Principal and CCO

0001398344-14-000165.txt : 20140110 0001398344-14-000165.hdr.sgml : 20140110 20140110092104 ACCESSION NUMBER: 0001398344-14-000165 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140110 DATE AS OF CHANGE: 20140110 EFFECTIVENESS DATE: 20140110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windsor Capital Management, LLC CENTRAL INDEX KEY: 0001543100 IRS NUMBER: 263954701 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14927 FILM NUMBER: 14520319 BUSINESS ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 BUSINESS PHONE: 480-515-3514 MAIL ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001543100 XXXXXXXX 12-31-2013 12-31-2013 false Windsor Capital Management, LLC

20860 North Tatum Blvd. Suite 220 Phoenix AZ 85050

13F HOLDINGS REPORT 028-14927 N Donald E. Peppler Principal and CCO 480-515-4410 /s/ Donald E. Peppler Phoenix AZ 01-09-2014 0 397 170487 INFORMATION TABLE 2 fp0009148_13fhr-table.xml 13F INFORMATION TABLE 3M COMPANY COM 88579Y101 316 2255 SH SOLE 0 0 2255 ABBOTT LABORATORIES COM 002824100 75 1966 SH SOLE 0 0 1966 ABBVIE INC COM COM 00287Y109 104 1978 SH SOLE 0 0 1978 ACTAVIS INC SHS G0083B108 34 200 SH SOLE 0 0 200 ADVENT CLAYMORE CONVERTIBLE SECS & INC COM 00764C109 8478 457533 SH SOLE 0 0 457533 ALCOA INC COM 013817101 183 17178 SH SOLE 0 0 17178 ALLIANCE BERNSTEIN INCOME FUND COM 01881E101 14 2000 SH SOLE 0 0 2000 ALLIANT ENERGY CORP COM 018802108 26 500 SH SOLE 0 0 500 ALPS TRUST ETF ALERIAN MLP ALERIAN MLP 00162Q866 14122 793800 SH SOLE 0 0 793800 ALTRIA GROUP INC COM 02209S103 431 11235 SH SOLE 0 0 11235 AMAZON.COM INC COM 023135106 66 165 SH SOLE 0 0 165 AMERICA MOVIL SERIES L ADR SPON ADR L SHS 02364W105 29 1241 SH SOLE 0 0 1241 AMERICAN ELEC PWR CO COM 025537101 79 1700 SH SOLE 0 0 1700 AMERICAN EXPRESS CO COM 025816109 46 504 SH SOLE 0 0 504 AMERICAN SELECT PORTFOLIO INC COM 029570108 960 103716 SH SOLE 0 0 103716 AMERICAN STATES WATER CO COM 029899101 35 1212 SH SOLE 0 0 1212 AMERICAN STRATEGIC INCOME PORTFOLIO COM 030099105 265 34416 SH SOLE 0 0 34416 AMERICAN STRATEGIC INCOME PORTFOLIO INC COM 030098107 321 35704 SH SOLE 0 0 35704 AMERICAN STRATEGIC INCOME PORTFOLIO INC-III COM 03009T101 757 115416 SH SOLE 0 0 115416 AMERIGAS PARTNERS LP UNITS LTD PARTNERSHIP INT UNIT L P INT 030975106 87 1955 SH SOLE 0 0 1955 ANADARKO PETE CORP COM 032511107 13 165 SH SOLE 0 0 165 ANGLOGOLD ASHANTI LTD SPONS ADR SPONSORED ADR 035128206 2 150 SH SOLE 0 0 150 APPLE COMPUTER, INC. COM 037833100 147 261 SH SOLE 0 0 261 APPLIED MATERIALS INC COM 038222105 154 8684 SH SOLE 0 0 8684 AT&T INC COM COM 00206R102 850 24176 SH SOLE 0 0 24176 BANK NEW YORK MELLON CORP COM COM 064058100 40 1140 SH SOLE 0 0 1140 BANK OF AMERICA CORP COM 060505104 102 6552 SH SOLE 0 0 6552 BANK OF MONTREAL QUEISIN #CA0636711016 SEDOL #2076009 COM 063671101 33 500 SH SOLE 0 0 500 BARCLAYS BK PLC ADR 2 PREF 2 06739F390 24 1000 SH SOLE 0 0 1000 BARCLAYS BK PLC 8.125% PERP NON CUM PFD ADR CALLABLE ADR PFD SR 5 06739H362 55 2175 SH SOLE 0 0 2175 BARCLAYS BK PLC ADR PFD SHS SER 3 DIVD - 7.10% SP ADR 7.1%PF3 06739H776 13 527 SH SOLE 0 0 527 BARCLAYS BK PLC ETN F BARC ETN EUR50 06742C129 14 115 SH SOLE 0 0 115 BARCLAYS BK PLC ETN F BARC YLD ETN LKD 06742C152 27 234 SH SOLE 0 0 234 BARRICK GOLD CORP F COM 067901108 57 3221 SH SOLE 0 0 3221 BAXTER INTL INC COM 071813109 116 1674 SH SOLE 0 0 1674 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 106 896 SH SOLE 0 0 896 BHP BILLITON LTD ADR 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92 2304 SH SOLE 0 0 2304 TEXTAINER GROUP HOLDINGS LTD SHS SHS G8766E109 30 742 SH SOLE 0 0 742 TIM HORTONS INC COM COM 88706M103 12 210 SH SOLE 0 0 210 TOYOTA MTRS CORP ADRREPSTG 2 SHRS SP ADR REP2COM 892331307 10 80 SH SOLE 0 0 80 TRAVELERS COMPANIES INC COM 89417E109 40 444 SH SOLE 0 0 444 TRIANGLE CAPITAL CORPORATION COM 895848109 28 1000 SH SOLE 0 0 1000 UGI CORP NEW COM 902681105 131 3168 SH SOLE 0 0 3168 UIL HOLDINGS CORP COM 902748102 91 2361 SH SOLE 0 0 2361 UNILEVER N V NY SHS NEWF N Y REGISTRY SHARES N Y SHS NEW 904784709 22 546 SH SOLE 0 0 546 UNILEVER PLC ADR NEW SPON ADR NEW 904767704 27 645 SH SOLE 0 0 645 UNION PACIFIC CORP COM 907818108 47 277 SH SOLE 0 0 277 UNITED DOMINION RLTYTR INC COM 902653104 13 555 SH SOLE 0 0 555 UNITED PARCEL SERVICE INC CL B 911312106 144 1370 SH SOLE 0 0 1370 UNITED TECHNOLOGIES CORP COM 913017109 221 1944 SH SOLE 0 0 1944 UNITEDHEALTH GROUP COM 91324P102 92 1216 SH SOLE 0 0 1216 US BANCORP COM NEW 902973304 100 2470 SH SOLE 0 0 2470 UTILITIES SELECT SECTOR SPDR SBI INT-UTILS 81369Y886 822 21636 SH SOLE 0 0 21636 VALE SA (ADR) ADR 91912E105 13 870 SH SOLE 0 0 870 VALERO ENERGY CORP NEW COM 91913Y100 52 1038 SH SOLE 0 0 1038 VANGUARD FTSE ALL-WORLD EX-US ALLWRLD EX US 922042775 20 400 SH SOLE 0 0 400 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 9 225 SH SOLE 0 0 225 VANGUARD HIGH DIVIDEND YIELD HIGH DIV YLD 921946406 31 500 SH SOLE 0 0 500 VANGUARD INFORMATION TECHNOLOGY INF TECH ETF 92204A702 54 600 SH SOLE 0 0 600 VANGUARD LARGE CAP LARGE CAP ETF 922908637 11 132 SH SOLE 0 0 132 VANGUARD NATURAL RES COM UNIT 92205F106 20 686 SH SOLE 0 0 686 VANGUARD REIT INDEX REIT ETF 922908553 26 407 SH SOLE 0 0 407 VANGUARD S&P 500 ETF S&P 500 ETF SHS 922908363 8 48 SH SOLE 0 0 48 VANGUARD SHORT TERM BOND SHORT TRM BOND 921937827 3140 39281 SH SOLE 0 0 39281 VANGUARD SMALL CAP ETF SMALL CP ETF 922908751 31 283 SH SOLE 0 0 283 VANGUARD SMALL CAP GROWTH ETF SML CP GRW ETF 922908595 27 224 SH SOLE 0 0 224 VANGUARD SMALL CAP VALUE ETF SM CP VAL ETF 922908611 44 455 SH SOLE 0 0 455 VANGUARD TELECOMMUNICATIONS SERVICES ETF TELCOMM ETF 92204A884 53 630 SH SOLE 0 0 630 VANGUARD TOTAL BOND MARKET TOTAL BND MRKT 921937835 57 717 SH SOLE 0 0 717 VANGUARD VALUE ETF VALUE ETF 922908744 28 372 SH SOLE 0 0 372 VERIZON COMMUNICATIONS COM 92343V104 412 8386 SH SOLE 0 0 8386 VISA INC COM CL A 92826C839 11 49 SH SOLE 0 0 49 VODAFONE GROUP NEW ADR F SPONS ADR NEW 92857W209 47 1190 SH SOLE 0 0 1190 WAL-MART STORES INC COM 931142103 278 3528 SH SOLE 0 0 3528 WALT DISNEY CO COM DISNEY 254687106 59 775 SH SOLE 0 0 775 WASTE MANAGEMENT INC COM 94106L109 7 153 SH SOLE 0 0 153 WELLPOINT INC COM 94973V107 81 880 SH SOLE 0 0 880 WELLS FARGO & CO COM 949746101 300 6605 SH SOLE 0 0 6605 WESTERN ASSET HIGH INCOME FUND II INC COM 95766J102 4126 457419 SH SOLE 0 0 457419 WESTERN ASSET MANAGED MUNS FD INC COM 95766M105 11 892 SH SOLE 0 0 892 WESTERN DIGITAL CORP COM 958102105 73 875 SH SOLE 0 0 875 WHOLE FOODS MARKET INC COM 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BRANDS INC COM 988498101 16 208 SH SOLE 0 0 208 ZIMMER HLDGS INC COM 98956P102 37 400 SH SOLE 0 0 400