CHIEF COMPLIANCE OFFICE

0001541211-16-000008.txt : 20160726 0001541211-16-000008.hdr.sgml : 20160726 20160726164726 ACCESSION NUMBER: 0001541211-16-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160726 DATE AS OF CHANGE: 20160726 EFFECTIVENESS DATE: 20160726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilton Capital Management, LLC CENTRAL INDEX KEY: 0001541211 IRS NUMBER: 134193167 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14787 FILM NUMBER: 161784772 BUSINESS ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-535-3828 MAIL ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001541211 XXXXXXXX 06-30-2016 06-30-2016 Hilton Capital Management, LLC

1010 FRANKLIN AVENUE GARDEN CITY NY 11530

13F HOLDINGS REPORT 028-14787 N BARBARA MARTENS CHIEF COMPLIANCE OFFICE 516-535-3828 BARBARA MARTENS GARDEN CITY NY 07-26-2016 0 94 316377 false INFORMATION TABLE 2 13F201606.XML COLONY FINANCIAL CONV. SR NT Convertible Bonds 19624RAB2 2700 2850000 PRN SOLE 0 750000 0 2100000 HCI GROUP CONV. SR NT Convertible Bonds 40416EAB9 11850 13552000 PRN SOLE 0 3520000 0 10032000 APPLE INC. Common Stocks 037833100 991 10368 SH SOLE 0 45 0 10323 AMERICAN MIDSTREAM PARTNERS LLP Common Stocks 02752P100 223 18850 SH SOLE 0 0 0 18850 JPMORGAN CHASE & CO ALERIAN ML ETN Equity ETN 46625H365 999 31396 PRN SOLE 0 17851 0 13545 AMERIPRISE FINL INC Common Stocks 03076C106 216 2400 SH SOLE 0 0 0 2400 AMERICAN RIVER BANKSHRS Common Stocks 029326105 232 22555 SH SOLE 0 22555 0 0 AMAZON COM INC Common Stocks 023135106 4141 5786 SH SOLE 0 10 0 5776 ALPINE TOTAL DYNAMIC DIVIDEND FUND Equity Closed-End Fund 021060207 329 45325 PRN SOLE 0 0 0 45325 ANTERO RESOURCES CORP. Common Stocks 03674X106 666 25641 SH SOLE 0 0 0 25641 GLOBAL X MSCI ARGENTINA ETF Equity ETFs 37950E259 295 13250 PRN SOLE 0 0 0 13250 AMERICAN EXPRESS CO Common Stocks 025816109 747 12300 SH SOLE 0 0 0 12300 BOOZ ALLEN HAMILTON HOLDINGS Common Stocks 099502106 5320 179503 SH SOLE 0 88306 0 91197 BANC OF CALIFORNIA Common Stocks 05990K106 257 14225 SH SOLE 0 14225 0 0 BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN Common Stocks 106776107 1 25500 SH SOLE 0 0 0 25500 POWERSHARES SENIOR LOAN Fixed Income ETF 73936Q769 459 20000 PRN SOLE 0 0 0 20000 Blackrock Inc. Common Stocks 09247X101 291 850 SH SOLE 0 0 0 850 BROADRIDGE FINANCIAL SOLUTIONS Common Stocks 11133T103 12030 184510 SH SOLE 0 85656 0 98854 CELGENE CORP Common Stocks 151020104 681 6905 SH SOLE 0 0 0 6905 COMCAST CORP NEW CL A Common Stocks 20030N101 232 3560 SH SOLE 0 3500 0 60 CME GROUP INC Common Stocks 12572Q105 5633 57834 SH SOLE 0 27709 0 30125 COSTCO WHOLESALE CORP Common Stocks 22160K105 314 2000 SH SOLE 0 0 0 2000 CVS CORP Common Stocks 126650100 214 2235 SH SOLE 0 0 0 2235 WALT DISNEY COMPANY Common Stocks 254687106 1315 13445 SH SOLE 0 0 0 13445 DOLLAR TREE INC Common Stocks 256746108 942 10000 SH SOLE 0 0 0 10000 PROSHARES SHORT DOW 30 Equity ETFs 74347R701 203 9500 PRN SOLE 0 0 0 9500 EDAP TMS SA-ADR Common Stocks 268311107 182 55000 SH SOLE 0 0 0 55000 Morgan Stanley Emerging Markets Domestic Debt Fund Fixed Income Closed-End Fund 617477104 1031 134435 PRN SOLE 0 14435 0 120000 ENTERPRISE FINANCIAL SERVICES CORP Common Stocks 293712105 243 8705 SH SOLE 0 8705 0 0 SYNERON MEDICAL LTD Common Stocks M87245102 123 16000 SH SOLE 0 0 0 16000 ENTERPRISE PRODS PARTNERS L COM UNIT Common Stocks 293792107 17741 606309 SH SOLE 0 191407 0 414902 ENERGY TRANSFER EQUITY L P UT LTD PTN Common Stocks 29273V100 517 36000 SH SOLE 0 8000 0 28000 ENERGY TRANSFER PARTNERS L.P. Common Stocks 29273R109 257 6752 SH SOLE 0 0 0 6752 EV ENERGY PARTNERS LP Common Stocks 26926V107 31 13500 SH SOLE 0 0 0 13500 FACEBOOK INC Common Stocks 30303M102 850 7440 SH SOLE 0 40 0 7400 FCB FINANCIAL HOLDINGS Common Stocks 30255G103 398 11700 SH SOLE 0 11700 0 0 FOUR CORNERS PROPERTY TRUST Common Stocks 35086T109 6526 316970 SH SOLE 0 155793 0 161177 FIRST OF LONG ISLAND CORP Common Stocks 320734106 6355 221675 SH SOLE 0 93646 0 128029 GILEAD Sciences Common Stocks 375558103 267 3200 SH SOLE 0 3200 0 0 ALPHABET INC -CL C Common Stocks 02079K107 3659 5287 SH SOLE 0 8 0 5279 ALPHABET INC -CL A Common Stocks 02079K305 469 667 SH SOLE 0 4 0 663 GRAMERCY PROPERTY TRUST Common Stocks 385002100 14851 1610697 SH SOLE 0 723605 0 887092 iShares INT. GOVT/CREDIT BOND ETF Fixed Income ETF 464288612 18923 166947 PRN SOLE 0 82902 0 84045 HOWARD BANCORP Common Stocks 442496105 2623 201765 SH SOLE 0 0 0 201765 HOME DEPOT INC Common Stocks 437076102 239 1872 SH SOLE 0 0 0 1872 HILTON WORLDWIDE HOLDINGS INC. Common Stocks 43300A104 203 9000 SH SOLE 0 0 0 9000 HSBC HOLDINGS PLC 6.2% SER A FC 12/21/12 Preferred Stock 404280604 2710 104480 PRN SOLE 0 51526 0 52954 HERITAGE COMMERCE CORP Common Stocks 426927109 290 27540 SH SOLE 0 27540 0 0 ISHARES 7-10 YR TRESURY BD ETF Fixed Income ETF 464287440 13585 120270 PRN SOLE 0 58439 0 61831 PRUDENTIAL ST DUR HY FUND Fixed Income Closed-End Fund 74442F107 995 63000 PRN SOLE 0 50000 0 13000 Ishares Russell 1000 Growth ETF Equity ETFs 464287614 207 2065 PRN SOLE 0 2065 0 0 NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND Fixed Income Closed-End Fund 670735109 9585 414948 PRN SOLE 0 210189 0 204759 JOHNSON & JOHNSON Common Stocks 478160104 1113 9177 SH SOLE 0 0 0 9177 NUVEEN CREDIT STRAT FUND Fixed Income Closed-End Fund 67073D102 858 106165 PRN SOLE 0 100300 0 5865 KINDER MORGAN INC Common Stocks 49456B101 202 10765 SH SOLE 0 0 0 10765 DIREXION INSIDER Equity ETFs 25459Y769 306 4200 PRN SOLE 0 0 0 4200 ISHARES IBOXX INVESTMENT GRADE CORP BOND Fixed Income ETF 464287242 22803 185794 PRN SOLE 0 119976 0 65818 MCDONALDS CORP Common Stocks 580135101 9230 76703 SH SOLE 0 38807 0 37896 MONDELEZ INTERNATIONAL INC Common Stocks 609207105 693 15217 SH SOLE 0 54 0 15163 MAGELLAN MIDSTREAM PARTNERS LP Common Stocks 559080106 15663 206091 SH SOLE 0 66732 0 139359 MPLX LP Common Stocks 55336V100 238 7085 SH SOLE 0 0 0 7085 Nuveen Dividend Advantage Municipal Income Fund Fixed Income Closed-End Fund 67071L106 325 20000 PRN SOLE 0 0 0 20000 NOVARTIS AG SPONSORED ADR Common Stocks 66987V109 398 4825 SH SOLE 0 0 0 4825 OXBRIDGE RE HOLDINGS LTD Common Stocks G6856M106 99 19750 SH SOLE 0 0 0 19750 PLAINS ALL AMERN PIPELINE L UNIT L P INT Common Stocks 726503105 2012 73185 SH SOLE 0 3900 0 69285 PIMCO DYNAMIC INC FUND Fixed Income Closed-End Fund 72201Y101 201 7280 PRN SOLE 0 1465 0 5815 ISHARES S&P PREFERRED STOCK INDEX FUND Preferred Stock 464288687 1570 39356 PRN SOLE 0 280 0 39076 PROCTER & GAMBLE COMPANY Common Stocks 742718109 273 3221 SH SOLE 0 0 0 3221 PINNACLE FINANCIAL PARTNERS Common Stocks 72346Q104 225 4600 SH SOLE 0 4600 0 0 RITE AID CORP Common Stocks 767754104 637 85000 SH SOLE 0 0 0 85000 REPUBLIC SERVICES, INC. Common Stocks 760759100 11500 224133 SH SOLE 0 116625 0 107508 REDWOOD TRUST INC Common Stocks 758075402 10671 772682 SH SOLE 0 399732 0 372950 STARBUCKS CORP Common Stocks 855244109 315 5520 SH SOLE 0 0 0 5520 SERVISFIRST BANCSHARES INC Common Stocks 81768T108 391 7920 SH SOLE 0 7920 0 0 PROSHARES TR PSHS SHRT S&P5 Equity ETFs 74347R503 3953 99690 PRN SOLE 0 44757 0 54933 ISHARES SHORT TREASURY BOND Fixed Income ETF 464288679 5081 46000 PRN SOLE 0 0 0 46000 SVB FINANCIAL GROUP Common Stocks 78486Q101 453 4758 SH SOLE 0 4758 0 0 SOUTHERN CO Common Stocks 842587107 10962 204394 SH SOLE 0 103344 0 101050 SPDR S&P 500 ETF TRUST Equity ETFs 78462F103 205 980 PRN SOLE 0 980 0 0 STERLING BANCORP Common Stocks 85917A100 4972 316676 SH SOLE 0 158768 0 157908 CONSTELLATION BRANDS INC-A Common Stocks 21036P108 12393 74930 SH SOLE 0 38988 0 35942 A T & T INC (NEW) Common Stocks 00206R102 290 6705 SH SOLE 0 0 0 6705 TALLGRASS ENERGY PARTNERS LP Common Stocks 874697105 1197 26015 SH SOLE 0 0 0 26015 TOOTSIE ROLL INDUSTRIES, INC. Common Stocks 890516107 8473 219900 SH SOLE 0 113393 0 106507 TARGA RESOURCES Common Stocks 87612G101 1112 26383 SH SOLE 0 0 0 26383 VECTOR GROUP LTD. Common Stocks 92240M108 11714 522473 SH SOLE 0 267986 0 254487 INVESCO DYNAMIC CREDIT OPP Fixed Income Closed-End Fund 46132R104 455 41280 PRN SOLE 0 37000 0 4280 VERIZON COMMUNICATIONS Common Stocks 92343V104 11398 204120 SH SOLE 0 87439 0 116681 WASHINGTON TRUST BANCORP Common Stocks 940610108 5309 139995 SH SOLE 0 67182 0 72813 WESTERN GAS PARTNERS LP UNIT LP IN Common Stocks 958254104 2104 41740 SH SOLE 0 0 0 41740 WAL MART STORES INC Common Stocks 931142103 818 11200 SH SOLE 0 200 0 11000 WILLIAMS PARTNERS LP Common Stocks 96949L105 676 19503 SH SOLE 0 0 0 19503 EXXON MOBIL CORP Common Stocks 30231G102 642 6851 SH SOLE 0 0 0 6851 ZELTIQ AESTHETICS INC Common Stocks 98933Q108 306 11200 SH SOLE 0 0 0 11200