CHIEF COMPLIANCE OFFICER

0001546865-19-000003.txt : 20190513 0001546865-19-000003.hdr.sgml : 20190513 20190513163414 ACCESSION NUMBER: 0001546865-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190513 DATE AS OF CHANGE: 20190513 EFFECTIVENESS DATE: 20190513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ascent Wealth Partners, LLC CENTRAL INDEX KEY: 0001546865 IRS NUMBER: 452910003 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19148 FILM NUMBER: 19818840 BUSINESS ADDRESS: STREET 1: 122 BUSINESS PARK DRIVE STREET 2: SUITE 5 CITY: UTICA STATE: NY ZIP: 13502 BUSINESS PHONE: 315-624-7300 MAIL ADDRESS: STREET 1: 122 BUSINESS PARK DRIVE STREET 2: SUITE 5 CITY: UTICA STATE: NY ZIP: 13502 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001546865 XXXXXXXX 03-31-2019 03-31-2019 Ascent Wealth Partners, LLC

122 BUSINESS PARK DRIVE SUITE 5 UTICA NY 13502

13F HOLDINGS REPORT 028-19148 N NANCY KOWALCZYK CHIEF COMPLIANCE OFFICER 315-624-7300 NANCY KOWALCZYK NEW HARTFORD NY 03-31-2019 0 138 307169 false INFORMATION TABLE 2 13FAscentQ12019.xml Colgate Palmolive Equity 194162103 38 550 SH SOLE 0 0 550 Deere & Company Equity 244199105 12 75 SH SOLE 0 0 75 YUM Brands Inc. Equity 988498101 14 145 SH SOLE 0 0 145 Aflac Inc Equity 001055102 334 6682 SH SOLE 0 0 6682 Abbott Laboratories Equity 002824100 8403 105104 SH SOLE 0 0 105104 AbbVie Inc Equity 00287y109 4413 54763 SH SOLE 0 0 54763 Abiomed Inc Equity 003654100 1367 4786 SH SOLE 0 0 4786 Activision Blizzard Inc Equity 00507v109 547 12026 SH SOLE 0 0 12026 Aerpio Pharmaceuticalsinc Com Equity 00810b105 9 10000 SH SOLE 0 0 10000 Air Prods & Chems Inc Equity 009158106 4323 22637 SH SOLE 0 0 22637 Akamai Technologies Inc Equity 00971t101 1159 16164 SH SOLE 0 0 16164 Alarm Com Holdings Inc Equity 011642105 389 6000 SH SOLE 0 0 6000 Align Technology Inc Equity 016255101 201 706 SH SOLE 0 0 706 Alphabet Inc Cap Stock Cl A Equity 02079k305 3462 2941 SH SOLE 0 0 2941 Amazon.com Inc Equity 023135106 4060 2280 SH SOLE 0 0 2280 Ameriprise Financial Inc Equity 03076c106 2712 21174 SH SOLE 0 0 21174 Amphenol Corp Cl A Equity 032095101 255 2695 SH SOLE 0 0 2695 Anthem Inc Equity 036752103 283 985 SH SOLE 0 0 985 Apple Inc Equity 037833100 7999 42113 SH SOLE 0 0 42113 Arista Networks Inc Equity 040413106 754 2397 SH SOLE 0 0 2397 Automatic Data Processing Inc Equity 053015103 6933 43400 SH SOLE 0 0 43400 Axon Enterprise Inc Equity 05464c101 1590 29227 SH SOLE 0 0 29227 Bank America Corp Equity 060505104 700 25355 SH SOLE 0 0 25355 Baxter Intl Inc Equity 071813109 504 6195 SH SOLE 0 0 6195 Becton Dickinson & Co Equity 075887109 7511 30074 SH SOLE 0 0 30074 Boeing Co Equity 097023105 7197 18869 SH SOLE 0 0 18869 Bristol-Myers Squibb Co Equity 110122108 219 4600 SH SOLE 0 0 4600 Broadcom Inc Com Equity 11135f101 1355 4504 SH SOLE 0 0 4504 CVS Health Corp Equity 126650100 280 5180 SH SOLE 0 0 5180 Centene Corp Equity 15135b101 1191 22427 SH SOLE 0 0 22427 Charles River Laboratories Int Equity 159864107 845 5819 SH SOLE 0 0 5819 Chevron Corp Equity 166764100 4229 34339 SH SOLE 0 0 34339 Church & Dwight Inc Equity 171340102 4108 57673 SH SOLE 0 0 57673 Cisco Systems Inc Equity 17275r102 205 3792 SH SOLE 0 0 3792 Coca-Cola Co Equity 191216100 328 7002 SH SOLE 0 0 7002 Cognizant Technology Solutions Equity 192446102 873 12050 SH SOLE 0 0 12050 Comcast Corp Cl A Equity 20030n101 3500 87548 SH SOLE 0 0 87548 Cummins Inc Equity 231021106 487 3083 SH SOLE 0 0 3083 Disney Walt Co Disney Equity 254687106 3567 32123 SH SOLE 0 0 32123 Discover Financial Services Equity 254709108 3211 45125 SH SOLE 0 0 45125 Dominos Pizza Inc Equity 25754a201 929 3600 SH SOLE 0 0 3600 Dowdupont Inc Equity 26078j100 349 6549 SH SOLE 0 0 6549 Edwards Lifesciences Corp Equity 28176e108 201 1050 SH SOLE 0 0 1050 Energizer Holdings Inc. Equity 29272W109 7 150 SH SOLE 0 0 150 Exxon Mobil Corp Equity 30231g102 830 10268 SH SOLE 0 0 10268 Facebook Inc Cl A Equity 30303m102 493 2959 SH SOLE 0 0 2959 FedEx Corp Equity 31428x106 831 4581 SH SOLE 0 0 4581 General Electric Co Equity 369604103 127 12718 SH SOLE 0 0 12718 Goldman Sachs Group Inc Equity 38141g104 809 4216 SH SOLE 0 0 4216 Home Depot Inc Equity 437076102 4774 24881 SH SOLE 0 0 24881 Honeywell Intl Inc Equity 438516106 748 4703 SH SOLE 0 0 4703 Illinois Tool Works Inc Equity 452308109 3718 25898 SH SOLE 0 0 25898 Intel Corp Equity 458140100 6644 123731 SH SOLE 0 0 123731 Intl Business Machines Equity 459200101 252 1789 SH SOLE 0 0 1789 Invesco Qqq Tr Unit Ser 1 Equity 46090e103 16659 92721 SH SOLE 0 0 92721 Invesco Russell MidCap Equal Weight Equity 46137V472 15 345 SH SOLE 0 0 345 Invesco DB Commodity Equity 46138B103 2 100 SH SOLE 0 0 100 Invesco FTSE RAFI Equity 46138E743 10 245 SH SOLE 0 0 245 Invesco DB Multi Sector Equity 46140H601 3 70 SH SOLE 0 0 70 iShares S&P 500 Growth ETF Equity 464287309 2403 13940 SH SOLE 0 0 13940 iShares S&P 500 Val ETF Equity 464287408 1601 14197 SH SOLE 0 0 14197 iShares Core S&P Mcp ETF Equity 464287507 1571 8294 SH SOLE 0 0 8294 iShares Russell 1000 Val ETF Equity 464287598 3157 25568 SH SOLE 0 0 25568 iShares Russell 1000 Growth ET Equity 464287614 21509 142107 SH SOLE 0 0 142107 iShares Russell 2000 ETF Equity 464287655 9282 60634 SH SOLE 0 0 60634 iShares Core S&P SCP ETF Equity 464287804 1421 18414 SH SOLE 0 0 18414 iShares EAFE Small Cap ETF Equity 464288273 327 5684 SH SOLE 0 0 5684 iShares Core MSCI EAFE Equity 46432f842 473 7791 SH SOLE 0 0 7791 iShares Core MSCI Emerg Mkt Equity 46434g103 9766 188867 SH SOLE 0 0 188867 JPMorgan Chase & Co Equity 46625h100 4981 49208 SH SOLE 0 0 49208 Johnson & Johnson Equity 478160104 3754 26854 SH SOLE 0 0 26854 Kimberly Clark Corp. Equity 494368103 12 100 SH SOLE 0 0 100 Lauder Estee Cos Inc Cl A Equity 518439104 4897 29582 SH SOLE 0 0 29582 Lowes Cos Inc Equity 548661107 264 2414 SH SOLE 0 0 2414 M & T Bank Corp Equity 55261f104 351 2235 SH SOLE 0 0 2235 Marker Therapeutics Inc Equity 57055l107 68 10273 SH SOLE 0 0 10273 Marriott Intl Inc Cl A Equity 571903202 6181 49416 SH SOLE 0 0 49416 Masimo Corp Equity 574795100 1831 13246 SH SOLE 0 0 13246 Match Group Inc Equity 57665r106 205 3629 SH SOLE 0 0 3629 McCormick & Co. Equity 579780206 41 270 SH SOLE 0 0 270 McDonalds Corp Equity 580135101 715 3764 SH SOLE 0 0 3764 Microsoft Corp Equity 594918104 2701 22896 SH SOLE 0 0 22896 Mondelez Intl Inc Cl A Equity 609207105 322 6458 SH SOLE 0 0 6458 Netflix Inc Equity 64110l106 1678 4707 SH SOLE 0 0 4707 Nextera Energy Inc Equity 65339f101 416 2150 SH SOLE 0 0 2150 Nike Inc Cl B Equity 654106103 2022 24016 SH SOLE 0 0 24016 Northrop Grumman Corp Equity 666807102 278 1032 SH SOLE 0 0 1032 PNC Financial Services Group I Equity 693475105 3963 32314 SH SOLE 0 0 32314 Palo Alto Networks Inc Equity 697435105 1318 5425 SH SOLE 0 0 5425 Parker Hannifin Corp Equity 701094104 358 2085 SH SOLE 0 0 2085 Paychex Inc Equity 704326107 217 2700 SH SOLE 0 0 2700 Paypal Holdings Inc Equity 70450y103 217 2086 SH SOLE 0 0 2086 PepsiCo Inc Equity 713448108 842 6874 SH SOLE 0 0 6874 Pfizer Inc Equity 717081103 668 15719 SH SOLE 0 0 15719 Plug Power Inc Equity 72919p202 24 10002 SH SOLE 0 0 10002 Price T Rowe Group Inc Equity 74144t108 3052 30486 SH SOLE 0 0 30486 Procter And Gamble Co Equity 742718109 380 3648 SH SOLE 0 0 3648 Qorvo Inc Equity 74736k101 233 3250 SH SOLE 0 0 3250 Quest Diagnostics Inc Equity 74834l100 2218 24663 SH SOLE 0 0 24663 Raytheon Co Equity 755111507 526 2889 SH SOLE 0 0 2889 Roper Technologies Inc Equity 776696106 349 1020 SH SOLE 0 0 1020 SPDR S&P 500 ETF Tr Equity 78462f103 4010 14197 SH SOLE 0 0 14197 SPDR S&P Mid Cap 400 ETF Tr Equity 78467y107 13615 39420 SH SOLE 0 0 39420 SVB Financial Group Equity 78486q101 373 1677 SH SOLE 0 0 1677 Select Sector SPDR Healthcare Equity 81369y209 262 2852 SH SOLE 0 0 2852 Select Sector SPDR Cons Discre Equity 81369y407 3074 27000 SH SOLE 0 0 27000 Select Sector SPDR Financial Equity 81369y605 1809 70396 SH SOLE 0 0 70396 Select Sector SPDR Tr Technolo Equity 81369y803 324 4374 SH SOLE 0 0 4374 Shopify Inc Cl A Equity 82509l107 1060 5131 SH SOLE 0 0 5131 Sirius XM Holdings Inc Equity 82968b103 122 21455 SH SOLE 0 0 21455 Smartfinancial Inc Equity 83190l208 667 35280 SH SOLE 0 0 35280 Starbucks Corp Equity 855244109 3750 50450 SH SOLE 0 0 50450 Stryker Corp Equity 863667101 5549 28096 SH SOLE 0 0 28096 3M Co Equity 88579y101 2741 13192 SH SOLE 0 0 13192 TripAdvisor Inc Equity 896945201 994 19315 SH SOLE 0 0 19315 United Parcel Service Inc Cl B Equity 911312106 3318 29687 SH SOLE 0 0 29687 United Rentals Inc Equity 911363109 622 5441 SH SOLE 0 0 5441 UnitedHealth Group Inc Equity 91324p102 6529 26408 SH SOLE 0 0 26408 VF Corp Equity 918204108 402 4624 SH SOLE 0 0 4624 Vanguard Div Apprec ETF Equity 921908844 456 4159 SH SOLE 0 0 4159 Vanguard Tax Mgd FTSE Dev Mkt Equity 921943858 7647 187123 SH SOLE 0 0 187123 Vanguard FTSE Emerg Mkt ETF Equity 922042858 2165 50945 SH SOLE 0 0 50945 Ventas Inc Equity 92276f100 269 4216 SH SOLE 0 0 4216 Vanguard REIT ETF Equity 922908553 512 5890 SH SOLE 0 0 5890 Vanguard Growth Equity 922908736 33 210 SH SOLE 0 0 210 Vanguard Small Cap Equity 922908751 15 95 SH SOLE 0 0 95 Verizon Communications Inc Equity 92343v104 3830 64779 SH SOLE 0 0 64779 Versum Materials Inc Equity 92532W103 6 122 SH SOLE 0 0 122 Visa Inc Cl A Equity 92826c839 3460 22155 SH SOLE 0 0 22155 Wal-Mart Stores Inc Equity 931142103 3488 35756 SH SOLE 0 0 35756 Waste Management Inc Equity 94106l109 504 4850 SH SOLE 0 0 4850 Xylem Inc Equity 98419m100 421 5321 SH SOLE 0 0 5321 YUM China Holdings Inc, Equity 98850P109 7 145 SH SOLE 0 0 145 Accenture PLC Ireland Class A Equity g1151c101 6023 34216 SH SOLE 0 0 34216 Eaton Corp Equity G29183103 16 200 SH SOLE 0 0 200 Chubb LTD Equity H1467J104 28 200 SH SOLE 0 0 200 TE Connectivity Ltd Reg Equity h84989104 1860 23043 SH SOLE 0 0 23043 Royal Caribbean Cruises Ltd Equity v7780t103 3646 31808 SH SOLE 0 0 31808