0001544806-13-000007.txt : 20131009 0001544806-13-000007.hdr.sgml : 20131009 20131009142834 ACCESSION NUMBER: 0001544806-13-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131009 DATE AS OF CHANGE: 20131009 EFFECTIVENESS DATE: 20131009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFG Financial Advisors CENTRAL INDEX KEY: 0001544806 IRS NUMBER: 251366084 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15449 FILM NUMBER: 131143205 BUSINESS ADDRESS: STREET 1: 476 ROLLING RIDGE DRIVE STREET 2: SUITE 333 CITY: STATE COLLEGE STATE: PA ZIP: 16801 BUSINESS PHONE: 814-231-2221 MAIL ADDRESS: STREET 1: 476 ROLLING RIDGE DRIVE STREET 2: SUITE 333 CITY: STATE COLLEGE STATE: PA ZIP: 16801 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001544806 XXXXXXXX 09-30-2013 09-30-2013 PFG Financial Advisors

476 ROLLING RIDGE DRIVE SUITE 333 STATE COLLEGE PA 16801

13F HOLDINGS REPORT 028-15449 N Kimberli J. Fleck 814-231-2221 Kimberli J. Fleck State College PA 10-09-2013 0 69 228607 false INFORMATION TABLE 2 13FPFGFA093013.xml ALLIANCEBERNSTEIN GLBL HIGH INC CEF 01879R106 897 59669 SH SOLE 0 0 59669 ANNALY CAPITAL MGMT INC REIT 035710409 217 18767 SH SOLE 0 0 18767 AT&T INC COM COM 00206R102 1434 42406 SH SOLE 0 0 42406 BANK OF AMERICA CORP COM 060505104 292 21151 SH SOLE 0 0 21151 BLACKROCK LTD DUR INC CEF 09249W101 1947 114712 SH SOLE 0 0 114712 BLACKROCK STRATEGIC BD TR CEF 09249G106 1890 145918 SH SOLE 0 0 145918 COLGATE-PALMOLIVE CO COM 194162103 1129 19047 SH SOLE 0 0 19047 DB COMMODITY IDX TRACKING ETF 73935S105 9176 356209 SH SOLE 0 0 356209 ENERGY SELECT SECTOR SPDR ETF 81369Y506 1447 17447 SH SOLE 0 0 17447 EXXON MOBIL CORP COM 30231G102 7883 91619 SH SOLE 0 0 91619 GAP INC COM 364760108 3970 98554 SH SOLE 0 0 98554 GENERAL ELECTRIC CO COM 369604103 595 24899 SH SOLE 0 0 24899 GUGGENHEIM INSIDER SENTIMENT ETF 18383M209 972 22715 SH SOLE 0 0 22715 HANCOCK JOHN P EQTY SH CEF 41013W108 520 26961 SH SOLE 0 0 26961 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 1599 31599 SH SOLE 0 0 31599 iSH 1-3 YR TREASURY BD ETF 464287457 21137 250231 SH SOLE 0 0 250231 iSH AGGREGATE BD ETF 464287226 2206 20583 SH SOLE 0 0 20583 iSH AMT-FREE MUNI BD ETF 464288414 1968 18831 SH SOLE 0 0 18831 iSH DJ SELECT DIVIDEND ETF 464287168 719 10843 SH SOLE 0 0 10843 iSH GOLD TRUST ETF 464285105 251 19509 SH SOLE 0 0 19509 iSH IBOXX HIGH YIELD CORP BD ETF 464288513 2173 23733 SH SOLE 0 0 23733 iSH INC MSCI AUSTRALIA IDX ETF 464286103 1700 67256 SH SOLE 0 0 67256 iSH INC MSCI PACIFIC EX-JAPAN ETF 464286665 890 18687 SH SOLE 0 0 18687 iSH MSCI BRAZIL IDX ETF 464286400 2084 43498 SH SOLE 0 0 43498 iSH MSCI CANADA IDX ETF 464286509 1591 56194 SH SOLE 0 0 56194 iSH MSCI EAFE ETF 464287465 2114 33140 SH SOLE 0 0 33140 iSH MSCI EAFE SMALL CAP ETF 464288273 20746 427663 SH SOLE 0 0 427663 iSH MSCI EMERG MKTS ETF 464287234 503 12335 SH SOLE 0 0 12335 iSH MSCI UNITED KINGDOM IDX ETF 464286699 3415 174067 SH SOLE 0 0 174067 iSH RUSSELL 2000 ETF 464287655 1824 17105 SH SOLE 0 0 17105 iSH S&P 500 IDX ETF 464287200 14539 86079 SH SOLE 0 0 86079 iSH SILVER TRUST ETF 46428Q109 4913 235048 SH SOLE 0 0 235048 iSH TIPS BD ETF 464287176 1351 11999 SH SOLE 0 0 11999 iSH TR S&P 100 IDX FUND ETF 464287101 1872 25009 SH SOLE 0 0 25009 iSH TRUST RUSSELL 3000 IDX ETF 464287689 1708 16891 SH SOLE 0 0 16891 JP MORGAN ALERIAN MLP ETN ETF 46625H365 6795 152355 SH SOLE 0 0 152355 MEDTRONIC INC COM 585055106 3479 65331 SH SOLE 0 0 65331 MFS MULTIMARKET INCOME TRUST CEF 552737108 2260 341924 SH SOLE 0 0 341924 MICROSOFT COM 594918104 2520 75724 SH SOLE 0 0 75724 NUVEEN EQ PREM OPPORTUNITY CEF 6706EM102 219 18138 SH SOLE 0 0 18138 NUVEEN EQTY PREM ADVANTAGE CEF 6706ET107 220 18114 SH SOLE 0 0 18114 NUVEEN MUN HIGH INC OPPORTUNITY CEF 670682103 247 21194 SH SOLE 0 0 21194 PETROLEUM & RES CORP CEF 716549100 294 10871 SH SOLE 0 0 10871 PIMCO TR INTER MUN BD STRAT ETF 72201R866 1824 34963 SH SOLE 0 0 34963 PIMCO TOTAL RETURN ETF 72201R775 3589 33897 SH SOLE 0 0 33897 PSHRS BUILD AMERICA BD PORT ETF 73937B407 380 13932 SH SOLE 0 0 13932 PSHRS DB AGRICULTURE ETF 73936B408 2645 104595 SH SOLE 0 0 104595 PSHRS DYNAMIC ETF 73935X609 334 14304 SH SOLE 0 0 14304 PSHRS DYNAMIC LARGE CAP VALUE ETF 73935X708 279 10775 SH SOLE 0 0 10775 PSHRS DYNAMICSMALL CAP VALUE PORT ETF 73935X864 280 12475 SH SOLE 0 0 12475 PSHRS GLOBAL LISTED PRIVATE EQ ETF 73935X195 357 31096 SH SOLE 0 0 31096 PSHRS QQQ TR ETF 73935A104 24290 307940 SH SOLE 0 0 307940 PSHRS SENIOR LOAN PORT ETF 73936Q769 5647 228807 SH SOLE 0 0 228807 SPDR GOLD ETF 78463V107 10659 83158 SH SOLE 0 0 83158 SPDR HIGH YIELD BD ETF 78464A417 468 11739 SH SOLE 0 0 11739 SPECTRA ENERGY CORP COM 847560109 366 10680 SH SOLE 0 0 10680 SUNCOR ENERGY COM CA8672291066 COM 867224107 792 22129 SH SOLE 0 0 22129 UBS ETRACS ALERIAN MLP IDX ETN ETF 90267B682 2874 102547 SH SOLE 0 0 102547 VANGUARD EUROPEAN ETF 922042874 3682 67560 SH SOLE 0 0 67560 VANGUARD EXTD MKT IDX FUND ETF 922908652 9380 121629 SH SOLE 0 0 121629 VANGUARD FTSE ALL-WORLD EX-US ETF 922042775 2482 51075 SH SOLE 0 0 51075 VANGUARD S&P 500 ETF 922908413 6303 81853 SH SOLE 0 0 81853 VANGUARD TOTAL STK MKT ETF 922908769 883 10071 SH SOLE 0 0 10071 VERIZON COMMUNICATIONS COM 92343V104 780 16703 SH SOLE 0 0 16703 WISDOMTREE CURRENCY HEDGED DEFA ETF 97717X701 672 12642 SH SOLE 0 0 12642 WISDOMTREE DIV EX-FINANCIALS ETF 97717W406 750 11780 SH SOLE 0 0 11780 WISDOMTREE EMERG MKTS EQUITY INC ETF 97717W315 8302 160606 SH SOLE 0 0 160606 WISDOMTREE EMERG MKTS LOCAL DEBT ETF 97717X867 1440 30587 SH SOLE 0 0 30587 WISDOMTREE MIDCAP EARNINGS ETF 97717W570 1443 18312 SH SOLE 0 0 18312