0001544806-16-000011.txt : 20160422 0001544806-16-000011.hdr.sgml : 20160422 20160422104218 ACCESSION NUMBER: 0001544806-16-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160422 DATE AS OF CHANGE: 20160422 EFFECTIVENESS DATE: 20160422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VICUS CAPITAL CENTRAL INDEX KEY: 0001544806 IRS NUMBER: 251366084 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15449 FILM NUMBER: 161585713 BUSINESS ADDRESS: STREET 1: 476 ROLLING RIDGE DRIVE STREET 2: SUITE 315 CITY: STATE COLLEGE STATE: PA ZIP: 16801 BUSINESS PHONE: 814-231-2221 MAIL ADDRESS: STREET 1: 476 ROLLING RIDGE DRIVE STREET 2: SUITE 315 CITY: STATE COLLEGE STATE: PA ZIP: 16801 FORMER COMPANY: FORMER CONFORMED NAME: PFG Financial Advisors DATE OF NAME CHANGE: 20120315 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001544806 XXXXXXXX 03-31-2016 03-31-2016 VICUS CAPITAL

476 ROLLING RIDGE DRIVE SUITE 315 STATE COLLEGE PA 16801

13F HOLDINGS REPORT 028-15449 N Kimberli J. Fleck 814-231-2221 Kimberli J. Fleck State College PA 04-22-2016 0 195 443368000 false INFORMATION TABLE 2 Vicus033116_13F.xml VICUS CAPITAL 1ST Q 2016 VANGUARD TOTAL INTERNATIONAL BD ETF 92203J407 8756 160551 SH SOLE 158855 0 0 160551 VANGUARD TOTAL STK MKT ETF 922908769 1477 14089 SH SOLE 14088 0 0 14089 VANGUARD UTILITIES ETF 92204A876 2071 19264 SH SOLE 19264 0 0 19264 VERIZON COMMUNICATIONS COM 92343V104 4505 83300 SH SOLE 83299 0 0 83300 WELLS FARGO & CO NEW COM COM 949746101 253 5230 SH SOLE 5230 0 0 5230 WISDOMTREE DIV EX-FINANCIALS ETF 97717W406 2188 28998 SH SOLE 28998 0 0 28998 WISDOMTREE EUROPE HEDGED EQUITY ETF 97717X701 3311 63763 SH SOLE 62538 0 0 63763 WISDOMTREE EUROPE SMALLCAP DIV ETF 97717W869 3280 57507 SH SOLE 55808 0 0 57507 WISDOMTREE MIDCAP DIV ETF 97717W505 291 3383 SH SOLE 3382 0 0 3383 WISDOMTREE MIDCAP EARNINGS ETF 97717W570 4101 45514 SH SOLE 44474 0 0 45514 WISDOMTREE SMALLCAP DIV ETF 97717W604 710 10327 SH SOLE 10327 0 0 10327 WISDOMTREE U.S. QUALITY DIV GROWTH ETF 97717X669 209 6684 SH SOLE 6683 0 0 6684 YAMANA GOLD COM COM 98462Y100 83 27200 SH SOLE 27200 0 0 27200 FIDELITY MSCI CONSUMER DISCR IDX ETF 316092204 3945 127149 SH SOLE 127149 0 0 127149 iSH U.S. ENERGY ETF 464287796 536 15408 SH SOLE 15408 0 0 15408 ARCHER DANIELS MIDLAND CO COM COM 039483102 510 14038 SH SOLE 14037 0 0 14038 iSH US REAL ESTATE ETF 464287739 7510 96458 SH SOLE 95470 0 0 96458 NUVEEN PERFORMANCE PLUS MUN FD COM CEF 67062P108 295 18807 SH SOLE 18806 0 0 18807 BLACKROCK ENH CAP & FD COM CEF 09256A109 309 22837 SH SOLE 22837 0 0 22837 iSH GOLD TRUST ETF 464285105 145 12182 SH SOLE 12182 0 0 12182 iSH MSCI EAFE MINIMUM VOLATILITY ETF 46429B689 1510 22734 SH SOLE 22734 0 0 22734 NUVEEN MUN VALUE FD COM CEF 670928100 146 13907 SH SOLE 13907 0 0 13907 NUVEEN QUALITY MUN FD COM CEF 67062N103 1562 109690 SH SOLE 109690 0 0 109690 iSH S&P SMALLCAP 600 ETF 464287804 2429 21577 SH SOLE 21577 0 0 21577 OMEGA HEALTHCARE INVS COM REIT 681936100 220 6230 SH SOLE 6229 0 0 6230 APPLE COM 037833100 2567 23555 SH SOLE 23555 0 0 23555 CONSTELLATION BRANDS CL A COM 21036P108 213 1411 SH SOLE 1411 0 0 1411 FIDELITY MSCI HEALTH CARE IDX ETF 316092600 497 15526 SH SOLE 15525 0 0 15526 SCHLUMBERGER LTD COM COM 806857108 356 4826 SH SOLE 4826 0 0 4826 EDAP TMS S A SPONSORED ADR ADR 268311107 75 18570 SH SOLE 18570 0 0 18570 iSH IBOXX $ INVESTMENT GRADE CORP BD ETF 464287242 2897 24382 SH SOLE 24382 0 0 24382 iSH TIPS BD ETF 464287176 687 5989 SH SOLE 5989 0 0 5989 NUVEEN PFD OME OPPRTNY FD COM CEF 67073B106 118 12620 SH SOLE 12620 0 0 12620 AT&T COM COM 00206R102 3016 76990 SH SOLE 76989 0 0 76990 INTEL CORP COM COM 458140100 478 14779 SH SOLE 14778 0 0 14779 iSH RUSSELL 2000 ETF 464287655 624 5645 SH SOLE 5644 0 0 5645 PSHRS QQQ TR ETF 73935A104 1221 11181 SH SOLE 11181 0 0 11181 VANGUARD TOTAL BD MARKET ETF 921937835 5323 64281 SH SOLE 64280 0 0 64281 GUGGENHEIM ENHANCED SHORT DURATION ETF 18383M654 774 15529 SH SOLE 15528 0 0 15529 HCP COM REIT 40414L109 217 6651 SH SOLE 6651 0 0 6651 iSH FLOATING RATE BD ETF 46429B655 381 7558 SH SOLE 7558 0 0 7558 iSH TRUST CORE SHORT-TERM US BD ETF 46432F859 566 5626 SH SOLE 5626 0 0 5626 SPDR S&P REGIONAL BANKING ETF 78464A698 3599 95624 SH SOLE 93372 0 0 95624 3M CO COM COM 88579Y101 291 1747 SH SOLE 1747 0 0 1747 BERKSHIRE HATHAWAY DEL CL A COM 084670108 3415 16 SH SOLE 16 0 0 16 EXXON MOBIL CORP COM COM 30231G102 11573 138450 SH SOLE 138449 0 0 138450 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF 78355W106 770 9801 SH SOLE 9800 0 0 9801 GUGGENHEIM S&P MIDCAP 400 EQUAL WEIGHT ETF 78355W577 857 17580 SH SOLE 17579 0 0 17580 iSH IBOXX HIGH YIELD CORPORATE BD ETF 464288513 639 7822 SH SOLE 7821 0 0 7822 PSHRS S&P 500 HIGH DIV LOW VOL PORT ETF 73937B654 2815 75824 SH SOLE 75824 0 0 75824 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF 78467V608 5437 116966 SH SOLE 116966 0 0 116966 UNION PAC CORP COM COM 907818108 216 2713 SH SOLE 2713 0 0 2713 VANGUARD FTSE ALL-WORLD EX US IDX ETF 922042775 263 6088 SH SOLE 6087 0 0 6088 CITIGROUP COM 172967424 249 5968 SH SOLE 5967 0 0 5968 iSH IBDS DEC 2016 TERM CORPORATE ETF 46434VAJ9 387 15443 SH SOLE 15442 0 0 15443 iSH S&P 500 GROWTH ETF 464287309 261 2253 SH SOLE 2253 0 0 2253 iSH U.S. AEROSPACE & DEFENSE ETF 464288760 333 2850 SH SOLE 2850 0 0 2850 NUVEEN NASDAQ 100 DYNAMIC OVER COM SHS CEF 670699107 1071 57961 SH SOLE 57961 0 0 57961 RIVERFRONT STRATEGIC OME ETF 00162Q783 999 40846 SH SOLE 40846 0 0 40846 AMAZON COM COM COM 023135106 215 363 SH SOLE 363 0 0 363 AMEREN CORP COM COM 023608102 359 7165 SH SOLE 7165 0 0 7165 AMERICAN INTL GROUP COM NEW COM 026874784 262 4856 SH SOLE 4856 0 0 4856 CONOCOPHILLIPS COM COM 20825C104 2185 54254 SH SOLE 54254 0 0 54254 EATON VANCE TXMGD GL BUYWR OPP COM CEF 27829C105 128 12142 SH SOLE 12141 0 0 12142 PHILLIPS 66 COM COM 718546104 847 9785 SH SOLE 9784 0 0 9785 PIMCO INTERMEDIATE MUNICIPAL BD ETF 72201R866 2937 54154 SH SOLE 54154 0 0 54154 SPDR BARCLAYS CONVERTIBLE SEC ETF 78464A359 2822 65323 SH SOLE 64475 0 0 65323 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 2452 108958 SH SOLE 108957 0 0 108958 GENERAL ELECTRIC CO COM COM 369604103 1567 49291 SH SOLE 49290 0 0 49291 HALLIBURTON CO COM COM 406216101 2260 63267 SH SOLE 63267 0 0 63267 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 2485 36660 SH SOLE 35206 0 0 36660 iSH DJ SELECT DIV ETF 464287168 2501 30623 SH SOLE 30623 0 0 30623 iSH INTERNATIONAL SELECT DIV ETF 464288448 398 13738 SH SOLE 13738 0 0 13738 iSH S&P 500 IDX ETF 464287200 21552 104291 SH SOLE 104290 0 0 104291 NUVEEN S&P 500 DYN OVERWRITE COM CEF 6706EW100 285 21390 SH SOLE 21390 0 0 21390 PROSPECT CAPITAL CORPORATION COM CEF 74348T102 96 13200 SH SOLE 13200 0 0 13200 SPDR GOLD SHARES ETF 78463V107 1227 10434 SH SOLE 10434 0 0 10434 VANGUARD EXTENDED MARKET IDX ETF 922908652 11061 133590 SH SOLE 133590 0 0 133590 VANGUARD HEALTH CARE IDX ETF 92204A504 415 3365 SH SOLE 3365 0 0 3365 EATON VANCE TX MNG BY WRT OPP COM CEF 27828Y108 1249 84938 SH SOLE 84937 0 0 84938 iSH S&P MIDCAP 400 GROWTH IDX ETF 464287606 539 3314 SH SOLE 3314 0 0 3314 NUVEEN QUALITY OME MUN FD COM CEF 670977107 871 59172 SH SOLE 59172 0 0 59172 PEPSICO COM COM 713448108 429 4187 SH SOLE 4186 0 0 4187 PPG INDS COM COM 693506107 628 5632 SH SOLE 5632 0 0 5632 VALERO ENERGY CORP NEW COM COM 91913Y100 562 8766 SH SOLE 8766 0 0 8766 VANGUARD SHORT-TERM GOVERNMENT BD ETF 92206C102 587 9598 SH SOLE 9598 0 0 9598 BANK AMER CORP COM COM 060505104 776 57424 SH SOLE 57423 0 0 57424 GLOBALSTAR COM COM 378973408 96 65060 SH SOLE 65060 0 0 65060 iSH CORE MSCI EAFE ETF 46432F842 54006 488086 SH SOLE 153373 0 0 488086 iSH S&P U.S. PREFERRED STOCK ETF 464288687 1447 37069 SH SOLE 37069 0 0 37069 MARKET VECTORS HIGH YIELD MUNI IDX ETF 57060U878 310 9886 SH SOLE 9885 0 0 9886 PROCTER & GAMBLE CO COM COM 742718109 970 11783 SH SOLE 11782 0 0 11783 TIME WARNER COM NEW COM 887317303 1559 21489 SH SOLE 21489 0 0 21489 VANGUARD LONG-TERM CORPORATE BD ETF 92206C813 366 4094 SH SOLE 4094 0 0 4094 COCA COLA CO COM COM 191216100 443 9555 SH SOLE 9555 0 0 9555 GILEAD SCIENCES COM COM 375558103 290 3159 SH SOLE 3158 0 0 3159 iSH S&P 500 VALUE ETF 464287408 3275 36419 SH SOLE 36419 0 0 36419 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 721 16243 SH SOLE 16242 0 0 16243 VANGUARD S&P 500 ETF 922908363 13066 69296 SH SOLE 66185 0 0 69296 BERKSHIRE HATHAWAY DEL CL B NEW COM 084670702 1552 10938 SH SOLE 10938 0 0 10938 CISCO SYS COM COM 17275R102 730 25647 SH SOLE 25647 0 0 25647 COLGATE PALMOLIVE CO COM COM 194162103 2095 29649 SH SOLE 29649 0 0 29649 NIKE CL B COM 654106103 248 4030 SH SOLE 4030 0 0 4030 NUVEEN DIVID ADV MUN FD 3 COM SH BEN INT CEF 67070X101 1053 70314 SH SOLE 70314 0 0 70314 NUVEEN MUN MKT OPPORTUNITY FD COM CEF 67062W103 645 45342 SH SOLE 45342 0 0 45342 PSHRS WILDERHILL CLEAN ENERGY PORT ETF 73935X500 41 10200 SH SOLE 10200 0 0 10200 SPDR S&P HEALTH CARE SERVICES ETF 78464A573 1062 19179 SH SOLE 19179 0 0 19179 SPDR S&P SEMICONDUCTOR ETF 78464A862 3936 88365 SH SOLE 88364 0 0 88365 VANGUARD SHORT TERM CORP BD FD ETF 92206C409 330 4125 SH SOLE 4124 0 0 4125 ALTRIA GROUP COM COM 02209S103 210 3352 SH SOLE 3352 0 0 3352 iSH MSCI USA MINIMUM VOLATILITY ETF 46429B697 3538 80530 SH SOLE 80529 0 0 80530 iSH U.S. HEALTHCARE PROVIDERS ETF 464288828 4427 36295 SH SOLE 36294 0 0 36295 NUVEEN PREMIER MUN OME FD COM CEF 670988104 206 14615 SH SOLE 14615 0 0 14615 ABBOTT LABS COM COM 002824100 239 5708 SH SOLE 5708 0 0 5708 ADAM NAT RES FD COM CEF 00548F105 236 13098 SH SOLE 13098 0 0 13098 iSH MSCI EAFE SMALL CAP ETF 464288273 2434 48876 SH SOLE 47486 0 0 48876 LOCKHEED MARTIN CORP COM COM 539830109 1687 7615 SH SOLE 7614 0 0 7615 MIDCAP SPDR TRUST, SERIES 1 ETF 78467Y107 2218 8442 SH SOLE 8442 0 0 8442 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF 78467V848 9296 188255 SH SOLE 184412 0 0 188255 iSH 7-10 YR TREASURY BD ETF 464287440 2008 18196 SH SOLE 18195 0 0 18196 iSH MSCI ALLCOUNTRY WORLD MIN VOL ETF 464286525 2570 34964 SH SOLE 34964 0 0 34964 iSH J.P. MORGAN USD EMERG MKTS BD ETF 464288281 229 2072 SH SOLE 2072 0 0 2072 iSH NATIONAL MUNI BD ETF 464288414 949 8503 SH SOLE 8503 0 0 8503 MICROSOFT COM 594918104 6405 115967 SH SOLE 115967 0 0 115967 NUVEEN CR STRATEGIES M FD COM SHS CEF 67073D102 121 15250 SH SOLE 15250 0 0 15250 NUVEEN DIV ADVANTAGE MUN FD 2 COM CEF 67070F100 1151 77540 SH SOLE 77540 0 0 77540 NUVEEN DIVID ADVANTAGE MUN FD COM CEF 67066V101 342 23155 SH SOLE 23155 0 0 23155 PFIZER COM COM 717081103 360 12144 SH SOLE 12144 0 0 12144 SPECTRA ENERGY CORP COM 847560109 268 8755 SH SOLE 8755 0 0 8755 BLACKROCK GLOBAL OPP EQTY TR COM CEF 092501105 417 35115 SH SOLE 35115 0 0 35115 EATON VANCE TAX ADVT DIV M COM CEF 27828G107 192 10025 SH SOLE 10025 0 0 10025 HANCOCK JOHN PFD OME FD SH BEN INT CEF 41013W108 609 27427 SH SOLE 27426 0 0 27427 iSH S&P 100 ETF 464287101 2181 23872 SH SOLE 23871 0 0 23872 MARKEL CORP COM COM 570535104 267 300 SH SOLE 300 0 0 300 PSHRS SENIOR LOAN PORT ETF 73936Q769 4846 213331 SH SOLE 205915 0 0 213331 UNITED TECHNOLOGIES CORP COM COM 913017109 408 4078 SH SOLE 4078 0 0 4078 US BANCORP DEL COM NEW COM 902973304 209 5144 SH SOLE 5143 0 0 5144 VANGUARD SHORT-TERM BD IDX ETF 921937827 1408 17466 SH SOLE 17465 0 0 17466 ABBVIE COM COM 00287Y109 338 5916 SH SOLE 5916 0 0 5916 ALPHABET CAP STK CL C COM 02079K107 379 508 SH SOLE 508 0 0 508 ENERGY SELECT SECTOR SPDR ETF 81369Y506 641 10360 SH SOLE 10359 0 0 10360 FIDELITY MSCI INFORMATION TECHNOLOGY IDX ETF 316092808 3425 103172 SH SOLE 100061 0 0 103172 iSH CORE S&P MID CAP ETF 464287507 508 3524 SH SOLE 3524 0 0 3524 iSH NASDAQ BIOTECHNOLOGY IDX ETF 464287556 505 1937 SH SOLE 1936 0 0 1937 NUVEEN MUN ADVANTAGE FD COM CEF 67062H106 811 56519 SH SOLE 56519 0 0 56519 NUVEEN MUN HIGH OME OPP FD COM CEF 670682103 225 16099 SH SOLE 16098 0 0 16099 PERITUS HIGH YIELD ETF 00768Y503 288 9120 SH SOLE 9119 0 0 9120 STARBUCKS CORP COM 855244109 265 4444 SH SOLE 4444 0 0 4444 VANGUARD DIV APPRECIATION ETF 921908844 1282 15783 SH SOLE 15782 0 0 15783 AIR PRODS & CHEMS COM COM 009158106 331 2301 SH SOLE 2301 0 0 2301 CAMPBELL SOUP CO COM COM 134429109 235 3683 SH SOLE 3683 0 0 3683 CATERPILLAR DEL COM COM 149123101 507 6630 SH SOLE 6630 0 0 6630 EATON VANCE TX ADV GLB DIV OP COM CEF 27828U106 255 11796 SH SOLE 11796 0 0 11796 INTERNATIONAL BUSINESS MACHS COM COM 459200101 1289 8512 SH SOLE 8512 0 0 8512 iSH CORE HIGH DIV ETF 46429B663 206 2639 SH SOLE 2638 0 0 2639 iSH CURRENCY HEDGED MSCI EAFE ETF 46434V803 301 12605 SH SOLE 12605 0 0 12605 JOHNSON & JOHNSON COM COM 478160104 1844 17040 SH SOLE 17040 0 0 17040 JP MORGAN ALERIAN MLP ETN ETF 46625H365 567 20919 SH SOLE 20919 0 0 20919 KROGER CO COM COM 501044101 211 5524 SH SOLE 5524 0 0 5524 MARKET VECTORS ATM-FREE INTERMEDIATE MUNICIPAL IDX ETF 57060U845 5110 210977 SH SOLE 210977 0 0 210977 PSHRS BUILD AMERICA BD PORT ETF 73937B407 280 9280 SH SOLE 9280 0 0 9280 SPDR S&P 500 TRUST ETF 78462F103 2836 13799 SH SOLE 13798 0 0 13799 SPDR S&P TRANSPORTATION ETF 78464A532 249 5424 SH SOLE 5423 0 0 5424 VANGUARD MEGA CAP GROWTH ETF 921910816 271 3258 SH SOLE 3258 0 0 3258 BRISTOL MYERS SQUIBB CO COM COM 110122108 358 5605 SH SOLE 5605 0 0 5605 CHEVRON CORP NEW COM COM 166764100 593 6219 SH SOLE 6218 0 0 6219 FACEBOOK CL A COM 30303M102 457 4004 SH SOLE 4004 0 0 4004 iSH 0-5 YEAR TIPS BD ETF 46429B747 237 2352 SH SOLE 2352 0 0 2352 MERCK & CO NEW COM COM 58933Y105 588 11121 SH SOLE 11120 0 0 11121 NUVEEN SELECT QUALITY MUN FD COM CEF 670973106 907 61885 SH SOLE 61885 0 0 61885 SCHWAB U.S. MID-CAP ETF 808524508 1417 34919 SH SOLE 33534 0 0 34919 UTILITIES SELECT SECTOR SPDR ETF 81369Y886 757 15260 SH SOLE 15260 0 0 15260 DEUTSCHE X-TRACKERS MSCI EAFE HEDGED ETF 233051200 1064 41646 SH SOLE 41645 0 0 41646 EMERSON ELEC CO COM COM 291011104 306 5635 SH SOLE 5634 0 0 5635 FIDELITY MSCI CONSUMER STAPLES IDX ETF 316092303 3404 107489 SH SOLE 107489 0 0 107489 iSH TRANSPORTATION AVERAGE ETF 464287192 778 5465 SH SOLE 5465 0 0 5465 VANGUARD REIT IDX ETF 922908553 1001 11947 SH SOLE 11946 0 0 11947 VANGUARD MEGA CAP VALUE ETF 921910840 1486 24964 SH SOLE 24963 0 0 24964 iSH AGGREGATE BD ETF 464287226 53800 485448 SH SOLE 485447 0 0 485448 PIMCO TOTAL RETURN ACTIVE ETF 72201R775 24994 236978 SH SOLE 235151 0 0 236978 MEDTRONIC PLC SHS COM G5960L103 5340 71205 SH SOLE 71204 0 0 71205 PSHRS DWA MOMENTUM PORT ETF 73935X153 706 17301 SH SOLE 17300 0 0 17301 SPDR SER TR S&P DIVID ETF 78464A763 580 7262 SH SOLE 7262 0 0 7262 ETRACS ALERIAN MLP IDX ETN ETF 90267B682 11686 687777 SH SOLE 683996 0 0 687777 VANGUARD TAX-EXEMPT BD ETF 922907746 241 4675 SH SOLE 4675 0 0 4675 JPMORGAN CHASE & CO COM COM 46625H100 239 4041 SH SOLE 4040 0 0 4041 EATON VANCE TAX MNGED BUY WRIT COM CEF 27828X100 453 27899 SH SOLE 27899 0 0 27899 iSH 20+ YR TREASURY ETF 464287432 1754 13429 SH SOLE 13429 0 0 13429 NUVEEN S&P 500 BUY-WRITE COM CEF 6706ER101 1709 134330 SH SOLE 134330 0 0 134330 CSX CORP COM COM 126408103 515 19998 SH SOLE 19997 0 0 19998 BLACKROCK ENHANCED EQT DIV TR COM CEF 09251A104 497 65880 SH SOLE 65880 0 0 65880 iSH 3-7 YEAR TREASURY BD ETF 464288661 632 5015 SH SOLE 5014 0 0 5015 NUVEEN PREM OME MUN FD COM CEF 67062T100 232 15955 SH SOLE 15954 0 0 15955 iSH TR RUSSELL MIDCAP IDX FD ETF 464287499 355 2178 SH SOLE 2178 0 0 2178 NUVEEN PREM OME MUN FD 2 COM CEF 67063W102 219 14886 SH SOLE 14886 0 0 14886