0001544806-14-000005.txt : 20140711 0001544806-14-000005.hdr.sgml : 20140711 20140711093034 ACCESSION NUMBER: 0001544806-14-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140711 DATE AS OF CHANGE: 20140711 EFFECTIVENESS DATE: 20140711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFG Financial Advisors CENTRAL INDEX KEY: 0001544806 IRS NUMBER: 251366084 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15449 FILM NUMBER: 14970821 BUSINESS ADDRESS: STREET 1: 476 ROLLING RIDGE DRIVE STREET 2: SUITE 333 CITY: STATE COLLEGE STATE: PA ZIP: 16801 BUSINESS PHONE: 814-231-2221 MAIL ADDRESS: STREET 1: 476 ROLLING RIDGE DRIVE STREET 2: SUITE 333 CITY: STATE COLLEGE STATE: PA ZIP: 16801 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001544806 XXXXXXXX 06-30-2014 06-30-2014 PFG Financial Advisors

476 ROLLING RIDGE DRIVE SUITE 333 STATE COLLEGE PA 16801

13F HOLDINGS REPORT 028-15449 N Kimberli J. Fleck 814-231-2221 Kimberli J. Fleck State College PA 07-11-2014 0 160 310165000 false INFORMATION TABLE 2 13FPFGFA063014.xml 2014 2Q 13F GAP COM 364760108 4130 99362 SH SOLE 99361 0 0 99362 APPLE COM 037833100 1383 14881 SH SOLE 14881 0 0 14881 PEPSICO COM 713448108 259 2904 SH SOLE 2904 0 0 2904 AT&T COM COM 00206R102 1513 42799 SH SOLE 42798 0 0 42799 MICROSOFT COM 594918104 3503 83996 SH SOLE 83996 0 0 83996 PPG INDS COM 693506107 592 2816 SH SOLE 2816 0 0 2816 3M COMPANY COM 88579Y101 212 1479 SH SOLE 1479 0 0 1479 MEDTRONIC COM 585055106 4471 70115 SH SOLE 70115 0 0 70115 SPDR GOLD ETF 78463V107 9999 78089 SH SOLE 78089 0 0 78089 US BANCORP COM 902973304 262 6045 SH SOLE 6044 0 0 6045 AMEREN CORP COM 023608102 223 5444 SH SOLE 5443 0 0 5444 MERCK & CO COM 58933Y105 458 7919 SH SOLE 7919 0 0 7919 CATERPILLAR COM 149123101 432 3972 SH SOLE 3972 0 0 3972 CHEVRON CORP COM 166764100 811 6212 SH SOLE 6211 0 0 6212 iSH TIPS BD ETF 464287176 851 7378 SH SOLE 7377 0 0 7378 METLIFE COM COM 59156R108 231 4163 SH SOLE 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SOLE 39620 0 0 39620 VANGUARD HEALTH CARE ETF 92204A504 2007 17981 SH SOLE 17981 0 0 17981 WISDOMTREE MIDCAP DIV ETF 97717W505 314 3851 SH SOLE 3850 0 0 3851 CAMPBELL SOUP COMPANY COM 134429109 210 4587 SH SOLE 4587 0 0 4587 INTL BUSINESS MACHINES COM 459200101 1036 5717 SH SOLE 5717 0 0 5717 SPDR SER TR S&P DIVID ETF 78464A763 440 5746 SH SOLE 5746 0 0 5746 VANGUARD MEGA CAP 300 ETF 921910873 204 3050 SH SOLE 3050 0 0 3050 VANGUARD SHORT TERM BD ETF 921937827 202 2512 SH SOLE 2512 0 0 2512 VANGUARD TOTAL STK MKT ETF 922908769 1235 12135 SH SOLE 12134 0 0 12135 VERIZON COMMUNICATIONS COM 92343V104 2619 53535 SH SOLE 53535 0 0 53535 ALLIANZGI CONV & OME FD CEF 018828103 303 28609 SH SOLE 28609 0 0 28609 iSH 1-3 YR TREASURY BD ETF 464287457 1424 16838 SH SOLE 16838 0 0 16838 iSH 3-7 YR TREASURY BD ETF 464288661 279 2293 SH SOLE 2293 0 0 2293 iSH COHEN & STEERS RLTY ETF 464287564 11765 134721 SH SOLE 134720 0 0 134721 iSH IBOXX CORPORATE BD ETF 464287242 448 3753 SH SOLE 3753 0 0 3753 iSH MSCI EMERG MARKETS ETF 464287234 6250 144585 SH SOLE 144584 0 0 144585 iSH TR S&P 100 IDX FUND ETF 464287101 25099 290065 SH SOLE 288228 0 0 290065 NUVEEN MUN ADVANTAGEFD CEF 67062H106 317 23589 SH SOLE 23589 0 0 23589 NUVEEN QLTY OME MUNI FD CEF 670977107 289 21050 SH SOLE 21050 0 0 21050 NUVEEN SELECT QLTY MUNI CEF 670973106 160 11530 SH SOLE 11530 0 0 11530 PSHRS GLOBAL PREFERRED ETF 73936T565 322 22021 SH SOLE 22021 0 0 22021 WISDOMTREE SMALLCAP DIV ETF 97717W604 227 3240 SH SOLE 3240 0 0 3240 EATON VANCE TAX ADV DIV CEF 27828G107 237 11450 SH SOLE 11450 0 0 11450 UNITED TECHNOLOGIES CORP COM 913017109 583 5048 SH SOLE 5048 0 0 5048 ENERGY SELECT SECTOR SPDR ETF 81369Y506 10264 102538 SH SOLE 100312 0 0 102538 JP MORGAN ALERIAN MLP ETN ETF 46625H365 2691 51382 SH SOLE 51382 0 0 51382 MFS MULTIMARKET OME TRUST CEF 552737108 143 21519 SH SOLE 21519 0 0 21519 NUVEEN MUNI MKT OPPTY FD CEF 67062W103 228 17045 SH SOLE 17045 0 0 17045 VANGUARD EXTENDED MARKET ETF 922908652 10447 119072 SH SOLE 119072 0 0 119072 VANGUARD SMALL CAP VALUE ETF 922908611 807 7647 SH SOLE 7647 0 0 7647 VANGUARD TOTAL BD MARKET ETF 921937835 338 4114 SH SOLE 4113 0 0 4114 iSH MSCI AUSTRALIA IDX FD ETF 464286103 321 12294 SH SOLE 12294 0 0 12294 VANGUARD DIV APPRECIATION ETF 921908844 700 8983 SH SOLE 8983 0 0 8983 CHAMBERS ST PROPERTIES REIT REIT 157842105 455 56534 SH SOLE 56534 0 0 56534 GOLDEN STAR RES LTD CDA COM COM 38119T104 7 12000 SH SOLE 12000 0 0 12000 GUGGENHEIM EXCHG TRD FD BD ETF 18383M654 311 6173 SH SOLE 6173 0 0 6173 WISDOMTREE MIDCAP EARNINGS ETF 97717W570 2535 27416 SH SOLE 26046 0 0 27416 BERKSHIRE HATHAWAY DEL CL A COM 084670108 3038 16 SH SOLE 16 0 0 16 BERKSHIRE HATHAWAY DEL CL B COM 084670702 1147 9062 SH SOLE 9062 0 0 9062 EATON VANCE T/M GL BUY-WR IN CEF 27828X100 235 14687 SH SOLE 14687 0 0 14687 iSH S&P SMALLCAP 600 GROWTH ETF 464287887 793 6562 SH SOLE 6562 0 0 6562 iSH TR RUSSELL MIDCAP IDX FD ETF 464287499 215 1320 SH SOLE 1320 0 0 1320 PSHRS BUILD AMERICA BD PORT ETF 73937B407 268 9155 SH SOLE 9155 0 0 9155 UTILITIES SELECT SECTOR SPDR ETF 81369Y886 236 5341 SH SOLE 5341 0 0 5341 VANGUARD FTSE EMERG MARKETS ETF 922042858 19514 452446 SH SOLE 452445 0 0 452446 GUGGENHEIM INSIDER SENTIMENT ETF 18383M209 314 6325 SH SOLE 6325 0 0 6325 iSH INTERNATIONAL SELECT DIV ETF 464288448 1426 35751 SH SOLE 35751 0 0 35751 iSH S&P U.S. PREFERRED STOCK ETF 464288687 1433 35906 SH SOLE 35905 0 0 35906 iSH TRUST RUSSELL 3000 IDX FD ETF 464287689 1621 13767 SH SOLE 13767 0 0 13767 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 510 13307 SH SOLE 13307 0 0 13307 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 3785 71813 SH SOLE 71302 0 0 71813 WISDOMTREE DIV EX-FINANCIALS ETF 97717W406 2030 27463 SH SOLE 27463 0 0 27463 BLACKROCK CAP & OME STRATEGIES CEF 09256A109 212 14418 SH SOLE 14418 0 0 14418 BLACKROCK DEBT STRATEGIES FUND CEF 09255R103 176 42991 SH SOLE 42991 0 0 42991 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 2437 40065 SH SOLE 38373 0 0 40065 MAGELLAN MIDSTREAM PARTNERS LP MLP 559080106 233 2773 SH SOLE 2773 0 0 2773 NUVEEN EQUITY PREMIUM OME FUND CEF 6706ER101 202 15400 SH SOLE 15400 0 0 15400 NUVEEN FLOATING RATEOME FD COM CEF 67072T108 160 13250 SH SOLE 13250 0 0 13250 VANGUARD FTSE ALL WORLD EX-US ETF 922042718 1306 13909 SH SOLE 9837 0 0 13909 NUVEEN MUN HIGH OME OPPORTUNITY CEF 670682103 243 18374 SH SOLE 18373 0 0 18374 PLAINS ALL AMERICAN PIPELINE LP MLP 726503105 232 3868 SH SOLE 3868 0 0 3868 WISDOMTREE TR INDIA EARNINGS FD ETF 97717W422 471 20973 SH SOLE 20972 0 0 20973 iSH TRUST CORE SHORT-TERM US BD ETF 46432F859 280 2783 SH SOLE 2783 0 0 2783 VANGUARD FTSE DEVELOPED MARKETS ETF 921943858 238 5595 SH SOLE 5595 0 0 5595 VANGUARD TOTAL INTERNATIONAL BD ETF 92203J407 2695 52421 SH SOLE 50445 0 0 52421 ALLIANCEBERNSTEIN GLOBAL HIGH OME CEF 01879R106 914 63572 SH SOLE 63571 0 0 63572 CALAMOS STRATEGIC TOTAL RETURN FD CEF 128125101 201 16755 SH SOLE 16755 0 0 16755 EATON VANCE TAX MANAGED BUY WRITE CEF 27828Y108 1129 76513 SH SOLE 76512 0 0 76513 NUVEEN DIVID ADVANTAGE MUN FD COM CEF 67066V101 227 16075 SH SOLE 16075 0 0 16075 NUVEEN EQUITY PREM OPPORTUNITY FD CEF 6706EM102 1274 99165 SH SOLE 99165 0 0 99165 NUVEEN INSD QUALITY MUNICIPAL FD CEF 67062N103 187 14300 SH SOLE 14300 0 0 14300 SPDR SER TR S&P HEALTH CARE SVCS ETF 78464A573 362 3615 SH SOLE 3615 0 0 3615 WISDOMTREE EMERG MKTS LOCAL DEBT ETF 97717X867 315 6626 SH SOLE 6625 0 0 6626 iSH IBOXX HIGH YIELD CORPORATE BD ETF 464288513 557 5851 SH SOLE 5851 0 0 5851 NUVEEN PFD & CONV OME FD 2 COM SHS CEF 67073D102 349 37281 SH SOLE 37281 0 0 37281 PIMCO TR INTER MUN BD STRATEGY FD ETF 72201R866 1530 28752 SH SOLE 28752 0 0 28752 PSHRS DYNAMIC LARGE CAP VALUE PORT ETF 73935X708 355 11714 SH SOLE 11714 0 0 11714 PSHRS SENIOR LOAN PORT NYSE ARCA ETF 73936Q769 6803 273553 SH SOLE 267421 0 0 273553 HANCOCK JOHN PFD EQTY FD SH BEN INT CEF 41013W108 578 28065 SH SOLE 28064 0 0 28065 iSH JP MORGAN USD EMERG MARKETS BD ETF 464288281 8114 70393 SH SOLE 69993 0 0 70393 NUVEEN DIVID ADVANTAGE MUN FD 2 COM CEF 67070F100 294 21120 SH SOLE 21120 0 0 21120 NUVEEN DIVID ADVANTAGE MUN FD 3 COM CEF 67070X101 387 28294 SH SOLE 28294 0 0 28294 PSHRS GLOBAL LISTED PRIVATE EQUITY ETF 73935X195 1412 114524 SH SOLE 110227 0 0 114524 S & P MID CAP 400 DEP RCPTS MID CAP ETF 78467Y107 1617 6205 SH SOLE 6205 0 0 6205 NUVEEN PREMIUM OME MUNICIPAL FUND 2 CEF 67063W102 181 13096 SH SOLE 13096 0 0 13096 WISDOMTREE EMERG MARKETS EQUITY OME ETF 97717W315 501 9672 SH SOLE 9672 0 0 9672 WISDOMTREE TR CURRENCY HEDGED DEFAFD ETF 97717X701 1180 20196 SH SOLE 19065 0 0 20196 SPDR BARCLAYS CONVERTIBLE SECURITIES ETF 78464A359 1438 28475 SH SOLE 27717 0 0 28475 WISDOMTREE TR EUROPESMALLCAP DIVID FD ETF 97717W869 3742 61940 SH SOLE 60331 0 0 61940 GUGGENHEIM TRUST S&P 500 EQUAL WEIGHT ETF 78355W106 230 3003 SH SOLE 3003 0 0 3003 NUVEEN FLOATING RATEOME OPPORTUNITY FD CEF 6706EN100 195 15655 SH SOLE 15655 0 0 15655 NUVEEN EQTY PREM ADVANTAGE CLOSED ENDFD CEF 6706ET107 959 72126 SH SOLE 72126 0 0 72126 NUVEEN PREFERRED AND CONVERTIBLE OME FU CEF 67073B106 267 27499 SH SOLE 27499 0 0 27499 PSHRS FUNDAMENTAL PURE SMALL VALUE PORT ETF 73935X864 274 10610 SH SOLE 10610 0 0 10610 GUGGENHEIM BLT 2015 HIGH YIELD CORP BND ETF 18383M423 207 7691 SH SOLE 7691 0 0 7691 NUVEEN PERF PLUS MUNICIPAL FUND COM CEF 67062P108 172 11763 SH SOLE 11763 0 0 11763 SPDR BARCLAYS CAPITAL SH TERM HIGH YIELD BD ETF 78468R408 1522 49159 SH SOLE 49159 0 0 49159 MARKET VECTORS AMT-FREE INTERMED ETF 57060U845 819 35237 SH SOLE 35236 0 0 35237 UBS AG ETRACS ALERIAN MLP IDX ETN ETF 90267B682 15948 483114 SH SOLE 480703 0 0 483114