0001085146-13-000824.txt : 20130430 0001085146-13-000824.hdr.sgml : 20130430 20130430074504 ACCESSION NUMBER: 0001085146-13-000824 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130430 DATE AS OF CHANGE: 20130430 EFFECTIVENESS DATE: 20130430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Connective Capital Management, LLC CENTRAL INDEX KEY: 0001543568 IRS NUMBER: 201968333 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15202 FILM NUMBER: 13794389 BUSINESS ADDRESS: STREET 1: 385 HOMER AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6503214826 MAIL ADDRESS: STREET 1: 385 HOMER AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 13F-HR 1 connective1q2013.txt CONNECTIVE CAPITAL MANAGEMENT LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Connective Capital Management LLC Address: 385 Homer Avenue Palo Alto, CA 94301 13F File Number: 028-15202 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sidney Chen Title: VP Operations & Chief Compliance Officer Phone: (650) 321-4545 Signature, Place, and Date of Signing: /s/ Sidney Chen Palo Alto, CA April 25, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 71 Form 13F Information Table Value Total: $120,431 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028-15243 Orinda Asset Management, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 51JOB INC SP ADR REP COM 316827104 1909 32144 SH SOLE 32144 0 0 51JOB INC SP ADR REP COM 316827104 397 6675 SH OTHER 01 0 6675 0 AEROVIRONMENT INC COM 008073108 237 13072 SH OTHER 01 0 13072 0 AEROVIRONMENT INC COM 008073108 1388 76513 SH SOLE 76513 0 0 ANDERSONS INC COM 034164103 373 6964 SH OTHER 01 0 6964 0 ANDERSONS INC COM 034164103 2061 38518 SH SOLE 38518 0 0 ANSYS INC COM 03662Q105 1353 16618 SH SOLE 16618 0 0 ANSYS INC COM 03662Q105 278 3416 SH OTHER 01 0 3416 0 ARCHER DANIELS MIDLAND CO COM 039483102 536 15892 SH OTHER 01 0 15892 0 ARCHER DANIELS MIDLAND CO COM 039483102 2933 86963 SH SOLE 86963 0 0 AUDIENCE INC COM 05070J102 943 61839 SH SOLE 61839 0 0 CF INDS HLDGS INC COM 125269100 614 3227 SH OTHER 01 0 3227 0 CF INDS HLDGS INC COM 125269100 3600 18907 SH SOLE 18907 0 0 GLU MOBILE INC COM 379890106 465 154885 SH SOLE 154885 0 0 GOOGLE INC CL A 38259P508 1203 1515 SH OTHER 01 0 1515 0 GOOGLE INC CL A 38259P508 5721 7204 SH SOLE 7204 0 0 GREEN PLAINS RENEWABLE ENERG COM 393222104 262 22881 SH OTHER 01 0 22881 0 GREEN PLAINS RENEWABLE ENERG COM 393222104 1453 126940 SH SOLE 126940 0 0 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 156 28683 SH OTHER 01 0 28683 0 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 869 160186 SH SOLE 160186 0 0 HOLLYFRONTIER CORP COM 436106108 347 6741 SH OTHER 01 0 6741 0 HOLLYFRONTIER CORP COM 436106108 2008 39040 SH SOLE 39040 0 0 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 289 23686 SH OTHER 01 0 23686 0 HOLLYSYS AUTOMATION TECHNOLO SHS G45667105 2303 188928 SH SOLE 188928 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 2523 56468 SH SOLE 56468 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 514 11511 SH OTHER 01 0 11511 0 INNERWORKINGS INC COM 45773Y105 443 29283 SH OTHER 01 0 29283 0 INNERWORKINGS INC COM 45773Y105 2506 165536 SH SOLE 165536 0 0 ISHARES INC MSCI JAPAN 464286848 7793 721423 SH SOLE 721423 0 0 ISHARES TR RSSL MCRCP IDX 464288869 9207 156941 SH SOLE 156941 0 0 ISHARES TR RUSSELL 2000 464287655 18211 192850 SH SOLE 192850 0 0 MARATHON PETE CORP COM 56585A102 428 4776 SH OTHER 01 0 4776 0 MARATHON PETE CORP COM 56585A102 2282 25459 SH SOLE 25459 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 680 12251 SH SOLE 12251 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 117 2107 SH OTHER 01 0 2107 0 MONSANTO CO NEW COM 61166W101 695 6577 SH OTHER 01 0 6577 0 MONSANTO CO NEW COM 61166W101 3733 35340 SH SOLE 35340 0 0 MOSAIC CO NEW COM 61945C103 399 6695 SH OTHER 01 0 6695 0 MOSAIC CO NEW COM 61945C103 2262 37949 SH SOLE 37949 0 0 NATIONAL OILWELL VARCO INC COM 637071101 421 5949 SH OTHER 01 0 5949 0 NATIONAL OILWELL VARCO INC COM 637071101 2295 32424 SH SOLE 32424 0 0 NQ MOBILE INC ADR REPSTG CL A 64118U108 116 12915 SH OTHER 01 0 12915 0 NQ MOBILE INC ADR REPSTG CL A 64118U108 585 64967 SH SOLE 64967 0 0 OCEANEERING INTL INC COM 675232102 337 5081 SH OTHER 01 0 5081 0 OCEANEERING INTL INC COM 675232102 1669 25129 SH SOLE 25129 0 0 ORACLE CORP COM 68389X105 2623 81121 SH SOLE 81121 0 0 ORACLE CORP COM 68389X105 609 18836 SH OTHER 01 0 18836 0 PACIFIC ETHANOL INC COM NEW 69423U206 981 2911940 SH SOLE 2911940 0 0 PANDORA MEDIA INC COM 698354107 270 19035 SH OTHER 01 0 19035 0 PANDORA MEDIA INC COM 698354107 1292 91193 SH SOLE 91193 0 0 POTASH CORP SASK INC COM 73755L107 386 9825 SH OTHER 01 0 9825 0 POTASH CORP SASK INC COM 73755L107 2180 55584 SH SOLE 55584 0 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 315 40984 SH OTHER 01 0 40984 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 1734 225501 SH SOLE 225501 0 0 SEADRILL LIMITED SHS G7945E105 211 5681 SH OTHER 01 0 5681 0 SEADRILL LIMITED SHS G7945E105 1159 31135 SH SOLE 31135 0 0 SPREADTRUM COMMUNICATIONS IN ADR 849415203 177 8636 SH OTHER 01 0 8636 0 SPREADTRUM COMMUNICATIONS IN ADR 849415203 963 46929 SH SOLE 46929 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 999 58116 SH OTHER 01 0 58116 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 4887 284290 SH SOLE 284290 0 0 TESORO CORP COM 881609101 2098 35851 SH SOLE 35851 0 0 TESORO CORP COM 881609101 377 6434 SH OTHER 01 0 6434 0 U S GEOTHERMAL INC COM 90338S102 97 278802 SH SOLE 278802 0 0 UNI PIXEL INC COM NEW 904572203 693 22587 SH SOLE 22587 0 0 UNI PIXEL INC COM NEW 904572203 122 3973 SH OTHER 01 0 3973 0 VALERO ENERGY CORP NEW COM 91913Y100 386 8477 SH OTHER 01 0 8477 0 VALERO ENERGY CORP NEW COM 91913Y100 2210 48568 SH SOLE 48568 0 0 WESTERN REFNG INC COM 959319104 260 7346 SH OTHER 01 0 7346 0 WESTERN REFNG INC COM 959319104 1471 41556 SH SOLE 41556 0 0 YAHOO INC COM 984332106 4138 175834 SH SOLE 175834 0 0 YAHOO INC COM 984332106 879 37377 SH OTHER 01 0 37377 0