0001540142-13-000004.txt : 20130514 0001540142-13-000004.hdr.sgml : 20130514 20130514132059 ACCESSION NUMBER: 0001540142-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 EFFECTIVENESS DATE: 20130514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) CENTRAL INDEX KEY: 0001540142 IRS NUMBER: 943182508 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14637 FILM NUMBER: 13840487 BUSINESS ADDRESS: STREET 1: 100 PINE STREET STREET 2: SUITE 2700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-229-9000 MAIL ADDRESS: STREET 1: 100 PINE STREET STREET 2: SUITE 2700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 Sig13F_1stQtr2013.txt SIG13F1STQTR2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 13 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/13 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: SAN FRANCISCO SENTRY INVESTMENT GROUP 100 Pine Street, Suite 2700 San Francisco, CA 94111 Form 13F File Number: 28-14637 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard E. Dirickson, Jr. Title: Chairman and CEO Phone: (415) 229-9000 Signature, Place and Date of Signing: /s/ Richard E. Dirickson, Jr. San Francisco, CA May 14, 2013 ----------------------------- ------------------------ ------------------ [Signature] [City, State] [Date] Report Type (Check only one): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [x] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: 1. 28-04145 Gannett Welsh & Kotler, LLC FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 635 Form 13F Information Table Value Total (x$1000): 282,998 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE Voting Authority ----------------- Value Shares/Sh/Put/InvstmtOther Name of Issuer Title ClCUSIP (x$1000Prn AmtPrnCallDescr. Mgrs SoleSharedNone ------------------------------ ------------------------------------------------------------------- 3M COMPANY COM 88579y101595 5600 SH Sole 5600 8 X 8 INC COM 28291410075 11000 SH Sole 11000 ABB LTD ADR F SPONSORED ADR 1 ADR 0003752043 125 SH Sole 125 ABBOTT LABORATORIES COM 00282410034 961 SH Sole 961 Abbvie Inc. COM 00287y1092 50 SH Sole 50 ABERCROMBIE & FITCH CO COM 00289620760 1300 SH Sole 1300 ABERDEEN ASIA PAC INCOME FD COM 0030091071371 176192 SH Sole 176192 ABIOMED INC COM 00365410037 2000 SH Sole 2000 ACADIA PHARMACEUTICALS INC COM 0042251088 1000 SH Sole 1000 ACCESS MIDSTREAM PARTNERS L P LP 00434l1096 150 SH Sole 150 ACE LIMITED COM h0023r105534 6000 SH Sole 6000 ACTIVISION BLIZZARD INC COM 00507v10938 2600 SH Sole 2600 ADOBE SYSTEMS INC COM 00724f1019640 221540 SH Sole 221540 ADT LIMITED COM 00758G1087 137 SH Sole 137 AES CORP COM COM 00130h1053 253 SH Sole 253 AGILENT TECHNOLOGIES INC COM 00846u101541 12885 SH Sole 12885 AK STEEL HOLDING CORP COM 0015471084 1200 SH Sole 1200 ALCOA INC COM 0138171012 282 SH Sole 282 ALLERGAN INC COM 018490102104 936 SH Sole 936 ALLIANCE RESOURCE PARTNERS L P COM 01877r10810 150 SH Sole 150 ALLIANCEBERNSTEIN INCM COM 01881e1014 432 SH Sole 432 ALLSTATE CORPORATION COM 02000210112 244 SH Sole 244 ALPHA NATURAL RESOURCES COM 02076x10221 2575 SH Sole 2575 ALPINE TOTAL DYNAMIC DIVIDFD COM 0210601084 1034 SH Sole 1034 ALPS SECTOR DIVIDEND DOGS COM 00162q8586 200 SH Sole 200 ALPS TRUST ETF ALERIAN MLP COM 00162q866379 21395 SH Sole 21395 ALTAIR NANOTECHNOLOGIES COM 0213731050 40 SH Sole 40 ALTRIA GROUP INC COM 02209s103388 11274 SH Sole 11274 AMAZON.COM INC COM 023135106816 3063 SH Sole 3063 AMER ELECTRIC PWR CO INC COM 0255371015 95 SH Sole 95 AMER EXPRESS COMPANY COM 025816109125 1858 SH Sole 1858 AMERICAN CARESOURCE HOLDINGS I COM 02505A2024 2000 SH Sole 2000 AMERICAN INTERNATIONAL GROUP WT 0268741561 70 SH Sole 70 AMERICAN INTL GROUP COM 02687478416 410 SH Sole 410 AMERICAN PWR GROUP CORP COM 02906V1020 360 SH Sole 360 AMERICAN STATES WATER CO HOLDI COM 02989910112 200 SH Sole 200 AMERICAN TOWER REIT INC (HLDG COM 03027x100706 9179 SH Sole 9179 AMERICAN VANADIUM COM 0303701001 1200 SH Sole 1200 AMERIPRISE FINL INC COM 03076c1066 83 SH Sole 83 AMERN CAMPUS COMMUNITIES COM 02483510029 645 SH Sole 645 AMGEN INC COM COM 0311621006401 62441 SH Sole 62441 AMPHENOL CORP COM 03209510125 336 SH Sole 336 ANADARKO PETE CORP COM 0325111071111 12700 SH Sole 12700 ANALOG DEVICES COM 0326541051976 42500 SH Sole 42500 ANDERSON ENERGY LTD COM 0338391010 1500 SH Sole 1500 ANNALY CAPITAL MGMT REIT COM 035710409423 26600 SH Sole 26600 AOL TIME WARNER INC COM 00184a1050 6 SH Sole 6 APACHE CORP COM 037411105359 4650 SH Sole 4650 APPLE INC COM 0378331004614 10423 SH Sole 10423 APPLIED MATERIALS INC COM 03822210510 746 SH Sole 746 AQUA AMERICA INC COM 03836w10360 1900 SH Sole 1900 ARC RESOURCES LTD COM 00208d408230 8700 SH Sole 8700 ARCELOR MITTAL NY NEW F NEW YO COM 60684p1013 200 SH Sole 200 ARCHER-DANIELS-MIDLAND CO COM 03948310214 402 SH Sole 402 ARES CAPITAL CORPORATION COM 04010l103122 6745 SH Sole 6745 AT&T INC COM 00206r1021037 28253 SH Sole 28253 ATLANTIC POWER CORPORATION NEW COM 04878q8632 350 SH Sole 350 ATLAS PIPELINE PARTNERS COM 04939210323 654 SH Sole 654 ATMEL CORP COM 0495131043 375 SH Sole 375 AVATEX CORP COM 00765f1012 500 SH Sole 500 AVON PRODUCTS INC COM 0543031024 201 SH Sole 201 BABCOCK & WILCOX CO COM 05615f1024 127 SH Sole 127 BAIDU INC ADR F SPONSORED ADR ADR 056752108107 1220 SH Sole 1220 BAKER HUGHES INC COM 0572241075 105 SH Sole 105 BANK OF AMERICA CORP COM 060505104611 50152 SH Sole 50152 BARCLAYS BANK PLC ADR F SPONSO ADR 06738e2046 350 SH Sole 350 BARCLAYS BK PLC IPATH S&P 500 COM 06740c1885 250 SH Sole 250 BASIC ENERGY SERVICES INC NEW COM 06985p100195 14300 SH Sole 14300 BAXTER INTERNTL INC COM 071813109350 4825 SH Sole 4825 BAYERISCHE MOTR ADR F UNSPONSO COM 07274320612 425 SH Sole 425 BEAM INC COM 073730103275 4333 SH Sole 4333 BERKSHIRE HATHAWAYINC DEL CL COM 084670702219 2100 SH Sole 2100 BHP BILLITON LTD SPONSORED ADR ADR 088606108287 4200 SH Sole 4200 BION ENVIRO TECH NEW COM 0906103070 100 SH Sole 100 BLACKROCK CA MUNI INCOME TR SH COM 09248e10279 4886 SH Sole 4886 BLACKROCK GLOBAL ALLOCA COM 09251t30129 1531 SH Sole 1531 BLACKROCK HIGH YIELD TR COM 09248n10280 10000 SH Sole 10000 BLACKROCK MUNIYLD NY INS COM 09255e10289 6000 SH Sole 6000 BLACKSTONE GROUP LP COM UN LP 09253u108159 8050 SH Sole 8050 BLKRCK MUNIHLDGS CA QLTY COM 6259331068 500 SH Sole 500 BLKRCK MUNIYIELD CAL FD COM 09254m10512 740 SH Sole 740 BOARDWALK PIPELINE PARTNERS LP COM 0966271046244 213040 SH Sole 213040 BOEING CO COM 0970231052035 23701 SH Sole 23701 BOSTON SCIENTIFIC CORP COM 101137107313 40117 SH Sole 40117 BP PRUDHOE BAY ROYALTY TRUST U COM 0556301072257 27029 SH Sole 27029 BRISTOL-MYERS SQUIBB CO COM 110122108544 13219 SH Sole 13219 BROADCOM CORP CALIF CL A COM 111320107300 8650 SH Sole 8650 BROADVISION INC NEW COM 1114121020 1 SH Sole 1 BROOKFIELD ASSET MANAGEMENT IN COM 112585104164 4500 SH Sole 4500 BSQUARE CORP COM 11776u1025 1500 SH Sole 1500 BUCKEYE PARTNERS LP UNITS LTD COM 1182301016 104 SH Sole 104 BUCKEYE PARTNERS UTS L P UNIT COM 1182301019 150 SH Sole 150 BYD COMPANY LTD H SHARES COM 6536651 50 15600 SH Sole 15600 C R BARD INC COM 0673831099 86 SH Sole 86 C S X CORP COM 12640810350 2031 SH Sole 2031 C V S CAREMARK CORP COM 126650100440 8000 SH Sole 8000 CA WATER SERVICE GROUP COM 13078810214 700 SH Sole 700 CABOT OIL & GAS COM 12709710310603 156830 SH Sole 156830 CALPINE CORP COM NEW COM 131347304309 15015 SH Sole 15015 CALUMET SPECIALTY PRODUCTS PAR COM 1314761031094 29361 SH Sole 29361 CAMECO CORP COM 13321l108393 18950 SH Sole 18950 CANADIAN NATURAL RES F COM 1363851014 125 SH Sole 125 CANADIAN OIL SANDS LIMITED COM 13643e10565 3171 SH Sole 3171 CATERPILLAR INC DEL COM 14912310127840 320109 SH Sole 320109 CBRE GROUP INC CL A COM 12504l10937 1477 SH Sole 1477 CELGENE CORP COM COM 1510201042238 19304 SH Sole 19304 CENOVUS ENERGY INC COM 15135u10940 1300 SH Sole 1300 CENTURYLINK INC COM 156700106245 6960 SH Sole 6960 CERNER CORP COM 15678210492 967 SH Sole 967 CF INDUSTRIES HOLDINGS COM 125269100171 900 SH Sole 900 CHENIERE ENERGY INC COM COM 16411r20814 500 SH Sole 500 CHEVRON CORP COM 1667641004421 37211 SH Sole 37211 CHICAGO BRIDGE & IRON COM 167250109573 9225 SH Sole 9225 CHINA FUND INC COM 1693731077 353 SH Sole 353 CHIPOTLE MEXICAN GRILL INC CLA COM 16956105730 91 SH Sole 91 CIGNA CORPORATION COM 12550910983 1336 SH Sole 1336 CINCINNATI FINANCIAL CP COM 17206210151 1075 SH Sole 1075 CISCO SYSTEMS INC COM COM 17275r1022134 102147 SH Sole 102147 CITIGROUP INC NEW COM 172967424540 12202 SH Sole 12202 CLAYMORE EXCHANGE TRADED FD TR COM 18383m6541 27 SH Sole 27 CLEARBRIDGE ENERGY MLP COM 18469210156 2100 SH Sole 2100 CLEARBRIDGE ENERGY MLP TOTAL R COM 18469q1087 318 SH Sole 318 CLECO CORPORATION NEW COM 12561W10535 735 SH Sole 735 CLIFFS NATURAL RES INC COM 18683k10125 1301 SH Sole 1301 CLOROX COMPANY COM 189054109133 1500 SH Sole 1500 CME GROUP INC COM 12572q10541 663 SH Sole 663 COACH INC COM 18975410495 1900 SH Sole 1900 COCA COLA COMPANY COM 1912161001635 40421 SH Sole 40421 COHEN & STEERS INFRASTRUCTURE COM 19248A1097 348 SH Sole 348 COHEN & STEERS QUALITY INCOME COM 19247l10623 2000 SH Sole 2000 COHEN & STEERS REIT PREFERRED COM 19247x1002 85 SH Sole 85 COLGATE-PALMOLIVE CO COM 1941621031098 9300 SH Sole 9300 COMCAST CORP NEW CL A COM 20030n1011275 30372 SH Sole 30372 COMCAST CORPORATION NEW SPL CL COM 20030n20040 1000 SH Sole 1000 CONCEPTUS, INC. COM 2060161074387 181642 SH Sole 181642 CONOCOPHILLIPS COM 20825c1041413 23509 SH Sole 23509 CONS COMMUNICATION HLDGS COM 20903410711 600 SH Sole 600 CONSOLIDATED EDISON INC COM 20911510433 535 SH Sole 535 CON-WAY INC. COM 20594410135 1000 SH Sole 1000 CORNING INC COM 21935010515 1124 SH Sole 1124 COSTAMARE INC COM USD0.0001 COM y1771g102537 33820 SH Sole 33820 COSTCO WHOLESALE CORP-NEW COM 22160k105642 6054 SH Sole 6054 CROWN CASTLE INTL CORP COM 22822710459 841 SH Sole 841 CUMMINS INC COM COM 231021106168 1450 SH Sole 1450 CVR PARTNERS LP COM 126633106201 8021 SH Sole 8021 CVR REFINING LP COM 12663P10738 1100 SH Sole 1100 DANA HOLDING CORPORATION COM 2358252054 235 SH Sole 235 DANAHER CORP DEL COM 2358511021885 30329 SH Sole 30329 DARDEN RESTAURANTS INC COM 23719410541 790 SH Sole 790 DECKERS OUTDOOR CORP COM 24353710717 300 SH Sole 300 DEERE CO COM 2441991051238 14400 SH Sole 14400 DELPHI AUTOMOTIVE PLC COM G2782310698 2204 SH Sole 2204 DENDREON CORP COM 24823q10724 5000 SH Sole 5000 DEVON ENERGY CP NEW COM 25179m103379 6714 SH Sole 6714 DIAGEO PLC ISIN#US25243Q2057 ADR 25243q20528 222 SH Sole 222 DIAMOND FOODS INC COM 25260310577 4575 SH Sole 4575 DIGITAL GLOBE INC. COM 25389M877122 4211 SH Sole 4211 DISCOVERY HOLDING CO COM 25468y107113 1435 SH Sole 1435 DISNEY (WALT) CO COM STK COM 25468710645 800 SH Sole 800 DOLLAR GENERAL CORPORATION NEW COM 25667710528 563 SH Sole 563 DOMINION RESOURCES COM 25746u10946 790 SH Sole 790 DORCHESTER MINERALS LP COM 25820R10595 4104 SH Sole 4104 DOW 30 PREMIUM AND DIVIDEND IN COM 2605821012 120 SH Sole 120 DOW CHEMICAL COMPANY COM 260543103174 5451 SH Sole 5451 DREYFUS STRAT MUNICIPALS COM 261932107101 11000 SH Sole 11000 DUKE ENERGY CORP NEW COM 26441c20417 237 SH Sole 237 DUNKIN BRANDS GROUP INC COM 26550410020 551 SH Sole 551 E M C CORPORATION MASS COM 2686481022087 87355 SH Sole 87355 EASTMAN CHEM CO COM COM 2774321001175 16819 SH Sole 16819 EBAY INC COM 2786421035 100 SH Sole 100 ECOLAB INC. COM 27886510014 178 SH Sole 178 EDISON INTERNATIONAL COM 2810201079 172 SH Sole 172 EDWARDS LIFESCIENCES CP COM 28176e1082 30 SH Sole 30 EL PASO PIPELINE PTNR LP LP 2837021087 150 SH Sole 150 EMERITUS CORP COM 2910051064 150 SH Sole 150 EMERSON ELEC CO COM 2910111042203 39427 SH Sole 39427 ENBRIDGE ENERGY PARTNERS L P COM 29250r10644 1454 SH Sole 1454 ENCANA CORPORATION F COM 2925051046 300 SH Sole 300 ENERGIZER HOLDINGS INC. COM 29266r1084 41 SH Sole 41 ENERGY FOCUS INC COM 29268t10210 52200 SH Sole 52200 ENERGY TRANSFER PARTNERS UNITS COM 29273r10969 1355 SH Sole 1355 ENERPLUS CORPORATION COM 2927661021650 113013 SH Sole 113013 ENGILITY HOLDINGS INC SHS WH COM 29285w1044 187 SH Sole 187 ENTERPRISE PRD PRTNRS LP COM 2937921071369 22715 SH Sole 22715 EOG RES INC COM 26875p101538 4200 SH Sole 4200 EQUINIX INC COM 29444u50235 160 SH Sole 160 ESSEX PROPERTY TRUST INC COM 2971781054 24 SH Sole 24 EXACTECH INC COM 30064e10921 1000 SH Sole 1000 EXCO RESOURCES INC COM 2692794026 803 SH Sole 803 EXELON CORPORATION COM 30161n101476 13800 SH Sole 13800 EXPRESS SCRIPTS HLDG CO COM 30219g108276 4794 SH Sole 4794 EXXON MOBIL CORPORATION COM 30231G102578 6416 SH Sole 6416 F5 NETWORKS INC COM 31561610289 1000 SH Sole 1000 FACEBOOK INC CLASS A COM 30303m102119 4655 SH Sole 4655 FAMILY DOLLAR STORES INC COM 3070001094 60 SH Sole 60 FANNIE MAE COM 3135861090 50 SH Sole 50 FEDEX CORPORATION COM 31428x1066856 69819 SH Sole 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