0001085146-12-000605.txt : 20120426 0001085146-12-000605.hdr.sgml : 20120426 20120425215147 ACCESSION NUMBER: 0001085146-12-000605 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120426 DATE AS OF CHANGE: 20120425 EFFECTIVENESS DATE: 20120426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATRIA INVESTMENTS LLC CENTRAL INDEX KEY: 0001535865 IRS NUMBER: 208800607 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14921 FILM NUMBER: 12781191 BUSINESS ADDRESS: STREET 1: 5935 CARNEGIE BLVD STREET 2: SUITE 100 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: 704-716-3725 MAIL ADDRESS: STREET 1: 5935 CARNEGIE BLVD STREET 2: SUITE 100 CITY: CHARLOTTE STATE: NC ZIP: 28209 13F-HR 1 atria1q2012.txt ATRIA INVESTMENTS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Atria Investments LLC Address: 5935 Carnegie Blvd, Suite 100 Charlotte, NC 28209 13F File Number: 028-14921 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Stier Title: President / CCO Phone: 704.716.3725 Signature, Place, and Date of Signing: /s/ Michael Stier Charlotte, NC April 23, 2012 ATRIA INVESTMENTS LLC PRIMARILY CONDUCTS ITS ADVISORY BUSINESS AS ADHESION WEALTH ADVISOR SOLUTIONS. Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 145 Form 13F Information Table Value Total: $346,412 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 354 3969 SH SOLE 3969 0 0 ABBOTT LABS COM 002824100 473 7732 SH SOLE 7732 0 0 ADVISORSHARES TR CAMBRIA GL TAC 00768Y800 234 9643 SH SOLE 9643 0 0 AFLAC INC COM 001055102 251 5476 SH SOLE 5476 0 0 AMERICAN EXPRESS CO COM 025816109 548 9475 SH SOLE 9475 0 0 AMGEN INC COM 031162100 211 3106 SH SOLE 3106 0 0 ANADARKO PETE CORP COM 032511107 359 4586 SH SOLE 4586 0 0 APPLE INC COM 037833100 1786 2979 SH SOLE 2979 0 0 AT&T INC COM 00206R102 605 19393 SH SOLE 19393 0 0 BANK OF AMERICA CORPORATION COM 060505104 173 18117 SH SOLE 18117 0 0 BARRICK GOLD CORP COM 067901108 262 6047 SH SOLE 6047 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 463 5708 SH SOLE 5708 0 0 BLOCK H & R INC COM 093671105 171 10388 SH SOLE 10388 0 0 CATERPILLAR INC DEL COM 149123101 508 4771 SH SOLE 4771 0 0 CELGENE CORP COM 151020104 219 2834 SH SOLE 2834 0 0 CHEVRON CORP NEW COM 166764100 1107 10332 SH SOLE 10332 0 0 CISCO SYS INC COM 17275R102 522 24713 SH SOLE 24713 0 0 CLAYMORE EXCHANGE TRD FD TR GUGGEN DEFN EQTY 18383M878 220 7855 SH SOLE 7855 0 0 COCA COLA CO COM 191216100 578 7818 SH SOLE 7818 0 0 COMCAST CORP NEW CL A 20030N101 539 17980 SH SOLE 17980 0 0 CONOCOPHILLIPS COM 20825C104 747 9832 SH SOLE 9832 0 0 CREDIT SUISSE NASSAU BRH ETN IDX-LKD 20 22542D845 449 22100 SH SOLE 22100 0 0 CVS CAREMARK CORPORATION COM 126650100 247 5515 SH SOLE 5515 0 0 DEERE & CO COM 244199105 254 3147 SH SOLE 3147 0 0 DIRECTV COM CL A 25490A101 243 4940 SH SOLE 4940 0 0 DISNEY WALT CO COM DISNEY 254687106 530 12118 SH SOLE 12118 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 420 7955 SH SOLE 7955 0 0 E M C CORP MASS COM 268648102 464 15560 SH SOLE 15560 0 0 ETFS PALLADIUM TR SH BEN INT 26923A106 15673 243117 SH SOLE 243117 0 0 EXELON CORP COM 30161N101 245 6249 SH SOLE 6249 0 0 EXXON MOBIL CORP COM 30231G102 1031 11893 SH SOLE 11893 0 0 FEDEX CORP COM 31428X106 233 2538 SH SOLE 2538 0 0 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 617 34838 SH SOLE 34838 0 0 FLAGSTAR BANCORP INC COM NEW 337930507 25 27500 SH SOLE 27500 0 0 GENERAL DYNAMICS CORP COM 369550108 285 3892 SH SOLE 3892 0 0 GENERAL ELECTRIC CO COM 369604103 928 46253 SH SOLE 46253 0 0 GENERAL MLS INC COM 370334104 324 8226 SH SOLE 8226 0 0 GOOGLE INC CL A 38259P508 563 878 SH SOLE 878 0 0 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 361 11937 SH SOLE 11937 0 0 HONEYWELL INTL INC COM 438516106 655 10734 SH SOLE 10734 0 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 458 16523 SH SOLE 16523 0 0 INDEXIQ ETF TR IQ REAL RTN ETF 45409B602 367 14045 SH SOLE 14045 0 0 INTEL CORP COM 458140100 772 27474 SH SOLE 27474 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 792 3797 SH SOLE 3797 0 0 ISHARES INC MSCI AUSTRALIA 464286103 15731 669136 SH SOLE 669136 0 0 ISHARES INC MSCI THAILAND 464286624 728 10012 SH SOLE 10012 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 239 7624 SH SOLE 7624 0 0 ISHARES TR S&P 100 IDX FD 464287101 16208 253093 SH SOLE 253093 0 0 ISHARES TR BARCLYS TIPS BD 464287176 1832 15572 SH SOLE 15572 0 0 ISHARES TR S&P 500 INDEX 464287200 1479 10475 SH SOLE 10475 0 0 ISHARES TR BARCLY USAGG B 464287226 3875 35283 SH SOLE 35283 0 0 ISHARES TR MSCI EMERG MKT 464287234 1528 35598 SH SOLE 35598 0 0 ISHARES TR IBOXX INV CPBD 464287242 1534 13274 SH SOLE 13274 0 0 ISHARES TR S&P500 GRW 464287309 470 6247 SH SOLE 6247 0 0 ISHARES TR S&P GBL ENER 464287341 256 6457 SH SOLE 6457 0 0 ISHARES TR S&P LTN AM 40 464287390 697 14637 SH SOLE 14637 0 0 ISHARES TR S&P 500 VALUE 464287408 2563 39475 SH SOLE 39475 0 0 ISHARES TR BARCLYS 7-10 YR 464287440 1634 15829 SH SOLE 15829 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 533 6327 SH SOLE 6327 0 0 ISHARES TR MSCI EAFE INDEX 464287465 29873 544248 SH SOLE 544248 0 0 ISHARES TR S&P MIDCAP 400 464287507 302 3047 SH SOLE 3047 0 0 ISHARES TR NASDQ BIO INDX 464287556 519 4211 SH SOLE 4211 0 0 ISHARES TR DJ US TECH SEC 464287721 521 6706 SH SOLE 6706 0 0 ISHARES TR S&P SMLCAP 600 464287804 1943 25469 SH SOLE 25469 0 0 ISHARES TR S&P SMLCP VALU 464287879 633 8062 SH SOLE 8062 0 0 ISHARES TR S&P SMLCP GROW 464287887 300 3634 SH SOLE 3634 0 0 ISHARES TR S&P CITINT TBD 464288117 274 2749 SH SOLE 2749 0 0 ISHARES TR MSCI ACJPN IDX 464288182 16336 289455 SH SOLE 289455 0 0 ISHARES TR MSCI ACWI INDX 464288257 1059 22455 SH SOLE 22455 0 0 ISHARES TR MSCI SMALL CAP 464288273 4461 111170 SH SOLE 111170 0 0 ISHARES TR JPMORGAN USD 464288281 494 4385 SH SOLE 4385 0 0 ISHARES TR HIGH YLD CORP 464288513 580 6396 SH SOLE 6396 0 0 ISHARES TR BARCLYS SH TREA 464288679 4577 41541 SH SOLE 41541 0 0 JOHNSON & JOHNSON COM 478160104 692 10498 SH SOLE 10498 0 0 JPMORGAN CHASE & CO COM 46625H100 645 14029 SH SOLE 14029 0 0 KIMBERLY CLARK CORP COM 494368103 334 4529 SH SOLE 4529 0 0 KRAFT FOODS INC CL A 50075N104 404 10653 SH SOLE 10653 0 0 LOCKHEED MARTIN CORP COM 539830109 262 2919 SH SOLE 2919 0 0 LOWES COS INC COM 548661107 447 14255 SH SOLE 14255 0 0 MARKET VECTORS ETF TR INDIA SMALL CP 57060U563 142 11748 SH SOLE 11748 0 0 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 207 4721 SH SOLE 4721 0 0 MCDONALDS CORP COM 580135101 426 4350 SH SOLE 4350 0 0 MEDTRONIC INC COM 585055106 250 6381 SH SOLE 6381 0 0 MERCK & CO INC NEW COM 58933Y105 837 21797 SH SOLE 21797 0 0 METLIFE INC COM 59156R108 301 8066 SH SOLE 8066 0 0 MICROSOFT CORP COM 594918104 1026 31817 SH SOLE 31817 0 0 NIKE INC CL B 654106103 210 1941 SH SOLE 1941 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 247 2600 SH SOLE 2600 0 0 ORACLE CORP COM 68389X105 415 14250 SH SOLE 14250 0 0 PEPSICO INC COM 713448108 537 8093 SH SOLE 8093 0 0 PFIZER INC COM 717081103 832 36778 SH SOLE 36778 0 0 PHILIP MORRIS INTL INC COM 718172109 828 9353 SH SOLE 9353 0 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 299 10216 SH SOLE 10216 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 521 16594 SH SOLE 16594 0 0 PROCTER & GAMBLE CO COM 742718109 649 9669 SH SOLE 9669 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 291 8774 SH SOLE 8774 0 0 QUALCOMM INC COM 747525103 498 7324 SH SOLE 7324 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 1775 19804 SH SOLE 19804 0 0 SCHLUMBERGER LTD COM 806857108 466 6670 SH SOLE 6670 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 385 11502 SH SOLE 11502 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 529 10278 SH SOLE 10278 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 230 6570 SH SOLE 6570 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 156 14175 SH SOLE 14175 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3019 18624 SH SOLE 18624 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4258 30243 SH SOLE 30243 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1465 8109 SH SOLE 8109 0 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 504 12817 SH SOLE 12817 0 0 SPDR SERIES TRUST BARCL CAP TIPS 78464A656 1121 19222 SH SOLE 19222 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 16493 691557 SH SOLE 691557 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 537 25189 SH SOLE 25189 0 0 SPECTRA ENERGY CORP COM 847560109 261 8297 SH SOLE 8297 0 0 ST JUDE MED INC COM 790849103 320 7241 SH SOLE 7241 0 0 STRYKER CORP COM 863667101 226 4076 SH SOLE 4076 0 0 SUNCOR ENERGY INC NEW COM 867224107 246 7525 SH SOLE 7525 0 0 SWEDISH EXPT CR CORP MLCX BIO ETN23 870297199 145 12782 SH SOLE 12782 0 0 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 143 15739 SH SOLE 15739 0 0 TARGET CORP COM 87612E106 616 10577 SH SOLE 10577 0 0 TE CONNECTIVITY LTD REG SHS H84989104 301 8208 SH SOLE 8208 0 0 TEXAS INSTRS INC COM 882508104 435 12956 SH SOLE 12956 0 0 TORTOISE MLP FD INC COM 89148B101 439 17163 SH SOLE 17163 0 0 TRAVELERS COMPANIES INC COM 89417E109 333 5633 SH SOLE 5633 0 0 UNION PAC CORP COM 907818108 290 2706 SH SOLE 2706 0 0 UNITEDHEALTH GROUP INC COM 91324P102 568 9639 SH SOLE 9639 0 0 US BANCORP DEL COM NEW 902973304 230 7274 SH SOLE 7274 0 0 VANGUARD INDEX FDS REIT ETF 922908553 6789 106669 SH SOLE 106669 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1056 17799 SH SOLE 17799 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 5435 76595 SH SOLE 76595 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 66447 919561 SH SOLE 919561 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 10904 250841 SH SOLE 250841 0 0 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 525 9889 SH SOLE 9889 0 0 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 232 5050 SH SOLE 5050 0 0 VANGUARD STAR FD INTL STK IDXFD 921909768 40664 890859 SH SOLE 890859 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 13259 273599 SH SOLE 273599 0 0 VANGUARD WORLD FD MEGA GRWTH IND 921910816 654 11839 SH SOLE 11839 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 503 7239 SH SOLE 7239 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 212 2833 SH SOLE 2833 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 360 9442 SH SOLE 9442 0 0 WAL MART STORES INC COM 931142103 359 5874 SH SOLE 5874 0 0 WELLPOINT INC COM 94973V107 372 5046 SH SOLE 5046 0 0 WELLS FARGO & CO NEW COM 949746101 810 23739 SH SOLE 23739 0 0 WEYERHAEUSER CO COM 962166104 248 11358 SH SOLE 11358 0 0 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 2224 38611 SH SOLE 38611 0 0 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 628 11163 SH SOLE 11163 0 0 XYLEM INC COM 98419M100 293 10575 SH SOLE 10575 0 0 YUM BRANDS INC COM 988498101 202 2843 SH SOLE 2843 0 0