 0 4741 ALKERMES PLC SHS G01767105 2226 52450 SH SOLE 0 0 52450 ALLERGAN PLC SHS G0177J108 275 1444 SH OTR 1 0 0 1444 ALLIANCE DATA SYSTEMS CORP COM 018581108 680 2880 SH SOLE 0 0 2880 ALLIANZGI CONV INCOME FD COM 018828103 80 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74346Y103 287 8207 SH SOLE 0 0 8207 PRUDENTIAL FINL INC COM 744320102 269 2652 SH OTR 1 0 0 2652 QUALCOMM INC COM 747525103 363 5042 SH SOLE 0 0 5042 QUANTA SVCS INC COM 74762E102 911 27284 SH SOLE 0 0 27284 RAYTHEON CO COM NEW 755111507 1388 6715 SH SOLE 0 0 6715 RESTORATION ROBOTICS INC COM 76133C103 305 105000 SH SOLE 0 0 105000 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 419 6147 SH SOLE 0 0 6147 S&P GLOBAL INC COM 78409V104 303 1550 SH SOLE 0 0 1550 SALESFORCE COM INC COM 79466L302 2024 12725 SH SOLE 0 0 12725 SCHWAB CHARLES CORP NEW COM 808513105 288 5865 SH SOLE 0 0 5865 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 808 11477 SH SOLE 0 0 11477 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 244 3502 SH OTR 1 0 0 3502 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1852 22585 SH OTR 1 0 0 22585 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1611 28727 SH OTR 1 0 0 28727 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 446 7706 SH SOLE 0 0 7706 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 256 3355 SH SOLE 0 0 3355 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 979 38068 SH OTR 1 0 0 38068 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 3382 83050 SH OTR 1 0 0 83050 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1720 32446 SH OTR 1 0 0 32446 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1656 49402 SH OTR 1 0 0 49402 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 20998 417873 SH OTR 1 0 0 417873 SCHWAB STRATEGIC TR US REIT ETF 808524847 4771 114342 SH OTR 1 0 0 114342 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 3612 69748 SH OTR 1 0 0 69748 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 3570 72021 SH OTR 1 0 0 72021 SCHWAB STRATEGIC TR US TIPS ETF 808524870 3766 69786 SH OTR 1 0 0 69786 SEAGATE TECHNOLOGY PLC SHS G7945M107 264 5583 SH OTR 1 0 0 5583 SEALED AIR CORP NEW COM 81211K100 371 9233 SH OTR 1 0 0 9233 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 203 2588 SH SOLE 0 0 2588 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 335 4446 SH SOLE 0 0 4446 SENSEONICS HLDGS INC COM 81727U105 143 30000 SH SOLE 0 0 30000 SIGNET JEWELERS LIMITED SHS G81276100 414 6280 SH OTR 1 0 0 6280 SIRIUS XM HLDGS INC COM 82968B103 128 20284 SH SOLE 0 0 20284 SOUTHERN CO COM 842587107 371 8510 SH SOLE 0 0 8510 SOUTHWESTERN ENERGY CO COM 845467109 82 16011 SH SOLE 0 0 16011 SPDR GOLD TRUST GOLD SHS 78463V107 232 2060 SH SOLE 0 0 2060 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 236 6170 SH SOLE 0 0 6170 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1509 49042 SH SOLE 0 0 49042 SPDR S&P 500 ETF TR TR UNIT 78462F103 1669 5743 SH SOLE 0 0 5743 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 10373 28228 SH SOLE 0 0 28228 SPDR SER TR PRTFLO S&P500 HI 78468R788 1498 39936 SH SOLE 0 0 39936 SPDR SER TR PORTFOLIO SM ETF 78468R853 327 9833 SH SOLE 0 0 9833 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 608 8910 SH SOLE 0 0 8910 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 331 9188 SH OTR 1 0 0 9188 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 2534 92541 SH OTR 1 0 0 92541 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 2028 73203 SH SOLE 0 0 73203 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 3154 93301 SH OTR 1 0 0 93301 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 270 6226 SH SOLE 0 0 6226 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 503 13919 SH SOLE 0 0 13919 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 3306 97030 SH SOLE 0 0 97030 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 774 8445 SH SOLE 0 0 8445 SPIRIT RLTY CAP INC NEW COM 84860W102 200 24815 SH SOLE 0 0 24815 SPOTIFY TECHNOLOGY S A SHS L8681T102 330 1824 SH SOLE 0 0 1824 SQUARE INC CL A 852234103 301 3040 SH SOLE 0 0 3040 STARBUCKS CORP COM 855244109 4859 85488 SH SOLE 0 0 85488 STRYKER CORP COM 863667101 2695 15169 SH SOLE 0 0 15169 SYNCHRONY FINL COM 87165B103 2629 84586 SH SOLE 0 0 84586 SYSCO CORP COM 871829107 243 3313 SH SOLE 0 0 3313 TALLGRASS ENERGY LP CLASS A SHS 874696107 224 9500 SH SOLE 0 0 9500 TARGET CORP COM 87612E106 1327 15039 SH SOLE 0 0 15039 TE CONNECTIVITY LTD REG SHS H84989104 628 7137 SH SOLE 0 0 7137 TELEPHONE & DATA SYS INC COM NEW 879433829 230 7559 SH OTR 1 0 0 7559 TEXAS INSTRS INC COM 882508104 524 4882 SH SOLE 0 0 4882 TEXTRON INC COM 883203101 409 5725 SH SOLE 0 0 5725 TG THERAPEUTICS INC COM 88322Q108 168 30000 SH SOLE 0 0 30000 THERMO FISHER SCIENTIFIC INC COM 883556102 5296 21696 SH SOLE 0 0 21696 TRAVELERS COMPANIES INC COM 89417E109 331 2555 SH SOLE 0 0 2555 TUTOR PERINI CORP COM 901109108 247 13127 SH OTR 1 0 0 13127 U S SILICA HLDGS INC COM 90346E103 377 20000 SH SOLE 0 0 20000 UMB FINL CORP COM 902788108 10488 147928 SH SOLE 0 0 147928 UNILEVER PLC SPON ADR NEW 904767704 380 6919 SH SOLE 0 0 6919 UNION PAC CORP COM 907818108 1637 10050 SH OTR 1 0 0 10050 UNITED PARCEL SERVICE INC CL B 911312106 519 4445 SH SOLE 0 0 4445 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 1927 45377 SH OTR 1 0 0 45377 UNITED TECHNOLOGIES CORP COM 913017109 1514 10831 SH OTR 1 0 0 10831 UNITED THERAPEUTICS CORP DEL COM 91307C102 595 4655 SH SOLE 0 0 4655 UNITEDHEALTH GROUP INC COM 91324P102 1766 6637 SH SOLE 0 0 6637 VALERO ENERGY CORP NEW COM 91913Y100 882 7751 SH OTR 1 0 0 7751 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 1968 22509 SH OTR 1 0 0 22509 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 2501 31077 SH OTR 1 0 0 31077 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2537 32512 SH OTR 1 0 0 32512 VANGUARD GROUP DIV APP ETF 921908844 202 1825 SH SOLE 0 0 1825 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2175 15266 SH OTR 1 0 0 15266 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2824 34997 SH OTR 1 0 0 34997 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1688 9014 SH OTR 1 0 0 9014 VANGUARD INDEX FDS SM CP VAL ETF 922908611 240 1719 SH SOLE 0 0 1719 VANGUARD INDEX FDS MID CAP ETF 922908629 264 1610 SH SOLE 0 0 1610 VANGUARD INDEX FDS LARGE CAP ETF 922908637 281 2101 SH SOLE 0 0 2101 VANGUARD INDEX FDS SMALL CP ETF 922908751 491 3020 SH SOLE 0 0 3020 VANGUARD INDEX FDS TOTAL STK MKT 922908769 487 3252 SH SOLE 0 0 3252 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 619 11895 SH SOLE 0 0 11895 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 860 20969 SH SOLE 0 0 20969 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 717 14066 SH SOLE 0 0 14066 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 938 21684 SH SOLE 0 0 21684 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 305 1688 SH SOLE 0 0 1688 VANGUARD WORLD FDS ENERGY ETF 92204A306 252 2396 SH SOLE 0 0 2396 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 559 8063 SH SOLE 0 0 8063 VERISIGN INC COM 92343E102 381 2382 SH SOLE 0 0 2382 VERIZON COMMUNICATIONS INC COM 92343V104 1634 30609 SH SOLE 0 0 30609 VERTEX PHARMACEUTICALS INC COM 92532F100 593 3078 SH SOLE 0 0 3078 VISA INC COM CL A 92826C839 5147 34293 SH SOLE 0 0 34293 VOC ENERGY TR TR UNIT 91829B103 55 10137 SH SOLE 0 0 10137 VULCAN MATLS CO COM 929160109 302 2718 SH SOLE 0 0 2718 WALMART INC COM 931142103 2794 29757 SH SOLE 0 0 29757 WASTE MGMT INC DEL COM 94106L109 482 5339 SH SOLE 0 0 5339 WELLS FARGO CO NEW COM 949746101 3554 67609 SH SOLE 0 0 67609 WHITING PETE CORP NEW COM NEW 966387409 244 4600 SH SOLE 0 0 4600 WILLIAMS COS INC DEL COM 969457100 1362 50083 SH SOLE 0 0 50083 WISDOMTREE TR US HIGH DIVIDEND 97717W208 461 6392 SH SOLE 0 0 6392 WISDOMTREE TR DYNAMIC LNG EQ 97717X313 363 10246 SH SOLE 0 0 10246 WISDOMTREE TR CBOE S&P 500 97717X560 1984 64760 SH SOLE 0 0 64760 WISDOMTREE TR EM EX ST-OWNED 97717X578 616 21790 SH SOLE 0 0 21790 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 209 3312 SH SOLE 0 0 3312 WPP PLC NEW ADR 92937A102 923 12600 SH SOLE 0 0 12600 WPX ENERGY INC COM 98212B103 278 13816 SH SOLE 0 0 13816 YRC WORLDWIDE INC COM PAR $.01 984249607 331 36829 SH SOLE 0 0 36829 YUM BRANDS INC COM 988498101 367 4035 SH SOLE 0 0 4035