0000890163-15-000040.txt : 20150513
0000890163-15-000040.hdr.sgml : 20150513
20150513095000
ACCESSION NUMBER: 0000890163-15-000040
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150513
DATE AS OF CHANGE: 20150513
EFFECTIVENESS DATE: 20150513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Concept Capital Markets, LLC
CENTRAL INDEX KEY: 0001543830
IRS NUMBER: 800434378
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14944
FILM NUMBER: 15856722
BUSINESS ADDRESS:
STREET 1: 1010 FRANKLIN AVENUE
STREET 2: SUITE 303
CITY: GARDEN CITY
STATE: NY
ZIP: 11530
BUSINESS PHONE: 800-281-5984
MAIL ADDRESS:
STREET 1: 1010 FRANKLIN AVENUE
STREET 2: SUITE 303
CITY: GARDEN CITY
STATE: NY
ZIP: 11530
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001543830
XXXXXXXX
03-31-2015
03-31-2015
false
Concept Capital Markets, LLC
1010 Franklin Avenue
Suite 303
Garden City
NY
11530
13F HOLDINGS REPORT
028-14944
N
Rep Poppell
Chief Compliance Officer
212-702-7157
/s/ Rep Poppell
New York
NY
05-06-2015
0
323
242788
INFORMATION TABLE
2
infotable.xml
AT&T INC
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151
ABBOTT LABORATORIES
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3231
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3231
ABBVIE INC
Stock
00287Y109
3213
54882
SH
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0
54882
ACCURAY INCORPORATED
Stock
004397105
544
58500
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0
0
58500
ADOBE SYS INC COM
Stock
00724F101
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110
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SOLE
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110
ADVAXIS INC COM NEW
Stock
007624208
36
2500
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0
0
2500
***ADVANTAGE OIL & GAS LTD
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50
9200
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***AEGON NV
Stock
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12
1465
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1465
***AGNICO EAGLE MINES LIMITED
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492
17700
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Stock
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256
34100
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34100
***ALCATEL-LUCENT
Stock
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Stock
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ALLETE INC
Stock
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166
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166
ALPHA NATURAL RESOURCES INC
Stock
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Stock
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ARES CAPITAL CORPORATION
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Stock
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Stock
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AVERY DENNISON CORP
Stock
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Stock
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CEVA INC
Stock
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Stock
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Stock
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Stock
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Stock
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METLIFE INC
Stock
59156R108
366
7250
SH
SOLE
0
0
7250
MICROSOFT CORP
Stock
594918104
550
13530
SH
SOLE
0
0
13530
MONDELEZ INTERNATIONAL INC
Stock
609207105
173
4797
SH
SOLE
0
0
4797
MOSAIC CO NEW COM
Stock
61945C103
9
197
SH
SOLE
0
0
197
NIC INC
Stock
62914B100
1239
70100
SH
SOLE
0
0
70100
NVE CORPORATION
Stock
629445206
469
6807
SH
SOLE
0
0
6807
NATIONAL RESEARCH CORPORATION
Stock
637372202
233
16200
SH
SOLE
0
0
16200
NATIONAL RETAIL PROPERTIES INC
Stock
637417106
20
500
SH
SOLE
0
0
500
NEOGEN CORP
Stock
640491106
421
9000
SH
SOLE
0
0
9000
NEOGENOMICS INC
Stock
64049M209
3446
738000
SH
SOLE
0
0
738000
NEWFIELD EXPLORATION CO
Stock
651290108
75
2150
SH
SOLE
0
0
2150
NIKE INC CL B
Stock
654106103
17
165
SH
SOLE
0
0
165
NORFOLK SOUTHERN CORP
Stock
655844108
213
2065
SH
SOLE
0
0
2065
NORTHROP GRUMMAN CORP
Stock
666807102
129
800
SH
SOLE
0
0
800
NORTHSTAR RLTY FIN CORP
Stock
66704R704
121
6700
SH
SOLE
0
0
6700
NORTHSTAR ASSET MGMT GROUP INC
Stock
66705Y104
156
6700
SH
SOLE
0
0
6700
***NOVO NORDISK A/S-ADR
Stock
670100205
190
3550
SH
SOLE
0
0
3550
NUVEEN TAX ADVANTAGED TOTAL
Stock
67090H102
20
1450
SH
SOLE
0
0
1450
OASIS PETROLEUM INC
Stock
674215108
326
22900
SH
SOLE
0
0
22900
OCCIDENTAL PETE CORP
Stock
674599105
40
550
SH
SOLE
0
0
550
ONVIA INC
Stock
68338T403
106
23562
SH
SOLE
0
0
23562
ORACLE CORPORATION
Stock
68389X105
17
394
SH
SOLE
0
0
394
PDF SOLUTIONS INC
Stock
693282105
24824
1385240
SH
SOLE
0
0
1385240
PPG INDUSTRIES INC
Stock
693506107
653
2896
SH
SOLE
0
0
2896
PRGX GLOBAL INC
Stock
69357C503
5774
1436310
SH
SOLE
0
0
1436310
PTC INC
Stock
69370C100
2277
62950
SH
SOLE
0
0
62950
PALL CORP
Stock
696429307
3959
39440
SH
SOLE
0
0
39440
PARKERVISION INC
Stock
701354102
9
10500
SH
SOLE
0
0
10500
PAYCHEX INC
Stock
704326107
119
2400
SH
SOLE
0
0
2400
PENN VIRGINIA CORP
Stock
707882106
26
4000
SH
SOLE
0
0
4000
PEPSICO INC
Stock
713448108
259
2706
SH
SOLE
0
0
2706
PETROLEO BRASILEIROSA PETROBRASSPONSORED ADR
Stock
71654V408
9
1536
SH
SOLE
0
0
1536
PHARMACYCLICS INC
Stock
716933106
845
3300
SH
SOLE
0
0
3300
PFIZER INC
Stock
717081103
7538
216684
SH
SOLE
0
0
216684
PHILIP MORRIS INTERNATIONAL
Stock
718172109
105
1400
SH
SOLE
0
0
1400
PIMCO INCOME STRATEGY FUND
Stock
72201H108
15
1313
SH
SOLE
0
0
1313
PLUM CREEK TIMBER CO INC
Stock
729251108
3708
85349
SH
SOLE
0
0
85349
POTASH CORP OFSASKATCHEWAN INCCOM
Stock
73755L107
26
817
SH
SOLE
0
0
817
POWERSHARES QQQ TRUNIT SER 1
Stock
73935A104
67
637
SH
SOLE
0
0
637
POWERSHARES DB U SDLR INDEX TRPOWERSHARES DV US
Stock
73936D107
16
615
SH
SOLE
0
0
615
PROCTER & GAMBLE CO
Stock
742718109
2812
34319
SH
SOLE
0
0
34319
PROGRESSIVE WASTESOLUTIONS LTD COM
Stock
74339G101
68
2321
SH
SOLE
0
0
2321
PROSHARES TRMORNINGSTARALTERNATIVESSOLUTION ETF
Stock
74347B813
49
1200
SH
SOLE
0
0
1200
PROSHARES TRPROSHARES ULTRAS&P500
Stock
74347R107
3
25
SH
SOLE
0
0
25
PROSHARES TRSHORT 20+ YR TREASETF
Stock
74347X849
69
2890
SH
SOLE
0
0
2890
QUALCOMM INC
Stock
747525103
32
462
SH
SOLE
0
0
462
RTI INTERNATIONAL METALS INC
Stock
74973W107
674
18762
SH
SOLE
0
0
18762
RAYTHEON CO COM NEW
Stock
755111507
4
35
SH
SOLE
0
0
35
REGENERON PHARMACEUTICALS INC
Stock
75886F107
451
1000
SH
SOLE
0
0
1000
REIS INC
Stock
75936P105
12430
484800
SH
SOLE
0
0
484800
REPUBLIC SVCS INCCOM
Stock
760759100
20
492
SH
SOLE
0
0
492
REX ENERGY CORP
Stock
761565100
299
80400
SH
SOLE
0
0
80400
RIVERBED TECHNOLOGY INC
Stock
768573107
753
36000
SH
SOLE
0
0
36000
***ROYAL BK SCOTLAND GROUP PLC
Stock
780097747
25
1000
SH
SOLE
0
0
1000
SPDR GOLD TR
Stock
78463V107
18
160
SH
SOLE
0
0
160
SPDR SER TR S&PHOMEBUILDERS ETF
Stock
78464A888
10
260
SH
SOLE
0
0
260
SALIX PHARMACEUTICALS LTD
Stock
795435106
778
4500
SH
SOLE
0
0
4500
SANCHEZ ENERGY CORPORATION
Stock
79970Y105
13
1000
SH
SOLE
0
0
1000
***SANOFI
Stock
80105N105
49
1000
SH
SOLE
0
0
1000
***SCHLUMBERGER LTD
Stock
806857108
70
835
SH
SOLE
0
0
835
SEATTLE GENETICS INC
Stock
812578102
548
15500
SH
SOLE
0
0
15500
SELECT SECTOR SPDRTR UTILS
Stock
81369Y886
188
4238
SH
SOLE
0
0
4238
SELECTICA INC
Stock
816288203
5
700
SH
SOLE
0
0
700
SEMPRA ENERGY
Stock
816851109
87
800
SH
SOLE
0
0
800
SENOMYX INC
Stock
81724Q107
6115
1386586
SH
SOLE
0
0
1386586
SHORETEL INC
Stock
825211105
2180
319700
SH
SOLE
0
0
319700
SIGMA-ALDRICH CORP
Stock
826552101
1078
7800
SH
SOLE
0
0
7800
SIRIUS XM HOLDINGS INC
Stock
82968B103
0
9
SH
SOLE
0
0
9
SMITH MICRO SOFTWARE INC
Stock
832154108
232
181331
SH
SOLE
0
0
181331
SORRENTOTHERAPEUTICS INC COMNEW
Stock
83587F202
26
2250
SH
SOLE
0
0
2250
SOTHEBYS
Stock
835898107
186
4400
SH
SOLE
0
0
4400
SONUS NETWORKS INC
Stock
835916503
576
73048
SH
SOLE
0
0
73048
STAPLES INC
Stock
855030102
4
257
SH
SOLE
0
0
257
STRATUS PROPERTIES INC
Stock
863167201
1
50
SH
SOLE
0
0
50
***SUNCOR ENERGY INC
Stock
867224107
58
2000
SH
SOLE
0
0
2000
SUSQUEHANNA BANCSHARES INC-PA
Stock
869099101
325
23720
SH
SOLE
0
0
23720
SYMANTEC CORPORATION
Stock
871503108
0
1
SH
SOLE
0
0
1
***SYNGENTA AG
Stock
87160A100
34
500
SH
SOLE
0
0
500
SYSCO CORP
Stock
871829107
64
1700
SH
SOLE
0
0
1700
TICC CAPITAL CORP
Stock
87244T109
50
7200
SH
SOLE
0
0
7200
TRW AUTOMOTIVE HOLDINGS INC
Stock
87264S106
1069
10200
SH
SOLE
0
0
10200
TARGA RESOURCES PARTNERS LP
Stock
87611X105
29
700
SH
SOLE
0
0
700
TARGET CORP COM
Stock
87612E106
194
2361
SH
SOLE
0
0
2361
TESLA MOTORS INC
Stock
88160R101
9
50
SH
SOLE
0
0
50
***TEVA PHARMACEUTICAL
Stock
881624209
8752
140485
SH
SOLE
0
0
140485
TESSERA TECHNOLOGIESINC COM
Stock
88164L100
62
1532
SH
SOLE
0
0
1532
TEXAS INSTRUMENTS INCORPORATED
Stock
882508104
176
3072
SH
SOLE
0
0
3072
3-D SYSTEMS CORP-DEL
Stock
88554D205
1457
53151
SH
SOLE
0
0
53151
THRESHOLDPHARMACEUTICALS INCCOM NEW
Stock
885807206
24
6000
SH
SOLE
0
0
6000
TRANSACT TECHNOLOGIES INC
Stock
892918103
2339
395728
SH
SOLE
0
0
395728
TRAVELERS COS INCCOM
Stock
89417E109
2
17
SH
SOLE
0
0
17
22ND CENTY GROUP INCCOM
Stock
90137F103
16
18746
SH
SOLE
0
0
18746
US BANCORP DELCOM
Stock
902973304
30
692
SH
SOLE
0
0
692
***UNILEVER PLC
Stock
904767704
69
1645
SH
SOLE
0
0
1645
UNION PACIFIC CORPCOM
Stock
907818108
163
1505
SH
SOLE
0
0
1505
UNITED BANKSHARES INC-W VA
Stock
909907107
0
1
SH
SOLE
0
0
1
UNITED PARCEL SVC INC
Stock
911312106
2353
24276
SH
SOLE
0
0
24276
UNITED TECHNOLOGIESCORP COM
Stock
913017109
132
1129
SH
SOLE
0
0
1129
UNITEDHEALTH GROUP INC
Stock
91324P102
6
52
SH
SOLE
0
0
52
***VALEANT PHARMACEUTICALS
Stock
91911K102
5
26
SH
SOLE
0
0
26
VANGUARD INTL EQUITYINDEX FDS FTSEEUROPE ETF
Stock
922042874
23
416
SH
SOLE
0
0
416
VERIZON COMMUNICATIONS
Stock
92343V104
4722
97097
SH
SOLE
0
0
97097
VERTEX PHARMACEUTICALS INC
Stock
92532F100
118
1000
SH
SOLE
0
0
1000
VITESSE SEMICONDUCTOR CORP
Stock
928497304
9979
1879200
SH
SOLE
0
0
1879200
***VODAFONE GROUP PLC
Stock
92857W308
873
26715
SH
SOLE
0
0
26715
WAL MART STORES INCCOM
Stock
931142103
305
3707
SH
SOLE
0
0
3707
WALGREENS BOOTSALLIANCE INC COM
Stock
931427108
252
2979
SH
SOLE
0
0
2979
WELLS FARGO & CONEW COM
Stock
949746101
245
4501
SH
SOLE
0
0
4501
WEYERHAEUSER CO
Stock
962166104
35
1057
SH
SOLE
0
0
1057
WILLIAMS COMPANIES INC
Stock
969457100
4174
82500
SH
SOLE
0
0
82500
WISCONSIN ENERGY CORP
Stock
976657106
223
4500
SH
SOLE
0
0
4500
WISDOMTREE TR JAPANHEDGED EQUITY FD
Stock
97717W851
27
491
SH
SOLE
0
0
491
WISDOMTREE TREMERGING MKTS LOCDEBT FD
Stock
97717X867
1
15
SH
SOLE
0
0
15
XYLEM INC COM
Stock
98419M100
3
76
SH
SOLE
0
0
76
YAHOO INC
Stock
984332106
149
3356
SH
SOLE
0
0
3356
ZAZA ENERGY CORP
Stock
98919T407
1
500
SH
SOLE
0
0
500
ZILLOW GROUP INC
Stock
98954M101
2
20
SH
SOLE
0
0
20
ZOETIS INC
Stock
98978V103
23
500
SH
SOLE
0
0
500
***ACTAVIS PLC
Stock
G0083B108
360
1208
SH
SOLE
0
0
1208
AIRCASTLE LTD SHS
Stock
G0129K104
59
2626
SH
SOLE
0
0
2626
***ALKERMES PLC
Stock
G01767105
183
3000
SH
SOLE
0
0
3000
***ALLEGION PUBLIC LIMITED
Stock
G0176J109
61
999
SH
SOLE
0
0
999
***AON PLC
Stock
G0408V102
1067
11100
SH
SOLE
0
0
11100
***ENERGY XXI LTD
Stock
G10082140
181
49650
SH
SOLE
0
0
49650
***INGERSOLL RAND PLC
Stock
G47791101
340
5000
SH
SOLE
0
0
5000
***KOFAX LIMITED
Stock
G5307C105
291
26600
SH
SOLE
0
0
26600
***LIBERTY GLOBAL PLC
Stock
G5480U120
0
2
SH
SOLE
0
0
2
***MEDTRONIC PLC
Stock
G5960L103
57
737
SH
SOLE
0
0
737
***MONTPELIER RE HOLDINGS LTD
Stock
G62185106
611
15896
SH
SOLE
0
0
15896
***NOBLE CORPORATION
Stock
G65431101
11
800
SH
SOLE
0
0
800
***PARAGON OFFSHORE PLC
Stock
G6S01W108
0
266
SH
SOLE
0
0
266
WILLIS GROUP HLDGSPUBLIC LTD COSHS
Stock
G96666105
46
958
SH
SOLE
0
0
958
TRANSOCEAN LTDREG SHS
Stock
H8817H100
6
394
SH
SOLE
0
0
394
ORBOTECH LTDORD SHS
Stock
M75253100
8
475
SH
SOLE
0
0
475
***CIMPRESS N V
Stock
N20146101
8
100
SH
SOLE
0
0
100
CALL EXXI 01/15/16 18
CALL
G10082900
5
655
SH
SOLE
0
0
655
CALL EXXI 01/15/16 20
CALL
G10082900
0
85
SH
SOLE
0
0
85
CALL EXXI 01/20/17 3
CALL
G10082900
39
275
SH
SOLE
0
0
275
CALL EXXI 01/20/17 4
CALL
G10082900
20
180
SH
SOLE
0
0
180